Vault-13

CALUMET SPECIALTY PRODS PART CLMT

UT LTD PARTNER · MLP · CUSIP 131476103

70 institutional holders +3 vs Q2 2023
15,848,60415.8m shares reported held*
$302.7mreported value*
7 new 18 added 19 reduced 4 sold out net sold ≈ $2.9m (-152.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $19.10. Options: 9 managers hold calls ($28.0m notional), 7 hold puts ($17.9m).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 63Q4 22: 72Q1 23: 71Q2 23: 67Q3 23: 7070Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202263
Q4 202272
Q1 202371
Q2 202367
Q3 202370

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 28 bought or addedQ4 22: 29 cut or sold outQ4 22Q1 23: 26 bought or addedQ1 23: 27 cut or sold outQ1 23Q2 23: 25 bought or addedQ2 23: 24 cut or sold outQ2 23Q3 23: 25 bought or addedQ3 23: 23 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222829
Q1 20232627
Q2 20232524
Q3 20232523

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60mQ4 22 calls: $43.0mQ4 22 puts: $19.6mQ4 22P/C 0.46Q1 23 calls: $36.1mQ1 23 puts: $20.3mQ1 23P/C 0.56Q2 23 calls: $21.5mQ2 23 puts: $14.4mQ2 23P/C 0.67Q3 23 calls: $28.0mQ3 23 puts: $17.9mQ3 23P/C 0.64
Numbers
QuarterCallsPutsP/C
Q4 2022$43.0m$19.6m0.46
Q1 2023$36.1m$20.3m0.56
Q2 2023$21.5m$14.4m0.67
Q3 2023$28.0m$17.9m0.64

Biggest buyers

Driehaus Capital Management LLC New +56,686+56.7k
BARCLAYS PLC Added +55,370+55.4k
GROUP ONE TRADING LLC Added +50,253+50.3k
O'Brien Greene & Co. Inc New +48,000+48.0k
FAS Wealth Partners, Inc. New +40,098+40.1k
RAYMOND JAMES & ASSOCIATES Added +26,585+26.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +20,276+20.3k
GTS SECURITIES LLC Added +15,412+15.4k
AE Wealth Management LLC New +14,622+14.6k
GOLDMAN SACHS GROUP INC Added +13,465+13.5k

