Vault-13

BROOKFIELD RENEWABLE CORP

CL A SUB VTG · CUSIP 11284V105 · ISIN CA11284V1058

359 institutional holders +24 vs Q3 2023
130,334,441130.3m shares reported held*
$3.8bnreported value*
45 new 130 added 119 reduced 33 sold out net bought ≈ $189.2m (+6.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($12.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $28.92. Options: 7 managers hold calls ($7.3m notional), 7 hold puts ($5.2m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 350Q4 22: 363Q1 23: 353Q2 23: 352Q3 23: 335Q4 23: 359359Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022350
Q4 2022363
Q1 2023353
Q2 2023352
Q3 2023335
Q4 2023359

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 185 bought or addedQ4 22: 157 cut or sold outQ4 22Q1 23: 198 bought or addedQ1 23: 156 cut or sold outQ1 23Q2 23: 173 bought or addedQ2 23: 144 cut or sold outQ2 23Q3 23: 177 bought or addedQ3 23: 154 cut or sold outQ3 23Q4 23: 175 bought or addedQ4 23: 152 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022185157
Q1 2023198156
Q2 2023173144
Q3 2023177154
Q4 2023175152

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ1 23 calls: $5.9mQ1 23 puts: $4.4mQ1 23P/C 0.75Q2 23 calls: $6.5mQ2 23 puts: $2.7mQ2 23P/C 0.41Q3 23 calls: $6.7mQ3 23 puts: $4.7mQ3 23P/C 0.70Q4 23 calls: $7.3mQ4 23 puts: $5.2mQ4 23P/C 0.72
Numbers
QuarterCallsPutsP/C
Q1 2023$5.9m$4.4m0.75
Q2 2023$6.5m$2.7m0.41
Q3 2023$6.7m$4.7m0.70
Q4 2023$7.3m$5.2m0.72

Biggest buyers

PARNASSUS INVESTMENTS, LLC Added +4,196,415+4.2m
FIL Ltd Added +1,525,349+1.5m
MORGAN STANLEY Added +1,328,723+1.3m
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Added +1,221,430+1.2m
Epoch Investment Partners, Inc. Added +699,739+699.7k
TD Asset Management Inc Added +697,956+698.0k
JPMORGAN CHASE & CO Added +397,219+397.2k
Advisors Capital Management, LLC New +382,451+382.5k
CIBC Asset Management Inc Added +327,785+327.8k
TD Waterhouse Canada Inc. Added +292,783+292.8k

Biggest sellers

ClearBridge Investments Ltd Reduced -1,350,253-1.4m
EVENTIDE ASSET MANAGEMENT, LLC Sold out -776,152-776.2k
STOREBRAND ASSET MANAGEMENT AS Sold out -708,553-708.6k
KLINGENSTEIN FIELDS & CO LP Reduced -505,724-505.7k
BANK OF MONTREAL /CAN/ Reduced -465,388-465.4k
CIBC Private Wealth Group LLC Reduced -453,242-453.2k
ROYAL BANK OF CANADA Reduced -364,576-364.6k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -273,638-273.6k
Northwest & Ethical Investments L.P. Sold out -249,912-249.9k
BlackRock Inc. Reduced -249,690-249.7k

