BROOKFIELD REAL ASSETS INCOM RA
SHS BEN INT · Closed-End Fund · CUSIP 112830104
87
institutional holders
-8 vs Q1 2023
6.2m
shares reported held*
$103.9mreported value*
8 new
27 added
30 reduced
16 sold out
net sold ≈ $6.7m (-395.8k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $16.76.
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 89 |
| Q4 2022 | 93 |
| Q1 2023 | 95 |
| Q2 2023 | 87 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 51 | 35 |
| Q1 2023 | 51 | 33 |
| Q2 2023 | 35 | 46 |
Biggest buyers
| Cetera Advisor Networks LLC | Added | +102.2k |
| B. Riley Wealth Advisors, Inc. | Added | +63.9k |
| MORGAN STANLEY | Added | +37.9k |
| JPMORGAN CHASE & CO | New | +18.1k |
| Meridian Financial Partners LLC | New | +15.1k |
| CHURCHILL MANAGEMENT Corp | New | +14.8k |
| GRIFFIN ASSET MANAGEMENT, INC. | Added | +8.0k |
| RAYMOND JAMES & ASSOCIATES | Added | +6.9k |
| AMERIPRISE FINANCIAL INC | Added | +6.7k |
| STIFEL FINANCIAL CORP | Added | +5.6k |
Biggest sellers
| Raymond James Financial Services Advisors, Inc. | Reduced | -223.7k |
| BANK OF AMERICA CORP /DE/ | Reduced | -128.5k |
| JANE STREET GROUP, LLC | Sold out | -59.4k |
| COMMONWEALTH EQUITY SERVICES, LLC | Reduced | -40.2k |
| HRT FINANCIAL LP | Sold out | -38.7k |
| UBS Group AG | Reduced | -32.6k |
| CENTAURUS FINANCIAL, INC. | Reduced | -31.1k |
| WELLS FARGO & COMPANY/MN | Reduced | -18.4k |
| MILLENNIUM MANAGEMENT LLC | Sold out | -16.6k |
| Advisor Resource Council | Sold out | -15.7k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| MORGAN STANLEY 13G · institution +1.6 pts · filed 2026-05-11 | 6.0% |
| SIT INVESTMENT ASSOCIATES INC 13G · institution new · filed 2026-04-06 | 5.2% |
Insider purchases and sales in Q2 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
BuyingSelling
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q3 2021 | 0 | — | 0 | — | — |
| Q4 2021 | 0 | — | 0 | — | — |
| Q1 2022 | 0 | — | 0 | — | — |
| Q2 2022 | 0 | — | 0 | — | — |
| Q3 2022 | 0 | — | 0 | — | — |
| Q4 2022 | 0 | — | 0 | — | — |
| Q1 2023 | 1 | $25.6k | 0 | — | — |
| Q2 2023 | 0 | — | 0 | — | — |
None reported in Q2 2023.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.00% of their portfolio | 1.9m $32.3m | Added +37.9k |
| Cetera Advisor Networks LLC 0.13% of their portfolio | 1.1m $19.0m | Added +102.2k |
| CENTAURUS FINANCIAL, INC. 0.38% of their portfolio | 261.3k $4.4m | Reduced -31.1k |
| Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio | 244.1k $4.1m | Reduced -223.7k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio | 202.5k $3.4m | Reduced -40.2k |
| LPL Financial LLC 0.00% of their portfolio | 181.9k $3.0m | Added +1.2k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 149.6k $2.5m | Added +5.6k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 146.0k $2.4m | Added +6.9k |
| B. Riley Wealth Advisors, Inc. 0.05% of their portfolio | 138.2k $2.3m | Added +63.9k |
| Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio | 100.9k $1.7m | Added +298 |
| Brookfield Corp /ON/ 0.01% of their portfolio | 100.6k $1.7m | Unchanged |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 99.8k $1.7m | Reduced -5.1k |
| UBS Group AG 0.00% of their portfolio | 94.9k $1.6m | Reduced -32.6k |
| WESPAC Advisors, LLC 1.27% of their portfolio | 94.3k $1.6m | Reduced -2.3k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 90.6k $1.5m | Reduced -7.4k |
| McGowan Group Asset Management, Inc. 0.22% of their portfolio | 84.3k $1.4m | Reduced -2.9k |
| Aviance Capital Partners, LLC 0.26% of their portfolio | 73.9k $1.2m | Reduced -1.0k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 66.4k $1.1m | Reduced -128.5k |
| Triad Investment Management 1.47% of their portfolio | 63.2k $1.1m | Added +4.9k |
| Baird Financial Group, Inc. 0.00% of their portfolio | 62.9k $1.1m | Reduced -7.7k |
| E&G Advisors, LLC 0.31% of their portfolio | 52.4k $878.0k | Reduced -100 |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 51.8k $867.4k | Added +6.7k |
| DAVENPORT & Co LLC 0.01% of their portfolio | 47.9k $803.1k | Added +135 |
| Sigma Planning Corp 0.03% of their portfolio | 44.1k $739.5k | Reduced -573 |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 43.4k $727.9k | Reduced -18.4k |
| Steward Partners Investment Advisory, LLC 0.01% of their portfolio | 40.9k $686.0k | Reduced -3.1k |
| Atria Wealth Solutions, Inc. 0.01% of their portfolio | 37.1k $622.3k | Added +2.7k |
| GILL CAPITAL PARTNERS, LLC 0.25% of their portfolio | 35.8k $599.6k | Reduced -2.3k |
| NewEdge Advisors, LLC 0.01% of their portfolio | 34.8k $583.8k | Added +339 |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 27.6k $462.0k | Added +483 |