Biggest sellers

MORGAN STANLEY Reduced -188,636-188.6k
Springhouse Capital Management, LP Sold out -134,734-134.7k
BANK OF AMERICA CORP /DE/ Reduced -55,678-55.7k
CITADEL ADVISORS LLC Reduced -36,186-36.2k
Price Jennifer C. Reduced -21,500-21.5k
F/m Investments LLC Reduced -21,500-21.5k
Jump Financial, LLC Sold out -13,400-13.4k
CreativeOne Wealth, LLC Reduced -13,117-13.1k
GSA CAPITAL PARTNERS LLP Reduced -7,230-7.2k
ICA Group Wealth Management, LLC Sold out -6,516-6.5k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $12.4m650.9k shares
CITADEL ADVISORS LLC Added $6.5m341.4k shares
Knott David M Jr Unchanged $4.8m251.0k shares
GROUP ONE TRADING LLC Reduced $1.7m89.9k shares
SIMPLEX TRADING, LLC Added $1.1m55.7k shares
WOLVERINE TRADING, LLC Added $972.2k50.9k shares
GTS SECURITIES LLC New $313.2k16.4k shares
MILLENNIUM MANAGEMENT LLC Unchanged $191.0k10.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $7.8m406.4k shares
CITADEL ADVISORS LLC Reduced $4.0m208.6k shares
WOLVERINE TRADING, LLC Added $3.9m201.6k shares
SIMPLEX TRADING, LLC Added $1.0m52.9k shares
GROUP ONE TRADING LLC Added $727.7k38.1k shares
GTS SECURITIES LLC New $569.2k29.8k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q3 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q3 2023.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Adams Asset Advisors, LLC 13.94% of their portfolio DALLAS, TX 5,441,6135.4m $103.9m $103.9m 13.94% Unchanged
2 Knott David M Jr 32.85% of their portfolio SYOSSET, NY 4,325,0004.3m $82.6m $82.6m 32.85% Unchanged
3 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 566,056566.1k $10.8m $10.8m 0.00% Added +13.5k +13,465
4 F/m Investments LLC 7.83% of their portfolio WASHINGTON, DC 549,655549.7k $10.5m $10.5m 7.83% Reduced -21.5k -21,500
5 Price Jennifer C. 6.06% of their portfolio NEW YORK, NY 549,655549.7k $10.5m $10.5m 6.06% Reduced -21.5k -21,500
6 Windsor Wealth Management, Inc. 1.47% of their portfolio INDIANAPOLIS, IN 419,653419.7k $8.0m $8.0m 1.47% Unchanged
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 391,771391.8k $7.5m $7.5m 0.01% Added +20.3k +20,276
8 Bienville Capital Management, LLC 2.06% of their portfolio New York, NY 341,101341.1k $6.5m $6.5m 2.06% Unchanged
9 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 325,667325.7k $6.2m $6.2m 0.01% Added +26.6k +26,585
10 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 314,020314.0k $6.0m $6.0m 0.00% Added +3.5k +3,476
11 GROUP ONE TRADING LLC 0.23% of their portfolio CHICAGO, IL 304,366304.4k $5.8m $5.8m 0.23% Added +50.3k +50,253
12 Barnett & Company, Inc. 4.26% of their portfolio CHATTANOOGA, TN 285,682285.7k $5.5m $5.5m 4.26% Reduced -2.5k -2,500
13 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 215,066215.1k $4.1m $4.1m 0.00% Reduced -188.6k -188,636
14 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 200,870200.9k $3.8m $3.8m 0.00% Added +55.4k +55,370
15 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 161,745161.7k $3.1m $3.1m 0.00% Reduced -36.2k -36,186
16 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 148,023148.0k $2.8m $2.8m 0.00% Reduced -510 -510
17 Linscomb Wealth, Inc. 0.12% of their portfolio Houston, TX 110,889110.9k $2.1m $2.1m 0.12% Unchanged
18 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 80,61380.6k $1.5m $1.5m 0.00% Unchanged
19 EPACRIA CAPITAL PARTNERS, LLC 1.23% of their portfolio BOULDER, CO 77,49177.5k $1.5m $1.5m 1.23% Added +176 +176
20 ING GROEP NV 0.01% of their portfolio AMSTERDAM, P7 72,00072.0k $1.4m $1.4m 0.01% Unchanged
21 Column Capital Advisors, LLC 0.18% of their portfolio INDIANAPOLIS, IN 65,01065.0k $1.2m $1.2m 0.18% Added +10 +10
22 Driehaus Capital Management LLC 0.01% of their portfolio Chicago, IL 56,68656.7k $1.1m $1.1m 0.01% New
23 UBS Group AG 0.00% of their portfolio ZURICH, V8 55,65255.7k $1.1m $1.1m 0.00% Reduced -4.7k -4,716
24 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 49,25049.2k $940.7k $940.7k 0.00% Reduced -4.8k -4,841
25 O'Brien Greene & Co. Inc 0.34% of their portfolio MEDIA, PA 48,00048.0k $916.8k $916.8k 0.34% New
26 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 47,88347.9k $914.6k $914.6k 0.00% Unchanged
27 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 45,46245.5k $868.3k $868.3k 0.00% Added +794 +794
28 Independent Advisor Alliance 0.04% of their portfolio CHARLOTTE, NC 45,26245.3k $864.5k $864.5k 0.04% Unchanged
