Vault-13

BROOKFIELD CORP BN

CL A LTD VT SH · Common Stock · CUSIP 11271J107 · ISIN CA11271J1075

Asset management company based in Canada

617 institutional holders -15 vs Q4 2022
966,563,967966.6m shares reported held*
$31.5bnreported value*
65 new 225 added 192 reduced 72 sold out net bought ≈ $1.4bn (+50.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($430.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $32.66. Options: 14 managers hold calls ($44.5m notional), 12 hold puts ($85.8m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 3Q4 22: 632Q1 23: 617617Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 20223
Q4 2022632
Q1 2023617

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ4 22: 595 bought or addedQ4 22: 2 cut or sold outQ4 22Q1 23: 290 bought or addedQ1 23: 264 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225952
Q1 2023290264

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$25m$50m$75m$100mQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $18.9mQ4 22 puts: $32.1mQ4 22P/C 1.70Q1 23 calls: $44.5mQ1 23 puts: $85.8mQ1 23P/C 1.93
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$18.9m$32.1m1.70
Q1 2023$44.5m$85.8m1.93

Biggest buyers

BANK OF MONTREAL /CAN/ Added +36,162,947+36.2m
TORONTO DOMINION BANK Added +9,257,580+9.3m
FIL Ltd Added +4,567,237+4.6m
ROYAL BANK OF CANADA Added +4,048,368+4.0m
NATIONAL BANK OF CANADA /FI/ New +3,491,076+3.5m
Scharf Investments, LLC Added +3,337,648+3.3m
CI INVESTMENTS INC. New +3,048,307+3.0m
CIBC Private Wealth Group LLC Added +2,730,470+2.7m
PRINCIPAL FINANCIAL GROUP INC Added +2,246,576+2.2m
INTACT INVESTMENT MANAGEMENT INC. New +2,082,730+2.1m

Biggest sellers

Capital International Investors Sold out -10,019,675-10.0m
VIKING GLOBAL INVESTORS LP Sold out -7,262,078-7.3m
APG Asset Management N.V. Reduced -2,698,850-2.7m
FRANKLIN RESOURCES INC Reduced -2,469,117-2.5m
Select Equity Group, L.P. Sold out -2,185,328-2.2m
WESTFIELD CAPITAL MANAGEMENT CO LP Sold out -1,905,849-1.9m
VANGUARD GROUP INC Reduced -1,655,860-1.7m
MILLENNIUM MANAGEMENT LLC Reduced -1,533,629-1.5m
FMR LLC Reduced -1,357,690-1.4m
TD Asset Management Inc Reduced -1,218,132-1.2m

Biggest calls

ROYAL BANK OF CANADA Added $16.7m513.3k shares
Waratah Capital Advisors Ltd. New $9.2m283.2k shares
CITADEL ADVISORS LLC Added $6.2m189.5k shares
SIMPLEX TRADING, LLC New $3.9m121.1k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $2.3m71.0k shares
Walleye Trading LLC Added $2.0m61.4k shares
SIG North Trading, ULC Reduced $1.6m47.7k shares
CIBC WORLD MARKET INC. Unchanged $1.5m47.5k shares
WOLVERINE TRADING, LLC New $538.0k17.0k shares
TUDOR INVESTMENT CORP ET AL New $313.0k9.6k shares

