Vault-13

BROOKFIELD RENEWABLE CORP

CL A SUB VTG · CUSIP 11284V105 · ISIN CA11284V1058

335 institutional holders -17 vs Q2 2023
123,437,279123.4m shares reported held*
$3.0bnreported value*
35 new 142 added 102 reduced 52 sold out net sold ≈ $48.6m (-2.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($13.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $24.12. Options: 9 managers hold calls ($6.7m notional), 8 hold puts ($4.7m).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 350Q4 22: 363Q1 23: 353Q2 23: 352Q3 23: 335335Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022350
Q4 2022363
Q1 2023353
Q2 2023352
Q3 2023335

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 185 bought or addedQ4 22: 157 cut or sold outQ4 22Q1 23: 198 bought or addedQ1 23: 156 cut or sold outQ1 23Q2 23: 173 bought or addedQ2 23: 144 cut or sold outQ2 23Q3 23: 177 bought or addedQ3 23: 154 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022185157
Q1 2023198156
Q2 2023173144
Q3 2023177154

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ4 22 calls: $3.5mQ4 22 puts: $2.6mQ4 22P/C 0.75Q1 23 calls: $5.9mQ1 23 puts: $4.4mQ1 23P/C 0.75Q2 23 calls: $6.5mQ2 23 puts: $2.7mQ2 23P/C 0.41Q3 23 calls: $6.7mQ3 23 puts: $4.7mQ3 23P/C 0.70
Numbers
QuarterCallsPutsP/C
Q4 2022$3.5m$2.6m0.75
Q1 2023$5.9m$4.4m0.75
Q2 2023$6.5m$2.7m0.41
Q3 2023$6.7m$4.7m0.70

Biggest buyers

PARNASSUS INVESTMENTS, LLC New +2,294,989+2.3m
NewGen Asset Management Ltd New +385,400+385.4k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +304,466+304.5k
CIBC Asset Management Inc Added +289,032+289.0k
MILLENNIUM MANAGEMENT LLC New +254,836+254.8k
VANGUARD GROUP INC Added +250,617+250.6k
DIMENSIONAL FUND ADVISORS LP Added +249,508+249.5k
Legal & General Group Plc Added +227,319+227.3k
JPMORGAN CHASE & CO Added +225,092+225.1k
AGF MANAGEMENT LTD Added +182,208+182.2k

Biggest sellers

CIBC Private Wealth Group LLC Reduced -3,647,004-3.6m
FMR LLC Reduced -928,972-929.0k
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Reduced -552,366-552.4k
TORONTO DOMINION BANK Reduced -457,666-457.7k
Clearbridge Investments, LLC Reduced -389,934-389.9k
Aventail Capital Group, LP Sold out -319,930-319.9k
Connor, Clark & Lunn Investment Management Ltd. Reduced -256,766-256.8k
NEUBERGER BERMAN GROUP LLC Reduced -238,991-239.0k
TORTOISE CAPITAL ADVISORS, L.L.C. Sold out -219,621-219.6k
NORTHERN TRUST CORP Reduced -211,779-211.8k

Biggest calls

SIG North Trading, ULC Added $2.1m89.8k shares
CITADEL ADVISORS LLC Reduced $2.0m84.7k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $675.1k28.2k shares
SIMPLEX TRADING, LLC Added $560.0k23.4k shares
PEAK6 Investments LLC Added $428.5k17.9k shares
GROUP ONE TRADING LLC Added $339.9k14.2k shares
WOLVERINE TRADING, LLC New $260.9k10.9k shares
JANE STREET GROUP, LLC Reduced $215.5k9.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.3m55.4k shares
CITADEL ADVISORS LLC Added $1.2m52.1k shares
SIG North Trading, ULC Added $1.0m43.3k shares
PEAK6 Investments LLC Added $663.1k27.7k shares
JANE STREET GROUP, LLC Added $241.8k10.1k shares
SIMPLEX TRADING, LLC Reduced $131.0k5.5k shares
GROUP ONE TRADING LLC Added $40.7k1.7k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Brookfield Corp /ON/ 6.71% of their portfolio TORONTO, A6 44,813,83544.8m $1.1bn $1.1bn 6.71% Unchanged
2 FMR LLC 0.01% of their portfolio BOSTON, MA 5,373,4565.4m $128.6m $128.6m 0.01% Reduced -929.0k -928,972
3 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 5,087,7945.1m $121.8m $121.8m 0.00% Added +250.6k +250,617
4 PRINCIPAL FINANCIAL GROUP INC 0.08% of their portfolio DES MOINES, IA 4,374,4144.4m $104.7m $104.7m 0.08% Added +52.0k +52,049
5 BlackRock Inc. 0.00% of their portfolio New York, NY 3,722,3713.7m $89.1m $89.1m 0.00% Added +90.6k +90,600
6 CIBC Private Wealth Group LLC 0.19% of their portfolio ATLANTA, GA 3,310,9463.3m $79.3m $79.3m 0.19% Reduced -3.6m -3,647,004
7 ClearBridge Investments Ltd 2.51% of their portfolio SYDNEY, C3 3,234,6013.2m $77.4m $77.4m 2.51% Reduced -167.8k -167,832
8 Legal & General Group Plc 0.02% of their portfolio London, X0 2,971,8683.0m $71.4m $71.4m 0.02% Added +227.3k +227,319
9 PARNASSUS INVESTMENTS, LLC 0.13% of their portfolio San Francisco, CA 2,294,9892.3m $54.9m $54.9m 0.13% New
10 FIL Ltd 0.06% of their portfolio HAMILTON, D0 2,079,6932.1m $49.8m $49.8m 0.06% Reduced -2.1k -2,066
11 SCOTIA CAPITAL INC. 0.28% of their portfolio TORONTO, A6 1,605,5471.6m $38.3m $38.3m 0.28% Added +25.3k +25,275
12 RENAISSANCE TECHNOLOGIES LLC 0.07% of their portfolio NEW YORK, NY 1,604,1951.6m $38.4m $38.4m 0.07% Added +70.0k +69,954
13 NORGES BANK 0.01% of their portfolio OSLO, Q8 1,513,9781.5m $36.2m $36.2m 0.01% Added +25.8k +25,778
14 Epoch Investment Partners, Inc. 0.21% of their portfolio New York, NY 1,384,1251.4m $33.1m $33.1m 0.21% Added +28.9k +28,901
15 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,381,3421.4m $33.1m $33.1m 0.01% Reduced -108.6k -108,644
16 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 1,358,2571.4m $32.5m $32.5m 0.00% Added +19.3k +19,292
17 CIBC Asset Management Inc 0.13% of their portfolio TORONTO, Z4 1,321,8421.3m $31.7m $31.7m 0.13% Added +289.0k +289,032
18 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 1,299,3831.3m $36.4m $36.4m 0.01% Reduced -21.6k -21,633
19 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,174,8471.2m $28.1m $28.1m 0.00% Added +65.2k +65,246
20 Clearbridge Investments, LLC 0.03% of their portfolio NEW YORK, NY 1,150,8851.2m $27.6m $27.6m 0.03% Reduced -389.9k -389,934
21 TD Waterhouse Canada Inc. 0.45% of their portfolio TORONTO, A6 1,110,8061.1m $42.8m $42.8m 0.45% Reduced -12.7k -12,736
22 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 1,099,6211.1m $26.3m $26.3m 0.00% Added +53.2k +53,224
23 Nuveen Asset Management, LLC 0.01% of their portfolio CHICAGO, IL 1,028,2371.0m $24.6m $24.6m 0.01% Added +125.6k +125,590
24 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,017,2551.0m $24.4m $24.4m 0.01% Added +75.0k +75,026
25 Baird Financial Group, Inc. 0.06% of their portfolio MILWAUKEE, WI 952,420952.4k $22.8m $22.8m 0.06% Added +76.0k +76,007
26 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 935,219935.2k $22.4m $22.4m 0.00% Added +55.8k +55,812
27 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 911,547911.5k $21.8m $21.8m 0.01% Added +249.5k +249,508
28 EVENTIDE ASSET MANAGEMENT, LLC 0.33% of their portfolio Boston, MA 776,152776.2k $18.6m $18.6m 0.33% Added +301 +301
29 CIBC WORLD MARKET INC. 0.07% of their portfolio TORONTO, A6 762,600762.6k $18.3m $18.3m 0.07% Added +32.9k +32,941
30 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 732,299732.3k $17.5m $17.5m 0.00% Added +225.1k +225,092
31 BAILLIE GIFFORD & CO 0.02% of their portfolio EDINBURGH, X0 728,703728.7k $17.4m $17.4m 0.02% Added +78.8k +78,771
32 STOREBRAND ASSET MANAGEMENT AS 0.08% of their portfolio LYSAKER, Q8 708,553708.6k $17.0m $17.0m 0.08% Added +122.7k +122,714
33 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.01% of their portfolio Toronto, A6 694,624694.6k $16.7m $16.7m 0.01% Reduced -16.2k -16,178
34 NEUBERGER BERMAN GROUP LLC 0.01% of their portfolio NEW YORK, NY 657,368657.4k $15.7m $15.7m 0.01% Reduced -239.0k -238,991
35 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.02% of their portfolio BOSTON, MA 638,755638.8k $15.3m $15.3m 0.02% Reduced -552.4k -552,366
36 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 632,965633.0k $15.2m $15.2m 0.00% Reduced -173.1k -173,126
37 GUARDIAN CAPITAL LP 0.54% of their portfolio TORONTO, A6 605,966606.0k $14.6m $14.6m 0.54% Added +92.4k +92,400
38 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 560,504560.5k $13.4m $13.4m 0.00% Added +100.3k +100,297
39 DEUTSCHE BANK AG\ 0.01% of their portfolio FRANKFURT AM MAIN, 2M 544,581544.6k $13.0m $13.0m 0.01% Reduced -5.3k -5,287
40 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 539,080539.1k $12.9m $12.9m 0.00% Added +46.6k +46,632
41 KLINGENSTEIN FIELDS & CO LP 0.62% of their portfolio NEW YORK, NY 532,402532.4k $12.7m $12.7m 0.62% Added +9.6k +9,589
42 AGF MANAGEMENT LTD 0.09% of their portfolio TORONTO, A6 503,911503.9k $12.1m $12.1m 0.09% Added +182.2k +182,208
43 NATIONAL BANK OF CANADA /FI/ 0.02% of their portfolio MONTREAL, A8 488,910488.9k $11.1m $11.1m 0.02% Added +3.9k +3,864
44 Swiss National Bank 0.01% of their portfolio ZURICH, V8 453,250453.2k $10.9m $10.9m 0.01% Reduced -32.9k -32,900
45 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 430,730430.7k $10.3m $10.3m 0.00% Added +102.9k +102,861
46 NEW SOUTH CAPITAL MANAGEMENT INC 0.49% of their portfolio MEMPHIS, TN 427,151427.2k $10.2m $10.2m 0.49% Reduced -5.2k -5,215
