Vault-13

BROOKFIELD INFRASTRUCTURE CO

COM SB VTG SHS A · Common Stock · CUSIP 11275Q107

318 institutional holders +8 vs Q3 2022
75,431,78175.4m shares reported held*
$2.8bnreported value*
37 new 107 added 101 reduced 32 sold out net bought ≈ $84.5m (+4.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($10.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $37.57. Options: 5 managers hold calls ($542.4k notional), 3 hold puts ($575.7k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 310Q4 22: 318318Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022310
Q4 2022318

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ3 22 calls: $1.0mQ3 22 puts: $4.4mQ3 22P/C 4.30Q4 22 calls: $542.4kQ4 22 puts: $575.7kQ4 22P/C 1.06
Numbers
QuarterCallsPutsP/C
Q3 2022$1.0m$4.4m4.30
Q4 2022$542.4k$575.7k1.06

Biggest buyers

Arete Wealth Advisors, LLC New +2,350,537+2.4m
Capital Research Global Investors Added +984,804+984.8k
Copeland Capital Management, LLC New +835,116+835.1k
LORD, ABBETT & CO. LLC New +267,600+267.6k
GUARDIAN CAPITAL LP Added +206,295+206.3k
FMR LLC Added +185,080+185.1k
AMERICAN CENTURY COMPANIES INC Added +168,228+168.2k
CIBC Asset Management Inc Added +125,667+125.7k
BROWN ADVISORY INC Added +117,604+117.6k
BAMCO INC /NY/ New +109,809+109.8k

Biggest sellers

BlackRock Inc. Reduced -368,594-368.6k
Connor, Clark & Lunn Investment Management Ltd. Reduced -323,793-323.8k
MORGAN STANLEY Reduced -243,199-243.2k
CAPITAL ADVISORS INC/OK Sold out -243,155-243.2k
PANAGORA ASSET MANAGEMENT INC Reduced -91,790-91.8k
GOLDMAN SACHS GROUP INC Reduced -90,030-90.0k
INTACT INVESTMENT MANAGEMENT INC. Sold out -75,765-75.8k
PRINCIPAL FINANCIAL GROUP INC Reduced -60,173-60.2k
VOLORIDGE INVESTMENT MANAGEMENT, LLC Reduced -54,676-54.7k
Quaero Capital S.A. Sold out -48,900-48.9k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $377.3k9.7k shares
CITADEL ADVISORS LLC Reduced $134.2k3.5k shares
SIMPLEX TRADING, LLC Reduced $27.0k700 shares
PEAK6 Investments LLC Unchanged $3.9k100 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