Biggest puts

Centiva Capital, LP New $48.9m1.5m shares
NOMURA HOLDINGS INC Added $10.8m331.3k shares
SIG North Trading, ULC Added $7.7m234.8k shares
CITADEL ADVISORS LLC Added $6.6m202.1k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $6.0m183.4k shares
D. E. Shaw & Co., Inc. Reduced $3.4m105.8k shares
SIMPLEX TRADING, LLC New $1.2m56.0k shares
WOLVERINE TRADING, LLC New $797.0k25.2k shares
ROYAL BANK OF CANADA Reduced $196.0k6.0k shares
Walleye Trading LLC Reduced $162.9k5.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q1 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2023.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Brookfield Corp /ON/ 17.08% of their portfolio TORONTO, A6 133,723,524133.7m $4.4bn $4.4bn 17.08% Added +1.8m +1,835,778
2 ROYAL BANK OF CANADA 1.00% of their portfolio TORONTO, A6 102,787,277102.8m $3.3bn $3.3bn 1.00% Added +4.0m +4,048,368
3 BANK OF MONTREAL /CAN/ 0.74% of their portfolio TORONTO, A6 54,129,77354.1m $1.8bn $1.8bn 0.74% Added +36.2m +36,162,947
4 PRINCIPAL FINANCIAL GROUP INC 1.24% of their portfolio DES MOINES, IA 53,020,93353.0m $1.7bn $1.7bn 1.24% Added +2.2m +2,246,576
5 VANGUARD GROUP INC 0.04% of their portfolio Valley Forge, PA 47,729,63447.7m $1.6bn $1.6bn 0.04% Reduced -1.7m -1,655,860
6 TD Asset Management Inc 1.06% of their portfolio Toronto, A6 27,076,43627.1m $880.9m $880.9m 1.06% Reduced -1.2m -1,218,132
7 FIL Ltd 0.95% of their portfolio HAMILTON, D0 25,474,21125.5m $829.9m $829.9m 0.95% Added +4.6m +4,567,237
8 MACKENZIE FINANCIAL CORP 1.25% of their portfolio TORONTO ONTARIO, A6 24,686,13724.7m $804.2m $804.2m 1.25% Added +1.1m +1,122,703
9 1832 Asset Management L.P. 1.57% of their portfolio TORONTO, A6 23,451,33523.5m $764.3m $764.3m 1.57% Reduced -1.2m -1,184,026
10 JARISLOWSKY, FRASER Ltd 4.25% of their portfolio MONTREAL, A8 21,170,72921.2m $688.8m $688.8m 4.25% Added +1.6m +1,604,945
11 BANK OF NOVA SCOTIA 1.92% of their portfolio TORONTO, A6 19,851,73319.9m $647.1m $647.1m 1.92% Added +910.5k +910,504
12 Capital World Investors 0.13% of their portfolio LOS ANGELES, CA 19,213,73519.2m $626.1m $626.1m 0.13% Added +312.7k +312,712
13 AKRE CAPITAL MANAGEMENT LLC 5.22% of their portfolio Middleburg, VA 18,186,75418.2m $592.7m $592.7m 5.22% Added +820.0k +820,001
14 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.33% of their portfolio Toronto, A6 17,966,53018.0m $585.3m $585.3m 0.33% Reduced -1.1m -1,123,282
15 FIRST MANHATTAN CO. LLC. 2.21% of their portfolio NEW YORK, NY 17,760,05517.8m $576.6m $576.6m 2.21% Added +1.3m +1,341,158
16 CIBC Asset Management Inc 2.33% of their portfolio TORONTO, Z4 17,691,56917.7m $575.8m $575.8m 2.33% Added +470.2k +470,222
17 NORGES BANK 0.10% of their portfolio OSLO, Q8 14,703,83214.7m $479.1m $479.1m 0.10% Reduced -652.4k -652,350
18 FMR LLC 0.02% of their portfolio BOSTON, MA 14,228,74214.2m $463.6m $463.6m 0.02% Reduced -1.4m -1,357,690
19 Beutel, Goodman & Co Ltd. 2.44% of their portfolio TORONTO, A6 12,766,47512.8m $415.3m $415.3m 2.44% Reduced -16.2k -16,165
20 CIBC WORLD MARKET INC. 1.32% of their portfolio TORONTO, A6 11,159,74111.2m $363.7m $363.7m 1.32% Added +127.4k +127,413
21 TORONTO DOMINION BANK 0.51% of their portfolio TORONTO, ONTARIO, A6 9,674,4729.7m $314.6m $314.6m 0.51% Added +9.3m +9,257,580
