Vault-13

BROOKFIELD REAL ASSETS INCOM RA

SHS BEN INT · Closed-End Fund · CUSIP 112830104

117 institutional holders +4 vs Q4 2024
15,390,92615.4m shares reported held*
$202.6mreported value*
15 new 39 added 32 reduced 10 sold out net sold ≈ $9.5m (-718.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($23.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $13.16.

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 89Q4 22: 93Q1 23: 95Q2 23: 87Q3 23: 103Q4 23: 113Q1 24: 108Q2 24: 104Q3 24: 107Q4 24: 113Q1 25: 117117Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 202289
Q4 202293
Q1 202395
Q2 202387
Q3 2023103
Q4 2023113
Q1 2024108
Q2 2024104
Q3 2024107
Q4 2024113
Q1 2025117

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q2 23: 35 bought or addedQ2 23: 46 cut or sold outQ3 23: 50 bought or addedQ3 23: 43 cut or sold outQ3 23Q4 23: 55 bought or addedQ4 23: 47 cut or sold outQ1 24: 53 bought or addedQ1 24: 56 cut or sold outQ1 24Q2 24: 45 bought or addedQ2 24: 51 cut or sold outQ3 24: 62 bought or addedQ3 24: 38 cut or sold outQ3 24Q4 24: 54 bought or addedQ4 24: 36 cut or sold outQ1 25: 54 bought or addedQ1 25: 42 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 20233546
Q3 20235043
Q4 20235547
Q1 20245356
Q2 20244551
Q3 20246238
Q4 20245436
Q1 20255442

Biggest buyers

WELLS FARGO & COMPANY/MN Added +226,167+226.2k
GUGGENHEIM CAPITAL LLC Added +156,506+156.5k
MORGAN STANLEY Added +118,936+118.9k
Brookfield Corp /ON/ Added +100,582+100.6k
Thomas J. Herzfeld Advisors, Inc. Added +71,684+71.7k
Advisor Resource Council New +63,924+63.9k
BANK OF AMERICA CORP /DE/ Added +62,923+62.9k
ENVESTNET ASSET MANAGEMENT INC Added +47,735+47.7k
1607 Capital Partners, LLC Added +44,800+44.8k
OSAIC HOLDINGS, INC. Added +41,706+41.7k

Biggest sellers

LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Reduced -905,843-905.8k
Saba Capital Management, L.P. Reduced -344,416-344.4k
Strategic Wealth Investment Group, LLC Sold out -206,784-206.8k
AQR Arbitrage LLC Reduced -188,948-188.9k
UBS Group AG Reduced -65,851-65.9k
Pathstone Holdings, LLC Reduced -64,626-64.6k
TrueMark Investments, LLC Sold out -47,873-47.9k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -46,085-46.1k
Independent Advisor Alliance Sold out -34,300-34.3k
Marex Group Ltd Sold out -27,163-27.2k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
MORGAN STANLEY 13G · institution +1.6 pts · filed 2026-05-11 6.0% +1.6 pts 3.3m≈ $42.7m 2026-05-11
SIT INVESTMENT ASSOCIATES INC 13G · institution new · filed 2026-04-06 5.2% new 2.9m≈ $36.8m 2026-04-06

Insider purchases and sales in Q1 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q2 23: 0 buyingQ2 23: 0 sellingQ3 23: 0 buyingQ3 23: 0 sellingQ3 23Q4 23: 1 buyingQ4 23: 0 sellingQ1 24: 0 buyingQ1 24: 0 sellingQ1 24Q2 24: 0 buyingQ2 24: 0 sellingQ3 24: 0 buyingQ3 24: 0 sellingQ3 24Q4 24: 0 buyingQ4 24: 1 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q2 20230—0——
Q3 20230—0——
Q4 20231$4.9k0——
Q1 20240—0——
Q2 20240—0——
Q3 20240—0——
Q4 20240—1$24.9k—
Q1 20250—0——

None reported in Q1 2025.

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,674,5303.7m $48.4m $48.4m 0.00% Added +118.9k +118,936
2 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,279,5081.3m $16.8m $16.8m 0.00% Added +226.2k +226,167
3 Pathstone Holdings, LLC 0.05% of their portfolio ENGLEWOOD, NJ 825,513825.5k $10.9m $10.9m 0.05% Reduced -64.6k -64,626
4 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 765,281765.3k $10.1m $10.1m 0.00% Reduced -1.4k -1,386
5 Thomas J. Herzfeld Advisors, Inc. 2.98% of their portfolio MIAMI BEACH, FL 666,668666.7k $8.8m $8.8m 2.98% Added +71.7k +71,684
6 Saba Capital Management, L.P. 0.24% of their portfolio NEW YORK, NY 654,324654.3k $8.6m $8.6m 0.24% Reduced -344.4k -344,416
7 GUGGENHEIM CAPITAL LLC 0.06% of their portfolio CHICAGO, IL 525,063525.1k $6.9m $6.9m 0.06% Added +156.5k +156,506
8 1607 Capital Partners, LLC 0.49% of their portfolio Richmond, VA 460,320460.3k $6.1m $6.1m 0.49% Added +44.8k +44,800
9 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 412,425412.4k $5.4m $5.4m 0.00% Added +62.9k +62,923
10 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 404,878404.9k $5.3m $5.3m 0.00% Added +47.7k +47,735
11 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 382,158382.2k $5.0m $5.0m 0.01% Reduced -23.8k -23,820
12 Penserra Capital Management LLC 0.09% of their portfolio ORINDA, CA 366,141366.1k $4.8m $4.8m 0.09% Added +3.6k +3,628
13 AQR Arbitrage LLC 0.11% of their portfolio Greenwich, CT 358,132358.1k $4.7m $4.7m 0.11% Reduced -188.9k -188,948
14 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.37% of their portfolio Englewood, NJ 313,461313.5k $4.1m $4.1m 0.37% Reduced -905.8k -905,843
15 Brookfield Corp /ON/ 0.00% of their portfolio TORONTO, A6 301,746301.7k $4.0m $4.0m 0.00% Added +100.6k +100,582
16 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.39% of their portfolio London, X0 275,281275.3k $3.6m $3.6m 0.39% Unchanged
17 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 260,332260.3k $3.4m $3.4m 0.00% Reduced -6.1k -6,148
18 Rareview Capital LLC 1.31% of their portfolio LAS VEGAS, NV 156,884156.9k $2.1m $2.1m 1.31% Added +38.1k +38,116
19 Noble Wealth Management PBC 1.35% of their portfolio GREENWOOD VILLAGE, CO 150,069150.1k $2.0m $2.0m 1.35% Added +10.6k +10,585
20 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 132,445132.4k $1.7m $1.7m 0.00% Reduced -46.1k -46,085
21 DRIVE WEALTH MANAGEMENT, LLC 0.39% of their portfolio LEHI, UT 127,194127.2k $1.7m $1.7m 0.39% Added +27.2k +27,170
22 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 125,412125.4k $1.7m $1.7m 0.00% Added +17.6k +17,638
23 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 123,605123.6k $1.6m $1.6m 0.02% Added +10.4k +10,397
24 RIVERBRIDGE PARTNERS LLC 0.03% of their portfolio MINNEAPOLIS, MN 119,968120.0k $1.6m $1.6m 0.03% Added +11.2k +11,201
25 Advisors Asset Management, Inc. 0.03% of their portfolio Monument, CO 116,778116.8k $1.5m $1.5m 0.03% Added +23.8k +23,830
26 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 115,480115.5k $1.5m $1.5m 0.00% Added +28.9k +28,886
27 Matisse Capital 0.80% of their portfolio PORTLAND, OR 115,000115.0k $1.5m $1.5m 0.80% Unchanged
28 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 111,070111.1k $1.5m $1.5m 0.01% Added +4.5k +4,475
29 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 108,763108.8k $1.4m $1.4m 0.00% Added +41.7k +41,706
30 CHOREO, LLC 0.02% of their portfolio ROCKFORD, IL 108,375108.4k $1.4m $1.4m 0.02% Added +8.7k +8,668
31 PREVAIL INNOVATIVE WEALTH ADVISORS, LLC 0.38% of their portfolio LEAWOOD, KS 108,199108.2k $1.4m $1.4m 0.38% Added +19.6k +19,571
32 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 95,92795.9k $1.3m $1.3m 0.00% Added +15.3k +15,261
33 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 93,82493.8k $1.2m $1.2m 0.00% Reduced -2.2k -2,172
34 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 93,08193.1k $1.2m $1.2m 0.01% Added +18.5k +18,532
35 Arlington Capital Management, Inc. 0.73% of their portfolio ARLINGTON HEIGHTS, IL 73,64473.6k $969.2k $969.2k 0.73% Added +3.4k +3,414
36 Shaker Financial Services, LLC 0.33% of their portfolio Arlington, VA 64,46964.5k $848.4k $848.4k 0.33% Added +37.2k +37,206
37 Advisor Resource Council 0.07% of their portfolio DALLAS, TX 63,92463.9k $841.2k $841.2k 0.07% New
38 UBS Group AG 0.00% of their portfolio ZURICH, V8 63,65463.7k $837.7k $837.7k 0.00% Reduced -65.9k -65,851
39 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 60,23760.2k $792.7k $792.7k 0.00% Reduced -16.3k -16,264
40 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.14% of their portfolio BLUE BELL, PA 54,64054.6k $719.1k $719.1k 0.14% Unchanged
41 Sterneck Capital Management, LLC 0.37% of their portfolio KANSAS CITY, MO 52,60452.6k $692.3k $692.3k 0.37% Added +18.0k +18,041
42 E&G Advisors, LLC 0.18% of their portfolio HOUSTON, TX 49,40849.4k $650.2k $650.2k 0.18% Reduced -300 -300
43 ROBINSON CAPITAL MANAGEMENT, LLC 0.25% of their portfolio GROSSE POINTE FARMS, MI 46,60246.6k $613.3k $613.3k 0.25% Unchanged
44 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 44,31644.3k $583.2k $583.2k 0.00% Reduced -3.9k -3,941
45 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 37,16237.2k $489.1k $489.1k 0.00% Added +330 +330
46 Pekin Hardy Strauss, Inc. 0.06% of their portfolio CHICAGO, IL 37,10437.1k $488.3k $488.3k 0.06% Added +3.0k +3,000
47 Pasadena Private Wealth, LLC 0.09% of their portfolio PASADENA, CA 37,06537.1k $487.8k $487.8k 0.09% New
48 Tennessee Valley Asset Management Partners 0.08% of their portfolio KNOXVILLE, TN 36,68336.7k $482.7k $482.7k 0.08% Reduced -4.2k -4,186
49 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 36,28536.3k $477.5k $477.5k 0.00% Unchanged
50 PFG Investments, LLC 0.03% of their portfolio WOODBURY, NY 36,19636.2k $476.3k $476.3k 0.03% Reduced -323 -323
51 CSS LLC/IL 0.03% of their portfolio CHICAGO, IL 33,00833.0k $434.4k $434.4k 0.03% Unchanged
52 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 31,77131.8k $418.0k $418.0k 0.02% Reduced -1 -1
53 Gridiron Partners, LLC 0.27% of their portfolio Wexford, PA 31,55231.6k $415.2k $415.2k 0.27% Unchanged
54 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 31,42331.4k $413.5k $413.5k 0.00% Reduced -1.5k -1,467
55 GILL CAPITAL PARTNERS, LLC 0.14% of their portfolio DENVER, CO 30,68230.7k $403.8k $403.8k 0.14% Reduced -120 -120
56 Castle Rock Wealth Management, LLC 0.10% of their portfolio WALNUT CREEK, CA 28,72328.7k $378.0k $378.0k 0.10% Added +155 +155
57 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 28,49028.5k $374.9k $374.9k 0.01% Reduced -4.5k -4,539
58 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 23,75323.8k $312.6k $312.6k 0.00% Unchanged
59 CARY STREET PARTNERS FINANCIAL LLC 0.01% of their portfolio RICHMOND, VA 21,50521.5k $283.0k $283.0k 0.01% Reduced -600 -600
60 GRIFFIN ASSET MANAGEMENT, INC. 0.03% of their portfolio New York, NY 21,27521.3k $280.0k $280.0k 0.03% Added +155 +155
61 Catalina Capital Group, LLC 0.18% of their portfolio Torrance, CA 20,52020.5k $270.0k $270.0k 0.18% Unchanged
62 IFG Advisory, LLC 0.01% of their portfolio ATLANTA, GA 20,12320.1k $264.8k $264.8k 0.01% Unchanged
63 Compound Planning, Inc. 0.01% of their portfolio NEW YORK, NY 18,00918.0k $237.0k $237.0k 0.01% Added +457 +457
64 HORIZON KINETICS ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 17,61417.6k $231.8k $231.8k 0.00% Unchanged
65 Second Line Capital, LLC 0.06% of their portfolio METAIRIE, LA 17,02317.0k $224.0k $224.0k 0.06% Reduced -492 -492