Biggest calls

CITADEL ADVISORS LLC Added $5.0m175.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.2m42.1k shares
D. E. Shaw & Co., Inc. New $443.2k15.4k shares
WOLVERINE TRADING, LLC Reduced $256.2k8.9k shares
SIMPLEX TRADING, LLC Reduced $227.0k7.9k shares
GROUP ONE TRADING LLC Reduced $86.4k3.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Added $1.8m61.8k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.8m61.4k shares
SIMPLEX TRADING, LLC Added $806.0k28.0k shares
JANE STREET GROUP, LLC Added $492.3k17.1k shares
PEAK6 Investments LLC Reduced $273.5k9.5k shares
GROUP ONE TRADING LLC Added $80.6k2.8k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Brookfield Corp /ON/ 7.36% of their portfolio TORONTO, A6 44,813,83544.8m $1.3bn $1.3bn 7.36% Unchanged
2 PARNASSUS INVESTMENTS, LLC 0.41% of their portfolio San Francisco, CA 6,491,4046.5m $186.9m $186.9m 0.41% Added +4.2m +4,196,415
3 FMR LLC 0.01% of their portfolio BOSTON, MA 5,389,5125.4m $155.1m $155.1m 0.01% Added +16.1k +16,056
4 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 5,197,1195.2m $149.6m $149.6m 0.00% Added +109.3k +109,325
5 PRINCIPAL FINANCIAL GROUP INC 0.08% of their portfolio DES MOINES, IA 4,425,0994.4m $127.4m $127.4m 0.08% Added +50.7k +50,685
6 FIL Ltd 0.11% of their portfolio HAMILTON, D0 3,605,0423.6m $103.8m $103.8m 0.11% Added +1.5m +1,525,349
7 BlackRock Inc. 0.00% of their portfolio New York, NY 3,472,6813.5m $100.0m $100.0m 0.00% Reduced -249.7k -249,690
8 Legal & General Group Plc 0.03% of their portfolio London, X0 3,055,9453.1m $88.4m $88.4m 0.03% Added +84.1k +84,077
9 CIBC Private Wealth Group LLC 0.17% of their portfolio ATLANTA, GA 2,857,7042.9m $82.3m $82.3m 0.17% Reduced -453.2k -453,242
10 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,503,5702.5m $72.1m $72.1m 0.00% Added +1.3m +1,328,723
11 Epoch Investment Partners, Inc. 0.27% of their portfolio New York, NY 2,083,8642.1m $60.0m $60.0m 0.27% Added +699.7k +699,739
12 ClearBridge Investments Ltd 1.52% of their portfolio SYDNEY, C3 1,884,3481.9m $54.3m $54.3m 1.52% Reduced -1.4m -1,350,253
13 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.06% of their portfolio BOSTON, MA 1,860,1851.9m $53.5m $53.5m 0.06% Added +1.2m +1,221,430
14 RENAISSANCE TECHNOLOGIES LLC 0.08% of their portfolio NEW YORK, NY 1,778,7951.8m $51.2m $51.2m 0.08% Added +174.6k +174,600
15 CIBC Asset Management Inc 0.18% of their portfolio TORONTO, Z4 1,649,6271.6m $47.6m $47.6m 0.18% Added +327.8k +327,785
16 NORGES BANK 0.01% of their portfolio OSLO, Q8 1,625,1691.6m $46.8m $46.8m 0.01% Added +111.2k +111,191
17 SCOTIA CAPITAL INC. 0.30% of their portfolio TORONTO, A6 1,609,8241.6m $46.2m $46.2m 0.30% Added +4.3k +4,277
18 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 1,445,6691.4m $41.6m $41.6m 0.00% Added +87.4k +87,412
19 TD Waterhouse Canada Inc. 0.51% of their portfolio TORONTO, A6 1,403,5891.4m $54.4m $54.4m 0.51% Added +292.8k +292,783
20 Nuveen Asset Management, LLC 0.01% of their portfolio CHICAGO, IL 1,245,5871.2m $36.7m $36.7m 0.01% Added +217.3k +217,350
21 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 1,139,9961.1m $32.7m $32.7m 0.00% Added +40.4k +40,375
