Vault-13

CALAMOS CONV OPPORTUNITIES & CHI

SH BEN INT · Closed-End Fund · CUSIP 128117108

138 institutional holders +2 vs Q1 2026
18,902,73318.9m shares reported held*
$254.9mreported value*
13 new 49 added 32 reduced 13 sold out net bought ≈ $11.3m (+838.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $13.48.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 105Q4 22: 108Q1 23: 115Q2 23: 109Q3 23: 109Q4 23: 114Q1 24: 108Q2 24: 111Q3 24: 116Q4 24: 128Q1 25: 123Q2 25: 139Q3 25: 132Q4 25: 146Q1 26: 136Q2 26: 138138Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 2022105
Q4 2022108
Q1 2023115
Q2 2023109
Q3 2023109
Q4 2023114
Q1 2024108
Q2 2024111
Q3 2024116
Q4 2024128
Q1 2025123
Q2 2025139
Q3 2025132
Q4 2025146
Q1 2026136
Q2 2026138

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 24: 54 bought or addedQ3 24: 38 cut or sold outQ4 24: 57 bought or addedQ4 24: 39 cut or sold outQ4 24Q1 25: 52 bought or addedQ1 25: 54 cut or sold outQ2 25: 73 bought or addedQ2 25: 32 cut or sold outQ2 25Q3 25: 62 bought or addedQ3 25: 45 cut or sold outQ4 25: 67 bought or addedQ4 25: 40 cut or sold outQ4 25Q1 26: 62 bought or addedQ1 26: 44 cut or sold outQ2 26: 62 bought or addedQ2 26: 45 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20245438
Q4 20245739
Q1 20255254
Q2 20257332
Q3 20256245
Q4 20256740
Q1 20266244
Q2 20266245

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +254,277+254.3k
Advisors Asset Management, Inc. Added +202,941+202.9k
UBS Group AG Added +196,134+196.1k
MORGAN STANLEY Added +137,555+137.6k
Cambridge Investment Research Advisors, Inc. Added +110,553+110.6k
Samalin Investment Counsel, LLC Added +60,096+60.1k
NewEdge Advisors, LLC Added +50,322+50.3k
OSAIC HOLDINGS, INC. Added +34,536+34.5k
GUGGENHEIM CAPITAL LLC Added +33,833+33.8k
LPL Financial LLC Added +27,068+27.1k

Biggest sellers

Grange Capital, LLC Reduced -148,404-148.4k
KFA Private Wealth Group, LLC Reduced -60,563-60.6k
Institute for Wealth Management, LLC. Reduced -57,582-57.6k
First Nebraska Trust Co Sold out -33,760-33.8k
Stratos Wealth Partners, LTD. Sold out -27,338-27.3k
Capital CS Group, LLC Sold out -25,224-25.2k
Lexington Hill Partners, LLC Sold out -22,497-22.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -19,899-19.9k
JANE STREET GROUP, LLC Sold out -19,319-19.3k
Beacon Pointe Advisors, LLC Reduced -13,676-13.7k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
MetLife Investment Management, LLC 13G · institution new · filed 2026-09-08 50.0% new 345.0k 2026-09-08
BlackRock Portfolio Management LLC 13G · institution new · filed 2026-09-08 50.0% new 345.0k 2026-09-08

Fell to 5% or below in the last year: THRIVENT FINANCIAL FOR LUTHERANS (0.0%, 2026-08-25)

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q4 24: 0 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25Q2 25: 0 buyingQ2 25: 0 sellingQ3 25: 0 buyingQ3 25: 1 sellingQ3 25Q4 25: 0 buyingQ4 25: 0 sellingQ1 26: 0 buyingQ1 26: 0 sellingQ1 26Q2 26: 0 buyingQ2 26: 0 sellingQ3 26: 0 buyingQ3 26: 0 sellingQ3 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20240—0——
Q1 20250—0——
Q2 20250—0——
Q3 20250—1$10.4k—
Q4 20250—0——
Q1 20260—0——
Q2 20260—0——
Q3 20260—0——
DateInsiderTradeSharesPrice ValueTheir holding
2026-08-26 MetLife Investment Management, LLC 10% owner · See Footnotes · Series H Mandatory Redeemable Preferred Shares Bought 345,000 $25.00 $8.6m345.0k shares new

