C3 AI INC AI
CL A · Common Stock · CUSIP 12468P104 · ISIN US12468P1049
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $24.20. Options: 30 managers hold calls ($320.5m notional), 33 hold puts ($315.8m).
Trends to Q3 2024
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 224 |
| Q4 2022 | 219 |
| Q1 2023 | 303 |
| Q2 2023 | 317 |
| Q3 2023 | 297 |
| Q4 2023 | 314 |
| Q1 2024 | 307 |
| Q2 2024 | 338 |
| Q3 2024 | 317 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 106 | 108 |
| Q1 2023 | 210 | 96 |
| Q2 2023 | 178 | 150 |
| Q3 2023 | 167 | 135 |
| Q4 2023 | 165 | 113 |
| Q1 2024 | 152 | 135 |
| Q2 2024 | 173 | 136 |
| Q3 2024 | 137 | 158 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q4 2023 | $363.7m | $460.4m | 1.27 |
| Q1 2024 | $324.8m | $341.6m | 1.05 |
| Q2 2024 | $521.2m | $488.7m | 0.94 |
| Q3 2024 | $320.5m | $315.8m | 0.99 |
Biggest buyers
| CITADEL ADVISORS LLC | Added | +1.9m |
| MARSHALL WACE, LLP | New | +1.3m |
| VANGUARD GROUP INC | Added | +965.7k |
| JANE STREET GROUP, LLC | Added | +528.4k |
| Trexquant Investment LP | Added | +384.7k |
| CAPITAL FUND MANAGEMENT S.A. | Added | +303.6k |
| Engineers Gate Manager LP | Added | +268.0k |
| BANK OF AMERICA CORP /DE/ | Added | +251.9k |
| Squarepoint Ops LLC | Added | +236.4k |
| GEODE CAPITAL MANAGEMENT, LLC | Added | +178.9k |
Biggest sellers
| MORGAN STANLEY | Reduced | -899.8k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | -769.6k |
| JPMORGAN CHASE & CO | Reduced | -378.9k |
| Balyasny Asset Management L.P. | Reduced | -360.5k |
| Legal & General Group Plc | Reduced | -339.3k |
| Sculptor Capital LP | Reduced | -337.2k |
| MIRAE ASSET SECURITIES (USA) INC. | Sold out | -249.4k |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | Reduced | -230.8k |
| Cubist Systematic Strategies, LLC | Sold out | -181.2k |
| SIMPLEX TRADING, LLC | Reduced | -143.6k |
Biggest calls
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $90.6m3.7m shares |
| NATIONAL BANK OF CANADA /FI/ | Reduced | $46.4m19.2k shares |
| CITADEL ADVISORS LLC | Reduced | $39.1m1.6m shares |
| D. E. Shaw & Co., Inc. | Added | $26.9m1.1m shares |
| PEAK6 Investments LLC | Reduced | $24.5m1.0m shares |
| JANE STREET GROUP, LLC | Reduced | $22.4m923.9k shares |
| SIMPLEX TRADING, LLC | Reduced | $15.4m635.6k shares |
| IMC-Chicago, LLC | Reduced | $14.8m609.1k shares |
| WOLVERINE TRADING, LLC | Reduced | $7.9m328.0k shares |
| Cubist Systematic Strategies, LLC | Added | $4.3m179.3k shares |
Biggest puts
| CITADEL ADVISORS LLC | Reduced | $64.0m2.6m shares |
| JANE STREET GROUP, LLC | Reduced | $48.1m2.0m shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $45.4m1.9m shares |
| GOLDMAN SACHS GROUP INC | Added | $42.7m1.8m shares |
| NATIONAL BANK OF CANADA /FI/ | Added | $17.7m7.3k shares |
| SIMPLEX TRADING, LLC | Reduced | $16.8m695.4k shares |
| IMC-Chicago, LLC | Reduced | $10.6m435.8k shares |
| Balyasny Asset Management L.P. | Added | $7.2m298.4k shares |
| GROUP ONE TRADING LLC | Reduced | $6.7m278.4k shares |
| Walleye Trading LLC | Added | $6.5m266.6k shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| SIEBEL THOMAS M 13G · exempt (held before listing) -1.9 pts · filed 2026-05-15 | 15.3% |
| BlackRock, Inc. 13G · institution -1.2 pts · filed 2026-04-24 | 6.8% |
| VANGUARD PORTFOLIO MANAGEMENT LLC 13G · institution new · filed 2026-04-29 | 6.1% |
Fell to 5% or below in the last year: VANGUARD GROUP INC (0.0%, 2026-03-26; now reported by VANGUARD PORTFOLIO MANAGEMENT LLC), SUSQUEHANNA SECURITIES, LLC (2.9%, 2026-02-13)
Insider purchases and sales in Q3 2024
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q4 2022 | 0 | — | 1 | $75.7k | — |
| Q1 2023 | 0 | — | 2 | $1.7m | $721.0k |
| Q2 2023 | 0 | — | 4 | $21.1m | $21.1m |
| Q3 2023 | 0 | — | 1 | $1.0m | $1.0m |
| Q4 2023 | 0 | — | 3 | $1.9m | — |
| Q1 2024 | 0 | — | 0 | — | — |
| Q2 2024 | 0 | — | 1 | $82.8k | $82.8k |
| Q3 2024 | 0 | — | 0 | — | — |
None reported in Q3 2024.
