Vault-13

BROOKFIELD REAL ASSETS INCOM RA

SHS BEN INT · Closed-End Fund · CUSIP 112830104

104 institutional holders -4 vs Q1 2024
14,573,06814.6m shares reported held*
$185.5mreported value*
11 new 34 added 37 reduced 14 sold out net sold ≈ $85.2m (-6.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $12.73.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 89Q4 22: 93Q1 23: 95Q2 23: 87Q3 23: 103Q4 23: 113Q1 24: 108Q2 24: 104104Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202289
Q4 202293
Q1 202395
Q2 202387
Q3 2023103
Q4 2023113
Q1 2024108
Q2 2024104

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 51 bought or addedQ4 22: 35 cut or sold outQ4 22Q1 23: 51 bought or addedQ1 23: 33 cut or sold outQ2 23: 35 bought or addedQ2 23: 46 cut or sold outQ2 23Q3 23: 50 bought or addedQ3 23: 43 cut or sold outQ4 23: 55 bought or addedQ4 23: 47 cut or sold outQ4 23Q1 24: 53 bought or addedQ1 24: 56 cut or sold outQ2 24: 45 bought or addedQ2 24: 51 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20225135
Q1 20235133
Q2 20233546
Q3 20235043
Q4 20235547
Q1 20245356
Q2 20244551

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +207,655+207.7k
Thomas J. Herzfeld Advisors, Inc. Added +189,668+189.7k
Logan Stone Capital, LLC New +160,088+160.1k
BANK OF AMERICA CORP /DE/ Added +86,477+86.5k
TrueMark Investments, LLC New +82,082+82.1k
FIRST TRUST ADVISORS LP New +51,866+51.9k
GUGGENHEIM CAPITAL LLC Added +50,706+50.7k
AQR Arbitrage LLC Added +45,790+45.8k
Private Advisor Group, LLC Added +43,500+43.5k
Strategic Financial Concepts, LLC New +34,803+34.8k

Biggest sellers

MORGAN STANLEY Reduced -6,329,501-6.3m
Eschler Asset Management LLP Sold out -229,500-229.5k
Alpine Global Management, LLC Reduced -197,756-197.8k
Significant Wealth Partners LLC Sold out -189,313-189.3k
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD Reduced -174,280-174.3k
BOOTHBAY FUND MANAGEMENT, LLC Reduced -163,750-163.8k
Cetera Investment Advisers Reduced -144,276-144.3k
Baird Financial Group, Inc. Sold out -57,611-57.6k
CENTAURUS FINANCIAL, INC. Reduced -45,715-45.7k
Pathstone Holdings, LLC Reduced -35,017-35.0k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
MORGAN STANLEY 13G · institution +1.6 pts · filed 2026-05-11 6.0% +1.6 pts 3.3m≈ $42.7m 2026-05-11
SIT INVESTMENT ASSOCIATES INC 13G · institution new · filed 2026-04-06 5.2% new 2.9m≈ $36.8m 2026-04-06

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q3 22: 0 buyingQ3 22: 0 sellingQ4 22: 0 buyingQ4 22: 0 sellingQ4 22Q1 23: 1 buyingQ1 23: 0 sellingQ2 23: 0 buyingQ2 23: 0 sellingQ2 23Q3 23: 0 buyingQ3 23: 0 sellingQ4 23: 1 buyingQ4 23: 0 sellingQ4 23Q1 24: 0 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20220—0——
Q4 20220—0——
Q1 20231$25.6k0——
Q2 20230—0——
Q3 20230—0——
Q4 20231$4.9k0——
Q1 20240—0——
Q2 20240—0——