66 Mallini Complete Financial Planning LLC 0.21% of their portfolio GAINESVILLE, FL 16,79816.8k $221.1k $221.1k 0.21% Added +1.4k +1,359
67 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 16,66416.7k $219.3k $219.3k 0.00% Added +15.7k +15,681
68 MELFA WEALTH MANAGEMENT, INC. 0.15% of their portfolio WESTBOROUGH, MA 16,64716.6k $219.1k $219.1k 0.15% Unchanged
69 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 15,64415.6k $206.0k $206.0k 0.00% Reduced -3.3k -3,333
70 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 15,46915.5k $203.6k $203.6k 0.00% New
71 Mariner, LLC 0.00% of their portfolio Overland Park, KS 15,37215.4k $202.3k $202.3k 0.00% New
72 UHLMANN PRICE SECURITIES, LLC 0.15% of their portfolio SKOKIE, IL 15,15415.2k $199.5k $199.5k 0.15% Added +2.3k +2,287
73 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 14,90114.9k $196.1k $196.1k 0.00% Reduced -3.5k -3,500
74 SeaCrest Wealth Management, LLC 0.02% of their portfolio PURCHASE, NY 14,57814.6k $191.8k $191.8k 0.02% Reduced -80 -80
75 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 14,43914.4k $190.0k $190.0k 0.00% Reduced -2.4k -2,367
76 Encompass More Asset Management 0.05% of their portfolio Danville, CA 13,96514.0k $183.8k $183.8k 0.05% Reduced -169 -169
77 AlphaCore Capital LLC 0.02% of their portfolio LA JOLLA, CA 13,88813.9k $182.8k $182.8k 0.02% New
78 Aviance Capital Partners, LLC 0.02% of their portfolio NAPLES, FL 11,11511.1k $146.3k $146.3k 0.02% Added +183 +183
79 ACCREDITED INVESTOR SERVICES, LLC 0.12% of their portfolio ST. CLOUD, MN 10,92910.9k $143.8k $143.8k 0.12% New
80 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 10,82210.8k $142.4k $142.4k 0.00% Reduced -2.0k -1,988
81 Capital Investment Advisors, LLC 0.00% of their portfolio ATLANTA, GA 10,08810.1k $132.8k $132.8k 0.00% Reduced -1.4k -1,366
82 Orange Investment Advisors, Inc. 0.02% of their portfolio GOSHEN, NY 10,00010.0k $131.6k $131.6k 0.02% Unchanged
83 AMERIFLEX GROUP, INC. 0.05% of their portfolio LAS VEGAS, NV 10,00010.0k $131.6k $131.6k 0.05% Unchanged
84 COMERICA BANK 0.00% of their portfolio DALLAS, TX 6,5746.6k $86.5k $86.5k 0.00% Reduced -8.6k -8,642
85 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 6,5666.6k $86.4k $86.4k 0.00% Unchanged
86 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 6,3066.3k $82.9k $82.9k 0.00% Added +18 +18
87 Elequin Capital, LP 0.01% of their portfolio NEW YORK, NY 3,4623.5k $45.6k $45.6k 0.01% New
88 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 3,0003.0k $39.5k $39.5k 0.00% New
89 GPS Wealth Strategies Group, LLC 0.00% of their portfolio CENTENNIAL, CO 2,7932.8k $36.8k $36.8k 0.00% Unchanged
90 Ameliora Wealth Management Ltd. 0.01% of their portfolio ZURICH, V8 2,3802.4k $31.3k $31.3k 0.01% Unchanged
91 Iron Horse Wealth Management, LLC 0.01% of their portfolio JOHSTON, IA 1,9041.9k $25.1k $25.1k 0.01% Added +769 +769
92 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 1,7921.8k $23.6k $23.6k 0.00% New
93 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.01% of their portfolio RICHMOND, VA 1,7501.8k $23.0k $23.0k 0.01% Reduced -1.2k -1,200
94 BROADWATER CAPITAL MANAGEMENT LLC 0.02% of their portfolio BOSTON, MA 1,7201.7k $22.6k $22.6k 0.02% Unchanged
95 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,7121.7k $22.5k $22.5k 0.00% Unchanged
96 WPG Advisers, LLC 0.02% of their portfolio BALTIMORE, MD 1,4381.4k $18.9k $18.9k 0.02% Added +226 +226
97 Fourth Dimension Wealth, LLC 0.01% of their portfolio MIDDLEBURG HEIGHTS, OH 1,0001.0k $13.2k $13.2k 0.01% Unchanged
98 Caldwell Trust Co 0.00% of their portfolio Venice, FL 976976 $12.8k $12.8k 0.00% Unchanged
99 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 932932 $12.3k $12.3k 0.00% New
100 BIRCHBROOK, INC. 0.01% of their portfolio BANGOR, ME 733733 $9.6k $9.6k 0.01% Unchanged