C3 AI INC AI
CL A · Common Stock · CUSIP 12468P104 · ISIN US12468P1049
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.1m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $34.42. Options: 36 managers hold calls ($592.1m notional), 33 hold puts ($519.9m).
Trends to Q4 2024
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 224 |
| Q4 2022 | 219 |
| Q1 2023 | 303 |
| Q2 2023 | 317 |
| Q3 2023 | 297 |
| Q4 2023 | 314 |
| Q1 2024 | 307 |
| Q2 2024 | 338 |
| Q3 2024 | 317 |
| Q4 2024 | 375 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q1 2023 | 210 | 96 |
| Q2 2023 | 178 | 150 |
| Q3 2023 | 167 | 135 |
| Q4 2023 | 165 | 113 |
| Q1 2024 | 152 | 135 |
| Q2 2024 | 173 | 136 |
| Q3 2024 | 137 | 158 |
| Q4 2024 | 181 | 144 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q1 2024 | $324.8m | $341.6m | 1.05 |
| Q2 2024 | $521.2m | $488.7m | 0.94 |
| Q3 2024 | $320.5m | $315.8m | 0.99 |
| Q4 2024 | $592.1m | $519.9m | 0.88 |
Biggest buyers
| D. E. Shaw & Co., Inc. | New | +2.0m |
| BlackRock, Inc. | Added | +1.7m |
| UBS Group AG | Added | +1.6m |
| TWO SIGMA INVESTMENTS, LP | New | +1.2m |
| Man Group plc | New | +1.1m |
| Squarepoint Ops LLC | Added | +1.1m |
| TWO SIGMA ADVISERS, LP | New | +892.4k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | +806.3k |
| RENAISSANCE TECHNOLOGIES LLC | Added | +664.7k |
| STATE STREET CORP | Added | +556.9k |
Biggest sellers
| JANE STREET GROUP, LLC | Reduced | -1.3m |
| MARSHALL WACE, LLP | Reduced | -792.4k |
| VOYA INVESTMENT MANAGEMENT LLC | Reduced | -759.5k |
| GOLDMAN SACHS GROUP INC | Reduced | -557.9k |
| Trexquant Investment LP | Sold out | -437.3k |
| BANK OF AMERICA CORP /DE/ | Reduced | -338.0k |
| CITADEL ADVISORS LLC | Reduced | -143.8k |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | Reduced | -141.0k |
| GROUP ONE TRADING LLC | Sold out | -130.7k |
| EVR Research LP | Reduced | -129.6k |
Biggest calls
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $202.2m5.9m shares |
| CITADEL ADVISORS LLC | Reduced | $53.1m1.5m shares |
| JANE STREET GROUP, LLC | Added | $52.6m1.5m shares |
| PEAK6 LLC | First filing | $46.4m1.3m shares |
| D. E. Shaw & Co., Inc. | Reduced | $37.5m1.1m shares |
| IMC-Chicago, LLC | Added | $37.1m1.1m shares |
| SIMPLEX TRADING, LLC | Added | $36.1m1.0m shares |
| NATIONAL BANK OF CANADA /FI/ | Reduced | $25.6m7.4k shares |
| GROUP ONE TRADING LLC | Added | $23.2m674.4k shares |
| WOLVERINE TRADING, LLC | Added | $19.3m546.4k shares |
Biggest puts
| CITADEL ADVISORS LLC | Added | $126.8m3.7m shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $107.8m3.1m shares |
| JANE STREET GROUP, LLC | Added | $90.9m2.6m shares |
| SIMPLEX TRADING, LLC | Added | $26.3m763.2k shares |
| IMC-Chicago, LLC | Added | $23.9m694.5k shares |
| BARCLAYS PLC | Added | $18.2m529.9k shares |
| GROUP ONE TRADING LLC | Added | $12.1m351.6k shares |
| NATIONAL BANK OF CANADA /FI/ | Reduced | $11.7m3.4k shares |
| Crawford Fund Management, LLC | Added | $11.2m325.0k shares |
| PEAK6 LLC | First filing | $10.6m309.2k shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| SIEBEL THOMAS M 13G · exempt (held before listing) -1.9 pts · filed 2026-05-15 | 15.3% |
| BlackRock, Inc. 13G · institution -1.2 pts · filed 2026-04-24 | 6.8% |
