Vault-13

BROOKFIELD REAL ASSETS INCOM RA

SHS BEN INT · Closed-End Fund · CUSIP 112830104

118 institutional holders -4 vs Q4 2025
17,915,02317.9m shares reported held*
$230.5mreported value*
8 new 44 added 33 reduced 8 sold out net bought ≈ $7.7m (+597.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($12.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $12.86.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 89Q4 22: 93Q1 23: 95Q2 23: 87Q3 23: 103Q4 23: 113Q1 24: 108Q2 24: 104Q3 24: 107Q4 24: 113Q1 25: 117Q2 25: 113Q3 25: 114Q4 25: 122Q1 26: 118118Q3 22Q3 23Q3 24Q3 25Q1 26
Numbers
QuarterHolders
Q3 202289
Q4 202293
Q1 202395
Q2 202387
Q3 2023103
Q4 2023113
Q1 2024108
Q2 2024104
Q3 2024107
Q4 2024113
Q1 2025117
Q2 2025113
Q3 2025114
Q4 2025122
Q1 2026118

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q2 24: 45 bought or addedQ2 24: 51 cut or sold outQ3 24: 62 bought or addedQ3 24: 38 cut or sold outQ3 24Q4 24: 54 bought or addedQ4 24: 36 cut or sold outQ1 25: 54 bought or addedQ1 25: 42 cut or sold outQ1 25Q2 25: 53 bought or addedQ2 25: 44 cut or sold outQ3 25: 54 bought or addedQ3 25: 39 cut or sold outQ3 25Q4 25: 58 bought or addedQ4 25: 38 cut or sold outQ1 26: 52 bought or addedQ1 26: 41 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 20244551
Q3 20246238
Q4 20245436
Q1 20255442
Q2 20255344
Q3 20255439
Q4 20255838
Q1 20265241

Biggest buyers

MORGAN STANLEY Added +654,334+654.3k
SIT INVESTMENT ASSOCIATES INC Added +640,008+640.0k
WELLS FARGO & COMPANY/MN Added +143,431+143.4k
GUGGENHEIM CAPITAL LLC Added +114,578+114.6k
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD Added +93,553+93.6k
Penserra Capital Management LLC Added +91,296+91.3k
Rareview Capital LLC Added +44,116+44.1k
LPL Financial LLC Added +32,019+32.0k
Independent Advisor Alliance New +22,000+22.0k
FIRST TRUST ADVISORS LP Added +19,365+19.4k

Biggest sellers

Thomas J. Herzfeld Advisors, Inc. Reduced -431,626-431.6k
ENVESTNET ASSET MANAGEMENT INC Reduced -297,059-297.1k
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC Sold out -155,725-155.7k
Shaker Financial Services, LLC Reduced -120,108-120.1k
JANE STREET GROUP, LLC Reduced -47,085-47.1k
Advisors Asset Management, Inc. Reduced -40,378-40.4k
CHOREO, LLC Reduced -35,305-35.3k
Marex Group Ltd Sold out -35,083-35.1k
ROBINSON CAPITAL MANAGEMENT, LLC Reduced -25,650-25.6k
HighTower Advisors, LLC Reduced -24,977-25.0k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
MORGAN STANLEY 13G · institution +1.6 pts · filed 2026-05-11 6.0% +1.6 pts 3.3m≈ $42.7m 2026-05-11
SIT INVESTMENT ASSOCIATES INC 13G · institution new · filed 2026-04-06 5.2% new 2.9m≈ $36.8m 2026-04-06

Insider purchases and sales in Q1 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q2 24: 0 buyingQ2 24: 0 sellingQ3 24: 0 buyingQ3 24: 0 sellingQ3 24Q4 24: 0 buyingQ4 24: 1 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25Q2 25: 0 buyingQ2 25: 0 sellingQ3 25: 0 buyingQ3 25: 0 sellingQ3 25Q4 25: 0 buyingQ4 25: 0 sellingQ1 26: 0 buyingQ1 26: 0 sellingQ1 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q2 20240—0——
Q3 20240—0——
Q4 20240—1$24.9k—
Q1 20250—0——
Q2 20250—0——
Q3 20250—0——
Q4 20250—0——
Q1 20260—0——

None reported in Q1 2026.