22 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,129,5181.1m $32.5m $32.5m 0.00% Added +397.2k +397,219
23 Baird Financial Group, Inc. 0.07% of their portfolio MILWAUKEE, WI 1,126,7131.1m $32.4m $32.4m 0.07% Added +174.3k +174,293
24 Clearbridge Investments, LLC 0.03% of their portfolio NEW YORK, NY 1,116,0161.1m $32.1m $32.1m 0.03% Reduced -34.9k -34,869
25 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 1,101,2511.1m $31.7m $31.7m 0.01% Added +189.7k +189,704
26 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,016,7661.0m $29.3m $29.3m 0.01% Reduced -364.6k -364,576
27 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 966,878966.9k $27.8m $27.8m 0.01% Reduced -50.4k -50,377
28 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 887,339887.3k $25.5m $25.5m 0.00% Reduced -47.9k -47,880
29 TD Asset Management Inc 0.02% of their portfolio Toronto, A6 842,807842.8k $24.3m $24.3m 0.02% Added +698.0k +697,956
30 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 833,995834.0k $24.7m $24.7m 0.01% Reduced -465.4k -465,388
31 CIBC WORLD MARKET INC. 0.06% of their portfolio TORONTO, A6 773,775773.8k $22.3m $22.3m 0.06% Added +11.2k +11,175
32 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.01% of their portfolio Toronto, A6 748,015748.0k $21.6m $21.6m 0.01% Added +53.4k +53,391
33 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 684,275684.3k $19.7m $19.7m 0.00% Added +51.3k +51,310
34 NEUBERGER BERMAN GROUP LLC 0.02% of their portfolio NEW YORK, NY 650,984651.0k $18.7m $18.7m 0.02% Reduced -6.4k -6,384
35 BAILLIE GIFFORD & CO 0.01% of their portfolio EDINBURGH, X0 642,865642.9k $18.5m $18.5m 0.01% Reduced -85.8k -85,838
36 GUARDIAN CAPITAL LP 0.62% of their portfolio TORONTO, A6 593,124593.1k $17.2m $17.2m 0.62% Reduced -12.8k -12,842
37 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 590,426590.4k $17.0m $17.0m 0.00% Added +29.9k +29,922
38 DEUTSCHE BANK AG\ 0.01% of their portfolio FRANKFURT AM MAIN, 2M 524,627524.6k $15.1m $15.1m 0.01% Reduced -20.0k -19,954
39 AGF MANAGEMENT LTD 0.09% of their portfolio TORONTO, A6 518,278518.3k $15.0m $15.0m 0.09% Added +14.4k +14,367
40 ArrowMark Colorado Holdings LLC 0.16% of their portfolio Denver, CO 517,800517.8k $14.9m $14.9m 0.16% Added +286.0k +286,000
41 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 495,759495.8k $14.3m $14.3m 0.00% Reduced -43.3k -43,321
42 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 473,440473.4k $13.6m $13.6m 0.01% Added +42.7k +42,710
43 Swiss National Bank 0.01% of their portfolio ZURICH, V8 440,050440.1k $12.7m $12.7m 0.01% Reduced -13.2k -13,200
44 NEW SOUTH CAPITAL MANAGEMENT INC 0.49% of their portfolio MEMPHIS, TN 391,544391.5k $11.3m $11.3m 0.49% Reduced -35.6k -35,607
45 NATIONAL BANK OF CANADA /FI/ 0.02% of their portfolio MONTREAL, A8 387,484387.5k $11.2m $11.2m 0.02% Reduced -101.4k -101,426
46 Advisors Capital Management, LLC 0.22% of their portfolio RIDGEWOOD, NJ 382,451382.5k $11.0m $11.0m 0.22% New
47 Washington Trust Advisors, Inc. 0.94% of their portfolio WELLESLEY, MA 342,337342.3k $9.9m $9.9m 0.94% Reduced -62.9k -62,939
