Vault-13

CALAMOS ETF TR CAIE

AUTOCALLABLE INC · ETP · CUSIP 12811T571

106 institutional holders +39 vs Q3 2025
9,881,8769.9m shares reported held*
$264.4mreported value*
41 new 60 added 0 reduced 6 sold out net bought ≈ $133.6m (+5.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $26.75. Options: 1 managers hold calls ($796.9k notional), 0 hold puts (—).

Trends to Q4 2025

Institutional holders

Managers reporting a position, each quarter

050100150Q1 25: 1Q2 25: 6Q3 25: 67Q4 25: 106106Q1 25Q2 25Q3 25Q4 25
Numbers
QuarterHolders
Q1 20251
Q2 20256
Q3 202567
Q4 2025106

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q2 25: 5 bought or addedQ2 25: 0 cut or sold outQ2 25Q3 25: 66 bought or addedQ3 25: 1 cut or sold outQ3 25Q4 25: 101 bought or addedQ4 25: 6 cut or sold outQ4 25
Numbers
QuarterBought or addedCut or sold out
Q2 202550
Q3 2025661
Q4 20251016

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600k$800kQ1 25 calls: $0Q1 25 puts: $0Q1 25P/C —Q2 25 calls: $0Q2 25 puts: $0Q2 25P/C —Q3 25 calls: $0Q3 25 puts: $0Q3 25P/C —Q4 25 calls: $796.9kQ4 25 puts: $0Q4 25P/C 0.00
Numbers
QuarterCallsPutsP/C
Q1 2025$0$0—
Q2 2025$0$0—
Q3 2025$0$0—
Q4 2025$796.9k$00.00

Biggest buyers

VestGen Advisors, LLC New +725,554+725.6k
Calamos Wealth Management LLC Added +505,270+505.3k
Redhawk Wealth Advisors, Inc. Added +337,483+337.5k
UNITED CAPITAL FINANCIAL ADVISORS, LLC New +334,950+334.9k
Farther Finance Advisors, LLC New +241,203+241.2k
Cambridge Investment Research Advisors, Inc. Added +181,858+181.9k
Brookstone Capital Management Added +174,491+174.5k
ROYAL BANK OF CANADA New +164,277+164.3k
Prime Capital Investment Advisors, LLC Added +162,008+162.0k
Pinion Investment Advisors, LLC Added +117,379+117.4k

Biggest sellers

Integrated Wealth Concepts LLC Sold out -112,214-112.2k
WMG Financial Advisors, LLC Sold out -73,210-73.2k
Consolidated Portfolio Review Corp Sold out -45,896-45.9k
Matrix Trust Co Sold out -14,697-14.7k
Legacy Wealth Managment, LLC/ID Sold out -551-551
UBS Group AG Sold out -371-371