PEAK6 Investments LLC Added $431.8k11.1k shares
CITADEL ADVISORS LLC New $143.9k3.7k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Brookfield Corp /ON/ 1.92% of their portfolio TORONTO, A6 13,012,78913.0m $506.2m $506.2m 1.92% Unchanged
2 FMR LLC 0.03% of their portfolio BOSTON, MA 8,289,7558.3m $322.5m $322.5m 0.03% Added +185.1k +185,080
3 BlackRock Inc. 0.01% of their portfolio New York, NY 5,345,4695.3m $207.9m $207.9m 0.01% Reduced -368.6k -368,594
4 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 4,023,9444.0m $156.5m $156.5m 0.00% Added +17.7k +17,695
5 ROYAL BANK OF CANADA 0.03% of their portfolio TORONTO, A6 2,785,3692.8m $108.3m $108.3m 0.03% Reduced -28.7k -28,690
6 CONFLUENCE INVESTMENT MANAGEMENT LLC 1.50% of their portfolio ST. LOUIS, MO 2,589,7012.6m $100.7m $100.7m 1.50% Reduced -14.2k -14,180
7 Arete Wealth Advisors, LLC 1.43% of their portfolio CHICAGO, IL 2,350,5372.4m $16.4m $16.4m 1.43% New
8 Capital Research Global Investors 0.02% of their portfolio Los Angeles, CA 2,041,0182.0m $79.4m $79.4m 0.02% Added +984.8k +984,804
9 PRINCIPAL FINANCIAL GROUP INC 0.05% of their portfolio DES MOINES, IA 1,709,1741.7m $66.5m $66.5m 0.05% Reduced -60.2k -60,173
10 BROWN ADVISORY INC 0.12% of their portfolio BALTIMORE, MD 1,685,4961.7m $65.6m $65.6m 0.12% Added +117.6k +117,604
11 CANADA PENSION PLAN INVESTMENT BOARD 0.12% of their portfolio TORONTO ONTARIO, A6 1,681,9601.7m $65.4m $65.4m 0.12% Added +18.2k +18,200
12 Caisse de depot et placement du Quebec 0.19% of their portfolio Montreal, A8 1,590,3001.6m $61.8m $61.8m 0.19% Unchanged
13 BANK OF MONTREAL /CAN/ 0.03% of their portfolio TORONTO, A6 1,507,9161.5m $65.8m $65.8m 0.03% Added +80.9k +80,890
14 CIBC Private Wealth Group LLC 0.03% of their portfolio ATLANTA, GA 1,479,5501.5m $9.7m $9.7m 0.03% Added +54.2k +54,190
15 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 1,432,0361.4m $55.7m $55.7m 0.00% Reduced -9.5k -9,483
16 GW&K Investment Management, LLC 0.55% of their portfolio BOSTON, MA 1,388,5071.4m $54.0m $54.0m 0.55% Reduced -4.1k -4,084
17 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,357,9631.4m $52.8m $52.8m 0.01% Reduced -2.4k -2,421
18 NORGES BANK 0.01% of their portfolio OSLO, Q8 1,116,1491.1m $43.4m $43.4m 0.01% Added +30.9k +30,889
19 NATIONAL BANK OF CANADA /FI/ 0.11% of their portfolio MONTREAL, A8 1,077,7081.1m $41.9m $41.9m 0.11% Reduced -25.6k -25,560
20 TD Waterhouse Canada Inc. 0.59% of their portfolio TORONTO, A6 1,014,9441.0m $53.6m $53.6m 0.59% Added +24.2k +24,181
21 AMERICAN CENTURY COMPANIES INC 0.03% of their portfolio KANSAS CITY, MO 935,719935.7k $36.4m $36.4m 0.03% Added +168.2k +168,228
22 NEUBERGER BERMAN GROUP LLC 0.04% of their portfolio NEW YORK, NY 929,719929.7k $36.1m $36.1m 0.04% Added +3.8k +3,796
23 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 867,426867.4k $33.7m $33.7m 0.00% Added +33.3k +33,330
24 Copeland Capital Management, LLC 0.86% of their portfolio Conshohocken, PA 835,116835.1k $32.5m $32.5m 0.86% New
25 SCOTIA CAPITAL INC. 0.24% of their portfolio TORONTO, A6 798,585798.6k $31.1m $31.1m 0.24% Added +82.2k +82,152
26 NORTHERN TRUST CORP 0.01% of their portfolio CHICAGO, IL 713,711713.7k $27.8m $27.8m 0.01% Added +23.1k +23,067
27 Nuveen Asset Management, LLC 0.01% of their portfolio CHICAGO, IL 627,800627.8k $24.4m $24.4m 0.01% Added +35.5k +35,477
28 TD Asset Management Inc 0.03% of their portfolio Toronto, A6 535,211535.2k $20.8m $20.8m 0.03% Added +8.5k +8,498
29 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 511,152511.2k $19.9m $19.9m 0.01% Reduced -90.0k -90,030
30 Connor, Clark & Lunn Investment Management Ltd. 0.11% of their portfolio VANCOUVER, A1 505,447505.4k $19.7m $19.7m 0.11% Reduced -323.8k -323,793
31 CIBC WORLD MARKET INC. 0.08% of their portfolio TORONTO, A6 504,720504.7k $19.6m $19.6m 0.08% Added +24.9k +24,940
32 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 502,026502.0k $19.5m $19.5m 0.01% Reduced -38.1k -38,134