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,793,1713.8m $48.4m $48.4m 0.00% Reduced -6.3m -6,329,501
2 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 1.33% of their portfolio Englewood, NJ 1,235,2101.2m $15.8m $15.8m 1.33% Unchanged
3 Penserra Capital Management LLC 0.16% of their portfolio ORINDA, CA 988,970989.0k $12.6m $12.6m 0.16% Added +22.0k +21,979
4 Saba Capital Management, L.P. 0.26% of their portfolio NEW YORK, NY 917,883917.9k $11.7m $11.7m 0.26% Added +14.9k +14,857
5 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 831,448831.4k $10.6m $10.6m 0.02% Reduced -144.3k -144,276
6 AQR Arbitrage LLC 0.27% of their portfolio Greenwich, CT 821,119821.1k $10.5m $10.5m 0.27% Added +45.8k +45,790
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 746,870746.9k $9.5m $9.5m 0.00% Added +10.9k +10,944
8 Pathstone Holdings, LLC 0.03% of their portfolio ENGLEWOOD, NJ 545,331545.3k $7.0m $7.0m 0.03% Reduced -35.0k -35,017
9 Hara Capital LLC 2.36% of their portfolio BELLEVUE, WA 289,475289.5k $3.7m $3.7m 2.36% Reduced -6.3k -6,300
10 Thomas J. Herzfeld Advisors, Inc. 1.28% of their portfolio MIAMI BEACH, FL 285,673285.7k $3.6m $3.6m 1.28% Added +189.7k +189,668
11 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 253,718253.7k $3.2m $3.2m 0.00% Added +207.7k +207,655
12 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 233,825233.8k $3.0m $3.0m 0.00% Added +86.5k +86,477
13 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 177,014177.0k $2.3m $2.3m 0.00% Reduced -975 -975
14 Logan Stone Capital, LLC 0.53% of their portfolio CHICAGO, IL 160,088160.1k $2.0m $2.0m 0.53% New
15 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 143,428143.4k $1.8m $1.8m 0.00% Added +21.0k +21,007
16 Alpine Global Management, LLC 0.32% of their portfolio NEW YORK, NY 142,244142.2k $1.8m $1.8m 0.32% Reduced -197.8k -197,756
17 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.15% of their portfolio London, X0 140,465140.5k $1.8m $1.8m 0.15% Reduced -174.3k -174,280
18 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 138,019138.0k $1.8m $1.8m 0.00% Reduced -2.1k -2,062
19 Matisse Capital 0.73% of their portfolio PORTLAND, OR 115,000115.0k $1.5m $1.5m 0.73% Unchanged
20 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 104,768104.8k $1.3m $1.3m 0.00% Reduced -53 -53
21 Brookfield Corp /ON/ 0.01% of their portfolio TORONTO, A6 100,582100.6k $1.3m $1.3m 0.01% Unchanged
22 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 98,68498.7k $1.3m $1.3m 0.00% Reduced -7.9k -7,877
23 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 92,46192.5k $1.2m $1.2m 0.01% Reduced -11.7k -11,745
24 GUGGENHEIM CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 89,93389.9k $1.1m $1.1m 0.01% Added +50.7k +50,706
25 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 89,84289.8k $1.1m $1.1m 0.00% Reduced -178 -178
26 WOLVERINE ASSET MANAGEMENT LLC 0.02% of their portfolio CHICAGO, IL 84,79084.8k $1.1m $1.1m 0.02% Added +9.0k +9,004
27 RIVERBRIDGE PARTNERS LLC 0.01% of their portfolio MINNEAPOLIS, MN 82,53982.5k $1.1m $1.1m 0.01% Added +2.4k +2,406
28 TrueMark Investments, LLC 0.36% of their portfolio CHICAGO, IL 82,08282.1k $1.0m $1.0m 0.36% New
29 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 81,63781.6k $1.0m $1.0m 0.00% Reduced -2.5k -2,511
30 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 76,30576.3k $973.7k $973.7k 0.00% Added +409 +409
31 Sterneck Capital Management, LLC 0.48% of their portfolio KANSAS CITY, MO 65,88865.9k $840.7k $840.7k 0.48% Added +13.3k +13,349
32 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 65,80765.8k $839.7k $839.7k 0.00% Reduced -20.4k -20,385
33 BOOTHBAY FUND MANAGEMENT, LLC 0.03% of their portfolio NEW YORK, NY 65,75065.8k $839.0k $839.0k 0.03% Reduced -163.8k -163,750