Biggest calls

JANE STREET GROUP, LLC New $796.9k29.8k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Calamos Wealth Management LLC 0.88% of their portfolio NAPERVILLE, IL 954,045954.0k $25.5m $25.5m 0.88% Added +505.3k +505,270
2 Wealth Watch Advisors, INC 8.25% of their portfolio ENGLEWOOD, CO 830,881830.9k $22.2m $22.2m 8.25% Added +114.4k +114,362
3 VestGen Advisors, LLC 0.83% of their portfolio CHICAGO, IL 725,554725.6k $19.4m $19.4m 0.83% New
4 Redhawk Wealth Advisors, Inc. 1.48% of their portfolio MINNEAPOLIS, MN 492,677492.7k $13.2m $13.2m 1.48% Added +337.5k +337,483
5 Gradient Investments LLC 0.17% of their portfolio ARDEN HILLS, MN 405,937405.9k $10.9m $10.9m 0.17% Added +4.5k +4,544
6 Waverly Advisors, LLC 0.08% of their portfolio BIRMINGHAM, AL 360,542360.5k $9.6m $9.6m 0.08% Added +13.3k +13,277
7 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.05% of their portfolio IRVING, TX 334,950334.9k $9.0m $9.0m 0.05% New
8 Wealthcare Advisory Partners LLC 0.14% of their portfolio WEST CHESTER, PA 267,912267.9k $7.2m $7.2m 0.14% Added +16.4k +16,367
9 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 245,454245.5k $6.6m $6.6m 0.02% Added +181.9k +181,858
10 Farther Finance Advisors, LLC 0.07% of their portfolio SAN FRANCISCO, CA 241,203241.2k $6.4m $6.4m 0.07% New
11 Brookstone Capital Management 0.07% of their portfolio WHEATON, IL 222,859222.9k $6.0m $6.0m 0.07% Added +174.5k +174,491
12 Intrepid Financial Planning Group LLC 2.13% of their portfolio CARMEL, IN 209,928209.9k $5.6m $5.6m 2.13% Added +57.4k +57,392
13 Pinion Investment Advisors, LLC 1.35% of their portfolio WICHITA, KS 207,327207.3k $5.5m $5.5m 1.35% Added +117.4k +117,379
14 Prime Capital Investment Advisors, LLC 0.06% of their portfolio OVERLAND PARK, KS 191,197191.2k $5.1m $5.1m 0.06% Added +162.0k +162,008
15 Institute for Wealth Management, LLC. 0.50% of their portfolio DENVER, CO 177,338177.3k $4.7m $4.7m 0.50% Added +109.4k +109,445
16 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 175,004175.0k $4.7m $4.7m 0.01% Added +97.4k +97,373
17 Strategic Blueprint, LLC 0.27% of their portfolio ATLANTA, GA 168,151168.2k $4.5m $4.5m 0.27% Added +62.9k +62,931
18 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 164,277164.3k $4.4m $4.4m 0.00% New
19 Noble Wealth Management PBC 2.11% of their portfolio GREENWOOD VILLAGE, CO 157,304157.3k $4.2m $4.2m 2.11% Added +47.1k +47,135
20 Chicago Partners Investment Group LLC 0.10% of their portfolio CHICAGO, IL 156,268156.3k $4.2m $4.2m 0.10% Added +80.2k +80,178
21 Millington Financial Advisors, LLC 1.85% of their portfolio NAPERVILLE, IL 156,002156.0k $4.2m $4.2m 1.85% Added +62.8k +62,776
22 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 154,197154.2k $4.1m $4.1m 0.02% Added +66.9k +66,916
23 GoalVest Advisory LLC 0.65% of their portfolio New York, NY 126,139126.1k $3.4m $3.4m 0.65% Added +104.1k +104,149
24 BOS Asset Management, LLC 0.88% of their portfolio SPRINGFIELD, IL 123,211123.2k $3.3m $3.3m 0.88% Added +37.8k +37,786
25 KESTRA PRIVATE WEALTH SERVICES, LLC 0.04% of their portfolio AUSTIN, TX 117,142117.1k $3.1m $3.1m 0.04% Added +87.6k +87,564
26 CORRADO ADVISORS, LLC 1.51% of their portfolio RAMSEY, NJ 112,657112.7k $3.0m $3.0m 1.51% Added +9.8k +9,815
27 INDEPENDENT FINANCIAL GROUP, LLC 0.06% of their portfolio SAN DIEGO, CA 104,534104.5k $2.8m $2.8m 0.06% Added +96.7k +96,658
28 Capital Analysts, LLC 0.08% of their portfolio FORT WASHINGTON, PA 103,039103.0k $2.8m $2.8m 0.08% Added +69.9k +69,878
29 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 102,328102.3k $2.7m $2.7m 0.01% Added +61.3k +61,332
30 HARBOUR INVESTMENTS, INC. 0.05% of their portfolio MADISON, WI 97,81797.8k $2.6m $2.6m 0.05% Added +18.7k +18,699
31 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 86,26186.3k $2.3m $2.3m 0.00% Added +1.5k +1,494