| VANGUARD PORTFOLIO MANAGEMENT LLC 13G · institution new · filed 2026-04-29 | 6.1% |
Fell to 5% or below in the last year: VANGUARD GROUP INC (0.0%, 2026-03-26; now reported by VANGUARD PORTFOLIO MANAGEMENT LLC), SUSQUEHANNA SECURITIES, LLC (2.9%, 2026-02-13)
Insider purchases and sales in Q4 2024
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q1 2023 | 0 | — | 2 | $1.7m | $721.0k |
| Q2 2023 | 0 | — | 4 | $21.1m | $21.1m |
| Q3 2023 | 0 | — | 1 | $1.0m | $1.0m |
| Q4 2023 | 0 | — | 3 | $1.9m | — |
| Q1 2024 | 0 | — | 0 | — | — |
| Q2 2024 | 0 | — | 1 | $82.8k | $82.8k |
| Q3 2024 | 0 | — | 0 | — | — |
| Q4 2024 | 0 | — | 7 | $34.4m | $12.7m |
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2024-12-30 | Witteveen Merel Senior VP, Operations | Sold plan | $389.1k11.1k shares |
| 2024-12-17 | Snabe Jim H. Director | Sold | $21.5m499.7k shares |
| 2024-12-17 | Lath Hitesh CHIEF FINANCIAL OFFICER | Sold plan | $167.3k3.9k shares |
| 2024-12-12 | Hyten John E. Director | Sold | $191.8k5.0k shares |
| 2024-12-10 | Rice Condoleezza Director | Sold plan | $3.4m74.7k shares |
| 2024-12-09 | WARD JR STEPHEN M Director | Sold plan | $5.2m125.0k shares |
| 2024-12-09 | LEVIN RICHARD C Director | Sold plan | $3.0m72.0k shares |
| 2024-12-09 | Lath Hitesh CHIEF FINANCIAL OFFICER | Sold plan | $476.2k11.3k shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q4 2024
| Manager | Shares | Change |
|---|---|---|
| VANGUARD GROUP INC 0.01% of their portfolio | 12.9m $445.4m | Added +446.5k |
| BlackRock, Inc. 0.01% of their portfolio | 10.0m $343.8m | Added +1.7m |
| VOYA INVESTMENT MANAGEMENT LLC 0.20% of their portfolio | 5.6m $192.2m | Reduced -759.5k |
| STATE STREET CORP 0.00% of their portfolio | 2.7m $92.2m | Added +556.9k |
| GEODE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio | 2.5m $87.1m | Added +313.1k |
| CITADEL ADVISORS LLC 0.08% of their portfolio | 2.5m $86.2m | Reduced -143.8k |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.15% of their portfolio | 2.1m $71.1m | Reduced -141.0k |
| D. E. Shaw & Co., Inc. 0.08% of their portfolio | 2.0m $70.1m | New |
| UBS Group AG 0.01% of their portfolio | 1.9m $65.3m | Added +1.6m |
| MORGAN STANLEY 0.00% of their portfolio | 1.6m $55.8m | Added +192.4k |
| Squarepoint Ops LLC 0.14% of their portfolio | 1.6m $54.2m | Added +1.1m |
| TWO SIGMA INVESTMENTS, LP 0.10% of their portfolio | 1.2m $42.3m | New |
| Man Group plc 0.12% of their portfolio | 1.1m $38.5m | New |
| NORTHERN TRUST CORP 0.01% of their portfolio | 1.1m $36.3m | Added +235.4k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio | 933.1k $32.1m | Added +88.8k |
| TWO SIGMA ADVISERS, LP 0.07% of their portfolio | 892.4k $30.7m | New |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.04% of their portfolio | 816.7k $28.1m | Added +806.3k |
| RENAISSANCE TECHNOLOGIES LLC 0.04% of their portfolio | 718.2k $24.7m | Added +664.7k |
| Bank of New York Mellon Corp 0.00% of their portfolio | 695.9k $24.0m | Added +8.8k |
| CITIGROUP INC 0.02% of their portfolio | 668.7k $23.0m | Added +5.9k |
| CAPITAL FUND MANAGEMENT S.A. 0.20% of their portfolio | 599.8k $20.7m | Reduced -80.7k |
| MARSHALL WACE, LLP 0.02% of their portfolio | 554.7k $19.1m | Reduced -792.4k |
