Vault-13

BROOKFIELD REAL ASSETS INCOM RA

SHS BEN INT · Closed-End Fund · CUSIP 112830104

108 institutional holders -5 vs Q4 2023
21,212,88621.2m shares reported held*
$274.0mreported value*
18 new 35 added 33 reduced 23 sold out net bought ≈ $57.3m (+4.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $12.92.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 89Q4 22: 93Q1 23: 95Q2 23: 87Q3 23: 103Q4 23: 113Q1 24: 108108Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202289
Q4 202293
Q1 202395
Q2 202387
Q3 2023103
Q4 2023113
Q1 2024108

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 51 bought or addedQ4 22: 35 cut or sold outQ4 22Q1 23: 51 bought or addedQ1 23: 33 cut or sold outQ1 23Q2 23: 35 bought or addedQ2 23: 46 cut or sold outQ2 23Q3 23: 50 bought or addedQ3 23: 43 cut or sold outQ3 23Q4 23: 55 bought or addedQ4 23: 47 cut or sold outQ4 23Q1 24: 53 bought or addedQ1 24: 56 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20225135
Q1 20235133
Q2 20233546
Q3 20235043
Q4 20235547
Q1 20245356

Biggest buyers

MORGAN STANLEY Added +4,732,778+4.7m
Cetera Investment Advisers New +975,724+975.7k
Penserra Capital Management LLC New +966,991+967.0k
Significant Wealth Partners LLC Added +142,547+142.5k
AQR Arbitrage LLC Added +114,080+114.1k
Thomas J. Herzfeld Advisors, Inc. New +96,005+96.0k
ENVESTNET ASSET MANAGEMENT INC New +46,063+46.1k
PFG Investments, LLC New +42,356+42.4k
Alpine Global Management, LLC Added +40,000+40.0k
Pathstone Holdings, LLC Added +39,097+39.1k

Biggest sellers

Cetera Advisor Networks LLC Sold out -1,098,361-1.1m
Saba Capital Management, L.P. Reduced -881,980-882.0k
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD Reduced -152,224-152.2k
Logan Stone Capital, LLC Sold out -102,372-102.4k
Hara Capital LLC Reduced -91,033-91.0k
Quinn Opportunity Partners LLC Sold out -80,883-80.9k
Almitas Capital LLC Sold out -74,208-74.2k
MILLENNIUM MANAGEMENT LLC Sold out -58,725-58.7k
Cetera Advisors LLC Sold out -57,480-57.5k
Advisor Resource Council Sold out -48,726-48.7k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
MORGAN STANLEY 13G · institution +1.6 pts · filed 2026-05-11 6.0% +1.6 pts 3.3m≈ $42.7m 2026-05-11
SIT INVESTMENT ASSOCIATES INC 13G · institution new · filed 2026-04-06 5.2% new 2.9m≈ $36.8m 2026-04-06

Insider purchases and sales in Q1 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q2 22: 0 buyingQ2 22: 0 sellingQ3 22: 0 buyingQ3 22: 0 sellingQ3 22Q4 22: 0 buyingQ4 22: 0 sellingQ1 23: 1 buyingQ1 23: 0 sellingQ1 23Q2 23: 0 buyingQ2 23: 0 sellingQ3 23: 0 buyingQ3 23: 0 sellingQ3 23Q4 23: 1 buyingQ4 23: 0 sellingQ1 24: 0 buyingQ1 24: 0 sellingQ1 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q2 20220—0——
Q3 20220—0——
Q4 20220—0——
Q1 20231$25.6k0——
Q2 20230—0——
Q3 20230—0——
Q4 20231$4.9k0——
Q1 20240—0——