33 GUARDIAN CAPITAL LP 0.59% of their portfolio TORONTO, A6 463,508463.5k $18.0m $18.0m 0.59% Added +206.3k +206,295
34 Fenimore Asset Management Inc 0.37% of their portfolio Cobleskill, NY 357,730357.7k $13.9m $13.9m 0.37% Reduced -1.5k -1,544
35 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 343,733343.7k $13.4m $13.4m 0.00% Reduced -243.2k -243,199
36 EVERGREEN CAPITAL MANAGEMENT LLC 0.57% of their portfolio Bellevue, WA 312,961313.0k $12.2m $12.2m 0.57% Added +1.3k +1,326
37 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 307,702307.7k $12.0m $12.0m 0.00% Reduced -17.9k -17,861
38 J.P. Morgan Private Wealth Advisors LLC 0.03% of their portfolio SAN FRANCISCO, CA 304,060304.1k $11.8m $11.8m 0.03% Added +29.5k +29,526
39 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 269,521269.5k $10.5m $10.5m 0.00% Reduced -34.6k -34,607
40 LORD, ABBETT & CO. LLC 0.02% of their portfolio JERSEY CITY, NJ 267,600267.6k $10.4m $10.4m 0.02% New
41 Legal & General Group Plc 0.00% of their portfolio London, X0 260,728260.7k $10.1m $10.1m 0.00% Reduced -1.0k -1,032
42 Swiss National Bank 0.01% of their portfolio ZURICH, V8 241,177241.2k $9.4m $9.4m 0.01% Added +3.8k +3,800
43 LAKE STREET ADVISORS GROUP, LLC 0.61% of their portfolio PORTSMOUTH, NH 237,984238.0k $9.3m $9.3m 0.61% Added +11.1k +11,118
44 TORONTO DOMINION BANK 0.01% of their portfolio TORONTO, ONTARIO, A6 233,965234.0k $9.1m $9.1m 0.01% Reduced -727 -727
45 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 220,345220.3k $8.6m $8.6m 0.00% Added +4.3k +4,273
46 CIBC Asset Management Inc 0.04% of their portfolio TORONTO, Z4 217,918217.9k $8.5m $8.5m 0.04% Added +125.7k +125,667
47 MACKENZIE FINANCIAL CORP 0.01% of their portfolio TORONTO ONTARIO, A6 167,020167.0k $6.5m $6.5m 0.01% Reduced -27.1k -27,068
48 FIRST MANHATTAN CO. LLC. 0.02% of their portfolio NEW YORK, NY 160,266160.3k $6.2m $6.2m 0.02% Reduced -3.7k -3,731
49 Federation des caisses Desjardins du Quebec 0.07% of their portfolio LEVIS, A8 160,053160.1k $6.2m $6.2m 0.07% Reduced -10.8k -10,774
50 COLONY GROUP LLC 0.09% of their portfolio Boston, MA 158,482158.5k $6.2m $6.2m 0.09% Added +6.6k +6,609
51 Russell Investments Group, Ltd. 0.01% of their portfolio Seattle, WA 145,639145.6k $5.7m $5.7m 0.01% Added +82.1k +82,103
52 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 142,860142.9k $5.6m $5.6m 0.00% Added +55.7k +55,668
53 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 138,212138.2k $5.4m $5.4m 0.00% Added +35.8k +35,767
54 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 126,752126.8k $4.9m $4.9m 0.00% Reduced -589 -589
55 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 126,214126.2k $4.9m $4.9m 0.00% Added +8.5k +8,457
56 RHUMBLINE ADVISERS 0.01% of their portfolio BOSTON, MA 123,900123.9k $4.8m $4.8m 0.01% Added +2.7k +2,671
57 GREAT LAKES ADVISORS, LLC 0.26% of their portfolio CHICAGO, IL 114,700114.7k $4.5m $4.5m 0.26% Reduced -3.5k -3,473
58 BAMCO INC /NY/ 0.01% of their portfolio NEW YORK, NY 109,809109.8k $4.3m $4.3m 0.01% New
59 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 107,780107.8k $4.2m $4.2m 0.00% Added +6.8k +6,794
60 Paragon Capital Management Ltd 1.08% of their portfolio DENVER, CO 103,834103.8k $4.0m $4.0m 1.08% Reduced -5.3k -5,266
61 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 102,474102.5k $4.0m $4.0m 0.00% Added +5.2k +5,212
62 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 102,450102.5k $4.0m $4.0m 0.01% Added +54.8k +54,750
63 Fiera Capital Corp 0.01% of their portfolio MONTREAL, A8 97,98298.0k $3.8m $3.8m 0.01% Reduced -17.8k -17,802
64 Clearstead Advisors, LLC 0.28% of their portfolio CLEVELAND, OH 92,12992.1k $3.6m $3.6m 0.28% Added +1.1k +1,075
65 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 79,29679.3k $3.1m $3.1m 0.01% Reduced -7.9k -7,939
66 Chicago Partners Investment Group LLC 0.20% of their portfolio CHICAGO, IL 75,82075.8k $3.3m $3.3m 0.20% Added +5.6k +5,568