32 Sound Income Strategies, LLC 0.11% of their portfolio FT LAUDERDALE, FL 86,25486.3k $2.3m $2.3m 0.11% New
33 Twelve Points Wealth Management LLC 0.50% of their portfolio CONCORD, MA 80,93780.9k $2.2m $2.2m 0.50% Added +7.2k +7,166
34 3EDGE Asset Management, LP 0.11% of their portfolio Naples, FL 79,36479.4k $2.1m $2.1m 0.11% New
35 Anfield Capital Management, LLC 0.61% of their portfolio IRVINE, CA 72,91272.9k $1.9m $1.9m 0.61% Added +72.6k +72,551
36 CHANNEL WEALTH LLC 0.49% of their portfolio SANTA BARBARA, CA 72,55672.6k $1.9m $1.9m 0.49% Added +46.6k +46,554
37 Summit Financial, LLC 0.03% of their portfolio PARSIPPANY, NJ 72,17272.2k $1.9m $1.9m 0.03% Added +13.0k +12,997
38 Claro Advisors Inc. 0.26% of their portfolio BOSTON, MA 70,17970.2k $1.9m $1.9m 0.26% Added +24.7k +24,710
39 INSIGNEO ADVISORY SERVICES, LLC 0.13% of their portfolio MIAMI, FL 67,32567.3k $1.8m $1.8m 0.13% Added +36.7k +36,652
40 Strive Financial Group ,LLC 0.84% of their portfolio CARMEL, IN 59,14659.1k $1.6m $1.6m 0.84% First filing
41 Grantvest Financial Group LLC 1.01% of their portfolio MATAWAN, NJ 58,86158.9k $1.6m $1.6m 1.01% Added +27.6k +27,608
42 MCDONALD PARTNERS LLC 0.46% of their portfolio CLEVELAND, OH 55,00055.0k $1.5m $1.5m 0.46% Added +5.0k +5,000
43 CacheTech Inc. 0.24% of their portfolio LOGAN, UT 48,65348.7k $1.3m $1.3m 0.24% New
44 NEW WAVE WEALTH ADVISORS LLC 0.46% of their portfolio SPRINGDALE, AR 46,86546.9k $1.3m $1.3m 0.46% Added +22.8k +22,826
45 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 46,78646.8k $1.3m $1.3m 0.00% Added +22.2k +22,233
46 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 41,16541.2k $1.1m $1.1m 0.02% Added +7.3k +7,282
47 AXXCESS WEALTH MANAGEMENT, LLC 0.02% of their portfolio CARLSBAD, CA 39,67339.7k $1.1m $1.1m 0.02% New
48 Beacon Financial Advisory LLC 0.24% of their portfolio CLEVELAND, OH 38,17438.2k $1.0m $1.0m 0.24% Added +12.8k +12,839
49 PFG Investments, LLC 0.05% of their portfolio WOODBURY, NY 37,69937.7k $1.0m $1.0m 0.05% Added +9.4k +9,368
50 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 36,63536.6k $979.6k $979.6k 0.02% Added +10.8k +10,778
51 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 35,25235.3k $942.6k $942.6k 0.00% Added +17.6k +17,602
52 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 34,16534.2k $913.6k $913.6k 0.00% Added +19.6k +19,645
53 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 33,05533.1k $896.4k $896.4k 0.00% Added +9.1k +9,079
54 Elequin Capital, LP 0.12% of their portfolio NEW YORK, NY 33,01533.0k $882.8k $882.8k 0.12% New
55 Aurora Private Wealth, Inc. 0.57% of their portfolio ROCKAWAY, NJ 32,52732.5k $870.0k $870.0k 0.57% First filing
56 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 32,47932.5k $868.5k $868.5k 0.00% Added +14.0k +14,032
57 Insight Wealth Strategies, LLC 0.10% of their portfolio SAN RAMON, CA 31,48031.5k $841.8k $841.8k 0.10% Added +6.2k +6,188
58 SILVER OAK SECURITIES, INCORPORATED 0.06% of their portfolio JACKSON, TN 31,47631.5k $849.5k $849.5k 0.06% Added +16.1k +16,054
59 Harvest Investment Services, LLC 0.15% of their portfolio Oakbrook Terrace, IL 29,43329.4k $787.0k $787.0k 0.15% Added +4.9k +4,873
60 WealthTrust Asset Management, LLC 0.52% of their portfolio Destin, FL 27,98128.0k $748.2k $748.2k 0.52% Added +13.0k +13,026
61 Clear Creek Financial Management, LLC 0.05% of their portfolio SILVERDALE, WA 24,99525.0k $668.4k $668.4k 0.05% New
62 Able Wealth Management LLC 0.21% of their portfolio Toms River, NJ 24,46324.5k $654.1k $654.1k 0.21% New
63 &PARTNERS 0.00% of their portfolio NASHVILLE, TN 23,54823.5k $629.7k $629.7k 0.00% New
64 Mid-American Wealth Advisory Group, Inc. 0.24% of their portfolio KANSAS CITY, MO 21,43321.4k $573.1k $573.1k 0.24% Added +8.2k +8,231
65 Calamos Advisors LLC 0.00% of their portfolio NAPERVILLE, IL 20,86720.9k $558.0k $558.0k 0.00% Added +8.3k +8,327
66 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 20,07820.1k $537.0k $537.0k 0.02% Added +7.8k +7,818
67 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 20,05920.1k $536.4k $536.4k 0.00% New
68 Concurrent Investment Advisors, LLC 0.01% of their portfolio Tampa, FL 18,54818.5k $496.0k $496.0k 0.01% New
69 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 18,50018.5k $499.3k $499.3k 0.00% New
70 Ausdal Financial Partners, Inc. 0.02% of their portfolio Davenport, IA 17,37817.4k $464.7k $464.7k 0.02% New
71 Triad Wealth Partners, LLC 0.04% of their portfolio LAWRENCE, KS 16,26616.3k $435.0k $435.0k 0.04% Added +6.3k +6,280
72 TrueWealth Advisors, LLC 0.11% of their portfolio BIRMINGHAM, AL 16,21216.2k $433.5k $433.5k 0.11% New
73 OneDigital Investment Advisors LLC 0.00% of their portfolio OVERLAND PARK, KS 14,66214.7k $392.1k $392.1k 0.00% Added +4.2k +4,212
74 Worth Asset Management, LLC 0.17% of their portfolio DALLAS, TX 14,56314.6k $389.4k $389.4k 0.17% Added +3.8k +3,766
75 Garden State Investment Advisory Services LLC 0.09% of their portfolio Red Bank, NJ 14,17114.2k $379.0k $379.0k 0.09% New
76 Next Level Private LLC 0.09% of their portfolio HARRISON, NY 13,50113.5k $361.0k $361.0k 0.09% New
77 FOCUSED ALPHA, LLC 0.10% of their portfolio DENVER, CO 13,30813.3k $355.8k $355.8k 0.10% First filing
78 Encompass More Asset Management 0.06% of their portfolio Danville, CA 13,03613.0k $348.6k $348.6k 0.06% New
79 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 13,00213.0k $347.7k $347.7k 0.01% New
80 ROVIN CAPITAL /UT/ /ADV 0.09% of their portfolio MESA, AZ 12,77312.8k $342.0k $342.0k 0.09% New
81 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 12,29612.3k $329.0k $329.0k 0.00% New
82 FINANCIAL MANAGEMENT NETWORK INC 0.05% of their portfolio MISSION VIEJO, CA 10,87210.9k $290.8k $290.8k 0.05% New
83 Element Wealth, LLC 0.12% of their portfolio RIDGELAND, MS 10,49310.5k $280.6k $280.6k 0.12% New
84 Collaborative Wealth Managment Inc. 0.09% of their portfolio LAKE MARY, FL 9,7969.8k $261.9k $261.9k 0.09% Added +2.2k +2,225
85 BROWN WEALTH MANAGEMENT, LLC 0.07% of their portfolio NAPERVILLE, IL 9,6119.6k $257.0k $257.0k 0.07% New
86 Savvy Advisors, Inc. 0.01% of their portfolio NEW YORK, NY 9,3669.4k $250.4k $250.4k 0.01% New
87 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 9,2319.2k $246.8k $246.8k 0.00% Added +3.5k +3,464
88 Astoria Portfolio Advisors LLC. 0.05% of their portfolio NEW YORK, NY 9,0299.0k $238.9k $238.9k 0.05% New
89 Moors & Cabot, Inc. 0.01% of their portfolio BOSTON, MA 9,0009.0k $240.7k $240.7k 0.01% New
90 BECK CAPITAL MANAGEMENT, LLC 0.05% of their portfolio AUSTIN, TX 8,5168.5k $227.7k $227.7k 0.05% New
91 Seneca House Advisors 0.08% of their portfolio RICHMOND, VA 7,9127.9k $211.6k $211.6k 0.08% New
92 Cyr Financial Inc. 0.12% of their portfolio HENNEPIN, IL 7,4857.5k $200.1k $200.1k 0.12% New
93 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 5,1855.2k $138.6k $138.6k 0.00% Added +185 +185
94 Greenline Wealth Management LLC 0.12% of their portfolio BOCA RATON, FL 4,4444.4k $118.8k $118.8k 0.12% First filing
95 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 1,4641.5k $39.1k $39.1k 0.00% Added +1.2k +1,214
96 TUCKER ASSET MANAGEMENT LLC 0.01% of their portfolio LITTLETON, CO 852852 $22.8k $22.8k 0.01% New
97 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 550550 $14.7k $14.7k 0.00% New
98 NVWM, LLC 0.00% of their portfolio YARDLEY, PA 400400 $10.7k $10.7k 0.00% New
99 ROTHSCHILD INVESTMENT LLC 0.00% of their portfolio CHICAGO, IL 371371 $9.9k $9.9k 0.00% Added +17 +17
100 Essential Investment Partners LLC 0.00% of their portfolio ENGLEWOOD, CO 190190 $5.1k $5.1k 0.00% First filing