Vault-13

CALAMOS CONV OPPORTUNITIES & CHI

SH BEN INT · Closed-End Fund · CUSIP 128117108

139 institutional holders +16 vs Q1 2025
17,434,13117.4m shares reported held*
$183.4mreported value*
18 new 55 added 29 reduced 3 sold out net bought ≈ $19.1m (+1.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $10.52.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 105Q4 22: 108Q1 23: 115Q2 23: 109Q3 23: 109Q4 23: 114Q1 24: 108Q2 24: 111Q3 24: 116Q4 24: 128Q1 25: 123Q2 25: 139139Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 2022105
Q4 2022108
Q1 2023115
Q2 2023109
Q3 2023109
Q4 2023114
Q1 2024108
Q2 2024111
Q3 2024116
Q4 2024128
Q1 2025123
Q2 2025139

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 23: 50 bought or addedQ3 23: 43 cut or sold outQ4 23: 47 bought or addedQ4 23: 42 cut or sold outQ4 23Q1 24: 51 bought or addedQ1 24: 44 cut or sold outQ2 24: 46 bought or addedQ2 24: 41 cut or sold outQ2 24Q3 24: 54 bought or addedQ3 24: 38 cut or sold outQ4 24: 57 bought or addedQ4 24: 39 cut or sold outQ4 24Q1 25: 52 bought or addedQ1 25: 54 cut or sold outQ2 25: 73 bought or addedQ2 25: 32 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 20235043
Q4 20234742
Q1 20245144
Q2 20244641
Q3 20245438
Q4 20245739
Q1 20255254
Q2 20257332

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +806,294+806.3k
ROYAL BANK OF CANADA Added +223,714+223.7k
Rockefeller Capital Management L.P. Added +126,050+126.0k
UBS Group AG Added +90,099+90.1k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Added +80,300+80.3k
NewEdge Advisors, LLC Added +78,488+78.5k
AMERIPRISE FINANCIAL INC Added +75,989+76.0k
LPL Financial LLC Added +55,528+55.5k
OSAIC HOLDINGS, INC. Added +54,042+54.0k
Janney Montgomery Scott LLC Added +52,679+52.7k

Biggest sellers

COMMONWEALTH EQUITY SERVICES, LLC Reduced -71,740-71.7k
MORGAN STANLEY Reduced -51,476-51.5k
Apollon Wealth Management, LLC Reduced -48,040-48.0k
AVANTAX ADVISORY SERVICES, INC. Reduced -33,923-33.9k
WELLS FARGO & COMPANY/MN Reduced -33,308-33.3k
Sigma Planning Corp Reduced -21,579-21.6k
HighTower Advisors, LLC Reduced -18,716-18.7k
Atria Wealth Solutions, Inc. Reduced -17,879-17.9k
Focus Partners Wealth Reduced -16,098-16.1k
GUGGENHEIM CAPITAL LLC Reduced -13,446-13.4k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
MetLife Investment Management, LLC 13G · institution new · filed 2026-09-08 50.0% new 345.0k 2026-09-08
BlackRock Portfolio Management LLC 13G · institution new · filed 2026-09-08 50.0% new 345.0k 2026-09-08

Fell to 5% or below in the last year: THRIVENT FINANCIAL FOR LUTHERANS (0.0%, 2026-08-25)

Insider purchases and sales in Q2 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q3 23: 0 buyingQ3 23: 0 sellingQ4 23: 0 buyingQ4 23: 0 sellingQ4 23Q1 24: 0 buyingQ1 24: 1 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24Q3 24: 0 buyingQ3 24: 0 sellingQ4 24: 0 buyingQ4 24: 0 sellingQ4 24Q1 25: 0 buyingQ1 25: 0 sellingQ2 25: 0 buyingQ2 25: 0 sellingQ2 25
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20230—0——
Q4 20230—0——
Q1 20240—1$5.5k—
Q2 20240—0——
Q3 20240—0——
Q4 20240—0——
Q1 20250—0——
Q2 20250—0——

None reported in Q2 2025.

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 2,284,5732.3m $24.0m $24.0m 0.00% Added +806.3k +806,294
2 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,912,2271.9m $20.1m $20.1m 0.00% Added +90.1k +90,099
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,424,3271.4m $15.0m $15.0m 0.00% Reduced -51.5k -51,476
4 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,333,3631.3m $14.0m $14.0m 0.00% Reduced -33.3k -33,308
5 D.A. DAVIDSON & CO. 0.07% of their portfolio GREAT FALLS, MT 983,643983.6k $10.3m $10.3m 0.07% Added +43.4k +43,396
6 GUGGENHEIM CAPITAL LLC 0.06% of their portfolio CHICAGO, IL 686,153686.2k $7.2m $7.2m 0.06% Reduced -13.4k -13,446
7 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 599,272599.3k $6.3m $6.3m 0.00% Added +76.0k +75,989
8 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 565,861565.9k $6.0m $6.0m 0.01% Reduced -71.7k -71,740
9 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 559,408559.4k $5.9m $5.9m 0.00% Added +55.5k +55,528
10 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 532,450532.5k $5.6m $5.6m 0.01% Added +30.8k +30,818
11 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.36% of their portfolio Englewood, NJ 433,711433.7k $4.6m $4.6m 0.36% Added +80.3k +80,300
12 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 408,982409.0k $4.3m $4.3m 0.00% Added +223.7k +223,714
13 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 340,154340.2k $3.6m $3.6m 0.00% Added +5.8k +5,835
14 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 320,756320.8k $3.4m $3.4m 0.02% Reduced -33.9k -33,923
15 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 306,896306.9k $3.2m $3.2m 0.00% Added +126.0k +126,050
16 Creekside Partners 1.36% of their portfolio PETALUMA, CA 272,811272.8k $2.9m $2.9m 1.36% Added +7.2k +7,199
17 Grange Capital, LLC 2.81% of their portfolio Beaverton, OR 255,510255.5k $2.7m $2.7m 2.81% Added +37.6k +37,649
18 HARBOUR INVESTMENTS, INC. 0.06% of their portfolio MADISON, WI 231,886231.9k $2.4m $2.4m 0.06% Added +3.2k +3,155
19 Marathon Strategic Advisors, LLC 2.17% of their portfolio PITTSBURGH, PA 222,018222.0k $2.3m $2.3m 2.17% Added +16.6k +16,576
20 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 203,848203.8k $2.1m $2.1m 0.00% Added +54.0k +54,042
21 WOLVERINE ASSET MANAGEMENT LLC 0.04% of their portfolio CHICAGO, IL 202,775202.8k $2.1m $2.1m 0.04% Added +13.6k +13,553
22 Apollon Wealth Management, LLC 0.04% of their portfolio MOUNT PLEASANT, SC 191,661191.7k $2.0m $2.0m 0.04% Reduced -48.0k -48,040
23 OPPENHEIMER & CO INC 0.03% of their portfolio NEW YORK, NY 182,778182.8k $1.9m $1.9m 0.03% Added +11.0k +10,999
24 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 144,727144.7k $1.5m $1.5m 0.00% Added +20.6k +20,567
25 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 129,375129.4k $1.4m $1.4m 0.00% Reduced -16.1k -16,098
26 Everstar Asset Management, LLC 0.79% of their portfolio MOORESVILLE, NC 123,109123.1k $1.3m $1.3m 0.79% Reduced -3.0k -3,000
27 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 116,628116.6k $1.2m $1.2m 0.01% Added +78.5k +78,488
28 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 101,673101.7k $1.1m $1.1m 0.00% Reduced -8.2k -8,155
29 KFA Private Wealth Group, LLC 0.32% of their portfolio Tysons, VA 97,28297.3k $1.0m $1.0m 0.32% Reduced -696 -696
30 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 87,90787.9k $925.0k $925.0k 0.00% Added +52.7k +52,679
31 Total Wealth Planning & Management, Inc. 0.69% of their portfolio Ponte Vedra Beach, FL 75,68475.7k $796.2k $796.2k 0.69% Unchanged
32 Institute for Wealth Management, LLC. 0.07% of their portfolio DENVER, CO 59,29459.3k $623.8k $623.8k 0.07% Added +5.6k +5,605
33 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 59,21059.2k $626.4k $626.4k 0.00% Added +1.9k +1,896
34 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 56,98557.0k $599.5k $599.5k 0.00% Reduced -11.6k -11,558
35 Samalin Investment Counsel, LLC 0.22% of their portfolio CHAPPAQUA, NY 53,67653.7k $564.7k $564.7k 0.22% Added +6.8k +6,762
36 L.M. KOHN & COMPANY 0.15% of their portfolio CINCINNATI, OH 51,62951.6k $543.1k $543.1k 0.15% Added +100 +100
37 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 47,10147.1k $495.5k $495.5k 0.00% Reduced -2.0k -1,969
38 SAM Advisors, LLC 0.16% of their portfolio OAKHURST, CA 44,27344.3k $465.8k $465.8k 0.16% Added +1.9k +1,875
39 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 43,93943.9k $462.2k $462.2k 0.00% Reduced -18.7k -18,716
40 Patten Group, Inc. 0.10% of their portfolio CHATTANOOGA, TN 43,24343.2k $454.9k $454.9k 0.10% Unchanged
41 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 42,23342.2k $444.3k $444.3k 0.01% Reduced -333 -333
42 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 42,22842.2k $444.2k $444.2k 0.00% Added +1.2k +1,237
43 Arax Advisory Partners 0.02% of their portfolio NEW YORK, NY 41,61441.6k $437.8k $437.8k 0.02% Added +125 +125
44 IHT Wealth Management, LLC 0.01% of their portfolio Chicago, IL 40,68040.7k $428.0k $428.0k 0.01% Unchanged
45 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 40,66740.7k $427.8k $427.8k 0.00% New
46 TFG Advisers LLC 0.15% of their portfolio Auburn Hills, MI 40,50940.5k $426.2k $426.2k 0.15% Added +1.7k +1,719
47 READYSTATE ASSET MANAGEMENT LP 0.02% of their portfolio CHICAGO, IL 39,26239.3k $413.0k $413.0k 0.02% Added +7.4k +7,432
48 CENTRAL TRUST Co 0.01% of their portfolio JEFFERSON CITY, MO 38,85338.9k $408.7k $408.7k 0.01% Reduced -3.6k -3,630
49 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 38,75538.8k $407.7k $407.7k 0.01% Reduced -21.6k -21,579
50 Geneos Wealth Management Inc. 0.01% of their portfolio ENGLEWOOD, CO 38,47438.5k $404.7k $404.7k 0.01% Added +28.3k +28,344
51 CreativeOne Wealth, LLC 0.01% of their portfolio OVERLAND PARK, KS 37,33837.3k $392.8k $392.8k 0.01% Reduced -3.5k -3,500
52 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 36,91636.9k $388.4k $388.4k 0.00% Added +10.0k +9,960
53 E&G Advisors, LLC 0.10% of their portfolio HOUSTON, TX 36,20236.2k $381.1k $381.1k 0.10% Unchanged
54 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 35,54035.5k $373.9k $373.9k 0.01% Unchanged
55 CW Advisors, LLC 0.00% of their portfolio BOSTON, MA 32,99633.0k $347.1k $347.1k 0.00% New
56 COMERICA BANK 0.00% of their portfolio DALLAS, TX 30,89530.9k $325.0k $325.0k 0.00% Added +4.5k +4,500
57 DUMONT & BLAKE INVESTMENT ADVISORS LLC 0.08% of their portfolio PRINCETON, NJ 30,28530.3k $318.6k $318.6k 0.08% Unchanged
58 WINEBRENNER CAPITAL MANAGEMENT LLC 0.25% of their portfolio LOUISVILLE, KY 30,00030.0k $315.6k $315.6k 0.25% Unchanged
59 DF DENT & CO INC 0.00% of their portfolio BALTIMORE, MD 29,41829.4k $309.5k $309.5k 0.00% Unchanged
60 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 29,02429.0k $305.3k $305.3k 0.00% New
61 EP Wealth Advisors, LLC 0.00% of their portfolio TORRANCE, CA 28,50028.5k $299.8k $299.8k 0.00% Reduced -835 -835
62 Founders Financial Alliance, LLC 0.07% of their portfolio RALEIGH, NC 28,21028.2k $296.8k $296.8k 0.07% Added +632 +632
63 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 28,11328.1k $295.8k $295.8k 0.01% Added +8.3k +8,302
64 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 27,75427.8k $292.0k $292.0k 0.00% Reduced -6.6k -6,630
65 First Nebraska Trust Co 0.03% of their portfolio LINCOLN, NE 26,96527.0k $283.7k $283.7k 0.03% Reduced -2.2k -2,250
66 Financial Advocates Investment Management 0.02% of their portfolio OLYMPIA, WA 26,62526.6k $280.1k $280.1k 0.02% Added +1.1k +1,063
67 Capital CS Group, LLC 0.44% of their portfolio IRVINE, CA 25,22425.2k $265.4k $265.4k 0.44% New
68 Game Plan Financial Advisors, LLC 0.11% of their portfolio WESTLAKE, OH 25,00025.0k $263.0k $263.0k 0.11% Reduced -1.1k -1,075
69 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 24,69324.7k $259.8k $259.8k 0.00% Added +571 +571
70 HOLLENCREST CAPITAL MANAGEMENT 0.01% of their portfolio NEWPORT BEACH, CA 24,29324.3k $255.6k $255.6k 0.01% Unchanged
71 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 23,55823.6k $247.8k $247.8k 0.00% New
72 Mariner, LLC 0.00% of their portfolio Overland Park, KS 23,25723.3k $244.7k $244.7k 0.00% Added +236 +236
73 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 22,93422.9k $241.3k $241.3k 0.00% Added +850 +850
74 Legacy Wealth Management, LLC / MS 0.07% of their portfolio RIDGELAND, MS 22,87722.9k $240.7k $240.7k 0.07% Added +9.6k +9,575
75 NFSG Corp 0.04% of their portfolio BOCA RATON, FL 21,70421.7k $228.3k $228.3k 0.04% New
76 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 20,67520.7k $217.5k $217.5k 0.00% Added +60 +60
77 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio ORLANDO, FL 20,01220.0k $210.5k $210.5k 0.02% Added +965 +965
78 KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio AUSTIN, TX 19,66819.7k $206.9k $206.9k 0.00% Reduced -1.0k -1,022
79 CALTON & ASSOCIATES, INC. 0.04% of their portfolio Tampa, FL 19,51519.5k $205.3k $205.3k 0.04% Added +4.9k +4,885
80 Semus Wealth Partners LLC 0.13% of their portfolio Boca Raton, FL 19,33519.3k $203.4k $203.4k 0.13% Reduced -2.0k -1,963
81 Hilltop Partners LLC 0.06% of their portfolio MISHAWAKA, IN 18,30518.3k $192.6k $192.6k 0.06% New
82 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 17,98018.0k $189.0k $189.0k 0.00% Added +2.9k +2,895
83 Sunpointe, LLC 0.07% of their portfolio ST. LOUIS, MO 17,74517.7k $186.7k $186.7k 0.07% New
84 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 17,65417.7k $185.7k $185.7k 0.00% New
85 NOVEM GROUP 0.02% of their portfolio Rochester, NY 17,65117.7k $185.7k $185.7k 0.02% New
86 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 17,05017.1k $179.0k $179.0k 0.01% Added +20 +20
87 WEALTH EFFECTS LLC 0.07% of their portfolio BOSTON, MA 16,93216.9k $178.1k $178.1k 0.07% Reduced -921 -921
88 PINNACLE ASSOCIATES LTD 0.00% of their portfolio NEW YORK, NY 16,43316.4k $172.9k $172.9k 0.00% Added +1.5k +1,493
89 Sonora Investment Management Group, LLC 0.01% of their portfolio TUCSON, AZ 16,35016.4k $172.0k $172.0k 0.01% Unchanged
90 Brookstone Capital Management 0.00% of their portfolio WHEATON, IL 14,76014.8k $155.3k $155.3k 0.00% Added +341 +341
91 one8zero8, LLC 0.04% of their portfolio GREENSBORO, NC 14,35014.3k $151.0k $151.0k 0.04% Added +700 +700
92 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 14,19414.2k $149.3k $149.3k 0.00% Reduced -17.9k -17,879
93 San Luis Wealth Advisors LLC 0.03% of their portfolio SAN LUIS OBISPO, CA 13,55513.6k $143.0k $143.0k 0.03% Unchanged
94 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 12,90012.9k $135.7k $135.7k 0.00% Added +276 +276
95 Kovack Advisors, Inc. 0.01% of their portfolio FT. LAUDERDALE, FL 12,68812.7k $133.5k $133.5k 0.01% Added +181 +181
96 XTX Topco Ltd 0.01% of their portfolio LONDON, X0 12,60112.6k $132.6k $132.6k 0.01% New
97 Alpha Cubed Investments, LLC 0.00% of their portfolio COSTA MESA, CA 12,30012.3k $129.4k $129.4k 0.00% Unchanged
98 Palogic Value Management, L.P. 0.05% of their portfolio DALLAS, TX 12,00012.0k $126.2k $126.2k 0.05% Unchanged
99 Modern Wealth Management, LLC 0.00% of their portfolio KANSAS CITY, MO 11,91511.9k $125.3k $125.3k 0.00% Unchanged
100 MELFA WEALTH MANAGEMENT, INC. 0.08% of their portfolio WESTBOROUGH, MA 11,81911.8k $124.3k $124.3k 0.08% Unchanged