None reported in Q1 2024.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 10,122,67210.1m $130.8m $130.8m 0.00% Added +4.7m +4,732,778
2 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 1.39% of their portfolio Englewood, NJ 1,235,2101.2m $16.0m $16.0m 1.39% Reduced -23.3k -23,300
3 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 975,724975.7k $12.6m $12.6m 0.03% New
4 Penserra Capital Management LLC 0.16% of their portfolio ORINDA, CA 966,991967.0k $12.5m $12.5m 0.16% New
5 Saba Capital Management, L.P. 0.26% of their portfolio NEW YORK, NY 903,026903.0k $11.7m $11.7m 0.26% Reduced -882.0k -881,980
6 AQR Arbitrage LLC 0.35% of their portfolio Greenwich, CT 775,329775.3k $10.0m $10.0m 0.35% Added +114.1k +114,080
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 735,926735.9k $9.5m $9.5m 0.00% Added +18.0k +17,963
8 Pathstone Holdings, LLC 0.04% of their portfolio ENGLEWOOD, NJ 580,348580.3k $7.5m $7.5m 0.04% Added +39.1k +39,097
9 Alpine Global Management, LLC 0.48% of their portfolio NEW YORK, NY 340,000340.0k $4.4m $4.4m 0.48% Added +40.0k +40,000
10 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.33% of their portfolio London, X0 314,745314.7k $4.1m $4.1m 0.33% Reduced -152.2k -152,224
11 Hara Capital LLC 2.29% of their portfolio BELLEVUE, WA 295,775295.8k $3.8m $3.8m 2.29% Reduced -91.0k -91,033
12 BOOTHBAY FUND MANAGEMENT, LLC 0.08% of their portfolio NEW YORK, NY 229,500229.5k $3.0m $3.0m 0.08% Unchanged
13 Eschler Asset Management LLP 1.92% of their portfolio London, X0 229,500229.5k $3.0m $3.0m 1.92% Unchanged
14 Significant Wealth Partners LLC 1.61% of their portfolio CARY, IL 189,313189.3k $2.4m $2.4m 1.61% Added +142.5k +142,547
15 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 177,989178.0k $2.3m $2.3m 0.00% Reduced -4.2k -4,209
16 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 147,348147.3k $1.9m $1.9m 0.00% Added +19.4k +19,384
17 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 140,081140.1k $1.8m $1.8m 0.00% Reduced -13.0k -13,035
18 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 122,421122.4k $1.6m $1.6m 0.00% Reduced -2.8k -2,751
19 Matisse Capital 0.71% of their portfolio PORTLAND, OR 115,000115.0k $1.5m $1.5m 0.71% Unchanged
20 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 106,561106.6k $1.4m $1.4m 0.00% Reduced -25.3k -25,298
21 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 104,821104.8k $1.4m $1.4m 0.00% Reduced -1.6k -1,567
22 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 104,206104.2k $1.3m $1.3m 0.02% Added +25.5k +25,469
23 Brookfield Corp /ON/ 0.01% of their portfolio TORONTO, A6 100,582100.6k $1.3m $1.3m 0.01% Reduced -43.2k -43,218
24 Thomas J. Herzfeld Advisors, Inc. 0.44% of their portfolio MIAMI BEACH, FL 96,00596.0k $1.2m $1.2m 0.44% New
25 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 90,02090.0k $1.2m $1.2m 0.00% Reduced -1.8k -1,804
26 UBS Group AG 0.00% of their portfolio ZURICH, V8 87,88687.9k $1.1m $1.1m 0.00% Reduced -41.5k -41,466
27 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 86,19286.2k $1.1m $1.1m 0.00% Reduced -1.5k -1,464
28 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 84,14884.1k $1.1m $1.1m 0.00% Added +8.8k +8,772
29 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 83,45983.5k $1.1m $1.1m 0.01% Added +10.8k +10,803
30 RIVERBRIDGE PARTNERS LLC 0.01% of their portfolio MINNEAPOLIS, MN 80,13380.1k $1.0m $1.0m 0.01% Added +1.8k +1,761
31 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 75,89675.9k $980.6k $980.6k 0.00% Added +7.8k +7,847
32 WOLVERINE ASSET MANAGEMENT LLC 0.02% of their portfolio CHICAGO, IL 75,78675.8k $979.2k $979.2k 0.02% Added +1.3k +1,268
33 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 57,61157.6k $744.3k $744.3k 0.00% Added +2.0k +1,995