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 2,883,9142.9m $38.8m $38.8m 0.00% Added +254.3k +254,277
2 UBS Group AG 0.01% of their portfolio ZURICH, V8 2,574,5302.6m $34.6m $34.6m 0.01% Added +196.1k +196,134
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,551,0311.6m $20.8m $20.8m 0.00% Added +137.6k +137,555
4 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,362,8401.4m $18.3m $18.3m 0.00% Added +4.2k +4,247
5 D.A. DAVIDSON & CO. 0.08% of their portfolio GREAT FALLS, MT 1,105,4181.1m $14.9m $14.9m 0.08% Added +8.2k +8,168
6 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 700,766700.8k $9.4m $9.4m 0.00% Added +27.1k +27,068
7 GUGGENHEIM CAPITAL LLC 0.06% of their portfolio CHICAGO, IL 643,309643.3k $8.6m $8.6m 0.06% Added +33.8k +33,833
8 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 640,127640.1k $8.6m $8.6m 0.00% Reduced -3.2k -3,194
9 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 613,861613.9k $8.3m $8.3m 0.01% Added +22.6k +22,625
10 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 563,686563.7k $7.6m $7.6m 0.01% Reduced -1.4k -1,373
11 Advisors Asset Management, Inc. 0.11% of their portfolio Monument, CO 533,895533.9k $7.2m $7.2m 0.11% Added +202.9k +202,941
12 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 297,836297.8k $4.0m $4.0m 0.00% Added +110.6k +110,553
13 Marathon Strategic Advisors, LLC 2.23% of their portfolio PITTSBURGH, PA 293,821293.8k $3.9m $3.9m 2.23% Added +5.5k +5,494
14 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 288,924288.9k $3.9m $3.9m 0.00% Reduced -12.8k -12,756
15 HARBOUR INVESTMENTS, INC. 0.05% of their portfolio MADISON, WI 273,702273.7k $3.7m $3.7m 0.05% Reduced -1.8k -1,759
16 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 259,047259.0k $3.5m $3.5m 0.00% Added +34.5k +34,536
17 Creekside Partners 1.16% of their portfolio PETALUMA, CA 237,856237.9k $3.2m $3.2m 1.16% Added +8.7k +8,666
18 OPPENHEIMER & CO INC 0.03% of their portfolio NEW YORK, NY 237,341237.3k $3.2m $3.2m 0.03% Added +11.0k +11,028
19 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 222,047222.0k $3.0m $3.0m 0.00% Added +2.2k +2,248
20 Samalin Investment Counsel, LLC 0.89% of their portfolio CHAPPAQUA, NY 206,445206.4k $2.8m $2.8m 0.89% Added +60.1k +60,096
21 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 183,537183.5k $2.5m $2.5m 0.00% Reduced -3.0k -3,033
22 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 168,723168.7k $2.3m $2.3m 0.01% Added +50.3k +50,322
23 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 154,322154.3k $2.1m $2.1m 0.00% Reduced -1.3k -1,258
24 Grange Capital, LLC 1.81% of their portfolio Beaverton, OR 146,012146.0k $2.0m $2.0m 1.81% Reduced -148.4k -148,404
25 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 141,775141.8k $1.9m $1.9m 0.00% Reduced -1.4k -1,450
26 Everstar Asset Management, LLC 0.72% of their portfolio MOORESVILLE, NC 111,723111.7k $1.5m $1.5m 0.72% Unchanged
27 PMG Family Office LLC 1.24% of their portfolio PLANO, TX 100,303100.3k $1.3m $1.3m 1.24% Added +1.3k +1,251
28 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 99,90399.9k $1.3m $1.3m 0.00% Added +20.7k +20,666
29 Advisory Solutions Group, LLC 0.38% of their portfolio PLYMOUTH, MN 82,71882.7k $1.1m $1.1m 0.38% First filing
30 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 79,98980.0k $1.1m $1.1m 0.00% Added +4.3k +4,335
31 Total Wealth Planning & Management, Inc. 0.75% of their portfolio Ponte Vedra Beach, FL 77,08277.1k $1.0m $1.0m 0.75% Added +5.6k +5,646
32 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 76,35776.4k $1.0m $1.0m 0.00% Reduced -8.5k -8,475
33 COHEN & STEERS, INC. 0.00% of their portfolio NEW YORK, NY 75,00075.0k $1.0m $1.0m 0.00% Added +20.0k +20,000
