Vault-13

BROOKFIELD REAL ASSETS INCOM RA

SHS BEN INT · Closed-End Fund · CUSIP 112830104

114 institutional holders +1 vs Q2 2025
15,380,12015.4m shares reported held*
$193.1mreported value*
12 new 42 added 29 reduced 10 sold out net sold ≈ $18.2m (-456.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($13.4k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $12.55.

Trends to Q3 2025

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 89Q4 22: 93Q1 23: 95Q2 23: 87Q3 23: 103Q4 23: 113Q1 24: 108Q2 24: 104Q3 24: 107Q4 24: 113Q1 25: 117Q2 25: 113Q3 25: 114114Q3 22Q2 23Q1 24Q4 24Q3 25
Numbers
QuarterHolders
Q3 202289
Q4 202293
Q1 202395
Q2 202387
Q3 2023103
Q4 2023113
Q1 2024108
Q2 2024104
Q3 2024107
Q4 2024113
Q1 2025117
Q2 2025113
Q3 2025114

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 23: 55 bought or addedQ4 23: 47 cut or sold outQ1 24: 53 bought or addedQ1 24: 56 cut or sold outQ1 24Q2 24: 45 bought or addedQ2 24: 51 cut or sold outQ3 24: 62 bought or addedQ3 24: 38 cut or sold outQ3 24Q4 24: 54 bought or addedQ4 24: 36 cut or sold outQ1 25: 54 bought or addedQ1 25: 42 cut or sold outQ1 25Q2 25: 53 bought or addedQ2 25: 44 cut or sold outQ3 25: 54 bought or addedQ3 25: 39 cut or sold outQ3 25
Numbers
QuarterBought or addedCut or sold out
Q4 20235547
Q1 20245356
Q2 20244551
Q3 20246238
Q4 20245436
Q1 20255442
Q2 20255344
Q3 20255439

Biggest buyers

Gridiron Partners, LLC Added +928,937+928.9k
MORGAN STANLEY Added +267,931+267.9k
GUGGENHEIM CAPITAL LLC Added +107,822+107.8k
Penserra Capital Management LLC Added +81,788+81.8k
ENVESTNET ASSET MANAGEMENT INC Added +62,216+62.2k
WELLS FARGO & COMPANY/MN Added +55,247+55.2k
Soltis Investment Advisors LLC New +47,856+47.9k
FIRST TRUST ADVISORS LP Added +39,036+39.0k
Tennessee Valley Asset Management Partners New +36,578+36.6k
JANE STREET GROUP, LLC New +35,358+35.4k

Biggest sellers

Saba Capital Management, L.P. Sold out -693,898-693.9k
ROYAL BANK OF CANADA Reduced -641,376-641.4k
Pathstone Holdings, LLC Reduced -380,230-380.2k
AQR Arbitrage LLC Reduced -182,903-182.9k
DRIVE WEALTH MANAGEMENT, LLC Reduced -103,153-103.2k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Reduced -87,511-87.5k
Cetera Investment Advisers Reduced -46,729-46.7k
1607 Capital Partners, LLC Reduced -27,400-27.4k
BROADWATER CAPITAL MANAGEMENT LLC Reduced -21,276-21.3k
BlackRock, Inc. Sold out -20,786-20.8k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
MORGAN STANLEY 13G · institution +1.6 pts · filed 2026-05-11 6.0% +1.6 pts 3.3m≈ $42.7m 2026-05-11
SIT INVESTMENT ASSOCIATES INC 13G · institution new · filed 2026-04-06 5.2% new 2.9m≈ $36.8m 2026-04-06

Insider purchases and sales in Q3 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q4 23: 1 buyingQ4 23: 0 sellingQ1 24: 0 buyingQ1 24: 0 sellingQ1 24Q2 24: 0 buyingQ2 24: 0 sellingQ3 24: 0 buyingQ3 24: 0 sellingQ3 24Q4 24: 0 buyingQ4 24: 1 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25Q2 25: 0 buyingQ2 25: 0 sellingQ3 25: 0 buyingQ3 25: 0 sellingQ3 25
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20231$4.9k0——
Q1 20240—0——
Q2 20240—0——
Q3 20240—0——
Q4 20240—1$24.9k—
Q1 20250—0——
Q2 20250—0——
Q3 20250—0——

None reported in Q3 2025.