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 5,065,6335.1m $65.1m $65.1m 0.00% Added +654.3k +654,334
2 SIT INVESTMENT ASSOCIATES INC 0.75% of their portfolio Minneapolis, MN 2,855,2362.9m $36.7m $36.7m 0.75% Added +640.0k +640,008
3 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,574,3241.6m $20.2m $20.2m 0.00% Added +143.4k +143,431
4 GUGGENHEIM CAPITAL LLC 0.10% of their portfolio CHICAGO, IL 991,567991.6k $12.8m $12.8m 0.10% Added +114.6k +114,578
5 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 644,351644.4k $8.3m $8.3m 0.00% Reduced -10.5k -10,479
6 Penserra Capital Management LLC 0.09% of their portfolio ORINDA, CA 597,165597.2k $7.7m $7.7m 0.09% Added +91.3k +91,296
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 423,193423.2k $5.4m $5.4m 0.00% Added +10.3k +10,307
8 1607 Capital Partners, LLC 0.37% of their portfolio Richmond, VA 403,070403.1k $5.2m $5.2m 0.37% Unchanged
9 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.37% of their portfolio London, X0 393,872393.9k $5.1m $5.1m 0.37% Added +93.6k +93,553
10 Thomas J. Herzfeld Advisors, Inc. 1.49% of their portfolio MIAMI BEACH, FL 340,641340.6k $4.4m $4.4m 1.49% Reduced -431.6k -431,626
11 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 298,622298.6k $3.8m $3.8m 0.00% Added +32.0k +32,019
12 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 267,531267.5k $3.4m $3.4m 0.00% Reduced -297.1k -297,059
13 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 257,939257.9k $3.3m $3.3m 0.00% Reduced -17.4k -17,387
14 Rareview Capital LLC 1.98% of their portfolio LAS VEGAS, NV 253,193253.2k $3.4m $3.4m 1.98% Added +44.1k +44,116
15 RIVERBRIDGE PARTNERS LLC 0.08% of their portfolio MINNEAPOLIS, MN 239,842239.8k $3.1m $3.1m 0.08% Added +18.5k +18,535
16 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 229,990230.0k $3.0m $3.0m 0.00% Reduced -1.0k -1,002
17 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 181,293181.3k $2.3m $2.3m 0.00% Added +19.4k +19,365
18 B. Riley Wealth Advisors, Inc. 0.12% of their portfolio MEMPHIS, TN 144,543144.5k $1.8m $1.8m 0.12% Reduced -1.7k -1,676
19 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 141,981142.0k $1.8m $1.8m 0.00% Added +1.3k +1,317
20 Noble Wealth Management PBC 0.84% of their portfolio GREENWOOD VILLAGE, CO 126,755126.8k $1.6m $1.6m 0.84% Reduced -6.1k -6,122
21 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 118,605118.6k $1.5m $1.5m 0.01% Added +1.6k +1,625
22 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 115,207115.2k $1.5m $1.5m 0.00% Added +2.2k +2,200
23 Closed-End Fund Advisors, Inc. 1.51% of their portfolio RICHMOND, VA 115,052115.1k $1.5m $1.5m 1.51% Added +2.1k +2,147
24 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 113,050113.0k $1.5m $1.5m 0.01% Reduced -12.9k -12,876
25 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 107,565107.6k $1.4m $1.4m 0.00% Reduced -7.5k -7,520
26 Brookfield Corp /ON/ 0.00% of their portfolio TORONTO, A6 100,582100.6k $1.3m $1.3m 0.00% Unchanged
27 Pekin Hardy Strauss, Inc. 0.11% of their portfolio CHICAGO, IL 83,80583.8k $1.1m $1.1m 0.11% Added +18.8k +18,826
28 Advisors Asset Management, Inc. 0.02% of their portfolio Monument, CO 81,53081.5k $1.0m $1.0m 0.02% Reduced -40.4k -40,378
29 Arlington Capital Management, Inc. 0.53% of their portfolio ARLINGTON HEIGHTS, IL 72,64572.6k $934.2k $934.2k 0.53% Added +2.4k +2,377
30 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 67,90567.9k $873.3k $873.3k 0.00% Added +11.3k +11,337
31 UBS Group AG 0.00% of their portfolio ZURICH, V8 67,78367.8k $871.7k $871.7k 0.00% Reduced -11.7k -11,717
32 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 67,63667.6k $869.8k $869.8k 0.00% Reduced -13.4k -13,372
33 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 67,52767.5k $868.4k $868.4k 0.01% Added +1.3k +1,300
34 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 58,79658.8k $756.1k $756.1k 0.00% Added +15.7k +15,742
35 CHOREO, LLC 0.01% of their portfolio ROCKFORD, IL 57,76757.8k $742.9k $742.9k 0.01% Reduced -35.3k -35,305
36 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.10% of their portfolio BLUE BELL, PA 56,36356.4k $724.8k $724.8k 0.10% Added +1.1k +1,092
37 E&G Advisors, LLC 0.14% of their portfolio HOUSTON, TX 47,24247.2k $607.5k $607.5k 0.14% Reduced -566 -566
38 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 43,49343.5k $559.3k $559.3k 0.00% Added +4.0k +4,024
39 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 41,62741.6k $535.3k $535.3k 0.00% Added +614 +614
40 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 39,28639.3k $505.2k $505.2k 0.00% Reduced -25.0k -24,977
41 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 36,10936.1k $464.4k $464.4k 0.01% Added +989 +989
42 Tennessee Valley Asset Management Partners 0.06% of their portfolio KNOXVILLE, TN 36,04136.0k $463.5k $463.5k 0.06% Added +166 +166
43 PFG Investments, LLC 0.02% of their portfolio WOODBURY, NY 35,19535.2k $452.6k $452.6k 0.02% Added +40 +40
44 Pasadena Private Wealth, LLC 0.06% of their portfolio PASADENA, CA 33,45833.5k $430.3k $430.3k 0.06% Unchanged
45 Shaker Financial Services, LLC 0.15% of their portfolio Arlington, VA 32,89732.9k $423.1k $423.1k 0.15% Reduced -120.1k -120,108
46 Sterneck Capital Management, LLC 0.19% of their portfolio KANSAS CITY, MO 32,18132.2k $413.8k $413.8k 0.19% Added +2.3k +2,295
47 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 31,29731.3k $402.0k $402.0k 0.01% Reduced -4.0k -3,962
48 Castle Rock Wealth Management, LLC 0.08% of their portfolio WALNUT CREEK, CA 29,98130.0k $384.4k $384.4k 0.08% Added +296 +296
49 GILL CAPITAL PARTNERS, LLC 0.11% of their portfolio DENVER, CO 29,19329.2k $375.4k $375.4k 0.11% Added +69 +69
50 WOLVERINE ASSET MANAGEMENT LLC 0.01% of their portfolio CHICAGO, IL 28,81328.8k $370.5k $370.5k 0.01% Reduced -14.6k -14,585
51 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 28,51828.5k $366.7k $366.7k 0.00% Reduced -47.1k -47,085
52 CSS LLC/IL 0.02% of their portfolio CHICAGO, IL 27,00827.0k $347.3k $347.3k 0.02% Reduced -6.0k -6,000
53 Gridiron Partners, LLC 0.20% of their portfolio Wexford, PA 26,02426.0k $334.7k $334.7k 0.20% Reduced -5.5k -5,528
54 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 23,75323.8k $305.5k $305.5k 0.00% Unchanged
55 ACCREDITED INVESTOR SERVICES, LLC 0.18% of their portfolio ST. CLOUD, MN 22,27022.3k $286.4k $286.4k 0.18% Added +2.9k +2,936
56 Independent Advisor Alliance 0.00% of their portfolio CHARLOTTE, NC 22,00022.0k $282.9k $282.9k 0.00% New
57 ROBINSON CAPITAL MANAGEMENT, LLC 0.12% of their portfolio GROSSE POINTE FARMS, MI 20,95221.0k $272.4k $272.4k 0.12% Reduced -25.6k -25,650
58 Soltis Investment Advisors LLC 0.02% of their portfolio ST. GEORGE, UT 20,92420.9k $269.1k $269.1k 0.02% Reduced -8.5k -8,524
59 MELFA WEALTH MANAGEMENT, INC. 0.15% of their portfolio WESTBOROUGH, MA 20,67220.7k $265.8k $265.8k 0.15% Unchanged
60 UHLMANN PRICE SECURITIES, LLC 0.02% of their portfolio SKOKIE, IL 19,69519.7k $253.3k $253.3k 0.02% Added +435 +435
61 GRIFFIN ASSET MANAGEMENT, INC. 0.03% of their portfolio New York, NY 19,58119.6k $251.8k $251.8k 0.03% Added +174 +174
62 Mallini Complete Financial Planning LLC 0.18% of their portfolio GAINESVILLE, FL 18,01018.0k $231.6k $231.6k 0.18% Added +315 +315
63 Compound Planning, Inc. 0.01% of their portfolio NEW YORK, NY 18,00918.0k $231.6k $231.6k 0.01% Unchanged
64 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 17,00917.0k $218.7k $218.7k 0.00% Reduced -12.2k -12,242
65 Mariner, LLC 0.00% of their portfolio Overland Park, KS 16,37316.4k $206.7k $206.7k 0.00% Added +853 +853
66 Second Line Capital, LLC 0.04% of their portfolio METAIRIE, LA 15,97716.0k $207.1k $207.1k 0.04% Added +42 +42
67 Catalina Capital Group, LLC 0.13% of their portfolio Torrance, CA 15,96016.0k $205.2k $205.2k 0.13% Unchanged
68 SeaCrest Wealth Management, LLC 0.02% of their portfolio PURCHASE, NY 15,34815.3k $197.4k $197.4k 0.02% Reduced -564 -564
69 Merit Financial Group, LLC 0.00% of their portfolio ALPHARETTA, GA 15,19315.2k $195.4k $195.4k 0.00% Added +2.1k +2,123
70 Savvy Advisors, Inc. 0.00% of their portfolio NEW YORK, NY 14,32514.3k $184.2k $184.2k 0.00% Unchanged
71 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 14,12014.1k $182.0k $182.0k 0.00% Reduced -1.1k -1,085
72 Encompass More Asset Management 0.03% of their portfolio Danville, CA 14,10814.1k $181.4k $181.4k 0.03% Reduced -168 -168
73 Kovack Advisors, Inc. 0.01% of their portfolio FT. LAUDERDALE, FL 14,10714.1k $181.4k $181.4k 0.01% Reduced -589 -589
74 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 14,06714.1k $180.9k $180.9k 0.00% Reduced -5.1k -5,104
75 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 13,72113.7k $176.5k $176.5k 0.00% New
76 PARK AVENUE SECURITIES LLC 0.00% of their portfolio NEW YORK, NY 13,17813.2k $169.0k $169.0k 0.00% Added +1.7k +1,749
77 CARY STREET PARTNERS FINANCIAL LLC 0.00% of their portfolio RICHMOND, VA 12,65512.7k $162.7k $162.7k 0.00% Unchanged
78 Aviance Capital Partners, LLC 0.02% of their portfolio NAPLES, FL 11,91611.9k $153.2k $153.2k 0.02% Added +208 +208
79 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 11,28211.3k $145.1k $145.1k 0.00% Added +15 +15
80 AlphaCore Capital LLC 0.00% of their portfolio LA JOLLA, CA 11,00111.0k $141.5k $141.5k 0.00% Reduced -2.9k -2,887
81 HORIZON KINETICS ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 10,75510.8k $138.3k $138.3k 0.00% Unchanged
82 Summit Financial, LLC 0.00% of their portfolio PARSIPPANY, NJ 10,29810.3k $132.4k $132.4k 0.00% Reduced -200 -200
83 DECISION INVESTMENTS, INC 0.15% of their portfolio SAN DIEGO, CA 10,25010.2k $131.8k $131.8k 0.15% Unchanged
84 NOMURA HOLDINGS INC 0.00% of their portfolio TOKYO, M0 10,00010.0k $128.6k $128.6k 0.00% New
85 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 9,3639.4k $120.4k $120.4k 0.00% Added +8.0k +8,008
86 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 7,5647.6k $97.3k $97.3k 0.00% Unchanged
87 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 7,2287.2k $92.7k $92.7k 0.00% Unchanged
88 Pinnacle Wealth Planning Services, Inc. 0.01% of their portfolio MANSFIELD, OH 6,9967.0k $90.0k $90.0k 0.01% Added +1.1k +1,050
89 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 6,3076.3k $81.1k $81.1k 0.00% New
90 QUADRANT CAPITAL GROUP LLC 0.00% of their portfolio CINCINNATI, OH 3,9694.0k $51.0k $51.0k 0.00% Unchanged
91 WPG Advisers, LLC 0.03% of their portfolio BALTIMORE, MD 2,7932.8k $35.9k $35.9k 0.03% Added +606 +606
92 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 2,4352.4k $31.3k $31.3k 0.00% Reduced -382 -382
93 Ameliora Wealth Management Ltd. 0.01% of their portfolio ZURICH, V8 2,3802.4k $30.6k $30.6k 0.01% Unchanged
94 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 1,9001.9k $24.4k $24.4k 0.00% Unchanged
95 BROADWATER CAPITAL MANAGEMENT LLC 0.02% of their portfolio BOSTON, MA 1,7201.7k $22.3k $22.3k 0.02% Unchanged
96 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,7121.7k $22.0k $22.0k 0.00% Unchanged
97 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 1,4001.4k $18.0k $18.0k 0.00% New
98 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 1,3931.4k $17.9k $17.9k 0.00% New
99 BlackRock, Inc. 0.00% of their portfolio New York, NY 1,3901.4k $17.9k $17.9k 0.00% New
100 Global Wealth Strategies & Associates 0.00% of their portfolio DENVER, CO 1,0671.1k $13.7k $13.7k 0.00% Unchanged