34 IHT Wealth Management, LLC 0.02% of their portfolio Chicago, IL 71,05271.1k $954.9k $954.9k 0.02% Unchanged
35 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 62,80162.8k $844.0k $844.0k 0.00% Reduced -2.9k -2,868
36 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 60,67060.7k $815.4k $815.4k 0.02% Added +9.1k +9,093
37 Legacy Wealth Management, LLC / MS 0.19% of their portfolio RIDGELAND, MS 55,10955.1k $740.7k $740.7k 0.19% Added +171 +171
38 SAM Advisors, LLC 0.20% of their portfolio OAKHURST, CA 53,67653.7k $721.4k $721.4k 0.20% Reduced -625 -625
39 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 50,59850.6k $680.0k $680.0k 0.00% Reduced -4.7k -4,700
40 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 46,78246.8k $628.8k $628.8k 0.00% Reduced -6.8k -6,846
41 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 45,33345.3k $609.3k $609.3k 0.01% Added +2.0k +2,000
42 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 38,86738.9k $522.0k $522.0k 0.00% Added +3.0k +2,950
43 Geneos Wealth Management Inc. 0.01% of their portfolio ENGLEWOOD, CO 37,47437.5k $503.7k $503.7k 0.01% Reduced -1.4k -1,400
44 &PARTNERS 0.00% of their portfolio NASHVILLE, TN 37,39537.4k $502.6k $502.6k 0.00% Added +400 +400
45 KFA Private Wealth Group, LLC 0.12% of their portfolio Tysons, VA 37,16937.2k $499.6k $499.6k 0.12% Reduced -60.6k -60,563
46 Apollon Wealth Management, LLC 0.01% of their portfolio MOUNT PLEASANT, SC 36,92736.9k $496.3k $496.3k 0.01% Reduced -937 -937
47 CreativeOne Wealth, LLC 0.01% of their portfolio OVERLAND PARK, KS 36,68836.7k $493.1k $493.1k 0.01% Added +2.4k +2,400
48 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 36,68436.7k $493.0k $493.0k 0.00% Added +3.2k +3,233
49 E&G Advisors, LLC 0.09% of their portfolio HOUSTON, TX 34,90234.9k $469.1k $469.1k 0.09% Unchanged
50 NorthRock Partners, LLC 0.01% of their portfolio MINNEAPOLIS, MN 34,85534.9k $468.5k $468.5k 0.01% Reduced -417 -417
51 BENJAMIN EDWARDS INC 0.00% of their portfolio Clayton, MO 33,86333.9k $455.1k $455.1k 0.00% Reduced -200 -200
52 CENTRAL TRUST Co 0.01% of their portfolio JEFFERSON CITY, MO 32,97533.0k $443.2k $443.2k 0.01% Reduced -425 -425
53 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 32,09832.1k $431.4k $431.4k 0.00% Added +287 +287
54 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 31,24731.2k $420.0k $420.0k 0.01% Added +611 +611
55 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 30,47930.5k $409.6k $409.6k 0.00% Added +258 +258
56 PFG Investments, LLC 0.02% of their portfolio WOODBURY, NY 29,80429.8k $400.6k $400.6k 0.02% Added +38 +38
57 DF DENT & CO INC 0.01% of their portfolio BALTIMORE, MD 29,41829.4k $395.4k $395.4k 0.01% Unchanged
58 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 29,30629.3k $393.9k $393.9k 0.00% Reduced -64 -64
59 Patten Group, Inc. 0.06% of their portfolio CHATTANOOGA, TN 29,24629.2k $393.1k $393.1k 0.06% Unchanged
60 Game Plan Financial Advisors, LLC 0.14% of their portfolio WESTLAKE, OH 28,25028.2k $379.7k $379.7k 0.14% Added +3.2k +3,250
61 Mariner, LLC 0.00% of their portfolio Overland Park, KS 28,09228.1k $377.6k $377.6k 0.00% Added +4.7k +4,690
62 FLAGSHIP HARBOR ADVISORS, LLC 0.01% of their portfolio BOSTON, MA 28,01528.0k $376.5k $376.5k 0.01% Added +529 +529
63 Founders Financial Alliance, LLC 0.05% of their portfolio RALEIGH, NC 27,97028.0k $375.9k $375.9k 0.05% Reduced -525 -525
64 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 27,56927.6k $370.5k $370.5k 0.00% Unchanged
65 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 26,59026.6k $357.4k $357.4k 0.00% Unchanged
66 XTX Topco Ltd 0.00% of their portfolio LONDON, X0 25,76125.8k $346.2k $346.2k 0.00% New
