Vault-13

CTI BIOPHARMA CORP

COM · Common Stock · CUSIP 12648L601

2 institutional holders -132 vs Q1 2023
102,040102.0k shares reported held*
$474.2kreported value*
0 new 0 added 1 reduced 132 sold out net sold ≈ $751.2m (-113.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $4.65. Options: 2 managers hold calls ($9.0k notional), 1 hold puts ($2.0k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 133Q4 22: 146Q1 23: 134Q2 23: 22Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022133
Q4 2022146
Q1 2023134
Q2 20232

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 81 bought or addedQ4 22: 63 cut or sold outQ4 22Q1 23: 72 bought or addedQ1 23: 61 cut or sold outQ1 23Q2 23: 0 bought or addedQ2 23: 133 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20228163
Q1 20237261
Q2 20230133

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ3 22 calls: $5.8mQ3 22 puts: $7.2mQ3 22P/C 1.24Q4 22 calls: $14.5mQ4 22 puts: $470.9kQ4 22P/C 0.03Q1 23 calls: $4.3mQ1 23 puts: $2.9mQ1 23P/C 0.66Q2 23 calls: $9.0kQ2 23 puts: $2.0kQ2 23P/C 0.22
Numbers
QuarterCallsPutsP/C
Q3 2022$5.8m$7.2m1.24
Q4 2022$14.5m$470.9k0.03
Q1 2023$4.3m$2.9m0.66
Q2 2023$9.0k$2.0k0.22

Biggest buyers

None

Biggest sellers

STATE STREET CORP Sold out -12,437,278-12.4m
Rubric Capital Management LP Sold out -8,963,256-9.0m
BVF INC/IL Sold out -8,813,021-8.8m
BlackRock Inc. Sold out -7,102,626-7.1m
Stonepine Capital Management, LLC Sold out -6,535,674-6.5m
MARSHALL WACE, LLP Sold out -5,960,103-6.0m
VANGUARD GROUP INC Sold out -5,957,730-6.0m
Bain Capital Life Sciences Investors, LLC Sold out -4,702,996-4.7m
Bleichroeder LP Sold out -3,893,730-3.9m
NEA Management Company, LLC Sold out -3,685,683-3.7m

Biggest calls

SIMPLEX TRADING, LLC Reduced $9.0k33.0k shares
FNY Investment Advisers, LLC New $020 shares

Biggest puts

SIMPLEX TRADING, LLC Reduced $2.0k2.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 92,70092.7k $389.3k $389.3k 0.00% Unchanged
2 Legal & General Group Plc 0.00% of their portfolio London, X0 9,3409.3k $84.9k $84.9k 0.00% Reduced -34.2k -34,180