22 EdgePoint Investment Group Inc. 3.12% of their portfolio TORONTO, A6 9,540,3189.5m $310.5m $310.5m 3.12% Added +7.7k +7,749
23 Markel Group Inc. 3.63% of their portfolio Glen Allen, VA 8,715,7418.7m $284.0m $284.0m 3.63% Unchanged
24 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 8,715,3358.7m $284.0m $284.0m 0.03% Added +207.8k +207,796
25 DAVENPORT & Co LLC 2.10% of their portfolio RICHMOND, VA 8,218,3448.2m $265.3m $265.3m 2.10% Reduced -72.8k -72,805
26 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 7,827,4357.8m $255.1m $255.1m 0.03% Added +826.4k +826,426
27 NEUBERGER BERMAN GROUP LLC 0.23% of their portfolio NEW YORK, NY 7,660,9287.7m $249.7m $249.7m 0.23% Reduced -94.5k -94,534
28 COOKE & BIELER LP 2.38% of their portfolio PHILADELPHIA, PA 7,502,0847.5m $244.5m $244.5m 2.38% Added +1.0m +1,015,161
29 Invesco Ltd. 0.06% of their portfolio ATLANTA, GA 6,991,4217.0m $227.9m $227.9m 0.06% Added +88.9k +88,909
30 Connor, Clark & Lunn Investment Management Ltd. 1.18% of their portfolio VANCOUVER, A1 6,667,7236.7m $217.2m $217.2m 1.18% Reduced -854.4k -854,445
31 SCOTIA CAPITAL INC. 1.55% of their portfolio TORONTO, A6 6,546,3796.5m $212.2m $212.2m 1.55% Added +488.0k +488,003
32 Fiera Capital Corp 0.58% of their portfolio MONTREAL, A8 5,931,3785.9m $193.1m $193.1m 0.58% Reduced -196.6k -196,587
33 JPMORGAN CHASE & CO 0.02% of their portfolio NEW YORK, NY 5,541,5575.5m $180.6m $180.6m 0.02% Added +208.6k +208,623
34 CIBC Private Wealth Group LLC 0.19% of their portfolio ATLANTA, GA 5,219,7465.2m $170.1m $170.1m 0.19% Added +2.7m +2,730,470
35 GEODE CAPITAL MANAGEMENT, LLC 0.02% of their portfolio BOSTON, MA 4,635,0424.6m $151.1m $151.1m 0.02% Added +101.9k +101,910
36 Federation des caisses Desjardins du Quebec 1.62% of their portfolio LEVIS, A8 4,466,7294.5m $147.4m $147.4m 1.62% Added +428.6k +428,576
37 GOLDMAN SACHS GROUP INC 0.04% of their portfolio NEW YORK, NY 4,382,4174.4m $142.8m $142.8m 0.04% Added +211.8k +211,820
38 Alberta Investment Management Corp 1.37% of their portfolio EDMONTON, A0 4,337,4564.3m $141.1m $141.1m 1.37% Reduced -572.4k -572,444
39 TD Waterhouse Canada Inc. 1.90% of their portfolio TORONTO, A6 4,269,1214.3m $184.0m $184.0m 1.90% Added +365.0k +365,006
40 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 0.05% of their portfolio Boston, MA 4,245,0984.2m $138.3m $138.3m 0.05% Reduced -409.6k -409,604
41 AGF MANAGEMENT LTD 0.88% of their portfolio TORONTO, A6 3,919,8323.9m $127.7m $127.7m 0.88% Added +221.5k +221,522
42 Caisse de depot et placement du Quebec 0.36% of their portfolio Montreal, A8 3,890,5003.9m $126.6m $126.6m 0.36% Reduced -98.5k -98,500
43 Sumitomo Mitsui Trust Group, Inc. 0.09% of their portfolio CHIYODA-KU, TOKYO, M0 3,537,2213.5m $115.2m $115.2m 0.09% Reduced -14.1k -14,076
44 NATIONAL BANK OF CANADA /FI/ 0.30% of their portfolio MONTREAL, A8 3,491,0763.5m $113.0m $113.0m 0.30% New
45 Scharf Investments, LLC 3.57% of their portfolio LOS GATOS, CA 3,469,5483.5m $113.1m $113.1m 3.57% Added +3.3m +3,337,648
46 BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp 1.09% of their portfolio VICTORIA, A1 3,204,0953.2m $104.4m $104.4m 1.09% Added +132.6k +132,592
47 BAMCO INC /NY/ 0.31% of their portfolio NEW YORK, NY 3,191,2243.2m $104.0m $104.0m 0.31% Added +65.7k +65,714
48 CI INVESTMENTS INC. 0.50% of their portfolio TORONTO, Z4 3,048,3073.0m $99.3m $99.3m 0.50% New
49 CHECK CAPITAL MANAGEMENT INC/CA 8.91% of their portfolio COSTA MESA, CA 2,982,1263.0m $97.2m $97.2m 8.91% Added +282.0k +282,010
50 FRANKLIN RESOURCES INC 0.05% of their portfolio San Mateo, CA 2,968,7143.0m $96.7m $96.7m 0.05% Reduced -2.5m -2,469,117
51 Fenimore Asset Management Inc 2.47% of their portfolio Cobleskill, NY 2,899,7762.9m $94.5m $94.5m 2.47% Added +36.8k +36,784
52 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 2,749,3262.7m $90.7m $90.7m 0.03% Added +177.3k +177,334
53 Aristotle Capital Management, LLC 0.18% of their portfolio LOS ANGELES, CA 2,687,6152.7m $87.6m $87.6m 0.18% Added +614.4k +614,442
54 TIMUCUAN ASSET MANAGEMENT INC/FL 3.57% of their portfolio JACKSONVILLE, FL 2,620,6122.6m $85.4m $85.4m 3.57% Reduced -3.5k -3,499
55 Marathon Asset Management Ltd 2.36% of their portfolio London, X0 2,601,1082.6m $84.6m $84.6m 2.36% Reduced -28.1k -28,053
56 CANADA PENSION PLAN INVESTMENT BOARD 0.13% of their portfolio TORONTO ONTARIO, A6 2,568,4902.6m $83.6m $83.6m 0.13% Added +397.7k +397,710
57 Burgundy Asset Management Ltd. 0.94% of their portfolio Toronto, A6 2,334,9392.3m $76.0m $76.0m 0.94% Reduced -37.6k -37,608
58 OMERS ADMINISTRATION Corp 1.16% of their portfolio TORONTO, A6 2,317,7892.3m $75.5m $75.5m 1.16% Added +464.1k +464,100
59 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 2,288,9622.3m $74.5m $74.5m 0.02% Added +112.0k +112,037
60 CREDIT SUISSE AG/ 0.07% of their portfolio ZURICH, V8 2,259,6562.3m $73.6m $73.6m 0.07% Added +52.9k +52,858
61 MCDONALD CAPITAL INVESTORS INC/CA 5.56% of their portfolio ORINDA, CA 2,237,2372.2m $72.9m $72.9m 5.56% Added +200.9k +200,930
62 Madison Asset Management, LLC 1.11% of their portfolio MADISON, WI 2,233,2782.2m $72.8m $72.8m 1.11% Reduced -33.7k -33,652
63 HORIZON KINETICS ASSET MANAGEMENT LLC 1.33% of their portfolio NEW YORK, NY 2,124,7232.1m $69.2m $69.2m 1.33% Reduced -62.4k -62,393
64 INTACT INVESTMENT MANAGEMENT INC. 2.80% of their portfolio MONTREAL, A8 2,082,7302.1m $67.8m $67.8m 2.80% New
65 Broad Run Investment Management, LLC 8.09% of their portfolio ARLINGTON, VA 2,081,6302.1m $67.8m $67.8m 8.09% Reduced -22.4k -22,409
66 GUARDIAN CAPITAL LP 2.13% of their portfolio TORONTO, A6 2,049,5462.0m $66.7m $66.7m 2.13% Added +58.4k +58,351
67 Cannell & Co. 2.39% of their portfolio New York, NY 2,049,5442.0m $66.8m $66.8m 2.39% Added +368.7k +368,715
68 BESSEMER GROUP INC 0.16% of their portfolio WOODBRIDGE, NJ 2,041,1412.0m $66.5m $66.5m 0.16% Added +45.8k +45,806
69 Addenda Capital Inc. 3.43% of their portfolio MONTREAL, A8 1,893,7761.9m $83.4m $83.4m 3.43% Reduced -34.8k -34,766
70 Jefferies Financial Group Inc. 1.27% of their portfolio NEW YORK, NY 1,847,5791.8m $60.2m $60.2m 1.27% Reduced -780 -780
71 CIDEL ASSET MANAGEMENT INC 2.74% of their portfolio TORONTO, A6 1,834,9361.8m $59.7m $59.7m 2.74% Reduced -13.4k -13,412
72 RENAISSANCE TECHNOLOGIES LLC 0.08% of their portfolio NEW YORK, NY 1,810,8631.8m $59.0m $59.0m 0.08% Reduced -691.3k -691,300
73 M&G INVESTMENT MANAGEMENT LTD 0.41% of their portfolio London, X0 1,777,0121.8m $58.6m $58.6m 0.41% Added +531.5k +531,450
74 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 1,698,4101.7m $55.4m $55.4m 0.01% Added +42.6k +42,583