29 Plancorp, LLC 0.05% of their portfolio SAINT LOUIS, MO 45,00045.0k $859.5k $859.5k 0.05% Unchanged
30 GTS SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 43,23843.2k $825.8k $825.8k 0.02% Added +15.4k +15,412
31 Valeo Financial Advisors, LLC 0.04% of their portfolio CARMEL, IN 41,82341.8k $798.8k $798.8k 0.04% Reduced -200 -200
32 FAS Wealth Partners, Inc. 0.08% of their portfolio LEAWOOD, KS 40,09840.1k $765.9k $765.9k 0.08% New
33 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 36,00036.0k $687.6k $687.6k 0.01% Added +1.0k +1,000
34 ARS Investment Partners, LLC 0.07% of their portfolio New York, NY 30,00030.0k $573.0k $573.0k 0.07% Added +3.0k +3,000
35 MONETA GROUP INVESTMENT ADVISORS LLC 0.01% of their portfolio ST LOUIS, MO 26,60026.6k $508.1k $508.1k 0.01% Unchanged
36 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 26,47126.5k $506.0k $506.0k 0.00% Unchanged
37 WOLVERINE TRADING, LLC 0.00% of their portfolio CHICAGO, IL 25,72325.7k $491.3k $491.3k 0.00% Added +4.3k +4,326
38 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 21,56621.6k $412.0k $412.0k 0.00% Reduced -6.1k -6,100
39 Oasis Management Co Ltd. 0.11% of their portfolio GRAND CAYMAN, E9 20,66720.7k $394.7k $394.7k 0.11% Unchanged
40 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 19,83119.8k $378.8k $378.8k 0.00% Added +5.1k +5,100
41 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 16,49816.5k $315.1k $315.1k 0.00% Reduced -1.8k -1,833
42 J.W. COLE ADVISORS, INC. 0.02% of their portfolio TAMPA, FL 16,00016.0k $305.6k $305.6k 0.02% Reduced -1.0k -1,000
43 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 14,62214.6k $279.3k $279.3k 0.00% New
44 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 14,12814.1k $269.8k $269.8k 0.00% Unchanged
45 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 13,55013.6k $259.0k $259.0k 0.01% Unchanged
46 CreativeOne Wealth, LLC 0.02% of their portfolio OVERLAND PARK, KS 13,11713.1k $251.0k $251.0k 0.02% Reduced -13.1k -13,117
47 CALDWELL SUTTER CAPITAL, INC. 0.14% of their portfolio SAUSALITO, CA 13,00013.0k $248.3k $248.3k 0.14% Unchanged
48 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 12,00012.0k $229.2k $229.2k 0.00% New
49 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 11,23111.2k $214.5k $214.5k 0.00% Unchanged
50 SHEETS SMITH WEALTH MANAGEMENT 0.03% of their portfolio WINSTON-SALEM, NC 10,97711.0k $209.7k $209.7k 0.03% Added +377 +377
51 GSA CAPITAL PARTNERS LLP 0.02% of their portfolio LONDON, X0 10,28010.3k $196.0k $196.0k 0.02% Reduced -7.2k -7,230
52 Accel Wealth Management 0.11% of their portfolio WAVERLY, IA 10,00010.0k $191.0k $191.0k 0.11% Unchanged
53 Covestor Ltd 0.12% of their portfolio LONDON, X0 8,0338.0k $153.0k $153.0k 0.12% Added +116 +116
54 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 2,0002.0k $38.2k $38.2k 0.00% Reduced -2.0k -2,000
55 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,8451.8k $35.2k $35.2k 0.00% Unchanged
56 FinTrust Capital Advisors, LLC 0.01% of their portfolio Greenville, SC 1,4001.4k $26.7k $26.7k 0.01% Reduced -1.5k -1,500
57 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,1881.2k $22.7k $22.7k 0.00% Reduced -55.7k -55,678
58 ATTICUS WEALTH MANAGEMENT, LLC 0.01% of their portfolio Palm Beach Gardens, FL 1,1501.1k $22.0k $22.0k 0.01% Added +650 +650
59 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,1071.1k $21.1k $21.1k 0.00% Added +997 +997
60 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 1,0001.0k $19.0k $19.0k 0.00% Unchanged
61 Cutler Group LLC / CA 0.00% of their portfolio SAN FRANCISCO, CA 872872 $16.0k $16.0k 0.00% Unchanged
62 McIlrath & Eck, LLC 0.00% of their portfolio ARLINGTON, WA 700700 $13.4k $13.4k 0.00% New
63 CWM, LLC 0.00% of their portfolio OMAHA, NE 600600 $11.0k $11.0k 0.00% Unchanged
64 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 500500 $9.6k $9.6k 0.00% Unchanged
65 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 481481 $9.2k $9.2k 0.00% Reduced -1.8k -1,829
66 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 450450 $8.6k $8.6k 0.00% Reduced -500 -500
67 Register Financial Advisors LLC 0.01% of their portfolio ATLANTA, GA 400400 $7.6k $7.6k 0.01% Unchanged
68 SALEM INVESTMENT COUNSELORS INC 0.00% of their portfolio WINSTON-SALEM, NC 300300 $5.7k $5.7k 0.00% Unchanged
69 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 1717 $325 $325 0.00% New
70 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged