Vault-13

CALAMOS DYNAMIC CONV & INCOM CCD

COM · Closed-End Fund · CUSIP 12811V105

61 institutional holders +0 vs Q1 2024
4,268,3374.3m shares reported held*
$95.8mreported value*
5 new 25 added 16 reduced 5 sold out net sold ≈ $13.7m (-609.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $22.44.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 54Q4 22: 50Q1 23: 57Q2 23: 58Q3 23: 63Q4 23: 66Q1 24: 61Q2 24: 6161Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202254
Q4 202250
Q1 202357
Q2 202358
Q3 202363
Q4 202366
Q1 202461
Q2 202461

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 28 bought or addedQ4 22: 24 cut or sold outQ4 22Q1 23: 35 bought or addedQ1 23: 16 cut or sold outQ2 23: 27 bought or addedQ2 23: 25 cut or sold outQ2 23Q3 23: 31 bought or addedQ3 23: 18 cut or sold outQ4 23: 33 bought or addedQ4 23: 24 cut or sold outQ4 23Q1 24: 31 bought or addedQ1 24: 28 cut or sold outQ2 24: 30 bought or addedQ2 24: 21 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222824
Q1 20233516
Q2 20232725
Q3 20233118
Q4 20233324
Q1 20243128
Q2 20243021

Biggest buyers

D.A. DAVIDSON & CO. Added +29,321+29.3k
Private Advisor Group, LLC New +25,832+25.8k
UBS Group AG Added +12,857+12.9k
Cetera Investment Advisers New +10,186+10.2k
GUGGENHEIM CAPITAL LLC Added +8,215+8.2k
CoreCap Advisors, LLC Added +7,700+7.7k
WELLS FARGO & COMPANY/MN Added +6,569+6.6k
LPL Financial LLC Added +5,871+5.9k
Quad-Cities Investment Group, LLC Added +5,458+5.5k
Rockefeller Capital Management L.P. Added +4,700+4.7k

Biggest sellers

MORGAN STANLEY Reduced -620,780-620.8k
Advisors Asset Management, Inc. Reduced -33,121-33.1k
Tempus Wealth Planning, LLC Sold out -24,616-24.6k
BANK OF AMERICA CORP /DE/ Reduced -20,553-20.6k
OSAIC HOLDINGS, INC. Reduced -11,479-11.5k
Perennial Investment Advisors, LLC Sold out -11,273-11.3k
WEDBUSH SECURITIES INC Reduced -6,000-6.0k
Raymond James Financial Services Advisors, Inc. Reduced -3,715-3.7k
CENTAURUS FINANCIAL, INC. Reduced -3,464-3.5k
AMERIPRISE FINANCIAL INC Reduced -3,175-3.2k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
MetLife Investment Management, LLC 13G · institution new · filed 2026-09-08 78.6% new 880.0k 2026-09-08
THRIVENT FINANCIAL FOR LUTHERANS 13G · institution new · filed 2026-09-02 21.4% new 240.0k 2026-09-02

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q3 22: 0 buyingQ3 22: 0 sellingQ4 22: 0 buyingQ4 22: 0 sellingQ4 22Q1 23: 0 buyingQ1 23: 0 sellingQ2 23: 0 buyingQ2 23: 1 sellingQ2 23Q3 23: 0 buyingQ3 23: 0 sellingQ4 23: 0 buyingQ4 23: 0 sellingQ4 23Q1 24: 0 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20220—0——
Q4 20220—0——
Q1 20230—0——
Q2 20230—1$11.5k—
Q3 20230—0——
Q4 20230—0——
Q1 20240—0——
Q2 20240—0——

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 955,681955.7k $21.4m $21.4m 0.01% Added +6.6k +6,569
2 D.A. DAVIDSON & CO. 0.11% of their portfolio GREAT FALLS, MT 547,853547.9k $12.3m $12.3m 0.11% Added +29.3k +29,321
3 GUGGENHEIM CAPITAL LLC 0.06% of their portfolio CHICAGO, IL 356,797356.8k $8.0m $8.0m 0.06% Added +8.2k +8,215
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 283,219283.2k $6.4m $6.4m 0.00% Reduced -620.8k -620,780
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 272,721272.7k $6.1m $6.1m 0.00% Reduced -20.6k -20,553
6 Advisors Asset Management, Inc. 0.08% of their portfolio Monument, CO 181,157181.2k $4.1m $4.1m 0.08% Reduced -33.1k -33,121
7 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 148,498148.5k $3.3m $3.3m 0.01% Reduced -3.1k -3,086
8 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 135,076135.1k $3.0m $3.0m 0.00% Added +5.9k +5,871
9 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 131,658131.7k $3.0m $3.0m 0.00% Added +2.9k +2,858
10 UBS Group AG 0.00% of their portfolio ZURICH, V8 118,368118.4k $2.7m $2.7m 0.00% Added +12.9k +12,857
11 Mutual Advisors, LLC 0.08% of their portfolio OMAHA, NE 110,192110.2k $2.5m $2.5m 0.08% Reduced -409 -409
12 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 78,92378.9k $1.8m $1.8m 0.01% Reduced -479 -479
13 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 62,29762.3k $1.4m $1.4m 0.00% Reduced -11.5k -11,479
14 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 61,27161.3k $1.4m $1.4m 0.00% Added +779 +779
15 CoreCap Advisors, LLC 0.14% of their portfolio SOUTHFIELD, MI 61,21361.2k $1.4m $1.4m 0.14% Added +7.7k +7,700
16 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 55,11555.1k $1.2m $1.2m 0.00% Reduced -3.2k -3,175
17 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 51,55751.6k $1.2m $1.2m 0.00% Added +2.2k +2,203
18 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 49,81249.8k $1.1m $1.1m 0.00% Reduced -3.7k -3,715
19 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 42,73942.7k $959.1k $959.1k 0.00% Added +1.5k +1,523
20 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 33,57533.6k $753.4k $753.4k 0.01% Added +1.9k +1,932
21 Arete Wealth Advisors, LLC 0.06% of their portfolio CHICAGO, IL 31,70731.7k $711.0k $711.0k 0.06% Added +822 +822
22 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 31,54031.5k $707.8k $707.8k 0.01% Added +476 +476
23 Capital CS Group, LLC 0.74% of their portfolio IRVINE, CA 28,52128.5k $640.0k $640.0k 0.74% Added +1.1k +1,131
24 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 27,63727.6k $620.2k $620.2k 0.00% Added +115 +115
25 Samalin Investment Counsel, LLC 0.29% of their portfolio CHAPPAQUA, NY 27,59227.6k $619.2k $619.2k 0.29% Added +953 +953
26 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 25,83225.8k $579.7k $579.7k 0.00% New
27 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 24,80424.8k $557.0k $557.0k 0.00% Reduced -485 -485
28 Herold Advisors, Inc. 0.12% of their portfolio New York, NY 22,72522.7k $510.0k $510.0k 0.12% Added +565 +565
29 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 21,69221.7k $486.8k $486.8k 0.00% Added +4.7k +4,700
30 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 20,00020.0k $448.7k $448.7k 0.00% Unchanged
31 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 18,80518.8k $422.0k $422.0k 0.01% Unchanged
32 Gilliland Jeter Wealth Management LLC 0.14% of their portfolio LITTLE ROCK, AR 18,11718.1k $406.5k $406.5k 0.14% Unchanged
33 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 18,03718.0k $404.8k $404.8k 0.00% Reduced -398 -398
34 WORLD EQUITY GROUP, INC. 0.12% of their portfolio SCHAUMBURG, IL 17,27317.3k $387.6k $387.6k 0.12% Added +666 +666
35 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 16,86516.9k $378.0k $378.0k 0.01% Reduced -6.0k -6,000
36 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 16,85616.9k $378.2k $378.2k 0.00% Added +1.5k +1,481
37 Apeiron RIA LLC 0.10% of their portfolio Dallas, TX 14,86714.9k $333.6k $333.6k 0.10% Reduced -367 -367
38 Quad-Cities Investment Group, LLC 0.18% of their portfolio DAVENPORT, IA 14,69014.7k $329.6k $329.6k 0.18% Added +5.5k +5,458
39 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 13,67013.7k $306.8k $306.8k 0.01% Unchanged
40 DAYMARK WEALTH PARTNERS, LLC 0.01% of their portfolio CINCINNATI, OH 13,20013.2k $296.2k $296.2k 0.01% Unchanged
41 PRIMORIS WEALTH ADVISORS, LLC 0.23% of their portfolio North Palm Beach, FL 12,95012.9k $290.6k $290.6k 0.23% Unchanged
42 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 11,26611.3k $252.8k $252.8k 0.00% Added +2.0k +1,976
43 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 11,00011.0k $246.8k $246.8k 0.00% Added +1.7k +1,700
44 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 10,64110.6k $238.8k $238.8k 0.00% Reduced -1.6k -1,619
45 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 10,37210.4k $232.7k $232.7k 0.00% Added +43 +43
46 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 10,18610.2k $228.6k $228.6k 0.00% New
47 Semus Wealth Partners LLC 0.17% of their portfolio Boca Raton, FL 10,07510.1k $226.1k $226.1k 0.17% Reduced -281 -281
48 COMERICA BANK 0.00% of their portfolio DALLAS, TX 6,7716.8k $151.9k $151.9k 0.00% Unchanged
49 CENTAURUS FINANCIAL, INC. 0.01% of their portfolio ANAHEIM, CA 6,5646.6k $147.0k $147.0k 0.01% Reduced -3.5k -3,464
50 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 5,5335.5k $124.2k $124.2k 0.00% Added +94 +94
51 WASHINGTON TRUST Co 0.00% of their portfolio WESTERLY, RI 2,2962.3k $51.5k $51.5k 0.00% Unchanged
52 Investors Research Corp 0.01% of their portfolio ATLANTA, GA 2,1382.1k $48.0k $48.0k 0.01% Unchanged
53 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 2,0002.0k $46.1k $46.1k 0.00% New
54 VALLEY WEALTH MANAGERS, INC. 0.00% of their portfolio PARAMUS, NJ 1,5001.5k $33.7k $33.7k 0.00% Unchanged
55 North Star Investment Management Corp. 0.00% of their portfolio CHICAGO, IL 950950 $21.3k $21.3k 0.00% Unchanged
56 Independence Bank of Kentucky 0.00% of their portfolio OWENSBORO, KY 682682 $15.3k $15.3k 0.00% Unchanged
57 McIlrath & Eck, LLC 0.00% of their portfolio ARLINGTON, WA 620620 $13.9k $13.9k 0.00% New
58 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 350350 $7.9k $7.9k 0.00% Unchanged
59 CALDWELL SUTTER CAPITAL, INC. 0.00% of their portfolio SAUSALITO, CA 250250 $5.6k $5.6k 0.00% Unchanged
60 CWM, LLC 0.00% of their portfolio OMAHA, NE 4141 $1.0k $1.0k 0.00% New
61 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged