Vault-13

BROOKFIELD RENEWABLE CORP

CL A SUB VTG · CUSIP 11284V105 · ISIN CA11284V1058

353 institutional holders -10 vs Q4 2022
126,939,129126.9m shares reported held*
$4.4bnreported value*
47 new 151 added 103 reduced 53 sold out net bought ≈ $273.8m (+7.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($17.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $35.02. Options: 7 managers hold calls ($5.9m notional), 7 hold puts ($4.4m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 350Q4 22: 363Q1 23: 353353Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022350
Q4 2022363
Q1 2023353

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 185 bought or addedQ4 22: 157 cut or sold outQ4 22Q1 23: 198 bought or addedQ1 23: 156 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022185157
Q1 2023198156

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ3 22 calls: $7.5mQ3 22 puts: $2.7mQ3 22P/C 0.35Q4 22 calls: $3.5mQ4 22 puts: $2.6mQ4 22P/C 0.75Q1 23 calls: $5.9mQ1 23 puts: $4.4mQ1 23P/C 0.75
Numbers
QuarterCallsPutsP/C
Q3 2022$7.5m$2.7m0.35
Q4 2022$3.5m$2.6m0.75
Q1 2023$5.9m$4.4m0.75

Biggest buyers

CIBC Private Wealth Group LLC Added +4,894,008+4.9m
FMR LLC Added +4,190,486+4.2m
Epoch Investment Partners, Inc. New +1,176,787+1.2m
Legal & General Group Plc Added +985,348+985.3k
BANK OF MONTREAL /CAN/ Added +255,959+256.0k
VANGUARD GROUP INC Added +255,552+255.6k
ENVESTNET ASSET MANAGEMENT INC Added +217,265+217.3k
FIRST TRUST ADVISORS LP Added +214,295+214.3k
Candriam S.C.A. Added +197,390+197.4k
STRS OHIO Added +176,646+176.6k

Biggest sellers

FIL Ltd Reduced -1,753,338-1.8m
CITADEL ADVISORS LLC Reduced -880,743-880.7k
MONTRUSCO BOLTON INVESTMENTS INC. Sold out -662,272-662.3k
CAPITAL ADVISORS INC/OK Sold out -496,545-496.5k
LOS ANGELES CAPITAL MANAGEMENT LLC Sold out -391,396-391.4k
MILLENNIUM MANAGEMENT LLC Reduced -333,473-333.5k
MACKENZIE FINANCIAL CORP Reduced -258,314-258.3k
Nuveen Asset Management, LLC Reduced -203,252-203.3k
NewGen Asset Management Ltd Sold out -167,600-167.6k
Russell Investments Group, Ltd. Reduced -158,172-158.2k

Biggest calls

SIG North Trading, ULC Added $2.4m69.3k shares
CITADEL ADVISORS LLC Added $1.8m51.8k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $905.2k25.9k shares
GROUP ONE TRADING LLC Added $387.9k11.1k shares
SIMPLEX TRADING, LLC Added $349.0k10.0k shares
PEAK6 Investments LLC Reduced $52.4k1.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Added $1.9m54.4k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $838.8k24.0k shares
SIG North Trading, ULC Reduced $695.5k19.9k shares
SIMPLEX TRADING, LLC Added $534.0k15.3k shares
PEAK6 Investments LLC Reduced $415.9k11.9k shares
GROUP ONE TRADING LLC Unchanged $35.0k1.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Brookfield Corp /ON/ 6.14% of their portfolio TORONTO, A6 44,813,83544.8m $1.6bn $1.6bn 6.14% Unchanged
2 FMR LLC 0.01% of their portfolio BOSTON, MA 8,922,4728.9m $311.9m $311.9m 0.01% Added +4.2m +4,190,486
3 CIBC Private Wealth Group LLC 0.28% of their portfolio ATLANTA, GA 7,158,6827.2m $250.2m $250.2m 0.28% Added +4.9m +4,894,008
4 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 4,763,0164.8m $166.5m $166.5m 0.00% Added +255.6k +255,552
5 PRINCIPAL FINANCIAL GROUP INC 0.11% of their portfolio DES MOINES, IA 4,339,4864.3m $151.7m $151.7m 0.11% Added +34.4k +34,376
6 BlackRock Inc. 0.00% of their portfolio New York, NY 3,768,4493.8m $131.7m $131.7m 0.00% Reduced -137.6k -137,648
7 ClearBridge Investments Ltd 2.96% of their portfolio SYDNEY, C3 2,685,0552.7m $93.8m $93.8m 2.96% Added +117.0k +117,024
8 Legal & General Group Plc 0.03% of their portfolio London, X0 2,411,1492.4m $84.2m $84.2m 0.03% Added +985.3k +985,348
9 FIL Ltd 0.09% of their portfolio HAMILTON, D0 2,148,4082.1m $75.1m $75.1m 0.09% Reduced -1.8m -1,753,338
10 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 1,714,3841.7m $59.9m $59.9m 0.02% Added +58.9k +58,870
11 RENAISSANCE TECHNOLOGIES LLC 0.07% of their portfolio NEW YORK, NY 1,604,4411.6m $56.1m $56.1m 0.07% Added +15.0k +15,000
12 Clearbridge Investments, LLC 0.05% of their portfolio NEW YORK, NY 1,451,1801.5m $50.7m $50.7m 0.05% Added +9.1k +9,115
13 NORGES BANK 0.01% of their portfolio OSLO, Q8 1,434,8301.4m $50.2m $50.2m 0.01% Added +63.9k +63,921
14 BANK OF MONTREAL /CAN/ 0.02% of their portfolio TORONTO, A6 1,391,8641.4m $48.7m $48.7m 0.02% Added +256.0k +255,959
15 SCOTIA CAPITAL INC. 0.35% of their portfolio TORONTO, A6 1,390,0851.4m $48.2m $48.2m 0.35% Added +98.2k +98,243
16 STOREBRAND ASSET MANAGEMENT AS 0.24% of their portfolio LYSAKER, Q8 1,334,9431.3m $46.7m $46.7m 0.24% Added +173.2k +173,200
17 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 1,291,3571.3m $45.1m $45.1m 0.00% Added +1.6k +1,618
18 Epoch Investment Partners, Inc. 0.24% of their portfolio New York, NY 1,176,7871.2m $41.1m $41.1m 0.24% New
19 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 1,012,6221.0m $35.3m $35.3m 0.00% Added +44.5k +44,542
20 TD Waterhouse Canada Inc. 0.47% of their portfolio TORONTO, A6 996,296996.3k $45.4m $45.4m 0.47% Added +102.8k +102,775
21 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.04% of their portfolio BOSTON, MA 994,338994.3k $34.8m $34.8m 0.04% Added +65.8k +65,846
22 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 957,276957.3k $33.5m $33.5m 0.00% Added +151.7k +151,676
23 Nuveen Asset Management, LLC 0.01% of their portfolio CHICAGO, IL 920,182920.2k $32.2m $32.2m 0.01% Reduced -203.3k -203,252
24 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 902,551902.6k $31.5m $31.5m 0.00% Added +52.6k +52,626
25 BAILLIE GIFFORD & CO 0.03% of their portfolio EDINBURGH, X0 895,009895.0k $31.3m $31.3m 0.03% Reduced -128.3k -128,329
26 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 887,846887.8k $31.0m $31.0m 0.01% Added +70.6k +70,622
27 CIBC Asset Management Inc 0.12% of their portfolio TORONTO, Z4 877,412877.4k $30.7m $30.7m 0.12% Reduced -60.7k -60,661
28 NEUBERGER BERMAN GROUP LLC 0.03% of their portfolio NEW YORK, NY 870,986871.0k $30.4m $30.4m 0.03% Reduced -65.8k -65,810
29 Baird Financial Group, Inc. 0.07% of their portfolio MILWAUKEE, WI 830,263830.3k $29.0m $29.0m 0.07% Added +12.9k +12,866
30 EVENTIDE ASSET MANAGEMENT, LLC 0.50% of their portfolio Boston, MA 775,403775.4k $27.1m $27.1m 0.50% Added +384 +384
31 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 732,844732.8k $25.6m $25.6m 0.01% Reduced -102.9k -102,894
32 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.01% of their portfolio Toronto, A6 714,197714.2k $25.0m $25.0m 0.01% Reduced -78.2k -78,215
33 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 611,531611.5k $21.4m $21.4m 0.01% Added +27.0k +26,999
34 Connor, Clark & Lunn Investment Management Ltd. 0.11% of their portfolio VANCOUVER, A1 602,024602.0k $21.1m $21.1m 0.11% Reduced -75.2k -75,168
35 FRANKLIN RESOURCES INC 0.01% of their portfolio San Mateo, CA 597,267597.3k $20.9m $20.9m 0.01% Reduced -12.0k -12,041
36 CIBC WORLD MARKET INC. 0.07% of their portfolio TORONTO, A6 558,460558.5k $19.5m $19.5m 0.07% Added +74.5k +74,514
37 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 554,304554.3k $19.4m $19.4m 0.01% Reduced -104.5k -104,538
38 KLINGENSTEIN FIELDS & CO LP 0.91% of their portfolio NEW YORK, NY 521,702521.7k $18.2m $18.2m 0.91% Added +1.8k +1,762
39 GUARDIAN CAPITAL LP 0.58% of their portfolio TORONTO, A6 521,386521.4k $18.2m $18.2m 0.58% Reduced -37.8k -37,768
40 Swiss National Bank 0.01% of their portfolio ZURICH, V8 518,750518.8k $18.1m $18.1m 0.01% Reduced -25.9k -25,900
41 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 505,105505.1k $17.7m $17.7m 0.00% Added +19.2k +19,225
42 Skandinaviska Enskilda Banken AB (publ) 0.12% of their portfolio STOCKHOLM, V7 487,076487.1k $17.0m $17.0m 0.12% Added +35.2k +35,172
43 NATIONAL BANK OF CANADA /FI/ 0.04% of their portfolio MONTREAL, A8 480,285480.3k $16.6m $16.6m 0.04% Reduced -47.1k -47,121
44 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 470,962471.0k $16.5m $16.5m 0.00% Reduced -3.1k -3,078
45 NEW SOUTH CAPITAL MANAGEMENT INC 0.73% of their portfolio MEMPHIS, TN 458,276458.3k $16.0m $16.0m 0.73% Reduced -24.3k -24,275
46 DEUTSCHE BANK AG\ 0.01% of their portfolio FRANKFURT AM MAIN, 2M 395,229395.2k $13.8m $13.8m 0.01% Added +10.5k +10,545
47 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 373,719373.7k $13.1m $13.1m 0.01% Reduced -880.7k -880,743
48 ArrowMark Colorado Holdings LLC 0.14% of their portfolio Denver, CO 356,800356.8k $12.5m $12.5m 0.14% Added +48.0k +48,000
49 Washington Trust Advisors, Inc. 1.26% of their portfolio WELLESLEY, MA 354,904354.9k $12.4m $12.4m 1.26% Added +18.4k +18,367
50 STRS OHIO 0.02% of their portfolio COLUMBUS, OH 349,038349.0k $12.2m $12.2m 0.02% Added +176.6k +176,646
51 Sumitomo Mitsui Trust Group, Inc. 0.01% of their portfolio CHIYODA-KU, TOKYO, M0 321,242321.2k $11.2m $11.2m 0.01% Reduced -2.1k -2,132
52 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 319,402319.4k $11.2m $11.2m 0.01% Added +217.3k +217,265
53 CANADA PENSION PLAN INVESTMENT BOARD 0.02% of their portfolio TORONTO ONTARIO, A6 304,430304.4k $10.6m $10.6m 0.02% Added +105.0k +105,030
54 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 303,238303.2k $10.6m $10.6m 0.00% Added +17.6k +17,554
55 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 301,482301.5k $10.5m $10.5m 0.01% Added +214.3k +214,295
56 LAKE STREET ADVISORS GROUP, LLC 0.58% of their portfolio PORTSMOUTH, NH 267,650267.6k $9.4m $9.4m 0.58% Added +10.0k +10,021
57 SHELTON CAPITAL MANAGEMENT 0.39% of their portfolio Denver, CO 267,228267.2k $9.3m $9.3m 0.39% Reduced -69.5k -69,472
58 Amundi 0.00% of their portfolio Paris, I0 258,301258.3k $8.7m $8.7m 0.00% Reduced -2.3k -2,260
59 DAVENPORT & Co LLC 0.07% of their portfolio RICHMOND, VA 255,380255.4k $8.9m $8.9m 0.07% Added +40.1k +40,096
60 AGF MANAGEMENT LTD 0.06% of their portfolio TORONTO, A6 241,795241.8k $8.5m $8.5m 0.06% Reduced -1.8k -1,829
61 Verition Fund Management LLC 0.13% of their portfolio GREENWICH, CT 240,931240.9k $8.4m $8.4m 0.13% Added +167.7k +167,669
62 TORTOISE CAPITAL ADVISORS, L.L.C. 0.12% of their portfolio OVERLAND PARK, KS 227,673227.7k $8.0m $8.0m 0.12% Added +22.3k +22,327
63 Northwest & Ethical Investments L.P. 0.25% of their portfolio TORONTO, A6 214,437214.4k $7.5m $7.5m 0.25% Added +22.7k +22,699
64 TD Asset Management Inc 0.01% of their portfolio Toronto, A6 209,379209.4k $7.3m $7.3m 0.01% Reduced -14.3k -14,311
65 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 206,137206.1k $7.2m $7.2m 0.01% Added +62.7k +62,687
66 Candriam S.C.A. 0.05% of their portfolio STRASSEN, N4 206,101206.1k $6.6m $6.6m 0.05% Added +197.4k +197,390
67 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 200,704200.7k $7.0m $7.0m 0.00% Added +66.4k +66,373
68 PINEBRIDGE INVESTMENTS, L.P. 0.08% of their portfolio NEW YORK, NY 196,338196.3k $6.9m $6.9m 0.08% Added +46.1k +46,063
69 BANK OF NOVA SCOTIA 0.02% of their portfolio TORONTO, A6 185,096185.1k $6.5m $6.5m 0.02% Added +1.2k +1,163
70 VAN ECK ASSOCIATES CORP 0.01% of their portfolio NEW YORK, NY 183,283183.3k $6.4m $6.4m 0.01% Added +7.7k +7,651
71 COLONY GROUP LLC 0.09% of their portfolio Boston, MA 171,532171.5k $6.0m $6.0m 0.09% Added +815 +815
72 CREDIT SUISSE AG/ 0.01% of their portfolio ZURICH, V8 165,730165.7k $5.8m $5.8m 0.01% Reduced -5.3k -5,254
73 XML Financial, LLC 0.67% of their portfolio BETHESDA, MD 156,628156.6k $5.5m $5.5m 0.67% Added +27.4k +27,388
74 KAYNE ANDERSON CAPITAL ADVISORS LP 0.16% of their portfolio LOS ANGELES, CA 154,670154.7k $5.4m $5.4m 0.16% Added +5.8k +5,830
75 NORTHSTAR ASSET MANAGEMENT INC 1.62% of their portfolio Boston, MA 151,062151.1k $5.3m $5.3m 1.62% Reduced -43.1k -43,102
76 NIA IMPACT ADVISORS, LLC 2.79% of their portfolio OAKLAND, CA 148,062148.1k $5.2m $5.2m 2.79% Reduced -3.6k -3,558
77 Federation des caisses Desjardins du Quebec 0.05% of their portfolio LEVIS, A8 143,625143.6k $5.0m $5.0m 0.05% Added +4.6k +4,556
78 FIRST MANHATTAN CO. LLC. 0.02% of their portfolio NEW YORK, NY 138,051138.1k $4.8m $4.8m 0.02% Reduced -23.3k -23,276
79 SHELL ASSET MANAGEMENT CO 0.20% of their portfolio THE HAGUE, P7 136,470136.5k $4.8m $4.8m 0.20% Reduced -36.4k -36,407
80 BECKER CAPITAL MANAGEMENT INC 0.18% of their portfolio Portland, OR 132,488132.5k $4.6m $4.6m 0.18% New
81 NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio ALBANY, NY 131,241131.2k $4.6m $4.6m 0.01% Reduced -5.4k -5,397
82 Pallas Capital Advisors LLC 0.41% of their portfolio BRAINTREE, MA 127,711127.7k $4.4m $4.4m 0.41% Added +39.1k +39,067
83 RHUMBLINE ADVISERS 0.01% of their portfolio BOSTON, MA 127,206127.2k $4.4m $4.4m 0.01% Reduced -8.9k -8,950
84 HSBC HOLDINGS PLC 0.01% of their portfolio LONDON, X0 126,225126.2k $4.4m $4.4m 0.01% Added +9.0k +9,001
85 OPPENHEIMER & CO INC 0.09% of their portfolio NEW YORK, NY 123,247123.2k $4.3m $4.3m 0.09% Added +24.9k +24,907
86 C WorldWide Group Holding A/S 0.06% of their portfolio COPENHAGEN, G7 122,957123.0k $4.3m $4.3m 0.06% Added +6.3k +6,294
87 D. E. Shaw & Co., Inc. 0.01% of their portfolio New York, NY 117,643117.6k $4.1m $4.1m 0.01% Added +59.1k +59,075
88 BAMCO INC /NY/ 0.01% of their portfolio NEW YORK, NY 116,634116.6k $4.1m $4.1m 0.01% New
89 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.01% of their portfolio TALLAHASSEE, FL 116,447116.4k $4.1m $4.1m 0.01% Unchanged
90 Green Alpha Advisors, LLC 2.78% of their portfolio NIWOT, CO 113,564113.6k $4.0m $4.0m 2.78% Added +13.9k +13,923
91 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 110,657110.7k $3.9m $3.9m 0.00% Added +7.8k +7,839
92 ALPINE WOODS CAPITAL INVESTORS, LLC 0.55% of their portfolio PURCHASE, NY 104,580104.6k $3.7m $3.7m 0.55% Added +9.1k +9,072
93 Gotham Asset Management, LLC 0.09% of their portfolio NEW YORK, NY 101,729101.7k $3.6m $3.6m 0.09% Added +9.5k +9,513
94 Cannell & Co. 0.12% of their portfolio New York, NY 98,98499.0k $3.5m $3.5m 0.12% Reduced -21.4k -21,364
95 Harvest Portfolios Group Inc. 0.16% of their portfolio Oakville, A6 94,35994.4k $3.3m $3.3m 0.16% New
96 STATE OF WISCONSIN INVESTMENT BOARD 0.01% of their portfolio MADISON, WI 92,14592.1k $3.2m $3.2m 0.01% Added +51.8k +51,832
97 UBS Group AG 0.00% of their portfolio ZURICH, V8 92,02492.0k $3.2m $3.2m 0.00% Added +54.8k +54,800
98 MIROVA 0.45% of their portfolio PARIS, I0 90,03590.0k $3.1m $3.1m 0.45% Added +27.5k +27,535
99 Ergoteles LLC 0.09% of their portfolio NEW YORK, NY 89,42689.4k $2.3m $2.3m 0.09% Added +53.5k +53,495
100 TORONTO DOMINION BANK 0.01% of their portfolio TORONTO, ONTARIO, A6 89,16289.2k $3.1m $3.1m 0.01% Added +31.2k +31,210