67 DUMONT & BLAKE INVESTMENT ADVISORS LLC 0.08% of their portfolio PRINCETON, NJ 24,96125.0k $335.5k $335.5k 0.08% Unchanged
68 HOLLENCREST CAPITAL MANAGEMENT 0.02% of their portfolio NEWPORT BEACH, CA 24,29324.3k $326.5k $326.5k 0.02% Unchanged
69 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 23,81123.8k $320.0k $320.0k 0.00% Added +1.0k +1,000
70 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio ORLANDO, FL 23,61723.6k $312.2k $312.2k 0.02% Unchanged
71 Concurrent Investment Advisors, LLC 0.00% of their portfolio Tampa, FL 22,45622.5k $301.8k $301.8k 0.00% Added +150 +150
72 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 21,65421.7k $291.0k $291.0k 0.00% Added +197 +197
73 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 19,97620.0k $268.5k $268.5k 0.00% Added +4.6k +4,583
74 EP Wealth Advisors, LLC 0.00% of their portfolio TORRANCE, CA 18,68218.7k $251.1k $251.1k 0.00% Reduced -9.8k -9,818
75 WEALTH EFFECTS LLC 0.07% of their portfolio BOSTON, MA 18,47218.5k $248.3k $248.3k 0.07% Added +67 +67
76 Hilltop Partners LLC 0.06% of their portfolio MISHAWAKA, IN 18,30518.3k $246.0k $246.0k 0.06% Unchanged
77 Sunpointe, LLC 0.07% of their portfolio ST. LOUIS, MO 17,74517.7k $238.5k $238.5k 0.07% Unchanged
78 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 17,05017.1k $229.0k $229.0k 0.01% Unchanged
79 NOVEM GROUP 0.02% of their portfolio Rochester, NY 16,59216.6k $223.0k $223.0k 0.02% Unchanged
80 HALBERT HARGROVE GLOBAL ADVISORS, LLC 0.01% of their portfolio LONG BEACH, CA 16,55016.6k $222.4k $222.4k 0.01% Reduced -3.5k -3,500
81 Clear Trail Advisors, LLC 0.03% of their portfolio HOUSTON, TX 16,19916.2k $217.7k $217.7k 0.03% Reduced -46 -46
82 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 15,75015.8k $211.7k $211.7k 0.01% Added +6.0k +6,000
83 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 15,72815.7k $211.4k $211.4k 0.00% New
84 PINNACLE ASSOCIATES LTD 0.00% of their portfolio NEW YORK, NY 14,94014.9k $200.8k $200.8k 0.00% Reduced -1.5k -1,493
85 Brookstone Capital Management 0.00% of their portfolio WHEATON, IL 14,13814.1k $190.0k $190.0k 0.00% Reduced -1.7k -1,736
86 MONEY CONCEPTS CAPITAL CORP 0.01% of their portfolio PALM BEACH GARDENS, FL 13,79913.8k $185.5k $185.5k 0.01% Unchanged
87 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 13,64013.6k $183.3k $183.3k 0.00% Added +8.3k +8,300
88 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 13,61013.6k $182.9k $182.9k 0.00% Reduced -13.7k -13,676
89 San Luis Wealth Advisors LLC 0.03% of their portfolio SAN LUIS OBISPO, CA 13,55513.6k $182.2k $182.2k 0.03% Unchanged
90 Kovack Advisors, Inc. 0.01% of their portfolio FT. LAUDERDALE, FL 13,27213.3k $175.6k $175.6k 0.01% Added +121 +121
91 Clearwave Capital, LLC 0.10% of their portfolio UPLAND, CA 13,06013.1k $175.5k $175.5k 0.10% Unchanged
92 Carrera Capital Advisors 0.03% of their portfolio TROY, MI 13,00013.0k $174.7k $174.7k 0.03% New
93 NWAM LLC 0.01% of their portfolio MERCER ISLAND, WA 12,91112.9k $173.5k $173.5k 0.01% Unchanged
94 one8zero8, LLC 0.03% of their portfolio GREENSBORO, NC 12,55012.6k $168.7k $168.7k 0.03% Reduced -800 -800
95 Palogic Value Management, L.P. 0.06% of their portfolio DALLAS, TX 12,00012.0k $161.3k $161.3k 0.06% Unchanged
96 ProCore Advisors, LLC 0.20% of their portfolio NEWPORT BEACH, CA 11,93211.9k $160.4k $160.4k 0.20% Reduced -204 -204
97 Modern Wealth Management, LLC 0.00% of their portfolio KANSAS CITY, MO 11,91511.9k $160.1k $160.1k 0.00% Unchanged
98 MELFA WEALTH MANAGEMENT, INC. 0.09% of their portfolio WESTBOROUGH, MA 11,81911.8k $158.8k $158.8k 0.09% Unchanged
99 MGO ONE SEVEN LLC 0.00% of their portfolio Beachwood, OH 10,80710.8k $145.2k $145.2k 0.00% New
100 Continuum Advisory, LLC 0.01% of their portfolio EAGLE, ID 10,71310.7k $144.0k $144.0k 0.01% New