47 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 418,669418.7k $10.0m $10.0m 0.00% Reduced -211.8k -211,779
48 Washington Trust Advisors, Inc. 1.00% of their portfolio WELLESLEY, MA 405,276405.3k $9.7m $9.7m 1.00% Added +47.5k +47,469
49 Alaska Permanent Fund Corp 0.18% of their portfolio JUNEAU, AK 401,493401.5k $9.6m $9.6m 0.18% Reduced -2.6k -2,585
50 NewGen Asset Management Ltd 7.11% of their portfolio TORONTO, A6 385,400385.4k $9.2m $9.2m 7.11% New
51 CANADA PENSION PLAN INVESTMENT BOARD 0.01% of their portfolio TORONTO ONTARIO, A6 338,730338.7k $8.1m $8.1m 0.01% Reduced -2.1k -2,100
52 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 316,775316.8k $7.6m $7.6m 0.01% Reduced -82.6k -82,568
53 Amundi 0.00% of their portfolio Paris, I0 313,539313.5k $7.2m $7.2m 0.00% Added +48.5k +48,522
54 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 304,466304.5k $7.3m $7.3m 0.02% New
55 LAKE STREET ADVISORS GROUP, LLC 0.42% of their portfolio PORTSMOUTH, NH 294,648294.6k $7.1m $7.1m 0.42% Added +19.1k +19,089
56 PINEBRIDGE INVESTMENTS, L.P. 0.08% of their portfolio NEW YORK, NY 294,456294.5k $7.6m $7.6m 0.08% Added +97.9k +97,930
57 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 283,714283.7k $6.8m $6.8m 0.00% Added +10.2k +10,234
58 CREDIT SUISSE AG/ 0.01% of their portfolio ZURICH, V8 275,503275.5k $6.6m $6.6m 0.01% Added +60.4k +60,413
59 DAVENPORT & Co LLC 0.05% of their portfolio RICHMOND, VA 273,508273.5k $6.6m $6.6m 0.05% Added +14.5k +14,526
60 SHELTON CAPITAL MANAGEMENT 0.24% of their portfolio Denver, CO 267,100267.1k $6.4m $6.4m 0.24% Unchanged
61 Harvest Portfolios Group Inc. 0.30% of their portfolio Oakville, A6 265,785265.8k $6.4m $6.4m 0.30% Added +50.7k +50,672
62 Sumitomo Mitsui Trust Group, Inc. 0.01% of their portfolio CHIYODA-KU, TOKYO, M0 262,231262.2k $6.3m $6.3m 0.01% Reduced -4.7k -4,740
63 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 254,836254.8k $6.1m $6.1m 0.01% New
64 Northwest & Ethical Investments L.P. 0.20% of their portfolio TORONTO, A6 249,912249.9k $6.0m $6.0m 0.20% Added +42.2k +42,203
65 Connor, Clark & Lunn Investment Management Ltd. 0.03% of their portfolio VANCOUVER, A1 235,801235.8k $5.6m $5.6m 0.03% Reduced -256.8k -256,766
66 ArrowMark Colorado Holdings LLC 0.07% of their portfolio Denver, CO 231,800231.8k $5.5m $5.5m 0.07% Reduced -139.0k -139,000
67 Russell Investments Group, Ltd. 0.01% of their portfolio Seattle, WA 214,429214.4k $5.2m $5.2m 0.01% Added +157.8k +157,801
68 Rockefeller Capital Management L.P. 0.02% of their portfolio NEW YORK, NY 195,207195.2k $4.7m $4.7m 0.02% Added +4.0k +3,956
69 BANK OF NOVA SCOTIA 0.01% of their portfolio TORONTO, A6 193,810193.8k $4.6m $4.6m 0.01% Added +8.0k +7,988
70 BECKER CAPITAL MANAGEMENT INC 0.18% of their portfolio Portland, OR 185,986186.0k $4.5m $4.5m 0.18% Added +43.9k +43,862
71 STRS OHIO 0.02% of their portfolio COLUMBUS, OH 177,696177.7k $4.3m $4.3m 0.02% Added +11.6k +11,615
72 XML Financial, LLC 0.50% of their portfolio BETHESDA, MD 174,524174.5k $4.2m $4.2m 0.50% Added +17.2k +17,231
73 COLONY GROUP LLC 0.06% of their portfolio Boston, MA 169,247169.2k $4.1m $4.1m 0.06% Reduced -5.4k -5,440