Holders, Q3 2024
| Manager | Shares | Change |
|---|---|---|
| VANGUARD GROUP INC 0.01% of their portfolio | 12.5m $302.6m | Added +965.7k |
| BlackRock, Inc. 0.00% of their portfolio | 8.3m $201.3m | First filing |
| VOYA INVESTMENT MANAGEMENT LLC 0.16% of their portfolio | 6.3m $153.7m | Reduced -387 |
| CITADEL ADVISORS LLC 0.07% of their portfolio | 2.6m $64.2m | Added +1.9m |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 2.2m $53.7m | Added +178.9k |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.12% of their portfolio | 2.2m $53.5m | Reduced -230.8k |
| STATE STREET CORP 0.00% of their portfolio | 2.1m $51.4m | Added +38.2k |
| Baker Hughes Holdings LLC 91.71% of their portfolio | 1.8m $43.6m | Unchanged |
| MORGAN STANLEY 0.00% of their portfolio | 1.4m $34.6m | Reduced -899.8k |
| JANE STREET GROUP, LLC 0.06% of their portfolio | 1.4m $34.5m | Added +528.4k |
| MARSHALL WACE, LLP 0.04% of their portfolio | 1.3m $32.6m | New |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 1.0m $24.5m | Reduced -22.0k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 844.4k $20.5m | Added +92.3k |
| NORTHERN TRUST CORP 0.00% of their portfolio | 819.7k $19.9m | Added +39.7k |
| Bank of New York Mellon Corp 0.00% of their portfolio | 687.1k $16.6m | Reduced -84.4k |
| CAPITAL FUND MANAGEMENT S.A. 0.18% of their portfolio | 680.5k $16.5m | Added +303.6k |
| CITIGROUP INC 0.01% of their portfolio | 662.8k $16.1m | Added +114.5k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 591.4k $14.3m | Added +251.9k |
| BARCLAYS PLC 0.01% of their portfolio | 555.3k $13.5m | Reduced -24.3k |
| Squarepoint Ops LLC 0.04% of their portfolio | 485.4k $11.8m | Added +236.4k |
| Trexquant Investment LP 0.13% of their portfolio | 437.3k $10.6m | Added +384.7k |
| Balyasny Asset Management L.P. 0.03% of their portfolio | 427.0k $10.3m | Reduced -360.5k |
| EVR Research LP 2.38% of their portfolio | 387.5k $9.4m | Added +130.0k |
| FIRST TRUST ADVISORS LP 0.01% of their portfolio | 367.6k $8.9m | Added +57.3k |
| UBS Group AG 0.00% of their portfolio | 319.2k $7.7m | Reduced -128.5k |
| DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio | 310.3k $7.5m | Added +93.2k |
| NORGES BANK 0.00% of their portfolio | 309.0k $7.5m | Reduced -51.7k |
| Invesco Ltd. 0.00% of their portfolio | 303.7k $7.4m | Added +72.7k |
| DOW CHEMICAL CO /DE/ 2.16% of their portfolio | 296.1k $7.2m | Unchanged |
| Engineers Gate Manager LP 0.14% of their portfolio | 286.8k $6.9m | Added +268.0k |
| MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio | 254.5k $6.2m | Added +170.1k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 245.7k $6.0m | Added +98.5k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 230.4k $5.6m | Reduced -378.9k |
| Nuveen Asset Management, LLC 0.00% of their portfolio | 226.2k $5.5m | Added +171 |
| SIMPLEX TRADING, LLC 0.18% of their portfolio | 217.0k $5.3m | Reduced -143.6k |
| Swiss National Bank 0.00% of their portfolio | 213.2k $5.2m | Added +3.3k |
| Perigon Wealth Management, LLC 0.12% of their portfolio | 208.4k $4.6m | Added +19.9k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 189.2k $4.6m | Reduced -12.1k |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio | 170.1k $4.1m | Reduced -24.7k |
| Sculptor Capital LP 0.07% of their portfolio | 145.1k $3.5m | Reduced -337.2k |
| LPL Financial LLC 0.00% of their portfolio | 141.5k $3.4m | Reduced -22.3k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 133.6k $3.2m | Added +117.5k |
| GROUP ONE TRADING LLC 0.13% of their portfolio | 130.7k $3.2m | Added +84.8k |
| RHUMBLINE ADVISERS 0.00% of their portfolio | 119.3k $2.9m | Reduced -6.0k |
| DEUTSCHE BANK AG\ 0.00% of their portfolio | 117.8k $2.9m | Added +79.2k |
| Legal & General Group Plc 0.00% of their portfolio | 107.6k $2.6m | Reduced -339.3k |
| Brevan Howard Capital Management LP 0.12% of their portfolio | 104.2k $2.5m | Added +91.6k |
| ExodusPoint Capital Management, LP 0.03% of their portfolio | 103.8k $2.5m | Added +58.9k |
| HSBC HOLDINGS PLC 0.00% of their portfolio | 102.3k $2.5m | Added +15.2k |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio | 101.5k $2.5m | Reduced -878 |
| ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio | 87.0k $2.1m | Reduced -11.8k |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC 0.02% of their portfolio | 85.0k $2.1m | Reduced -797 |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 84.0k $2.0m | Reduced -63.4k |
| State of New Jersey Common Pension Fund D 0.01% of their portfolio | 81.5k $2.0m | Added +3.7k |
| Hodges Capital Management Inc. 0.13% of their portfolio | 80.7k $2.0m | New |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 80.4k $1.9m | Added +1.6k |
| Holocene Advisors, LP 0.01% of their portfolio | 75.8k $1.8m | Added +37.6k |
| Walleye Trading LLC 0.04% of their portfolio | 74.4k $1.8m | Added +36.3k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 73.1k $1.8m | Added +738 |
| ALGERT GLOBAL LLC 0.05% of their portfolio | 72.9k $1.8m | Added +36.0k |
| STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio | 68.4k $1.7m | Unchanged |
| Shearwater Capital LLC 1.12% of their portfolio | 67.3k $1.6m | Unchanged |
| SHERBROOKE PARK ADVISERS LLC 0.37% of their portfolio | 67.1k $1.6m | Added +57.7k |
| PDT Partners, LLC 0.14% of their portfolio | 67.0k $1.6m | New |
| HUB Investment Partners, LLC 0.07% of their portfolio | 65.6k $1.6m | Reduced -14.4k |
| Cetera Investment Advisers 0.00% of their portfolio | 65.1k $1.6m | Added +7.8k |
| Advisory Services Network, LLC 0.04% of their portfolio | 63.9k $1.9m | Unchanged |
| Teza Capital Management LLC 0.16% of their portfolio | 60.5k $1.5m | Added +41.7k |
| AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio | 59.2k $1.4m | Added +50.6k |
| OPPENHEIMER & CO INC 0.02% of their portfolio | 57.0k $1.4m | Reduced -2.9k |
| Creative Planning 0.00% of their portfolio | 56.6k $1.4m | Added +3.7k |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio | 56.4k $1.4m | Added +2.2k |
| Optiver Holding B.V. 0.03% of their portfolio | 53.7k $1.3m | Reduced -1.2k |
| RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio | 53.5k $1.3m | New |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio | 53.4k $1.3m | Reduced -134 |
| GTS SECURITIES LLC 0.03% of their portfolio | 52.4k $1.3m | Added +23.2k |
| JANUS HENDERSON GROUP PLC 0.00% of their portfolio | 52.2k $1.3m | Added +9.2k |
| LGT Group Foundation 0.02% of their portfolio | 52.1k $1.2m | Added +2.9k |
| LGT Fund Management Co Ltd. 0.12% of their portfolio | 50.9k $1.2m | Added +19.0k |
| Focus Partners Wealth 0.00% of their portfolio | 50.3k $1.2m | New |
| EVERGREEN CAPITAL MANAGEMENT LLC 0.04% of their portfolio | 50.2k $1.2m | Unchanged |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 49.8k $1.2m | Reduced -28.6k |
| Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio | 48.1k $1.2m | Reduced -5.3k |
| MetLife Investment Management, LLC 0.01% of their portfolio | 48.0k $1.2m | Added +165 |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 47.1k $1.1m | Reduced -10.3k |
| Focus Financial Network, Inc. 0.04% of their portfolio | 45.3k $1.1m | Added +11.6k |
| Corebridge Financial, Inc. 0.01% of their portfolio | 45.2k $1.1m | Added +760 |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 44.7k $1.1m | Reduced -12.6k |
| HighTower Advisors, LLC 0.00% of their portfolio | 43.6k $1.1m | Reduced -8.7k |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio | 43.6k $1.8k | New |
| DGS Capital Management, LLC 0.27% of their portfolio | 41.7k $1.0m | Added +70 |
| EVOKE WEALTH, LLC 0.03% of their portfolio | 40.7k $985.4k | Added +21.4k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 40.1k $971.0k | Reduced -8.7k |
| Ensign Peak Advisors, Inc 0.00% of their portfolio | 39.8k $965.4k | Unchanged |
| SG Americas Securities, LLC 0.00% of their portfolio | 37.0k $896.0k | Added +26.1k |
| Allworth Financial LP 0.01% of their portfolio | 35.9k $870.2k | Added +994 |
| Graham Capital Management, L.P. 0.03% of their portfolio | 35.5k $861.0k | New |
| INTECH INVESTMENT MANAGEMENT LLC 0.01% of their portfolio | 35.5k $859.2k | New |
| Cavalier Investments, LLC 0.25% of their portfolio | 34.1k $826.6k | Added +2.1k |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 33.7k $816.8k | Reduced -16.1k |