34 CENTAURUS FINANCIAL, INC. 0.05% of their portfolio ANAHEIM, CA 56,23556.2k $727.0k $727.0k 0.05% Reduced -45.9k -45,922
35 Arlington Capital Management, Inc. 0.60% of their portfolio ARLINGTON HEIGHTS, IL 56,20456.2k $726.2k $726.2k 0.60% Reduced -2.3k -2,269
36 Sterneck Capital Management, LLC 0.41% of their portfolio KANSAS CITY, MO 52,53952.5k $678.8k $678.8k 0.41% Added +6.9k +6,933
37 Shaker Financial Services, LLC 0.26% of their portfolio Arlington, VA 51,25351.3k $662.2k $662.2k 0.26% Reduced -8.9k -8,889
38 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 50,82950.8k $622.7k $622.7k 0.02% Reduced -8.4k -8,383
39 E&G Advisors, LLC 0.20% of their portfolio HOUSTON, TX 50,08850.1k $647.1k $647.1k 0.20% Reduced -250 -250
40 PREVAIL INNOVATIVE WEALTH ADVISORS, LLC 0.24% of their portfolio LEAWOOD, KS 49,78749.8k $643.2k $643.2k 0.24% Added +13.8k +13,791
41 ROBINSON CAPITAL MANAGEMENT, LLC 0.21% of their portfolio GROSSE POINTE FARMS, MI 46,60246.6k $587.4k $587.4k 0.21% Unchanged
42 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 46,06346.1k $595.1k $595.1k 0.00% New
43 PFG Investments, LLC 0.03% of their portfolio WOODBURY, NY 42,35642.4k $547.2k $547.2k 0.03% New
44 Aptus Capital Advisors, LLC 0.01% of their portfolio FAIRHOPE, AL 39,26539.3k $507.3k $507.3k 0.01% Added +2.2k +2,243
45 GUGGENHEIM CAPITAL LLC 0.00% of their portfolio CHICAGO, IL 39,22739.2k $506.8k $506.8k 0.00% Added +21.6k +21,604
46 TRANSCEND CAPITAL ADVISORS, LLC 0.04% of their portfolio MADISON, NJ 35,85235.9k $463.2k $463.2k 0.04% Reduced -1.8k -1,800
47 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 35,65535.7k $460.7k $460.7k 0.00% Added +5.9k +5,940
48 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 35,37935.4k $457.1k $457.1k 0.02% Added +574 +574
49 CHOREO, LLC 0.01% of their portfolio ROCKFORD, IL 32,79332.8k $423.7k $423.7k 0.01% New
50 Gridiron Partners, LLC 0.27% of their portfolio Wexford, PA 32,45232.5k $419.3k $419.3k 0.27% Reduced -22.2k -22,179
51 GILL CAPITAL PARTNERS, LLC 0.16% of their portfolio DENVER, CO 31,16731.2k $390.8k $390.8k 0.16% Added +530 +530
52 CSS LLC/IL 0.03% of their portfolio CHICAGO, IL 31,03331.0k $400.9k $400.9k 0.03% Added +277 +277
53 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 29,82029.8k $385.0k $385.0k 0.01% Added +6.3k +6,291
54 Advisors Asset Management, Inc. 0.01% of their portfolio Monument, CO 27,38627.4k $353.8k $353.8k 0.01% New
55 Castle Rock Wealth Management, LLC 0.09% of their portfolio WALNUT CREEK, CA 26,82726.8k $339.4k $339.4k 0.09% Added +918 +918
56 Tennessee Valley Asset Management Partners 0.08% of their portfolio KNOXVILLE, TN 25,89425.9k $334.6k $334.6k 0.08% Reduced -25.2k -25,244
57 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 24,39224.4k $315.1k $315.1k 0.00% Added +639 +639
58 GRIFFIN ASSET MANAGEMENT, INC. 0.04% of their portfolio New York, NY 23,66623.7k $305.8k $305.8k 0.04% Reduced -290 -290
59 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 23,32123.3k $301.3k $301.3k 0.00% Reduced -828 -828
60 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 23,00123.0k $297.2k $297.2k 0.00% Reduced -5.6k -5,551
61 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 20,67420.7k $267.1k $267.1k 0.01% Reduced -887 -887
62 Calamos Advisors LLC 0.00% of their portfolio NAPERVILLE, IL 18,36218.4k $237.2k $237.2k 0.00% New
63 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 18,00718.0k $233.0k $233.0k 0.00% Reduced -4.9k -4,875
64 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 17,12117.1k $221.2k $221.2k 0.00% New
65 Second Line Capital, LLC 0.07% of their portfolio METAIRIE, LA 16,80016.8k $217.1k $217.1k 0.07% Added +1.2k +1,202
