Vault-13

CALAMOS LNG SHR EQT DYNAMIC CPZ

COM · Closed-End Fund · CUSIP 12812C106

49 institutional holders -8 vs Q4 2022
5,304,3125.3m shares reported held*
$81.9mreported value*
2 new 19 added 16 reduced 8 sold out net sold ≈ $3.4m (-219.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $15.45.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 47Q4 22: 57Q1 23: 4949Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202247
Q4 202257
Q1 202349

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 31 bought or addedQ4 22: 23 cut or sold outQ4 22Q1 23: 21 bought or addedQ1 23: 24 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223123
Q1 20232124

Biggest buyers

MORGAN STANLEY Added +26,575+26.6k
RAYMOND JAMES & ASSOCIATES Added +18,909+18.9k
LPL Financial LLC Added +17,307+17.3k
ROYAL BANK OF CANADA Added +17,278+17.3k
AQR Arbitrage LLC New +17,278+17.3k
Raymond James Financial Services Advisors, Inc. Added +15,856+15.9k
OPPENHEIMER & CO INC Added +10,245+10.2k
Almitas Capital LLC Added +9,092+9.1k
Cetera Advisor Networks LLC Added +4,834+4.8k
Logan Stone Capital, LLC Added +4,617+4.6k

Biggest sellers

Cornerstone Advisors, LLC Reduced -103,655-103.7k
Shaker Financial Services, LLC Reduced -66,161-66.2k
WELLS FARGO & COMPANY/MN Reduced -42,301-42.3k
UBS Group AG Reduced -23,004-23.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -21,255-21.3k
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD Reduced -20,521-20.5k
JANE STREET GROUP, LLC Sold out -18,722-18.7k
Realta Investment Advisors Sold out -15,107-15.1k
Elequin Capital, LP Reduced -12,985-13.0k
RIVERNORTH CAPITAL MANAGEMENT, LLC Reduced -11,839-11.8k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: SIT INVESTMENT ASSOCIATES INC (4.9%, 2026-04-06)

Insider purchases and sales in Q1 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2023.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,028,1931.0m $15.9m $15.9m 0.00% Added +26.6k +26,575
2 SIT INVESTMENT ASSOCIATES INC 0.32% of their portfolio Minneapolis, MN 753,324753.3k $11.6m $11.6m 0.32% Reduced -220 -220
3 UBS Group AG 0.00% of their portfolio ZURICH, V8 458,779458.8k $7.1m $7.1m 0.00% Reduced -23.0k -23,004
4 Advisors Asset Management, Inc. 0.14% of their portfolio Monument, CO 458,214458.2k $7.1m $7.1m 0.14% Reduced -6.6k -6,571
5 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 457,243457.2k $7.1m $7.1m 0.00% Reduced -42.3k -42,301
6 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.22% of their portfolio WEST PALM BEACH, FL 300,078300.1k $4.6m $4.6m 0.22% Reduced -11.8k -11,839
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 206,553206.6k $3.2m $3.2m 0.00% Added +17.3k +17,278
8 Cornerstone Advisors, LLC 0.14% of their portfolio ASHEVILLE, NC 195,704195.7k $3.0m $3.0m 0.14% Reduced -103.7k -103,655
9 Shaker Financial Services, LLC 1.30% of their portfolio Arlington, VA 191,983192.0k $3.0m $3.0m 1.30% Reduced -66.2k -66,161
10 OPPENHEIMER & CO INC 0.04% of their portfolio NEW YORK, NY 129,917129.9k $2.0m $2.0m 0.04% Added +10.2k +10,245
11 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 102,704102.7k $1.6m $1.6m 0.00% Added +15.9k +15,856
12 Saba Capital Management, L.P. 0.04% of their portfolio NEW YORK, NY 96,32196.3k $1.5m $1.5m 0.04% Unchanged
13 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 74,60674.6k $1.2m $1.2m 0.00% Added +3.6k +3,637
14 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 67,50467.5k $1.0m $1.0m 0.00% Added +18.9k +18,909
15 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 59,25159.3k $915.0k $915.0k 0.00% Added +619 +619
16 GUGGENHEIM CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 58,66958.7k $905.8k $905.8k 0.01% Added +3.6k +3,595
17 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 52,52752.5k $811.5k $811.5k 0.01% Reduced -2.0k -1,957
18 STEPHENS INC /AR/ 0.02% of their portfolio LITTLE ROCK, AR 51,66051.7k $798.1k $798.1k 0.02% Added +3.7k +3,695
19 Logan Stone Capital, LLC 0.27% of their portfolio CHICAGO, IL 43,69843.7k $675.1k $675.1k 0.27% Added +4.6k +4,617
20 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 41,23741.2k $637.1k $637.1k 0.00% Reduced -34 -34
21 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 41,13141.1k $635.5k $635.5k 0.00% Added +2.5k +2,455
22 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 37,11037.1k $573.3k $573.3k 0.01% Reduced -571 -571
23 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 30,70330.7k $474.4k $474.4k 0.00% Unchanged
24 OPTIMUM INVESTMENT ADVISORS 0.25% of their portfolio Chicago, IL 30,51230.5k $471.4k $471.4k 0.25% Added +1.3k +1,309
25 SkyView Investment Advisors, LLC 0.11% of their portfolio SHREWSBURY, NJ 30,39830.4k $470.0k $470.0k 0.11% Unchanged
26 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 30,21030.2k $466.8k $466.8k 0.00% Added +17.3k +17,307
27 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 29,78729.8k $460.0k $460.0k 0.02% Reduced -2.9k -2,948
28 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.03% of their portfolio London, X0 21,64621.6k $333.0k $333.0k 0.03% Reduced -20.5k -20,521
29 Almitas Capital LLC 0.15% of their portfolio SANTA MONICA, CA 20,50020.5k $316.7k $316.7k 0.15% Added +9.1k +9,092
30 Capital Analysts, LLC 0.02% of their portfolio FORT WASHINGTON, PA 19,48819.5k $301.0k $301.0k 0.02% Unchanged
31 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 18,95018.9k $293.0k $293.0k 0.00% Added +700 +700
32 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 18,32018.3k $283.0k $283.0k 0.00% Added +4.8k +4,834
33 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 17,29617.3k $267.2k $267.2k 0.00% Reduced -1.5k -1,500
34 AQR Arbitrage LLC 0.01% of their portfolio Greenwich, CT 17,27817.3k $266.8k $266.8k 0.01% New
35 SCOTIA CAPITAL INC. 0.00% of their portfolio TORONTO, A6 16,49516.5k $254.7k $254.7k 0.00% Added +392 +392
36 Calamos Wealth Management LLC 0.02% of their portfolio NAPERVILLE, IL 15,87515.9k $245.1k $245.1k 0.02% Unchanged
37 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.03% of their portfolio Englewood, NJ 13,51313.5k $208.8k $208.8k 0.03% Reduced -7.4k -7,351
38 Atlas Wealth LLC 0.04% of their portfolio CINCINNATI, OH 12,50012.5k $193.1k $193.1k 0.04% Unchanged
39 San Luis Wealth Advisors LLC 0.07% of their portfolio SAN LUIS OBISPO, CA 12,32612.3k $190.0k $190.0k 0.07% Unchanged
40 Ahrens Investment Partners LLC 0.09% of their portfolio LAFAYETTE, LA 11,45211.5k $176.9k $176.9k 0.09% Added +218 +218
41 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 10,50010.5k $162.2k $162.2k 0.01% Unchanged
42 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.03% of their portfolio BLUE BELL, PA 6,3466.3k $98.0k $98.0k 0.03% Added +981 +981
43 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 4,6304.6k $71.5k $71.5k 0.00% Unchanged
44 Elequin Capital, LP 0.03% of their portfolio NEW YORK, NY 3,1783.2k $49.1k $49.1k 0.03% Reduced -13.0k -12,985
45 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 2,5002.5k $38.6k $38.6k 0.00% New
46 SALEM INVESTMENT COUNSELORS INC 0.00% of their portfolio WINSTON-SALEM, NC 1,5001.5k $23.2k $23.2k 0.00% Unchanged
47 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,4031.4k $22.0k $22.0k 0.00% Reduced -2.8k -2,824
48 Raleigh Capital Management Inc. 0.00% of their portfolio CARY, NC 600600 $9.3k $9.3k 0.00% Unchanged
49 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged