Vault-13

CALAMOS CONV OPPORTUNITIES & CHI

SH BEN INT · Closed-End Fund · CUSIP 128117108

111 institutional holders +3 vs Q1 2024
15,214,08215.2m shares reported held*
$177.1mreported value*
10 new 36 added 34 reduced 7 sold out net sold ≈ $18.8m (-1.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $11.64.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 105Q4 22: 108Q1 23: 115Q2 23: 109Q3 23: 109Q4 23: 114Q1 24: 108Q2 24: 111111Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022105
Q4 2022108
Q1 2023115
Q2 2023109
Q3 2023109
Q4 2023114
Q1 2024108
Q2 2024111

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 45 bought or addedQ4 22: 39 cut or sold outQ4 22Q1 23: 57 bought or addedQ1 23: 37 cut or sold outQ2 23: 49 bought or addedQ2 23: 42 cut or sold outQ2 23Q3 23: 50 bought or addedQ3 23: 43 cut or sold outQ4 23: 47 bought or addedQ4 23: 42 cut or sold outQ4 23Q1 24: 51 bought or addedQ1 24: 44 cut or sold outQ2 24: 46 bought or addedQ2 24: 41 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20224539
Q1 20235737
Q2 20234942
Q3 20235043
Q4 20234742
Q1 20245144
Q2 20244641

Biggest buyers

UBS Group AG Added +644,673+644.7k
Marathon Strategic Advisors, LLC New +187,749+187.7k
Focus Partners Wealth New +147,475+147.5k
BANK OF AMERICA CORP /DE/ Added +143,213+143.2k
WELLS FARGO & COMPANY/MN Added +97,509+97.5k
D.A. DAVIDSON & CO. Added +62,650+62.6k
Patten Group, Inc. New +58,078+58.1k
Marks Group Wealth Management, Inc Added +51,876+51.9k
DUMONT & BLAKE INVESTMENT ADVISORS LLC Added +30,510+30.5k
COMMONWEALTH EQUITY SERVICES, LLC Added +29,062+29.1k

Biggest sellers

MORGAN STANLEY Reduced -2,697,971-2.7m
OSAIC HOLDINGS, INC. Reduced -135,282-135.3k
Lindbrook Capital, LLC Reduced -83,444-83.4k
Advisors Asset Management, Inc. Reduced -82,214-82.2k
Beacon Pointe Advisors, LLC Reduced -51,165-51.2k
NewEdge Advisors, LLC Reduced -26,072-26.1k
CX Institutional Sold out -20,502-20.5k
Rockefeller Capital Management L.P. Reduced -19,692-19.7k
CoreCap Advisors, LLC Sold out -17,072-17.1k
PRUDENTIAL FINANCIAL INC Sold out -14,030-14.0k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
MetLife Investment Management, LLC 13G · institution new · filed 2026-09-08 50.0% new 345.0k 2026-09-08
BlackRock Portfolio Management LLC 13G · institution new · filed 2026-09-08 50.0% new 345.0k 2026-09-08

Fell to 5% or below in the last year: THRIVENT FINANCIAL FOR LUTHERANS (0.0%, 2026-08-25)

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q3 22: 0 buyingQ3 22: 0 sellingQ4 22: 0 buyingQ4 22: 0 sellingQ4 22Q1 23: 0 buyingQ1 23: 0 sellingQ2 23: 1 buyingQ2 23: 0 sellingQ2 23Q3 23: 0 buyingQ3 23: 0 sellingQ4 23: 0 buyingQ4 23: 0 sellingQ4 23Q1 24: 0 buyingQ1 24: 1 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20220—0——
Q4 20220—0——
Q1 20230—0——
Q2 20231$5.0k0——
Q3 20230—0——
Q4 20230—0——
Q1 20240—1$5.5k—
Q2 20240—0——

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 UBS Group AG 0.01% of their portfolio ZURICH, V8 2,188,1062.2m $25.5m $25.5m 0.01% Added +644.7k +644,673
2 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,658,0891.7m $19.3m $19.3m 0.00% Added +97.5k +97,509
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,294,4591.3m $15.1m $15.1m 0.00% Reduced -2.7m -2,697,971
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,201,8521.2m $14.0m $14.0m 0.00% Added +143.2k +143,213
5 D.A. DAVIDSON & CO. 0.09% of their portfolio GREAT FALLS, MT 904,653904.7k $10.5m $10.5m 0.09% Added +62.6k +62,650
6 GUGGENHEIM CAPITAL LLC 0.06% of their portfolio CHICAGO, IL 710,470710.5k $8.3m $8.3m 0.06% Added +10.5k +10,541
7 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 634,976635.0k $7.4m $7.4m 0.01% Added +29.1k +29,062
8 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 582,993583.0k $6.8m $6.8m 0.00% Added +12.5k +12,513
9 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 496,300496.3k $5.8m $5.8m 0.00% Added +570 +570
10 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 441,882441.9k $5.1m $5.1m 0.01% Added +11.9k +11,948
11 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 372,278372.3k $4.3m $4.3m 0.01% Unchanged
12 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 306,957307.0k $3.6m $3.6m 0.03% Added +10.8k +10,763
13 Lindbrook Capital, LLC 0.30% of their portfolio CALABASAS, CA 273,087273.1k $3.2m $3.2m 0.30% Reduced -83.4k -83,444
14 Apollon Wealth Management, LLC 0.09% of their portfolio MOUNT PLEASANT, SC 247,527247.5k $2.9m $2.9m 0.09% Added +2.2k +2,240
15 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 208,009208.0k $2.4m $2.4m 0.00% Reduced -1.8k -1,801
16 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 196,360196.4k $2.3m $2.3m 0.00% Reduced -7.0k -6,953
17 Marathon Strategic Advisors, LLC 2.55% of their portfolio PITTSBURGH, PA 187,749187.7k $2.2m $2.2m 2.55% New
18 HARBOUR INVESTMENTS, INC. 0.07% of their portfolio MADISON, WI 186,363186.4k $2.2m $2.2m 0.07% Added +6.1k +6,079
19 OPPENHEIMER & CO INC 0.03% of their portfolio NEW YORK, NY 152,368152.4k $1.8m $1.8m 0.03% Reduced -1.1k -1,092
20 Focus Partners Wealth 0.01% of their portfolio ST LOUIS, MO 147,475147.5k $1.7m $1.7m 0.01% New
21 Marks Group Wealth Management, Inc 0.18% of their portfolio MINNETONKA, MN 145,774145.8k $1.7m $1.7m 0.18% Added +51.9k +51,876
22 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 144,486144.5k $1.7m $1.7m 0.00% Reduced -994 -994
23 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 129,470129.5k $1.5m $1.5m 0.00% Reduced -135.3k -135,282
24 Creekside Partners 0.80% of their portfolio PETALUMA, CA 123,991124.0k $1.4m $1.4m 0.80% First filing
25 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 116,919116.9k $1.4m $1.4m 0.00% Reduced -19.7k -19,692
26 Advisors Asset Management, Inc. 0.03% of their portfolio Monument, CO 114,346114.3k $1.3m $1.3m 0.03% Reduced -82.2k -82,214
27 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 106,848106.8k $1.2m $1.2m 0.00% Reduced -8.0k -8,023
28 Samalin Investment Counsel, LLC 0.52% of their portfolio CHAPPAQUA, NY 95,16495.2k $1.1m $1.1m 0.52% Reduced -5.9k -5,939
29 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 90,87090.9k $1.1m $1.1m 0.00% Added +7.5k +7,542
30 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 88,39688.4k $1.0m $1.0m 0.00% Reduced -4.6k -4,614
31 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 86,62386.6k $955.5k $955.5k 0.01% First filing
32 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 68,47668.5k $797.1k $797.1k 0.00% Reduced -2.7k -2,715
33 DUMONT & BLAKE INVESTMENT ADVISORS LLC 0.10% of their portfolio PRINCETON, NJ 61,48061.5k $715.6k $715.6k 0.10% Added +30.5k +30,510
34 Patten Group, Inc. 0.16% of their portfolio CHATTANOOGA, TN 58,07858.1k $676.0k $676.0k 0.16% New
35 CENTRAL TRUST Co 0.02% of their portfolio JEFFERSON CITY, MO 55,68355.7k $648.2k $648.2k 0.02% Reduced -2.1k -2,075
36 L.M. KOHN & COMPANY 0.17% of their portfolio CINCINNATI, OH 55,09055.1k $641.2k $641.2k 0.17% Added +2.6k +2,596
37 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 52,24752.2k $608.2k $608.2k 0.02% Added +1.2k +1,250
38 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 50,45550.5k $587.3k $587.3k 0.00% Reduced -26.1k -26,072
39 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 47,87847.9k $556.0k $556.0k 0.00% Reduced -4.8k -4,796
40 Institute for Wealth Management, LLC. 0.07% of their portfolio DENVER, CO 45,01245.0k $523.9k $523.9k 0.07% Added +4.5k +4,474
41 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 44,18044.2k $514.3k $514.3k 0.00% Reduced -210 -210
42 Arax Advisory Partners 0.04% of their portfolio NEW YORK, NY 37,60837.6k $437.8k $437.8k 0.04% Added +10.2k +10,163
43 Semus Wealth Partners LLC 0.34% of their portfolio Boca Raton, FL 37,42237.4k $435.6k $435.6k 0.34% Reduced -6.4k -6,387
44 E&G Advisors, LLC 0.13% of their portfolio HOUSTON, TX 36,60236.6k $425.4k $425.4k 0.13% Reduced -500 -500
45 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 36,56236.6k $425.6k $425.6k 0.01% Unchanged
46 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 36,26336.3k $422.1k $422.1k 0.00% Added +9.0k +8,987
47 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 32,40032.4k $377.1k $377.1k 0.00% Added +1.5k +1,497
48 First Nebraska Trust Co 0.04% of their portfolio LINCOLN, NE 30,81530.8k $358.7k $358.7k 0.04% Unchanged
49 DF DENT & CO INC 0.00% of their portfolio BALTIMORE, MD 30,39630.4k $353.8k $353.8k 0.00% Unchanged
50 Founders Financial Alliance, LLC 0.10% of their portfolio RALEIGH, NC 29,23929.2k $340.3k $340.3k 0.10% Reduced -2.6k -2,648
51 TFG Advisers LLC 0.13% of their portfolio Auburn Hills, MI 27,92127.9k $325.0k $325.0k 0.13% Added +2.3k +2,310
52 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 27,39527.4k $318.9k $318.9k 0.00% Reduced -38 -38
53 Gray Wealth Management Inc. 0.14% of their portfolio Bangor, ME 27,30027.3k $317.8k $317.8k 0.14% Added +16.0k +15,964
54 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 27,10327.1k $315.5k $315.5k 0.00% Added +48 +48
55 SAM Advisors, LLC 0.11% of their portfolio OAKHURST, CA 26,37826.4k $307.0k $307.0k 0.11% Reduced -1.6k -1,588
56 Sonora Investment Management Group, LLC 0.02% of their portfolio TUCSON, AZ 26,35026.4k $299.1k $299.1k 0.02% Unchanged
57 Game Plan Financial Advisors, LLC 0.15% of their portfolio WESTLAKE, OH 26,07526.1k $303.5k $303.5k 0.15% Unchanged
58 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 26,00026.0k $302.6k $302.6k 0.01% Added +2.0k +2,000
59 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 25,48625.5k $296.7k $296.7k 0.00% Added +10.3k +10,265
60 MISSION WEALTH MANAGEMENT, LP 0.01% of their portfolio Santa Barbara, CA 25,38525.4k $295.5k $295.5k 0.01% Reduced -140 -140
61 Capital CS Group, LLC 0.34% of their portfolio IRVINE, CA 25,22425.2k $293.6k $293.6k 0.34% Unchanged
62 HOLLENCREST CAPITAL MANAGEMENT 0.01% of their portfolio NEWPORT BEACH, CA 24,29324.3k $282.8k $282.8k 0.01% Unchanged
63 Financial Advocates Investment Management 0.02% of their portfolio OLYMPIA, WA 22,91822.9k $266.8k $266.8k 0.02% Added +148 +148
64 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 22,18822.2k $258.3k $258.3k 0.00% Reduced -871 -871
65 Mariner, LLC 0.00% of their portfolio Overland Park, KS 21,12921.1k $245.9k $245.9k 0.00% Added +103 +103
66 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 21,07821.1k $245.0k $245.0k 0.00% Reduced -11.3k -11,264
67 PFG Investments, LLC 0.01% of their portfolio WOODBURY, NY 17,45817.5k $203.2k $203.2k 0.01% Reduced -943 -943
68 WEALTH EFFECTS LLC 0.07% of their portfolio BOSTON, MA 17,05617.1k $198.5k $198.5k 0.07% Reduced -3.1k -3,071
69 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 17,01017.0k $198.0k $198.0k 0.01% Unchanged
70 EP Wealth Advisors, LLC 0.00% of their portfolio TORRANCE, CA 16,33516.3k $190.1k $190.1k 0.00% Added +835 +835
71 MONETARY MANAGEMENT GROUP INC 0.05% of their portfolio ST LOUIS, MO 15,00015.0k $174.6k $174.6k 0.05% Added +5.0k +5,000
72 MELFA WEALTH MANAGEMENT, INC. 0.11% of their portfolio WESTBOROUGH, MA 13,99314.0k $162.9k $162.9k 0.11% Unchanged
73 PINNACLE ASSOCIATES LTD 0.00% of their portfolio NEW YORK, NY 13,40013.4k $156.0k $156.0k 0.00% Unchanged
74 NWAM LLC 0.05% of their portfolio MERCER ISLAND, WA 13,38313.4k $155.8k $155.8k 0.05% Added +2.8k +2,800
75 San Luis Wealth Advisors LLC 0.04% of their portfolio SAN LUIS OBISPO, CA 13,23513.2k $154.0k $154.0k 0.04% New
76 Gateway Wealth Partners, LLC 0.05% of their portfolio APPLETON, WI 12,79312.8k $148.9k $148.9k 0.05% Reduced -4.8k -4,843
77 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 12,43212.4k $144.7k $144.7k 0.00% Reduced -51.2k -51,165
78 Alpha Cubed Investments, LLC 0.01% of their portfolio COSTA MESA, CA 12,30012.3k $143.2k $143.2k 0.01% Unchanged
79 KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio AUSTIN, TX 12,20312.2k $142.0k $142.0k 0.00% New
80 Palogic Value Management, L.P. 0.06% of their portfolio DALLAS, TX 12,00012.0k $139.7k $139.7k 0.06% Unchanged
81 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 11,64811.6k $136.0k $136.0k 0.00% Added +303 +303
82 HYMAN CHARLES D 0.01% of their portfolio PONTE VEDRA BEACH, FL 11,05011.1k $129.0k $129.0k 0.01% Unchanged
83 Perennial Investment Advisors, LLC 0.02% of their portfolio Los Angeles, CA 10,80010.8k $125.7k $125.7k 0.02% Reduced -4.2k -4,241
84 Kovack Advisors, Inc. 0.01% of their portfolio FT. LAUDERDALE, FL 10,60710.6k $123.5k $123.5k 0.01% New
85 Beverly Hills Private Wealth, LLC 0.03% of their portfolio BEVERLY HILLS, CA 10,31110.3k $120.0k $120.0k 0.03% Added +255 +255
86 Clearstead Advisors, LLC 0.00% of their portfolio CLEVELAND, OH 10,05810.1k $117.1k $117.1k 0.00% New
87 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 9,0439.0k $105.0k $105.0k 0.01% Unchanged
88 BARRETT & COMPANY, INC. 0.05% of their portfolio PROVIDENCE, RI 9,0009.0k $104.8k $104.8k 0.05% Reduced -1.2k -1,250
89 Gen-Wealth Partners Inc 0.04% of their portfolio ZEELAND, MI 7,0407.0k $81.9k $81.9k 0.04% Unchanged
90 COMERICA BANK 0.00% of their portfolio DALLAS, TX 6,2906.3k $73.2k $73.2k 0.00% Unchanged
91 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 5,3005.3k $62.1k $62.1k 0.00% Unchanged
92 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 4,3604.4k $50.7k $50.7k 0.00% Added +35 +35
93 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 4,1904.2k $48.8k $48.8k 0.00% Reduced -190 -190
94 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 3,8763.9k $45.1k $45.1k 0.00% Unchanged
95 ORG Partners LLC 0.01% of their portfolio ROANOKE, IN 3,8413.8k $44.8k $44.8k 0.01% Unchanged
96 Gilliland Jeter Wealth Management LLC 0.01% of their portfolio LITTLE ROCK, AR 3,4003.4k $39.6k $39.6k 0.01% Unchanged
97 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 3,0003.0k $34.9k $34.9k 0.00% Unchanged
98 INSTITUTIONAL & FAMILY ASSET MANAGEMENT, LLC 0.01% of their portfolio Fort Collins, CO 3,0003.0k $34.9k $34.9k 0.01% Unchanged
99 Caldwell Trust Co 0.00% of their portfolio Venice, FL 1,5341.5k $17.9k $17.9k 0.00% Unchanged
100 Creekmur Asset Management LLC 0.00% of their portfolio MORTON, IL 907907 $10.6k $10.6k 0.00% Reduced -3.0k -2,950