34 Shaker Financial Services, LLC 0.34% of their portfolio Arlington, VA 65,65465.7k $837.7k $837.7k 0.34% Added +14.4k +14,401
35 UBS Group AG 0.00% of their portfolio ZURICH, V8 63,41163.4k $809.1k $809.1k 0.00% Reduced -24.5k -24,475
36 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 61,65661.7k $786.7k $786.7k 0.01% Reduced -21.8k -21,803
37 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 59,03359.0k $753.3k $753.3k 0.01% Added +43.5k +43,500
38 PREVAIL INNOVATIVE WEALTH ADVISORS, LLC 0.25% of their portfolio LEAWOOD, KS 55,41555.4k $707.1k $707.1k 0.25% Added +5.6k +5,628
39 Arlington Capital Management, Inc. 0.60% of their portfolio ARLINGTON HEIGHTS, IL 54,53154.5k $695.8k $695.8k 0.60% Reduced -1.7k -1,673
40 CHOREO, LLC 0.01% of their portfolio ROCKFORD, IL 54,22654.2k $691.4k $691.4k 0.01% Added +21.4k +21,433
41 Tennessee Valley Asset Management Partners 0.07% of their portfolio KNOXVILLE, TN 52,01052.0k $663.6k $663.6k 0.07% Added +26.1k +26,116
42 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 51,86651.9k $661.8k $661.8k 0.00% New
43 E&G Advisors, LLC 0.19% of their portfolio HOUSTON, TX 49,58849.6k $632.7k $632.7k 0.19% Reduced -500 -500
44 ROBINSON CAPITAL MANAGEMENT, LLC 0.21% of their portfolio GROSSE POINTE FARMS, MI 46,60246.6k $593.2k $593.2k 0.21% Unchanged
45 Advisors Asset Management, Inc. 0.01% of their portfolio Monument, CO 46,53146.5k $593.7k $593.7k 0.01% Added +19.1k +19,145
46 PFG Investments, LLC 0.04% of their portfolio WOODBURY, NY 40,42940.4k $515.9k $515.9k 0.04% Reduced -1.9k -1,927
47 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 38,98939.0k $497.5k $497.5k 0.01% Reduced -11.8k -11,840
48 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 37,49337.5k $478.4k $478.4k 0.00% Added +1.8k +1,838
49 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 35,37935.4k $451.4k $451.4k 0.02% Unchanged
50 TRANSCEND CAPITAL ADVISORS, LLC 0.03% of their portfolio MADISON, NJ 35,05235.1k $447.3k $447.3k 0.03% Reduced -800 -800
51 Strategic Financial Concepts, LLC 0.00% of their portfolio SAN ANTONIO, TX 34,80334.8k $2.7k $2.7k 0.00% New
52 CSS LLC/IL 0.03% of their portfolio CHICAGO, IL 32,70532.7k $417.3k $417.3k 0.03% Added +1.7k +1,672
53 Aptus Capital Advisors, LLC 0.01% of their portfolio FAIRHOPE, AL 31,78031.8k $405.5k $405.5k 0.01% Reduced -7.5k -7,485
54 Gridiron Partners, LLC 0.26% of their portfolio Wexford, PA 31,55231.6k $402.6k $402.6k 0.26% Reduced -900 -900
55 GILL CAPITAL PARTNERS, LLC 0.15% of their portfolio DENVER, CO 31,16731.2k $397.7k $397.7k 0.15% Unchanged
56 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 29,80729.8k $380.0k $380.0k 0.01% Reduced -13 -13
57 Castle Rock Wealth Management, LLC 0.09% of their portfolio WALNUT CREEK, CA 27,82727.8k $354.8k $354.8k 0.09% Added +1.0k +1,000
58 Calamos Advisors LLC 0.00% of their portfolio NAPERVILLE, IL 26,87526.9k $342.9k $342.9k 0.00% Added +8.5k +8,513
59 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 24,99225.0k $318.9k $318.9k 0.00% Added +600 +600
60 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 21,90121.9k $279.5k $279.5k 0.00% Reduced -1.1k -1,100
61 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 21,04021.0k $268.5k $268.5k 0.00% Reduced -2.3k -2,281
62 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 20,97021.0k $267.6k $267.6k 0.00% New
63 GRIFFIN ASSET MANAGEMENT, INC. 0.03% of their portfolio New York, NY 20,74020.7k $264.6k $264.6k 0.03% Reduced -2.9k -2,926
64 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 17,65917.7k $225.0k $225.0k 0.00% Reduced -348 -348
65 Second Line Capital, LLC 0.07% of their portfolio METAIRIE, LA 17,38017.4k $221.8k $221.8k 0.07% Added +580 +580