74 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 164,714164.7k $3.9m $3.9m 0.00% Reduced -129 -129
75 VAN ECK ASSOCIATES CORP 0.01% of their portfolio NEW YORK, NY 159,475159.5k $3.8m $3.8m 0.01% Added +5.5k +5,493
76 MIROVA 0.77% of their portfolio PARIS, I0 159,361159.4k $3.8m $3.8m 0.77% Added +75.8k +75,821
77 Federation des caisses Desjardins du Quebec 0.04% of their portfolio LEVIS, A8 153,987154.0k $3.7m $3.7m 0.04% Added +899 +899
78 Skandinaviska Enskilda Banken AB (publ) 0.02% of their portfolio STOCKHOLM, V7 153,000153.0k $3.7m $3.7m 0.02% Reduced -41.8k -41,847
79 TD Asset Management Inc 0.00% of their portfolio Toronto, A6 144,851144.9k $3.5m $3.5m 0.00% Reduced -66.3k -66,346
80 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 140,725140.7k $3.4m $3.4m 0.00% Added +4.6k +4,608
81 C WorldWide Group Holding A/S 0.05% of their portfolio COPENHAGEN, G7 139,846139.8k $3.3m $3.3m 0.05% Unchanged
82 OPPENHEIMER & CO INC 0.07% of their portfolio NEW YORK, NY 137,921137.9k $3.3m $3.3m 0.07% Added +12.9k +12,946
83 KAYNE ANDERSON CAPITAL ADVISORS LP 0.10% of their portfolio LOS ANGELES, CA 137,528137.5k $3.3m $3.3m 0.10% Reduced -20.6k -20,627
84 FIRST MANHATTAN CO. LLC. 0.01% of their portfolio NEW YORK, NY 136,504136.5k $3.3m $3.3m 0.01% Reduced -1.4k -1,371
85 SHELL ASSET MANAGEMENT CO 0.13% of their portfolio THE HAGUE, P7 133,740133.7k $3.2m $3.2m 0.13% Reduced -930 -930
86 CANADA LIFE ASSURANCE Co 0.01% of their portfolio WINNIPEG, A2 128,487128.5k $3.1m $3.1m 0.01% Added +35.3k +35,259
87 Green Alpha Advisors, LLC 2.25% of their portfolio NIWOT, CO 122,283122.3k $2.9m $2.9m 2.25% Added +2.9k +2,891
88 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 120,525120.5k $2.9m $2.9m 0.00% Reduced -19.2k -19,194
89 TORONTO DOMINION BANK 0.00% of their portfolio TORONTO, ONTARIO, A6 118,434118.4k $2.8m $2.8m 0.00% Reduced -457.7k -457,666
90 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.01% of their portfolio TALLAHASSEE, FL 112,877112.9k $2.7m $2.7m 0.01% Reduced -4.2k -4,239
91 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 112,308112.3k $2.7m $2.7m 0.02% Reduced -5.9k -5,889
92 Rempart Asset Management Inc. 0.59% of their portfolio MONTREAL, Z4 110,910110.9k $2.7m $2.7m 0.59% Added +9.7k +9,675
93 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 105,153105.2k $2.5m $2.5m 0.00% Reduced -19.1k -19,085
94 ALPINE WOODS CAPITAL INVESTORS, LLC 0.40% of their portfolio PURCHASE, NY 104,448104.4k $2.5m $2.5m 0.40% Added +1.2k +1,199
95 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 103,096103.1k $2.5m $2.5m 0.00% Added +30.9k +30,950
96 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.01% of their portfolio TORONTO, A6 95,82795.8k $2.3m $2.3m 0.01% Added +17.6k +17,608
97 Arjuna Capital 0.82% of their portfolio MANCHESTER, MA 95,78995.8k $2.3m $2.3m 0.82% Added +54.1k +54,110
98 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 87,89487.9k $2.1m $2.1m 0.00% Added +7.9k +7,852
99 PFG Investments, LLC 0.38% of their portfolio WOODBURY, NY 85,61485.6k $2.0m $2.0m 0.38% Added +10.0k +9,985
100 DekaBank Deutsche Girozentrale 0.00% of their portfolio FRANKFURT, 2M 83,36083.4k $2.1m $2.1m 0.00% Reduced -613 -613