| BARCLAYS PLC 0.01% of their portfolio | 531.3k $18.3m | Reduced -24.0k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 453.8k $15.6m | Reduced -557.9k |
| Engineers Gate Manager LP 0.23% of their portfolio | 388.5k $13.4m | Added +101.7k |
| Balyasny Asset Management L.P. 0.03% of their portfolio | 342.0k $11.8m | Reduced -85.0k |
| Invesco Ltd. 0.00% of their portfolio | 331.8k $11.4m | Added +28.1k |
| DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio | 306.6k $10.6m | Reduced -3.7k |
| Nuveen Asset Management, LLC 0.00% of their portfolio | 280.7k $9.7m | Added +54.5k |
| NORGES BANK 0.00% of their portfolio | 269.3k $9.3m | Reduced -39.7k |
| EVR Research LP 3.00% of their portfolio | 257.9k $8.9m | Reduced -129.6k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 253.4k $8.7m | Reduced -338.0k |
| FIRST TRUST ADVISORS LP 0.01% of their portfolio | 240.3k $8.3m | Reduced -127.3k |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio | 232.1k $8.0m | Added +62.0k |
| DOW CHEMICAL CO /DE/ 1.34% of their portfolio | 222.1k $7.6m | Reduced -74.0k |
| Swiss National Bank 0.01% of their portfolio | 218.7k $7.5m | Added +5.5k |
| MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio | 210.4k $7.2m | Reduced -44.2k |
| BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio | 203.6k $7.0m | New |
| Rockefeller Capital Management L.P. 0.02% of their portfolio | 201.8k $6.9m | Added +177.0k |
| Perigon Wealth Management, LLC 0.15% of their portfolio | 187.3k $6.1m | Reduced -21.1k |
| DEUTSCHE BANK AG\ 0.00% of their portfolio | 167.5k $5.8m | Added +49.7k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 167.1k $5.8m | Reduced -78.6k |
| RHUMBLINE ADVISERS 0.01% of their portfolio | 166.4k $5.7m | Added +47.0k |
| TWINBEECH CAPITAL LP 0.09% of their portfolio | 160.0k $5.5m | New |
| Sculptor Capital LP 0.08% of their portfolio | 145.1k $5.0m | Unchanged |
| LPL Financial LLC 0.00% of their portfolio | 138.0k $4.8m | Reduced -3.5k |
| GF FUND MANAGEMENT CO. LTD. 0.10% of their portfolio | 129.0k $4.4m | First filing |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 125.8k $4.3m | Reduced -104.6k |
| WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio | 124.5k $4.3m | New |
| ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio | 120.2k $4.1m | Added +33.2k |
| Legal & General Group Plc 0.00% of their portfolio | 119.1k $4.1m | Added +11.5k |
| SBI Securities Co., Ltd. 0.12% of their portfolio | 116.1k $4.0m | First filing |
| Focus Partners Wealth 0.01% of their portfolio | 115.1k $4.0m | Added +64.7k |
| RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio | 114.5k $3.9m | First filing |
| JANE STREET GROUP, LLC 0.01% of their portfolio | 107.1k $3.7m | Reduced -1.3m |
| Neo Ivy Capital Management 0.74% of their portfolio | 106.9k $3.7m | New |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 105.6k $3.6m | Added +25.2k |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio | 103.9k $3.6m | Added +2.4k |
| SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC 0.05% of their portfolio | 91.8k $3.2m | First filing |
| SIMPLEX TRADING, LLC 0.09% of their portfolio | 89.9k $3.1m | Reduced -127.1k |