66 Compound Planning, Inc. 0.02% of their portfolio NEW YORK, NY 15,92315.9k $203.2k $203.2k 0.02% Added +3.3k +3,285
67 MELFA WEALTH MANAGEMENT, INC. 0.14% of their portfolio WESTBOROUGH, MA 15,39715.4k $196.5k $196.5k 0.14% Added +37 +37
68 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 15,00315.0k $191.4k $191.4k 0.00% Unchanged
69 Virtu Financial LLC 0.01% of their portfolio New York, NY 12,72912.7k $162.0k $162.0k 0.01% New
70 Capital Investment Advisors, LLC 0.00% of their portfolio ATLANTA, GA 12,42112.4k $158.5k $158.5k 0.00% Reduced -210 -210
71 SeaCrest Wealth Management, LLC 0.02% of their portfolio PURCHASE, NY 12,13612.1k $154.9k $154.9k 0.02% Added +263 +263
72 HORIZON KINETICS ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 12,08112.1k $154.2k $154.2k 0.00% Reduced -4.1k -4,077
73 Capital Wealth Alliance, LLC 0.09% of their portfolio Scottsdale, AZ 11,87811.9k $151.6k $151.6k 0.09% Reduced -213 -213
74 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.03% of their portfolio BLUE BELL, PA 11,42811.4k $145.8k $145.8k 0.03% Added +5.8k +5,835
75 WESPAC Advisors, LLC 0.11% of their portfolio ORINDA, CA 10,70410.7k $136.6k $136.6k 0.11% Reduced -2.2k -2,154
76 Aviance Capital Partners, LLC 0.02% of their portfolio NAPLES, FL 10,57910.6k $135.0k $135.0k 0.02% Added +179 +179
77 CENTAURUS FINANCIAL, INC. 0.01% of their portfolio ANAHEIM, CA 10,52010.5k $134.0k $134.0k 0.01% Reduced -45.7k -45,715
78 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 6,5666.6k $83.8k $83.8k 0.00% Reduced -301 -301
79 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 6,2526.3k $79.7k $79.7k 0.00% Reduced -1.1k -1,127
80 BALDWIN WEALTH PARTNERS LLC/MA 0.00% of their portfolio Marion, MA 5,0005.0k $63.8k $63.8k 0.00% Unchanged
81 COMERICA BANK 0.00% of their portfolio DALLAS, TX 4,2574.3k $54.3k $54.3k 0.00% Added +199 +199
82 Register Financial Advisors LLC 0.02% of their portfolio ATLANTA, GA 3,7843.8k $48.3k $48.3k 0.02% Added +84 +84
83 GPS Wealth Strategies Group, LLC 0.01% of their portfolio CENTENNIAL, CO 2,8932.9k $36.9k $36.9k 0.01% Unchanged
84 Ameliora Wealth Management Ltd. 0.01% of their portfolio ZURICH, V8 2,3802.4k $30.4k $30.4k 0.01% Unchanged
85 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 1,7511.8k $22.0k $22.0k 0.00% Added +76 +76
86 BROADWATER CAPITAL MANAGEMENT LLC 0.02% of their portfolio BOSTON, MA 1,7201.7k $21.9k $21.9k 0.02% Reduced -2.6k -2,580
87 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,7121.7k $21.8k $21.8k 0.00% Unchanged
88 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 1,5771.6k $20.0k $20.0k 0.00% Unchanged
89 Iron Horse Wealth Management, LLC 0.01% of their portfolio JOHSTON, IA 1,1351.1k $14.5k $14.5k 0.01% Unchanged
90 Caldwell Trust Co 0.00% of their portfolio Venice, FL 976976 $12.5k $12.5k 0.00% Unchanged
91 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 779779 $9.9k $9.9k 0.00% Unchanged
92 Castleview Partners, LLC 0.00% of their portfolio DALLAS, TX 568568 $7.2k $7.2k 0.00% New
93 CWM, LLC 0.00% of their portfolio OMAHA, NE 444444 $6.0k $6.0k 0.00% Added +15 +15
94 VALLEY NATIONAL ADVISERS INC 0.00% of their portfolio BETHLEHEM, PA 316316 $4.0k $4.0k 0.00% Unchanged
95 Ridgewood Investments LLC 0.00% of their portfolio SPRINGFIELD, NJ 300300 $3.8k $3.8k 0.00% New
96 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 239239 $3.0k $3.0k 0.00% Unchanged
97 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 200200 $2.6k $2.6k 0.00% Unchanged
98 Cypress Capital, LLC 0.00% of their portfolio FRANKLIN, TN 165165 $2.1k $2.1k 0.00% New
99 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 126126 $1.6k $1.6k 0.00% Unchanged
100 Avion Wealth 0.00% of their portfolio THE WOODLANDS, TX 2525 $0 $0 0.00% Unchanged