Holders, Q3 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 4,292,6484.3m $57.3m $57.3m 0.00% Added +267.9k +267,931
2 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,386,3221.4m $18.5m $18.5m 0.00% Added +55.2k +55,247
3 Gridiron Partners, LLC 0.24% of their portfolio Wexford, PA 960,489960.5k $421.5k $421.5k 0.24% Added +928.9k +928,937
4 GUGGENHEIM CAPITAL LLC 0.08% of their portfolio CHICAGO, IL 760,114760.1k $10.2m $10.2m 0.08% Added +107.8k +107,822
5 Thomas J. Herzfeld Advisors, Inc. 3.32% of their portfolio MIAMI BEACH, FL 724,706724.7k $9.7m $9.7m 3.32% Added +4.2k +4,172
6 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 655,874655.9k $8.8m $8.8m 0.00% Reduced -641.4k -641,376
7 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 498,401498.4k $6.7m $6.7m 0.00% Added +62.2k +62,216
8 1607 Capital Partners, LLC 0.47% of their portfolio Richmond, VA 462,170462.2k $6.2m $6.2m 0.47% Reduced -27.4k -27,400
9 Penserra Capital Management LLC 0.07% of their portfolio ORINDA, CA 459,065459.1k $6.1m $6.1m 0.07% Added +81.8k +81,788
10 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 396,038396.0k $5.3m $5.3m 0.00% Reduced -6.5k -6,453
11 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.30% of their portfolio London, X0 300,319300.3k $4.0m $4.0m 0.30% Reduced -19.0k -18,962
12 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 279,278279.3k $3.7m $3.7m 0.00% Reduced -46.7k -46,729
13 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 258,030258.0k $3.4m $3.4m 0.00% Added +24.1k +24,145
14 Pathstone Holdings, LLC 0.01% of their portfolio ENGLEWOOD, NJ 257,750257.8k $3.4m $3.4m 0.01% Reduced -380.2k -380,230
15 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 228,212228.2k $3.0m $3.0m 0.00% Reduced -247 -247
16 Rareview Capital LLC 1.56% of their portfolio LAS VEGAS, NV 190,901190.9k $2.6m $2.6m 1.56% Added +34.6k +34,577
17 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 158,680158.7k $2.1m $2.1m 0.00% Added +39.0k +39,036
18 PREVAIL INNOVATIVE WEALTH ADVISORS, LLC 0.39% of their portfolio LEAWOOD, KS 148,759148.8k $2.0m $2.0m 0.39% Added +27.3k +27,341
19 B. Riley Wealth Advisors, Inc. 0.09% of their portfolio MEMPHIS, TN 145,080145.1k $1.9m $1.9m 0.09% Reduced -2.0k -2,036
20 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 139,966140.0k $1.9m $1.9m 0.01% Added +18.8k +18,790
21 Noble Wealth Management PBC 0.96% of their portfolio GREENWOOD VILLAGE, CO 135,410135.4k $1.8m $1.8m 0.96% First filing
22 Advisors Asset Management, Inc. 0.03% of their portfolio Monument, CO 131,149131.1k $1.8m $1.8m 0.03% Added +2.3k +2,271
23 RIVERBRIDGE PARTNERS LLC 0.03% of their portfolio MINNEAPOLIS, MN 127,994128.0k $1.7m $1.7m 0.03% Added +3.2k +3,166
24 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 123,923123.9k $1.7m $1.7m 0.00% Added +10.5k +10,540
25 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 115,418115.4k $1.5m $1.5m 0.01% Added +1.5k +1,498
26 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 111,402111.4k $1.5m $1.5m 0.00% Added +8.1k +8,118
27 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 105,615105.6k $1.4m $1.4m 0.00% Reduced -9.9k -9,939
28 Brookfield Corp /ON/ 0.00% of their portfolio TORONTO, A6 100,582100.6k $1.3m $1.3m 0.00% Unchanged
29 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 98,23398.2k $1.3m $1.3m 0.00% Added +5.4k +5,384
30 CHOREO, LLC 0.01% of their portfolio ROCKFORD, IL 85,67885.7k $1.1m $1.1m 0.01% Added +3.7k +3,670
31 UBS Group AG 0.00% of their portfolio ZURICH, V8 81,45881.5k $1.1m $1.1m 0.00% Added +3.0k +3,040
32 Arlington Capital Management, Inc. 0.63% of their portfolio ARLINGTON HEIGHTS, IL 73,55573.6k $982.7k $982.7k 0.63% Reduced -1.7k -1,735
33 Pekin Hardy Strauss, Inc. 0.08% of their portfolio CHICAGO, IL 61,72961.7k $824.7k $824.7k 0.08% Added +6.9k +6,915