48 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 337,482337.5k $9.7m $9.7m 0.00% Reduced -81.2k -81,187
49 Amundi 0.00% of their portfolio Paris, I0 332,071332.1k $10.2m $10.2m 0.00% Added +18.5k +18,532
50 LAKE STREET ADVISORS GROUP, LLC 0.45% of their portfolio PORTSMOUTH, NH 311,142311.1k $9.0m $9.0m 0.45% Added +16.5k +16,494
51 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 306,476306.5k $8.8m $8.8m 0.01% Reduced -10.3k -10,299
52 CANADA PENSION PLAN INVESTMENT BOARD 0.01% of their portfolio TORONTO ONTARIO, A6 306,430306.4k $8.9m $8.9m 0.01% Reduced -32.3k -32,300
53 PINEBRIDGE INVESTMENTS, L.P. 0.08% of their portfolio NEW YORK, NY 302,413302.4k $8.7m $8.7m 0.08% Added +8.0k +7,957
54 CREDIT SUISSE AG/ 0.01% of their portfolio ZURICH, V8 281,287281.3k $8.1m $8.1m 0.01% Added +5.8k +5,784
55 Harvest Portfolios Group Inc. 0.34% of their portfolio Oakville, A6 281,095281.1k $8.1m $8.1m 0.34% Added +15.3k +15,310
56 Alaska Permanent Fund Corp 0.13% of their portfolio JUNEAU, AK 278,594278.6k $8.0m $8.0m 0.13% Reduced -122.9k -122,899
57 Sumitomo Mitsui Trust Group, Inc. 0.01% of their portfolio CHIYODA-KU, TOKYO, M0 274,192274.2k $7.9m $7.9m 0.01% Added +12.0k +11,961
58 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 266,793266.8k $7.7m $7.7m 0.00% Reduced -16.9k -16,921
59 DAVENPORT & Co LLC 0.05% of their portfolio RICHMOND, VA 263,834263.8k $7.6m $7.6m 0.05% Reduced -9.7k -9,674
60 American Assets Capital Advisers, LLC 2.15% of their portfolio SAN DIEGO, CA 263,236263.2k $7.6m $7.6m 2.15% Added +245.2k +245,244
61 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 248,763248.8k $7.2m $7.2m 0.00% Added +84.0k +84,049
62 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 214,435214.4k $6.2m $6.2m 0.01% Reduced -40.4k -40,401
63 NewGen Asset Management Ltd 3.46% of their portfolio TORONTO, A6 206,400206.4k $5.9m $5.9m 3.46% Reduced -179.0k -179,000
64 Skandinaviska Enskilda Banken AB (publ) 0.03% of their portfolio STOCKHOLM, V7 201,100201.1k $5.8m $5.8m 0.03% Added +48.1k +48,100
65 BANK OF NOVA SCOTIA 0.01% of their portfolio TORONTO, A6 193,880193.9k $5.6m $5.6m 0.01% Added +70 +70
66 SHELL ASSET MANAGEMENT CO 0.26% of their portfolio THE HAGUE, P7 193,667193.7k $5.6m $5.6m 0.26% Added +59.9k +59,927
67 SHELTON CAPITAL MANAGEMENT 0.17% of their portfolio Denver, CO 187,400187.4k $5.4m $5.4m 0.17% Reduced -79.7k -79,700
68 STRS OHIO 0.02% of their portfolio COLUMBUS, OH 171,019171.0k $4.9m $4.9m 0.02% Reduced -6.7k -6,677
69 VAN ECK ASSOCIATES CORP 0.01% of their portfolio NEW YORK, NY 168,609168.6k $4.9m $4.9m 0.01% Added +9.1k +9,134
70 BECKER CAPITAL MANAGEMENT INC 0.17% of their portfolio Portland, OR 163,902163.9k $4.7m $4.7m 0.17% Reduced -22.1k -22,084
71 PFG Investments, LLC 0.86% of their portfolio WOODBURY, NY 160,681160.7k $4.6m $4.6m 0.86% Added +75.1k +75,067
72 Rempart Asset Management Inc. 0.92% of their portfolio MONTREAL, Z4 154,245154.2k $4.5m $4.5m 0.92% Added +43.3k +43,335
73 OPPENHEIMER & CO INC 0.08% of their portfolio NEW YORK, NY 151,070151.1k $4.3m $4.3m 0.08% Added +13.1k +13,149
74 XML Financial, LLC 0.45% of their portfolio BETHESDA, MD 149,485149.5k $4.3m $4.3m 0.45% Reduced -25.0k -25,039