67 Allspring Global Investments Holdings, LLC 0.00% of their portfolio CHARLOTTE, NC 74,01674.0k $2.9m $2.9m 0.00% Added +64.4k +64,430
68 State of Tennessee, Department of Treasury 0.01% of their portfolio NASHVILLE, TN 72,57872.6k $2.8m $2.8m 0.01% Added +7.0k +6,971
69 Baskin Financial Services Inc. 0.32% of their portfolio TORONTO, A6 71,84271.8k $2.8m $2.8m 0.32% Added +6.3k +6,272
70 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 70,10070.1k $2.7m $2.7m 0.00% Reduced -885 -885
71 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 68,22668.2k $2.7m $2.7m 0.00% Added +4.5k +4,486
72 State of New Jersey Common Pension Fund D 0.01% of their portfolio TRENTON, NJ 64,74064.7k $2.5m $2.5m 0.01% Added +5.0k +4,976
73 CANADA LIFE ASSURANCE Co 0.01% of their portfolio WINNIPEG, A2 64,47364.5k $2.5m $2.5m 0.01% Reduced -5.6k -5,644
74 Avalon Investment & Advisory 0.07% of their portfolio HOUSTON, TX 64,04264.0k $2.5m $2.5m 0.07% Reduced -2.5k -2,471
75 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 59,43959.4k $2.3m $2.3m 0.01% Reduced -7.6k -7,563
76 Ipswich Investment Management Co., Inc. 0.61% of their portfolio BEVERLY, MA 54,61654.6k $2.1m $2.1m 0.61% Added +1.0k +1,030
77 Lee Financial Co 0.36% of their portfolio Dallas, TX 54,07954.1k $2.1m $2.1m 0.36% Added +590 +590
78 PICTET ASSET MANAGEMENT SA 0.00% of their portfolio GENEVA 73, V8 53,37153.4k $2.1m $2.1m 0.00% Reduced -12.5k -12,544
79 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 52,67052.7k $2.0m $2.0m 0.00% First filing
80 MetLife Investment Management, LLC 0.02% of their portfolio Whippany, NJ 51,14951.1k $2.0m $2.0m 0.02% Reduced -935 -935
81 LOS ANGELES CAPITAL MANAGEMENT LLC 0.01% of their portfolio LOS ANGELES, CA 51,05851.1k $2.0m $2.0m 0.01% Added +24.5k +24,532
82 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 49,70949.7k $1.9m $1.9m 0.00% Reduced -16 -16
83 MARTINGALE ASSET MANAGEMENT L P 0.04% of their portfolio BOSTON, MA 48,23648.2k $1.9m $1.9m 0.04% Added +1 +1
84 AMERICAN INTERNATIONAL GROUP, INC. 0.01% of their portfolio New York, NY 46,33346.3k $1.8m $1.8m 0.01% Reduced -169 -169
85 HARBOR ADVISORY CORP /MA/ 0.71% of their portfolio PORTSMOUTH, NH 44,84344.8k $1.7m $1.7m 0.71% Added +6.2k +6,218
86 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 42,91242.9k $1.7m $1.7m 0.00% Reduced -31.5k -31,536
87 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 42,50642.5k $1.7m $1.7m 0.00% Added +1.1k +1,131
88 OCCUDO QUANTITATIVE STRATEGIES LP 0.19% of their portfolio FORT LAUDERDALE, FL 42,12142.1k $1.6m $1.6m 0.19% Reduced -812 -812
89 KARPAS STRATEGIES, LLC 0.57% of their portfolio LITCHFIELD, CT 41,97442.0k $1.6m $1.6m 0.57% Unchanged
90 Lantz Financial LLC 0.71% of their portfolio NAPERVILLE, IL 40,20740.2k $1.6m $1.6m 0.71% Added +20 +20
91 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 39,63539.6k $1.5m $1.5m 0.00% Added +560 +560
92 DAVIS-REA LTD. 1.07% of their portfolio TORONTO, A6 39,34039.3k $1.7m $1.7m 1.07% Reduced -2.5k -2,537
93 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 39,27039.3k $1.5m $1.5m 0.00% Added +19.6k +19,626
94 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 39,10339.1k $1.5m $1.5m 0.00% Added +418 +418
95 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 38,98539.0k $1.5m $1.5m 0.02% Reduced -198 -198
96 BRASADA CAPITAL MANAGEMENT, LP 0.35% of their portfolio HOUSTON, TX 38,88638.9k $1.5m $1.5m 0.35% Reduced -11.1k -11,079
97 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 38,26938.3k $1.5m $1.5m 0.00% Reduced -1.8k -1,773
98 PANAGORA ASSET MANAGEMENT INC 0.01% of their portfolio BOSTON, MA 38,01038.0k $1.5m $1.5m 0.01% Reduced -91.8k -91,790
99 Laurel Wealth Advisors, Inc. 0.15% of their portfolio SOLANA BEACH, CA 37,88037.9k $1.5m $1.5m 0.15% Added +31.9k +31,850
100 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 37,47137.5k $1.5m $1.5m 0.00% Added +5.4k +5,405