34 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 58,39958.4k $780.2k $780.2k 0.00% Added +17.5k +17,517
35 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.11% of their portfolio BLUE BELL, PA 55,71155.7k $744.3k $744.3k 0.11% Unchanged
36 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 49,06049.1k $655.4k $655.4k 0.00% Added +211 +211
37 E&G Advisors, LLC 0.15% of their portfolio HOUSTON, TX 48,90848.9k $653.4k $653.4k 0.15% Unchanged
38 Soltis Investment Advisors LLC 0.04% of their portfolio ST. GEORGE, UT 47,85647.9k $639.4k $639.4k 0.04% New
39 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 46,60446.6k $622.6k $622.6k 0.00% Added +3.3k +3,256
40 ROBINSON CAPITAL MANAGEMENT, LLC 0.45% of their portfolio GROSSE POINTE FARMS, MI 46,60246.6k $622.6k $622.6k 0.45% Unchanged
41 AQR Arbitrage LLC 0.02% of their portfolio Greenwich, CT 44,33144.3k $592.3k $592.3k 0.02% Reduced -182.9k -182,903
42 DRIVE WEALTH MANAGEMENT, LLC 0.12% of their portfolio LEHI, UT 43,04043.0k $575.0k $575.0k 0.12% Reduced -103.2k -103,153
43 Shaker Financial Services, LLC 0.19% of their portfolio Arlington, VA 42,43542.4k $566.9k $566.9k 0.19% Added +3.7k +3,692
44 Tennessee Valley Asset Management Partners 0.07% of their portfolio KNOXVILLE, TN 36,57836.6k $488.7k $488.7k 0.07% New
45 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 35,78635.8k $478.1k $478.1k 0.00% Reduced -763 -763
46 PFG Investments, LLC 0.02% of their portfolio WOODBURY, NY 35,40235.4k $473.0k $473.0k 0.02% Added +580 +580
47 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 35,35835.4k $472.4k $472.4k 0.00% New
48 Pasadena Private Wealth, LLC 0.07% of their portfolio PASADENA, CA 34,25834.3k $457.7k $457.7k 0.07% Reduced -392 -392
49 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 34,07234.1k $455.2k $455.2k 0.01% Added +5.5k +5,467
50 Sterneck Capital Management, LLC 0.21% of their portfolio KANSAS CITY, MO 33,29533.3k $444.8k $444.8k 0.21% Reduced -17.7k -17,744
51 CSS LLC/IL 0.03% of their portfolio CHICAGO, IL 33,00833.0k $441.0k $441.0k 0.03% Unchanged
52 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 32,34232.3k $432.0k $432.0k 0.01% Added +2.2k +2,243
53 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 30,23730.2k $404.0k $404.0k 0.00% Reduced -1.2k -1,248
54 Castle Rock Wealth Management, LLC 0.09% of their portfolio WALNUT CREEK, CA 29,23529.2k $394.2k $394.2k 0.09% Added +706 +706
55 GILL CAPITAL PARTNERS, LLC 0.12% of their portfolio DENVER, CO 29,05729.1k $388.2k $388.2k 0.12% Reduced -1.0k -1,046
56 ATTICUS WEALTH MANAGEMENT, LLC 0.08% of their portfolio Palm Beach Gardens, FL 24,87224.9k $332.3k $332.3k 0.08% Added +6.1k +6,057
57 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 23,75323.8k $317.3k $317.3k 0.00% Unchanged
58 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 21,82321.8k $291.6k $291.6k 0.00% Reduced -3.0k -2,981
59 GRIFFIN ASSET MANAGEMENT, INC. 0.03% of their portfolio New York, NY 21,53621.5k $287.7k $287.7k 0.03% Added +163 +163
60 MELFA WEALTH MANAGEMENT, INC. 0.16% of their portfolio WESTBOROUGH, MA 20,67220.7k $276.2k $276.2k 0.16% Unchanged
61 Catalina Capital Group, LLC 0.17% of their portfolio Torrance, CA 20,52020.5k $274.1k $274.1k 0.17% Unchanged
62 UHLMANN PRICE SECURITIES, LLC 0.15% of their portfolio SKOKIE, IL 18,83618.8k $251.6k $251.6k 0.15% Added +905 +905
63 Compound Planning, Inc. 0.01% of their portfolio NEW YORK, NY 18,00918.0k $240.6k $240.6k 0.01% Unchanged
64 Mallini Complete Financial Planning LLC 0.19% of their portfolio GAINESVILLE, FL 17,38817.4k $232.3k $232.3k 0.19% Added +295 +295
65 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.01% of their portfolio Englewood, NJ 17,16117.2k $229.3k $229.3k 0.01% Reduced -87.5k -87,511
66 Second Line Capital, LLC 0.04% of their portfolio METAIRIE, LA 15,90515.9k $212.5k $212.5k 0.04% Reduced -1.2k -1,180
67 SeaCrest Wealth Management, LLC 0.02% of their portfolio PURCHASE, NY 15,81715.8k $214.5k $214.5k 0.02% Added +1.4k +1,433
68 ACCREDITED INVESTOR SERVICES, LLC 0.14% of their portfolio ST. CLOUD, MN 15,62915.6k $208.8k $208.8k 0.14% Added +2.2k +2,182
69 Mariner, LLC 0.00% of their portfolio Overland Park, KS 15,46415.5k $206.6k $206.6k 0.00% Added +1.3k +1,307
70 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 14,47014.5k $193.0k $193.0k 0.00% Reduced -1.7k -1,666
71 Encompass More Asset Management 0.04% of their portfolio Danville, CA 14,19714.2k $189.7k $189.7k 0.04% Added +75 +75
72 AlphaCore Capital LLC 0.01% of their portfolio LA JOLLA, CA 13,88813.9k $185.5k $185.5k 0.01% Unchanged
73 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 13,00113.0k $173.7k $173.7k 0.00% Reduced -1.2k -1,200
74 CARY STREET PARTNERS FINANCIAL LLC 0.00% of their portfolio RICHMOND, VA 12,65512.7k $169.1k $169.1k 0.00% Unchanged
75 Summit Financial, LLC 0.00% of their portfolio PARSIPPANY, NJ 11,90811.9k $159.1k $159.1k 0.00% Reduced -1.4k -1,375
76 Aviance Capital Partners, LLC 0.02% of their portfolio NAPLES, FL 11,50511.5k $153.7k $153.7k 0.02% Added +195 +195
77 HORIZON KINETICS ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 10,75510.8k $143.7k $143.7k 0.00% Reduced -6.9k -6,859
78 Merit Financial Group, LLC 0.00% of their portfolio ALPHARETTA, GA 10,49010.5k $140.1k $140.1k 0.00% New
79 Orange Investment Advisors, Inc. 0.01% of their portfolio GOSHEN, NY 10,00010.0k $133.6k $133.6k 0.01% Unchanged
80 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 7,5647.6k $101.1k $101.1k 0.00% New
81 COMERICA BANK 0.00% of their portfolio DALLAS, TX 6,3646.4k $85.0k $85.0k 0.00% Reduced -828 -828
82 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 3,8503.9k $51.4k $51.4k 0.00% Added +1.9k +1,897
83 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 3,7303.7k $49.8k $49.8k 0.00% Added +135 +135
84 GPS Wealth Strategies Group, LLC 0.00% of their portfolio CENTENNIAL, CO 2,7932.8k $37.3k $37.3k 0.00% Unchanged
85 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 2,5762.6k $34.4k $34.4k 0.00% Added +958 +958
86 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 2,3932.4k $32.2k $32.2k 0.00% Reduced -3.9k -3,932
87 Ameliora Wealth Management Ltd. 0.01% of their portfolio ZURICH, V8 2,3802.4k $31.8k $31.8k 0.01% Unchanged
88 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 1,9001.9k $25.4k $25.4k 0.00% Reduced -9.0k -9,020
89 Ameritas Advisory Services, LLC 0.00% of their portfolio Lincoln, NE 1,8981.9k $25.4k $25.4k 0.00% Reduced -212 -212
90 WPG Advisers, LLC 0.02% of their portfolio BALTIMORE, MD 1,7821.8k $23.8k $23.8k 0.02% Added +333 +333
91 BROADWATER CAPITAL MANAGEMENT LLC 0.02% of their portfolio BOSTON, MA 1,7201.7k $23.0k $23.0k 0.02% Reduced -21.3k -21,276
92 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,7121.7k $22.9k $22.9k 0.00% Unchanged
93 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 1,6761.7k $22.4k $22.4k 0.00% New
94 NFSG Corp 0.00% of their portfolio BOCA RATON, FL 1,5001.5k $20.0k $20.0k 0.00% Unchanged
95 CALDWELL SUTTER CAPITAL, INC. 0.01% of their portfolio SAUSALITO, CA 1,4711.5k $19.7k $19.7k 0.01% New
96 Global Wealth Strategies & Associates 0.00% of their portfolio DENVER, CO 1,0671.1k $14.3k $14.3k 0.00% New
97 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 1,0421.0k $13.9k $13.9k 0.00% New
98 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.01% of their portfolio RICHMOND, VA 1,0001.0k $13.4k $13.4k 0.01% Unchanged
99 Fourth Dimension Wealth, LLC 0.01% of their portfolio MIDDLEBURG HEIGHTS, OH 1,0001.0k $13.4k $13.4k 0.01% Unchanged
100 Caldwell Trust Co 0.00% of their portfolio Venice, FL 976976 $13.0k $13.0k 0.00% Unchanged