75 MONTRUSCO BOLTON INVESTMENTS INC. 1.12% of their portfolio MONTREAL, A8 1,672,0211.7m $54.4m $54.4m 1.12% Added +408.8k +408,780
76 Dixon Mitchell Investment Counsel Inc. 3.39% of their portfolio VANCOUVER, A1 1,667,3271.7m $54.3m $54.3m 3.39% Added +252.5k +252,461
77 Corient Private Wealth LP 0.14% of their portfolio MIAMI, FL 1,621,3421.6m $52.8m $52.8m 0.14% Added +1.5m +1,520,983
78 Scheer, Rowlett & Associates Investment Management Ltd. 4.23% of their portfolio TORONTO, A6 1,568,7571.6m $51.1m $51.1m 4.23% Added +283.4k +283,373
79 DIMENSIONAL FUND ADVISORS LP 0.02% of their portfolio AUSTIN, TX 1,469,1561.5m $47.9m $47.9m 0.02% Added +589.4k +589,392
80 BRUNI J V & CO /CO 6.56% of their portfolio COLORADO SPRINGS, CO 1,453,2291.5m $47.4m $47.4m 6.56% Reduced -4.4k -4,399
81 Avalon Investment & Advisory 1.28% of their portfolio HOUSTON, TX 1,436,7041.4m $46.8m $46.8m 1.28% Added +460.7k +460,659
82 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.68% of their portfolio ST. LOUIS, MO 1,414,4581.4m $46.1m $46.1m 0.68% Added +221.7k +221,719
83 Onex Canada Asset Management Inc. 2.41% of their portfolio TORONTO, A6 1,358,6931.4m $44.3m $44.3m 2.41% Reduced -117.7k -117,651
84 DEUTSCHE BANK AG\ 0.02% of their portfolio FRANKFURT AM MAIN, 2M 1,352,6191.4m $44.1m $44.1m 0.02% Added +12.8k +12,804
85 PRICE T ROWE ASSOCIATES INC /MD/ 0.01% of their portfolio BALTIMORE, MD 1,310,1791.3m $42.7m $42.7m 0.01% Added +277.5k +277,510
86 Sather Financial Group Inc 3.67% of their portfolio Victoria, TX 1,297,6631.3m $42.3m $42.3m 3.67% Added +56.4k +56,386
87 D. E. Shaw & Co., Inc. 0.07% of their portfolio New York, NY 1,290,9251.3m $42.1m $42.1m 0.07% Added +589.0k +589,000
88 WELLINGTON MANAGEMENT GROUP LLP 0.01% of their portfolio Boston, MA 1,266,1121.3m $41.2m $41.2m 0.01% Added +5.0k +5,024
89 STIFEL FINANCIAL CORP 0.06% of their portfolio ST. LOUIS, MO 1,262,2991.3m $41.1m $41.1m 0.06% Added +154.4k +154,424
90 Centiva Capital, LP 2.48% of their portfolio New York, NY 1,226,6361.2m $44.6m $44.6m 2.48% Added +1.1m +1,132,538
91 Credential Qtrade Securities Inc. 2.64% of their portfolio VANCOUVER, A1 1,220,8321.2m $39.8m $39.8m 2.64% Added +69.2k +69,181
92 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.19% of their portfolio JUPITER, FL 1,200,2141.2m $39.1m $39.1m 0.19% Added +488.8k +488,833
93 NEW SOUTH CAPITAL MANAGEMENT INC 1.75% of their portfolio MEMPHIS, TN 1,180,5031.2m $38.5m $38.5m 1.75% Added +156.9k +156,865
94 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 1,168,1001.2m $38.1m $38.1m 0.03% Added +33.1k +33,125
95 Korea Investment CORP 0.11% of their portfolio SEOUL, M5 1,151,5251.2m $37.5m $37.5m 0.11% Added +70.1k +70,115
96 MORGUARD LINCLUDEN GLOBAL INVESTMENTS Ltd 4.30% of their portfolio MISSISSAUGA, A6 1,135,5001.1m $36.9m $36.9m 4.30% Added +278.7k +278,675
97 HughesLittle Investment Management Ltd. 11.21% of their portfolio Vancouver, A1 1,043,6101.0m $34.0m $34.0m 11.21% Unchanged
98 Amundi 0.02% of their portfolio Paris, I0 1,042,1821.0m $32.9m $32.9m 0.02% Reduced -2.1k -2,092
99 UBS Group AG 0.01% of their portfolio ZURICH, V8 976,056976.1k $31.8m $31.8m 0.01% Reduced -580 -580
100 GREENLEA LANE CAPITAL MANAGEMENT, LLC 12.27% of their portfolio WESTON, CT 943,600943.6k $30.8m $30.8m 12.27% Unchanged