| HighTower Advisors, LLC 0.00% of their portfolio | 26.1k $436.0k | Reduced -1.2k |
| WEDBUSH SECURITIES INC 0.02% of their portfolio | 25.9k $434.0k | Reduced -2.8k |
| ASHFORD CAPITAL MANAGEMENT INC 0.06% of their portfolio | 25.8k $432.0k | Reduced -1.0k |
| Castle Rock Wealth Management, LLC 0.14% of their portfolio | 24.3k $411.4k | Added +652 |
| GRIFFIN ASSET MANAGEMENT, INC. 0.05% of their portfolio | 23.9k $401.1k | Added +8.0k |
| U.S. Capital Wealth Advisors, LLC 0.02% of their portfolio | 21.6k $362.3k | Reduced -678 |
| Tennessee Valley Asset Management Partners 0.11% of their portfolio | 21.3k $357.4k | Added +5.3k |
| Stratos Wealth Partners, LTD. 0.01% of their portfolio | 21.1k $354.3k | Reduced -552 |
| Beacon Pointe Advisors, LLC 0.01% of their portfolio | 20.9k $351.1k | Added +208 |
| HORIZON KINETICS ASSET MANAGEMENT LLC 0.01% of their portfolio | 18.8k $315.3k | Unchanged |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 18.1k $303.7k | New |
| CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio | 18.1k $302.5k | Reduced -11 |
| Meridian Financial Partners LLC 0.15% of their portfolio | 15.1k $253.0k | New |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 15.0k $251.0k | Added +215 |
| CHURCHILL MANAGEMENT Corp 0.00% of their portfolio | 14.8k $247.5k | New |
| Capital Investment Advisors, LLC 0.01% of their portfolio | 14.7k $245.7k | Reduced -2 |
| Focus Financial Network, Inc. 0.01% of their portfolio | 14.5k $243.4k | Added +2.2k |
| Compound Planning, Inc. 0.10% of their portfolio | 13.1k $219.4k | Unchanged |
| FIRETHORN WEALTH PARTNERS, LLC 0.16% of their portfolio | 13.0k $218.5k | Reduced -3.3k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 12.8k $215.0k | Reduced -8.7k |
| &PARTNERS 0.09% of their portfolio | 11.7k $196.0k | Reduced -724 |
| Uncommon Cents Investing LLC 0.06% of their portfolio | 10.3k $172.7k | Added +55 |
| Rockefeller Capital Management L.P. 0.00% of their portfolio | 8.4k $141.5k | First filing |
| Spire Wealth Management 0.00% of their portfolio | 6.9k $115.1k | Reduced -1 |
| TD Waterhouse Canada Inc. 0.00% of their portfolio | 6.2k $103.7k | Added +21 |
| IFP Advisors, Inc 0.00% of their portfolio | 5.7k $113.5k | Added +2.9k |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 5.2k $87.9k | Added +5.0k |
| BALDWIN WEALTH PARTNERS LLC/MA 0.01% of their portfolio | 5.0k $83.8k | Unchanged |
| BerganKDV Wealth Management, LLC 0.01% of their portfolio | 5.0k $83.8k | Unchanged |
| Ameliora Wealth Management Ltd. 0.05% of their portfolio | 4.9k $81.8k | Unchanged |
| Safeguard Financial, LLC 0.04% of their portfolio | 4.7k $78.0k | New |
| NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio | 3.4k $56.7k | Unchanged |
| GPS Wealth Strategies Group, LLC 0.01% of their portfolio | 2.9k $48.5k | Added +701 |
| Caldwell Trust Co 0.00% of their portfolio | 1.3k $22.2k | Added +350 |
| CWM, LLC 0.00% of their portfolio | 1.2k $20.0k | Added +14 |
| Iron Horse Wealth Management, LLC 0.01% of their portfolio | 1.1k $19.0k | Added +585 |
| BDO Wealth Advisors, LLC 0.00% of their portfolio | 1.0k $16.9k | Unchanged |
| AdvisorNet Financial, Inc 0.00% of their portfolio | 642 $10.8k | Unchanged |
| HUNTINGTON NATIONAL BANK 0.00% of their portfolio | 400 $6.7k | Unchanged |
| VALLEY NATIONAL ADVISERS INC 0.00% of their portfolio | 316 $6.0k | Unchanged |
| Ridgewood Investments LLC 0.00% of their portfolio | 300 $5.0k | Unchanged |
| HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio | 277 $4.6k | Unchanged |
| Highlander Capital Management, LLC 0.00% of their portfolio | 254 $4.0k | Unchanged |
| Global Wealth Management Investment Advisory, Inc. 0.00% of their portfolio | 235 $3.9k | New |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 200 $3.4k | Unchanged |
| PSI Advisors, LLC 0.00% of their portfolio | 150 $2.5k | Unchanged |
| Gradient Investments LLC 0.00% of their portfolio | 131 $2.2k | Unchanged |
| Ancora Advisors LLC 0.00% of their portfolio | 126 $2.1k | Unchanged |
| Blue Trust, Inc. 0.00% of their portfolio | 109 $2.0k | New |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 104 $1.7k | New |
| Avion Wealth 0.00% of their portfolio | 25 $0 | Unchanged |
| CENTRAL TRUST Co 0.00% of their portfolio | 11 $180 | Reduced -792 |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 9 $151 | Reduced -3.6k |
| FMR LLC 0.00% of their portfolio | 3 $50 | New |
| First Personal Financial Services 0.00% of their portfolio | 1 $10 | Reduced -10 |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |
| Endurance Wealth Management, Inc. 0.00% of their portfolio | 0 $0 | Unchanged |