Vault-13

CO2 ENERGY TRANSITION CORP NOEMU

UNIT 99/99/9999 · Unit · CUSIP 12664M202

24 institutional holders
6,544,4086.5m shares reported held*
$65.6mreported value*

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $10.02.

Biggest buyers

HIGHBRIDGE CAPITAL MANAGEMENT LLC New +590,000+590.0k
MMCAP International Inc. SPC New +590,000+590.0k
AQR Arbitrage LLC New +590,000+590.0k
ARISTEIA CAPITAL, L.L.C. New +590,000+590.0k
RIVERNORTH CAPITAL MANAGEMENT, LLC New +428,479+428.5k
WHITEBOX ADVISORS LLC New +390,000+390.0k
CLEAR STREET LLC New +382,644+382.6k
ATW SPAC MANAGEMENT LLC New +375,000+375.0k
BOOTHBAY FUND MANAGEMENT, LLC New +375,000+375.0k
Polar Asset Management Partners Inc. New +290,000+290.0k

Biggest sellers

None

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
CO2 Energy Transition, LLC 13D · may seek influence no change · filed 2025-05-30
Stated purposeThe information set forth in Item 3 is hereby incorporated by reference into this Item 4. The Reporting Persons acquired the securities for investment purposes. In the future, depending on general market and economic conditions affecting the Issuer and other relevant factors, the Reporting Persons may purchase additional securities of the Issuer or dispose of some or all of the securities he currently owns from time to time in open market transactions, private transactions or otherwise. The Reporting Persons may also acquire additional shares of common stock under various employee benefit and compensation arrangements with the Company in the future. The Reporting Persons do not currently have any plans or proposals which relate to or would result in the following described: (a) The acquis… Full filing
26.8% no change 2.6m 2025-05-30
ARISTEIA CAPITAL, L.L.C. 13G · institution new · filed 2025-02-14 6.2% new 590.0k 2025-02-14
MMCAP International Inc. SPC 13G · passive investor no change · filed 2025-08-12 6.2% no change 590.0k 2025-08-12
BARCLAYS PLC 13G · institution no change · filed 2025-03-21 5.9% no change 497.5k 2025-03-21
TD SECURITIES (USA) LLC 13G · institution new · filed 2026-02-13 5.3% new 511.1k 2026-02-13

Insider purchases and sales in Q4 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

DateInsiderTradeSharesPrice ValueTheir holding
2024-11-22 CO2 Energy Transition, LLC 10% owner Bought 265,000 — —265.0k shares +1%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 HIGHBRIDGE CAPITAL MANAGEMENT LLC 0.23% of their portfolio NEW YORK, NY 590,000590.0k $5.9m $5.9m 0.23% New
2 ARISTEIA CAPITAL, L.L.C. 0.21% of their portfolio GREENWICH, CT 590,000590.0k $5.9m $5.9m 0.21% New
3 AQR Arbitrage LLC 0.14% of their portfolio Greenwich, CT 590,000590.0k $5.9m $5.9m 0.14% New
4 MMCAP International Inc. SPC 0.89% of their portfolio GRAND CAYMAN, E9 590,000590.0k $5.9m $5.9m 0.89% New
5 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.21% of their portfolio WEST PALM BEACH, FL 428,479428.5k $4.3m $4.3m 0.21% New
6 WHITEBOX ADVISORS LLC 0.14% of their portfolio MINNEAPOLIS, MN 390,000390.0k $3.9m $3.9m 0.14% New
7 CLEAR STREET LLC 0.08% of their portfolio NEW YORK, NY 382,644382.6k $3.8m $3.8m 0.08% New
8 BOOTHBAY FUND MANAGEMENT, LLC 0.11% of their portfolio NEW YORK, NY 375,000375.0k $3.8m $3.8m 0.11% New
9 ATW SPAC MANAGEMENT LLC 5.09% of their portfolio NEW YORK, NY 375,000375.0k $3.8m $3.8m 5.09% New
10 Polar Asset Management Partners Inc. 0.04% of their portfolio TORONTO, A6 290,000290.0k $2.9m $2.9m 0.04% New
11 Hudson Bay Capital Management LP 0.02% of their portfolio STAMFORD, CT 290,000290.0k $2.9m $2.9m 0.02% New
12 MANGROVE PARTNERS IM, LLC 0.32% of their portfolio Greenwich, CT 290,000290.0k $2.9m $2.9m 0.32% New
13 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 280,000280.0k $2.8m $2.8m 0.00% New
14 Crossingbridge Advisors, LLC 0.92% of their portfolio PLEASANTVILLE, NY 280,000280.0k $2.8m $2.8m 0.92% New
15 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 217,499217.5k $2.2m $2.2m 0.01% New
16 K2 PRINCIPAL FUND, L.P. 0.28% of their portfolio TORONTO, A6 190,000190.0k $1.9m $1.9m 0.28% New
17 DLD Asset Management, LP 0.24% of their portfolio NEW YORK, NY 140,000140.0k $1.4m $1.4m 0.24% New
18 Spartan Fund Management Inc. 3.35% of their portfolio TORONTO, ONTARIO, Z4 100,000100.0k $1.0m $1.0m 3.35% New
19 BERKLEY W R CORP 0.03% of their portfolio Greenwich, CT 59,58659.6k $597.1k $597.1k 0.03% New
20 HEIGHTS CAPITAL MANAGEMENT, INC 0.20% of their portfolio SAN FRANCISCO, CA 40,00040.0k $401.2k $401.2k 0.20% New
21 Centiva Capital, LP 0.02% of their portfolio New York, NY 40,00040.0k $401.2k $401.2k 0.02% New
22 FLOW TRADERS U.S. LLC 0.01% of their portfolio NEW YORK, NY 16,10016.1k $161.0k $161.0k 0.01% New
23 UBS Group AG 0.00% of their portfolio ZURICH, V8 100100 $1.0k $1.0k 0.00% New
24 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% New