Vault-13

BROOKFIELD REAL ASSETS INCOM RA

SHS BEN INT · Closed-End Fund · CUSIP 112830104

113 institutional holders -4 vs Q1 2025
15,703,57115.7m shares reported held*
$209.7mreported value*
10 new 43 added 30 reduced 14 sold out net bought ≈ $5.9m (+460.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($13.4k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $13.35.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 89Q4 22: 93Q1 23: 95Q2 23: 87Q3 23: 103Q4 23: 113Q1 24: 108Q2 24: 104Q3 24: 107Q4 24: 113Q1 25: 117Q2 25: 113113Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202289
Q4 202293
Q1 202395
Q2 202387
Q3 2023103
Q4 2023113
Q1 2024108
Q2 2024104
Q3 2024107
Q4 2024113
Q1 2025117
Q2 2025113

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 23: 50 bought or addedQ3 23: 43 cut or sold outQ4 23: 55 bought or addedQ4 23: 47 cut or sold outQ4 23Q1 24: 53 bought or addedQ1 24: 56 cut or sold outQ2 24: 45 bought or addedQ2 24: 51 cut or sold outQ2 24Q3 24: 62 bought or addedQ3 24: 38 cut or sold outQ4 24: 54 bought or addedQ4 24: 36 cut or sold outQ4 24Q1 25: 54 bought or addedQ1 25: 42 cut or sold outQ2 25: 53 bought or addedQ2 25: 44 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 20235043
Q4 20235547
Q1 20245356
Q2 20244551
Q3 20246238
Q4 20245436
Q1 20255442
Q2 20255344

Biggest buyers

ROYAL BANK OF CANADA Added +531,969+532.0k
MORGAN STANLEY Added +350,187+350.2k
B. Riley Wealth Advisors, Inc. New +147,116+147.1k
LPL Financial LLC Added +137,958+138.0k
GUGGENHEIM CAPITAL LLC Added +127,229+127.2k
Thomas J. Herzfeld Advisors, Inc. Added +53,866+53.9k
WELLS FARGO & COMPANY/MN Added +51,567+51.6k
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD Added +44,000+44.0k
Saba Capital Management, L.P. Added +39,574+39.6k
ENVESTNET ASSET MANAGEMENT INC Added +31,307+31.3k

Biggest sellers

LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Reduced -208,789-208.8k
Brookfield Corp /ON/ Reduced -201,164-201.2k
Pathstone Holdings, LLC Reduced -187,533-187.5k
AQR Arbitrage LLC Reduced -130,898-130.9k
Atria Wealth Solutions, Inc. Sold out -123,605-123.6k
Matisse Capital Sold out -115,000-115.0k
Advisor Resource Council Sold out -63,924-63.9k
Cetera Investment Advisers Reduced -56,151-56.2k
Tennessee Valley Asset Management Partners Sold out -36,683-36.7k
RAYMOND JAMES FINANCIAL INC Reduced -31,873-31.9k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
MORGAN STANLEY 13G · institution +1.6 pts · filed 2026-05-11 6.0% +1.6 pts 3.3m≈ $42.7m 2026-05-11
SIT INVESTMENT ASSOCIATES INC 13G · institution new · filed 2026-04-06 5.2% new 2.9m≈ $36.8m 2026-04-06

Insider purchases and sales in Q2 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q3 23: 0 buyingQ3 23: 0 sellingQ4 23: 1 buyingQ4 23: 0 sellingQ4 23Q1 24: 0 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24Q3 24: 0 buyingQ3 24: 0 sellingQ4 24: 0 buyingQ4 24: 1 sellingQ4 24Q1 25: 0 buyingQ1 25: 0 sellingQ2 25: 0 buyingQ2 25: 0 sellingQ2 25
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20230—0——
Q4 20231$4.9k0——
Q1 20240—0——
Q2 20240—0——
Q3 20240—0——
Q4 20240—1$24.9k—
Q1 20250—0——
Q2 20250—0——

None reported in Q2 2025.

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 4,024,7174.0m $53.8m $53.8m 0.00% Added +350.2k +350,187
2 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,331,0751.3m $17.8m $17.8m 0.00% Added +51.6k +51,567
3 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,297,2501.3m $17.3m $17.3m 0.00% Added +532.0k +531,969
4 Thomas J. Herzfeld Advisors, Inc. 3.44% of their portfolio MIAMI BEACH, FL 720,534720.5k $9.6m $9.6m 3.44% Added +53.9k +53,866
5 Saba Capital Management, L.P. 0.25% of their portfolio NEW YORK, NY 693,898693.9k $9.3m $9.3m 0.25% Added +39.6k +39,574
6 GUGGENHEIM CAPITAL LLC 0.07% of their portfolio CHICAGO, IL 652,292652.3k $8.7m $8.7m 0.07% Added +127.2k +127,229
7 Pathstone Holdings, LLC 0.03% of their portfolio ENGLEWOOD, NJ 637,980638.0k $8.5m $8.5m 0.03% Reduced -187.5k -187,533
8 1607 Capital Partners, LLC 0.53% of their portfolio Richmond, VA 489,570489.6k $6.5m $6.5m 0.53% Added +29.2k +29,250
9 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 436,185436.2k $5.8m $5.8m 0.00% Added +31.3k +31,307
10 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 402,491402.5k $5.4m $5.4m 0.00% Reduced -9.9k -9,934
11 Penserra Capital Management LLC 0.07% of their portfolio ORINDA, CA 377,277377.3k $5.0m $5.0m 0.07% Added +11.1k +11,136
12 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 326,007326.0k $4.4m $4.4m 0.01% Reduced -56.2k -56,151
13 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.40% of their portfolio London, X0 319,281319.3k $4.3m $4.3m 0.40% Added +44.0k +44,000
14 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 233,885233.9k $3.1m $3.1m 0.00% Added +138.0k +137,958
15 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 228,459228.5k $3.1m $3.1m 0.00% Reduced -31.9k -31,873
16 AQR Arbitrage LLC 0.07% of their portfolio Greenwich, CT 227,234227.2k $3.0m $3.0m 0.07% Reduced -130.9k -130,898
17 Rareview Capital LLC 1.32% of their portfolio LAS VEGAS, NV 156,324156.3k $2.1m $2.1m 1.32% Reduced -560 -560
18 B. Riley Wealth Advisors, Inc. 0.10% of their portfolio MEMPHIS, TN 147,116147.1k $2.0m $2.0m 0.10% New
19 DRIVE WEALTH MANAGEMENT, LLC 0.43% of their portfolio LEHI, UT 146,193146.2k $2.0m $2.0m 0.43% Added +19.0k +18,999
20 Advisors Asset Management, Inc. 0.03% of their portfolio Monument, CO 128,878128.9k $1.7m $1.7m 0.03% Added +12.1k +12,100
21 RIVERBRIDGE PARTNERS LLC 0.03% of their portfolio MINNEAPOLIS, MN 124,828124.8k $1.7m $1.7m 0.03% Added +4.9k +4,860
22 PREVAIL INNOVATIVE WEALTH ADVISORS, LLC 0.36% of their portfolio LEAWOOD, KS 121,418121.4k $1.6m $1.6m 0.36% Added +13.2k +13,219
23 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 121,176121.2k $1.6m $1.6m 0.01% Added +28.1k +28,095
24 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 119,644119.6k $1.6m $1.6m 0.00% Added +4.2k +4,164
25 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 115,554115.6k $1.5m $1.5m 0.00% Reduced -16.9k -16,891
26 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 113,920113.9k $1.5m $1.5m 0.01% Added +2.9k +2,850
27 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 113,383113.4k $1.5m $1.5m 0.00% Reduced -12.0k -12,029
28 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.11% of their portfolio Englewood, NJ 104,672104.7k $1.4m $1.4m 0.11% Reduced -208.8k -208,789
29 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 103,284103.3k $1.4m $1.4m 0.00% Reduced -5.5k -5,479
30 Brookfield Corp /ON/ 0.00% of their portfolio TORONTO, A6 100,582100.6k $1.3m $1.3m 0.00% Reduced -201.2k -201,164
31 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 92,84992.8k $1.2m $1.2m 0.00% Reduced -975 -975
32 CHOREO, LLC 0.02% of their portfolio ROCKFORD, IL 82,00882.0k $1.1m $1.1m 0.02% Reduced -26.4k -26,367
33 UBS Group AG 0.00% of their portfolio ZURICH, V8 78,41878.4k $1.0m $1.0m 0.00% Added +14.8k +14,764
34 Arlington Capital Management, Inc. 0.87% of their portfolio ARLINGTON HEIGHTS, IL 75,29075.3k $1.0m $1.0m 0.87% Added +1.6k +1,646
35 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.12% of their portfolio BLUE BELL, PA 55,71155.7k $744.9k $744.9k 0.12% Added +1.1k +1,071
36 Pekin Hardy Strauss, Inc. 0.08% of their portfolio CHICAGO, IL 54,81454.8k $732.9k $732.9k 0.08% Added +17.7k +17,710
37 Sterneck Capital Management, LLC 0.35% of their portfolio KANSAS CITY, MO 51,03951.0k $682.4k $682.4k 0.35% Reduced -1.6k -1,565
38 E&G Advisors, LLC 0.17% of their portfolio HOUSTON, TX 48,90848.9k $653.9k $653.9k 0.17% Reduced -500 -500
39 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 48,84948.8k $653.1k $653.1k 0.00% Reduced -11.4k -11,388
40 ROBINSON CAPITAL MANAGEMENT, LLC 0.26% of their portfolio GROSSE POINTE FARMS, MI 46,60246.6k $623.1k $623.1k 0.26% Unchanged
41 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 43,34843.3k $579.6k $579.6k 0.00% Added +27.9k +27,879
42 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 40,88240.9k $546.6k $546.6k 0.00% Added +3.7k +3,720
43 Shaker Financial Services, LLC 0.19% of their portfolio Arlington, VA 38,74338.7k $518.0k $518.0k 0.19% Reduced -25.7k -25,726
44 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 36,54936.5k $488.7k $488.7k 0.00% Added +264 +264
45 PFG Investments, LLC 0.03% of their portfolio WOODBURY, NY 34,82234.8k $465.6k $465.6k 0.03% Reduced -1.4k -1,374
46 Pasadena Private Wealth, LLC 0.08% of their portfolio PASADENA, CA 34,65034.6k $463.3k $463.3k 0.08% Reduced -2.4k -2,415
47 CSS LLC/IL 0.03% of their portfolio CHICAGO, IL 33,00833.0k $441.3k $441.3k 0.03% Unchanged
48 Gridiron Partners, LLC 0.26% of their portfolio Wexford, PA 31,55231.6k $421.9k $421.9k 0.26% Unchanged
49 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 31,48531.5k $420.9k $420.9k 0.00% Added +62 +62
50 GILL CAPITAL PARTNERS, LLC 0.13% of their portfolio DENVER, CO 30,10330.1k $402.5k $402.5k 0.13% Reduced -579 -579
51 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 30,09930.1k $402.0k $402.0k 0.01% Reduced -1.7k -1,672
52 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 28,60528.6k $382.4k $382.4k 0.01% Added +115 +115
53 Castle Rock Wealth Management, LLC 0.09% of their portfolio WALNUT CREEK, CA 28,52928.5k $377.4k $377.4k 0.09% Reduced -194 -194
54 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 24,80424.8k $331.6k $331.6k 0.00% Added +10.4k +10,365
55 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 23,75323.8k $317.6k $317.6k 0.00% Unchanged
56 BROADWATER CAPITAL MANAGEMENT LLC 0.02% of their portfolio BOSTON, MA 22,99623.0k $23.0k $23.0k 0.02% Added +21.3k +21,276
57 GRIFFIN ASSET MANAGEMENT, INC. 0.03% of their portfolio New York, NY 21,37321.4k $285.8k $285.8k 0.03% Added +98 +98
58 BlackRock, Inc. 0.00% of their portfolio New York, NY 20,78620.8k $277.9k $277.9k 0.00% New
59 MELFA WEALTH MANAGEMENT, INC. 0.17% of their portfolio WESTBOROUGH, MA 20,67220.7k $276.4k $276.4k 0.17% Added +4.0k +4,025
60 Catalina Capital Group, LLC 0.19% of their portfolio Torrance, CA 20,52020.5k $274.4k $274.4k 0.19% Unchanged
61 ATTICUS WEALTH MANAGEMENT, LLC 0.07% of their portfolio Palm Beach Gardens, FL 18,81518.8k $251.6k $251.6k 0.07% New
62 Compound Planning, Inc. 0.01% of their portfolio NEW YORK, NY 18,00918.0k $240.8k $240.8k 0.01% Unchanged
63 UHLMANN PRICE SECURITIES, LLC 0.17% of their portfolio SKOKIE, IL 17,93117.9k $239.7k $239.7k 0.17% Added +2.8k +2,777
64 Fisher Asset Management, LLC 0.00% of their portfolio PLANO, TX 17,84517.8k $238.6k $238.6k 0.00% New
65 HORIZON KINETICS ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 17,61417.6k $235.5k $235.5k 0.00% Unchanged
66 Mallini Complete Financial Planning LLC 0.29% of their portfolio GAINESVILLE, FL 17,09317.1k $228.5k $228.5k 0.29% Added +295 +295
67 Second Line Capital, LLC 0.05% of their portfolio METAIRIE, LA 17,08517.1k $228.4k $228.4k 0.05% Added +62 +62
68 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 16,20016.2k $216.6k $216.6k 0.00% Reduced -28.1k -28,116
69 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 16,13616.1k $216.0k $216.0k 0.00% Added +492 +492
70 SeaCrest Wealth Management, LLC 0.02% of their portfolio PURCHASE, NY 14,38414.4k $192.3k $192.3k 0.02% Reduced -194 -194
71 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 14,20114.2k $189.9k $189.9k 0.00% Reduced -700 -700
72 Mariner, LLC 0.00% of their portfolio Overland Park, KS 14,15714.2k $189.3k $189.3k 0.00% Reduced -1.2k -1,215
73 Encompass More Asset Management 0.04% of their portfolio Danville, CA 14,12214.1k $188.8k $188.8k 0.04% Added +157 +157
74 AlphaCore Capital LLC 0.01% of their portfolio LA JOLLA, CA 13,88813.9k $185.7k $185.7k 0.01% Unchanged
75 ACCREDITED INVESTOR SERVICES, LLC 0.14% of their portfolio ST. CLOUD, MN 13,44713.4k $179.8k $179.8k 0.14% Added +2.5k +2,518
76 Summit Financial, LLC 0.00% of their portfolio PARSIPPANY, NJ 13,28313.3k $177.6k $177.6k 0.00% New
77 CARY STREET PARTNERS FINANCIAL LLC 0.00% of their portfolio RICHMOND, VA 12,65512.7k $169.2k $169.2k 0.00% Reduced -8.8k -8,850
78 Aviance Capital Partners, LLC 0.02% of their portfolio NAPLES, FL 11,31011.3k $151.2k $151.2k 0.02% Added +195 +195
79 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 10,92010.9k $146.0k $146.0k 0.00% Reduced -5.7k -5,744
80 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 10,83710.8k $144.9k $144.9k 0.00% Added +15 +15
81 Orange Investment Advisors, Inc. 0.01% of their portfolio GOSHEN, NY 10,00010.0k $133.7k $133.7k 0.01% Unchanged
82 COMERICA BANK 0.00% of their portfolio DALLAS, TX 7,1927.2k $96.2k $96.2k 0.00% Added +618 +618
83 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 6,5666.6k $87.8k $87.8k 0.00% Unchanged
84 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 6,3256.3k $84.7k $84.7k 0.00% Added +19 +19
85 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 3,5953.6k $48.1k $48.1k 0.00% New
86 GPS Wealth Strategies Group, LLC 0.00% of their portfolio CENTENNIAL, CO 2,7932.8k $37.3k $37.3k 0.00% Unchanged
87 Ameliora Wealth Management Ltd. 0.01% of their portfolio ZURICH, V8 2,3802.4k $31.8k $31.8k 0.01% Unchanged
88 Ameritas Advisory Services, LLC 0.00% of their portfolio Lincoln, NE 2,1102.1k $28.2k $28.2k 0.00% New
89 Iron Horse Wealth Management, LLC 0.01% of their portfolio JOHSTON, IA 1,9572.0k $26.2k $26.2k 0.01% Added +53 +53
90 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 1,9532.0k $26.1k $26.1k 0.00% First filing
91 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,7121.7k $22.9k $22.9k 0.00% Unchanged
92 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 1,6181.6k $21.6k $21.6k 0.00% Reduced -1.4k -1,382
93 NFSG Corp 0.00% of their portfolio BOCA RATON, FL 1,5001.5k $20.1k $20.1k 0.00% New
94 WPG Advisers, LLC 0.02% of their portfolio BALTIMORE, MD 1,4491.4k $19.4k $19.4k 0.02% Added +11 +11
95 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.01% of their portfolio RICHMOND, VA 1,0001.0k $13.4k $13.4k 0.01% Reduced -750 -750
96 Fourth Dimension Wealth, LLC 0.01% of their portfolio MIDDLEBURG HEIGHTS, OH 1,0001.0k $13.4k $13.4k 0.01% Unchanged
97 Caldwell Trust Co 0.00% of their portfolio Venice, FL 976976 $13.0k $13.0k 0.00% Unchanged
98 BIRCHBROOK, INC. 0.01% of their portfolio BANGOR, ME 733733 $9.8k $9.8k 0.01% Unchanged
99 CWM, LLC 0.00% of their portfolio OMAHA, NE 614614 $8.0k $8.0k 0.00% Unchanged
100 Luminist Capital LLC 0.01% of their portfolio GRAND RAPIDS, MI 422422 $5.7k $5.7k 0.01% Unchanged