75 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 147,522147.5k $4.2m $4.2m 0.00% Added +27.0k +26,997
76 Gotham Asset Management, LLC 0.08% of their portfolio NEW YORK, NY 147,176147.2k $4.2m $4.2m 0.08% Added +112.1k +112,082
77 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 141,313141.3k $4.1m $4.1m 0.00% Added +588 +588
78 FIRST MANHATTAN CO. LLC. 0.01% of their portfolio NEW YORK, NY 136,149136.1k $3.9m $3.9m 0.01% Reduced -355 -355
79 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 136,023136.0k $3.9m $3.9m 0.00% Added +126.3k +126,261
80 Federation des caisses Desjardins du Quebec 0.04% of their portfolio LEVIS, A8 131,180131.2k $3.8m $3.8m 0.04% Reduced -22.8k -22,807
81 Russell Investments Group, Ltd. 0.01% of their portfolio Seattle, WA 123,730123.7k $3.6m $3.6m 0.01% Reduced -90.7k -90,699
82 KAYNE ANDERSON CAPITAL ADVISORS LP 0.10% of their portfolio LOS ANGELES, CA 117,120117.1k $3.4m $3.4m 0.10% Reduced -20.4k -20,408
83 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.01% of their portfolio TALLAHASSEE, FL 116,244116.2k $3.3m $3.3m 0.01% Added +3.4k +3,367
84 Focus Partners Wealth 0.04% of their portfolio ST LOUIS, MO 115,701115.7k $3.3m $3.3m 0.04% First filing
85 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 114,982115.0k $3.3m $3.3m 0.01% Reduced -80.2k -80,225
86 C WorldWide Group Holding A/S 0.04% of their portfolio COPENHAGEN, G7 114,736114.7k $3.3m $3.3m 0.04% Reduced -25.1k -25,110
87 Cannell & Co. 0.10% of their portfolio New York, NY 111,815111.8k $3.2m $3.2m 0.10% Added +32.7k +32,736
88 Arjuna Capital 0.95% of their portfolio MANCHESTER, MA 105,282105.3k $3.0m $3.0m 0.95% Added +9.5k +9,493
89 MIROVA 0.60% of their portfolio PARIS, I0 102,007102.0k $2.9m $2.9m 0.60% Reduced -57.4k -57,354
90 Connor, Clark & Lunn Investment Management Ltd. 0.01% of their portfolio VANCOUVER, A1 100,500100.5k $2.9m $2.9m 0.01% Reduced -135.3k -135,301
91 DekaBank Deutsche Girozentrale 0.01% of their portfolio FRANKFURT, 2M 100,496100.5k $2.9m $2.9m 0.01% Added +17.1k +17,136
92 Illinois Municipal Retirement Fund 0.05% of their portfolio OAK BROOK, IL 99,32499.3k $2.9m $2.9m 0.05% Added +25.1k +25,062
93 Green Alpha Advisors, LLC 2.03% of their portfolio NIWOT, CO 97,71197.7k $2.8m $2.8m 2.03% Reduced -24.6k -24,572
94 ALPINE WOODS CAPITAL INVESTORS, LLC 0.41% of their portfolio PURCHASE, NY 96,23596.2k $2.8m $2.8m 0.41% Reduced -8.2k -8,213
95 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 94,73894.7k $2.7m $2.7m 0.00% Reduced -10.4k -10,415
96 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 92,06692.1k $2.7m $2.7m 0.00% Added +4.2k +4,172
97 OPPENHEIMER ASSET MANAGEMENT INC. 0.04% of their portfolio NEW YORK, NY 88,00188.0k $2.5m $2.5m 0.04% Added +8.9k +8,942
98 OSSIAM 0.04% of their portfolio PARIS, I0 85,83885.8k $2.5m $2.5m 0.04% Added +24.1k +24,073
99 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 81,50881.5k $2.3m $2.3m 0.00% Added +6.0k +6,002
100 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.01% of their portfolio TORONTO, A6 78,76278.8k $2.3m $2.3m 0.01% Reduced -17.1k -17,065