66 HORIZON KINETICS ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 16,15816.2k $208.8k $208.8k 0.00% Unchanged
67 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 15,98016.0k $206.5k $206.5k 0.00% New
68 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 15,72815.7k $203.2k $203.2k 0.00% Reduced -947 -947
69 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 15,53315.5k $200.7k $200.7k 0.00% New
70 DRW Securities, LLC 0.01% of their portfolio CHICAGO, IL 15,50015.5k $200.3k $200.3k 0.01% New
71 MELFA WEALTH MANAGEMENT, INC. 0.14% of their portfolio WESTBOROUGH, MA 15,36015.4k $198.4k $198.4k 0.14% Added +73 +73
72 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 15,00315.0k $193.8k $193.8k 0.00% Added +3 +3
73 Focus Financial Network, Inc. 0.01% of their portfolio MINNEAPOLIS, MN 14,68214.7k $183.4k $183.4k 0.01% First filing
74 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 13,08613.1k $169.1k $169.1k 0.00% Added +3.0k +3,025
75 WESPAC Advisors, LLC 0.10% of their portfolio ORINDA, CA 12,85812.9k $166.1k $166.1k 0.10% Reduced -206 -206
76 Compound Planning, Inc. 0.02% of their portfolio NEW YORK, NY 12,63812.6k $163.3k $163.3k 0.02% Added +194 +194
77 Capital Investment Advisors, LLC 0.00% of their portfolio ATLANTA, GA 12,63112.6k $163.2k $163.2k 0.00% Reduced -340 -340
78 Capital Wealth Alliance, LLC 0.09% of their portfolio Scottsdale, AZ 12,09112.1k $156.2k $156.2k 0.09% New
79 SeaCrest Wealth Management, LLC 0.02% of their portfolio PURCHASE, NY 11,87311.9k $153.4k $153.4k 0.02% New
80 ASHFORD CAPITAL MANAGEMENT INC 0.02% of their portfolio WILMINGTON, DE 10,40010.4k $134.4k $134.4k 0.02% Reduced -5.4k -5,373
81 Aviance Capital Partners, LLC 0.02% of their portfolio NAPLES, FL 10,40010.4k $134.4k $134.4k 0.02% Added +170 +170
82 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 7,3797.4k $95.1k $95.1k 0.00% Added +1.2k +1,163
83 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 6,8676.9k $88.7k $88.7k 0.00% Unchanged
84 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.02% of their portfolio BLUE BELL, PA 5,5935.6k $72.3k $72.3k 0.02% New
85 BALDWIN WEALTH PARTNERS LLC/MA 0.00% of their portfolio Marion, MA 5,0005.0k $64.6k $64.6k 0.00% Unchanged
86 BROADWATER CAPITAL MANAGEMENT LLC 0.04% of their portfolio BOSTON, MA 4,3004.3k $55.6k $55.6k 0.04% Unchanged
87 COMERICA BANK 0.00% of their portfolio DALLAS, TX 4,0584.1k $52.4k $52.4k 0.00% Added +268 +268
88 Register Financial Advisors LLC 0.02% of their portfolio ATLANTA, GA 3,7003.7k $47.8k $47.8k 0.02% New
89 GPS Wealth Strategies Group, LLC 0.01% of their portfolio CENTENNIAL, CO 2,8932.9k $37.4k $37.4k 0.01% Unchanged
90 Ameliora Wealth Management Ltd. 0.01% of their portfolio ZURICH, V8 2,3802.4k $30.8k $30.8k 0.01% Reduced -2.5k -2,500
91 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,7121.7k $22.1k $22.1k 0.00% Unchanged
92 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 1,6751.7k $22.0k $22.0k 0.00% Added +421 +421
93 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 1,5771.6k $19.9k $19.9k 0.00% Reduced -1.6k -1,637
94 Iron Horse Wealth Management, LLC 0.01% of their portfolio JOHSTON, IA 1,1351.1k $14.7k $14.7k 0.01% Unchanged
95 Caldwell Trust Co 0.00% of their portfolio Venice, FL 976976 $12.6k $12.6k 0.00% Unchanged
96 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 779779 $10.1k $10.1k 0.00% Added +6 +6
97 Plante Moran Financial Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 552552 $7.1k $7.1k 0.00% New
98 CWM, LLC 0.00% of their portfolio OMAHA, NE 429429 $6.0k $6.0k 0.00% Reduced -103 -103
99 Creekmur Asset Management LLC 0.00% of their portfolio MORTON, IL 330330 $4.3k $4.3k 0.00% Unchanged
100 VALLEY NATIONAL ADVISERS INC 0.00% of their portfolio BETHLEHEM, PA 316316 $4.0k $4.0k 0.00% Unchanged