| Brevan Howard Capital Management LP 0.07% of their portfolio | 79.7k $2.7m | Reduced -24.5k |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio | 79.3k $2.7m | Added +22.9k |
| PRUDENTIAL FINANCIAL INC 0.00% of their portfolio | 79.0k $2.7m | New |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio | 77.1k $2.7m | New |
| Optiver Holding B.V. 0.08% of their portfolio | 70.4k $2.4m | Added +16.7k |
| Walleye Capital LLC 0.02% of their portfolio | 69.8k $2.4m | Added +65.3k |
| OSAIC HOLDINGS, INC. 0.01% of their portfolio | 69.6k $2.4m | Reduced -14.4k |
| Shearwater Capital LLC 1.57% of their portfolio | 67.3k $2.3m | Unchanged |
| MetLife Investment Management, LLC 0.01% of their portfolio | 66.6k $2.3m | Added +18.6k |
| STATE OF WISCONSIN INVESTMENT BOARD 0.01% of their portfolio | 65.0k $2.2m | Reduced -3.4k |
| State of New Jersey Common Pension Fund D 0.01% of their portfolio | 63.7k $2.2m | Reduced -17.8k |
| Advisory Services Network, LLC 0.04% of their portfolio | 63.6k $2.2m | Reduced -365 |
| Virtu Financial LLC 0.11% of their portfolio | 61.8k $2.1m | New |
| Cetera Investment Advisers 0.00% of their portfolio | 60.9k $2.1m | Reduced -4.2k |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio | 60.7k $2.1m | Added +7.3k |
| PDT Partners, LLC 0.19% of their portfolio | 60.7k $2.1m | Reduced -6.3k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 59.6k $2.1m | Added +12.5k |
| Janney Montgomery Scott LLC 0.01% of their portfolio | 55.3k $1.9m | Added +22.9k |
| Corebridge Financial, Inc. 0.01% of their portfolio | 55.0k $1.9m | Added +9.8k |
| Creative Planning 0.00% of their portfolio | 54.5k $1.9m | Reduced -2.1k |
| Hodges Capital Management Inc. 0.11% of their portfolio | 54.0k $1.9m | Reduced -26.7k |
| OPPENHEIMER & CO INC 0.03% of their portfolio | 53.5k $1.8m | Reduced -3.5k |
| Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio | 52.7k $1.8m | Added +12.6k |
| JANUS HENDERSON GROUP PLC 0.00% of their portfolio | 52.2k $1.8m | Unchanged |
| INTECH INVESTMENT MANAGEMENT LLC 0.02% of their portfolio | 50.4k $1.7m | Added +14.9k |
| EVERGREEN CAPITAL MANAGEMENT LLC 0.06% of their portfolio | 50.2k $1.7m | Added +37 |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 49.9k $1.7m | Added +5.2k |
| Amundi 0.00% of their portfolio | 49.6k $1.7m | Added +42.5k |
| AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio | 49.3k $1.7m | Reduced -9.9k |
| Liontrust Investment Partners LLP 0.02% of their portfolio | 47.6k $1.6m | New |
| HighTower Advisors, LLC 0.00% of their portfolio | 47.1k $1.6m | Added +3.4k |
| Holocene Advisors, LP 0.01% of their portfolio | 45.8k $1.6m | Reduced -30.0k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 42.8k $1.5m | Reduced -30.4k |
| EVOKE WEALTH, LLC 0.04% of their portfolio | 40.7k $1.4m | Added +2 |
| DGS Capital Management, LLC 0.34% of their portfolio | 39.9k $1.4m | Reduced -1.8k |
| Ensign Peak Advisors, Inc 0.00% of their portfolio | 39.8k $1.4m | Unchanged |
| Edgestream Partners, L.P. 0.06% of their portfolio | 39.1k $1.3m | New |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 37.9k $1.3m | Added +6.1k |
| ExodusPoint Capital Management, LP 0.01% of their portfolio | 37.5k $1.3m | Reduced -66.2k |
| Verition Fund Management LLC 0.01% of their portfolio | 36.8k $1.3m | New |