Vault-13

BROOKFIELD CORP BN

CL A LTD VT SH · Common Stock · CUSIP 11271J107 · ISIN CA11271J1075

Asset management company based in Canada

632 institutional holders +629 vs Q3 2022
920,389,551920.4m shares reported held*
$29.2bnreported value*
595 new 0 added 2 reduced 0 sold out net bought ≈ $24.3bn (+773.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($242.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $31.74. Options: 13 managers hold calls ($18.9m notional), 12 hold puts ($32.1m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 3Q4 22: 632632Q3 22Q4 22
Numbers
QuarterHolders
Q3 20223
Q4 2022632

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30m$40mQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $18.9mQ4 22 puts: $32.1mQ4 22P/C 1.70
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$18.9m$32.1m1.70

Biggest buyers

ROYAL BANK OF CANADA New +98,738,909+98.7m
PRINCIPAL FINANCIAL GROUP INC New +50,774,357+50.8m
VANGUARD GROUP INC New +49,385,494+49.4m
TD Asset Management Inc New +28,294,568+28.3m
1832 Asset Management L.P. New +24,635,361+24.6m
MACKENZIE FINANCIAL CORP New +23,563,434+23.6m
FIL Ltd New +20,906,974+20.9m
JARISLOWSKY, FRASER Ltd New +19,565,784+19.6m
MANUFACTURERS LIFE INSURANCE COMPANY, THE New +19,089,812+19.1m
BANK OF NOVA SCOTIA New +18,941,229+18.9m

Biggest sellers

Anchor Investment Management, LLC Reduced -893-893
Focus Financial Network, Inc. Reduced -808-808

Biggest calls

CITADEL ADVISORS LLC New $4.4m140.4k shares
ROYAL BANK OF CANADA New $3.5m110.0k shares
Centiva Capital, LP New $3.1m100.0k shares
SIG North Trading, ULC New $2.4m76.1k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP New $2.4m76.0k shares
CIBC WORLD MARKET INC. New $1.5m47.5k shares
GROUP ONE TRADING LLC New $698.4k22.2k shares
Walleye Trading LLC New $481.3k15.3k shares
JANE STREET GROUP, LLC New $319.3k10.3k shares
SUMMIT SECURITIES GROUP LLC New $44.0k1.4k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $8.0m254.1k shares
GROUP ONE TRADING LLC New $4.4m140.1k shares
CITADEL ADVISORS LLC New $4.2m133.9k shares
D. E. Shaw & Co., Inc. New $4.2m133.8k shares
Twin Tree Management, LP New $3.0m96.2k shares
SIG North Trading, ULC New $2.6m83.1k shares
Walleye Trading LLC New $2.0m63.0k shares
NOMURA HOLDINGS INC New $1.4m45.0k shares
JANE STREET GROUP, LLC New $1.2m39.9k shares
ROYAL BANK OF CANADA New $944.0k30.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q4 2022

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2022.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Brookfield Corp /ON/ 15.72% of their portfolio TORONTO, A6 131,887,746131.9m $4.1bn $4.1bn 15.72% Not comparable
2 ROYAL BANK OF CANADA 0.94% of their portfolio TORONTO, A6 98,738,90998.7m $3.1bn $3.1bn 0.94% New
3 PRINCIPAL FINANCIAL GROUP INC 1.20% of their portfolio DES MOINES, IA 50,774,35750.8m $1.6bn $1.6bn 1.20% New
4 VANGUARD GROUP INC 0.04% of their portfolio Valley Forge, PA 49,385,49449.4m $1.6bn $1.6bn 0.04% New
5 TD Asset Management Inc 1.10% of their portfolio Toronto, A6 28,294,56828.3m $889.2m $889.2m 1.10% New
6 1832 Asset Management L.P. 1.59% of their portfolio TORONTO, A6 24,635,36124.6m $775.0m $775.0m 1.59% New
7 MACKENZIE FINANCIAL CORP 1.25% of their portfolio TORONTO ONTARIO, A6 23,563,43423.6m $739.8m $739.8m 1.25% New
8 FIL Ltd 0.79% of their portfolio HAMILTON, D0 20,906,97420.9m $657.5m $657.5m 0.79% New
9 JARISLOWSKY, FRASER Ltd 4.02% of their portfolio MONTREAL, A8 19,565,78419.6m $614.9m $614.9m 4.02% New
10 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.38% of their portfolio Toronto, A6 19,089,81219.1m $600.3m $600.3m 0.38% New
11 BANK OF NOVA SCOTIA 1.54% of their portfolio TORONTO, A6 18,941,22918.9m $595.7m $595.7m 1.54% New
12 Capital World Investors 0.13% of their portfolio LOS ANGELES, CA 18,901,02318.9m $594.6m $594.6m 0.13% New
13 BANK OF MONTREAL /CAN/ 0.37% of their portfolio TORONTO, A6 17,966,82618.0m $784.5m $784.5m 0.37% New
14 AKRE CAPITAL MANAGEMENT LLC 4.94% of their portfolio Middleburg, VA 17,366,75317.4m $546.4m $546.4m 4.94% New
15 CIBC Asset Management Inc 2.30% of their portfolio TORONTO, Z4 17,221,34717.2m $541.7m $541.7m 2.30% New
16 FIRST MANHATTAN CO. LLC. 1.88% of their portfolio NEW YORK, NY 16,418,89716.4m $514.1m $514.1m 1.88% New
17 FMR LLC 0.05% of their portfolio BOSTON, MA 15,586,43215.6m $490.2m $490.2m 0.05% New
18 NORGES BANK 0.12% of their portfolio OSLO, Q8 15,356,18215.4m $483.0m $483.0m 0.12% Not comparable
19 Beutel, Goodman & Co Ltd. 2.43% of their portfolio TORONTO, A6 12,782,64012.8m $401.7m $401.7m 2.43% New
20 CIBC WORLD MARKET INC. 1.37% of their portfolio TORONTO, A6 11,032,32811.0m $347.1m $347.1m 1.37% New
21 Capital International Investors 0.08% of their portfolio Los Angeles, CA 10,019,67510.0m $315.2m $315.2m 0.08% New
22 EdgePoint Investment Group Inc. 3.19% of their portfolio TORONTO, A6 9,532,5699.5m $299.6m $299.6m 3.19% New
23 Markel Group Inc. 3.69% of their portfolio Glen Allen, VA 8,715,7418.7m $274.2m $274.2m 3.69% New
24 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 8,507,5398.5m $267.6m $267.6m 0.03% New
25 DAVENPORT & Co LLC 2.15% of their portfolio RICHMOND, VA 8,291,1498.3m $262.0m $262.0m 2.15% New
26 NEUBERGER BERMAN GROUP LLC 0.24% of their portfolio NEW YORK, NY 7,755,4627.8m $244.0m $244.0m 0.24% New
27 Connor, Clark & Lunn Investment Management Ltd. 1.36% of their portfolio VANCOUVER, A1 7,522,1687.5m $236.6m $236.6m 1.36% New
28 VIKING GLOBAL INVESTORS LP 1.14% of their portfolio STAMFORD, CT 7,262,0787.3m $228.5m $228.5m 1.14% New
29 BANK OF AMERICA CORP /DE/ 0.03% of their portfolio CHARLOTTE, NC 7,001,0097.0m $220.3m $220.3m 0.03% New
30 Invesco Ltd. 0.06% of their portfolio ATLANTA, GA 6,902,5126.9m $217.2m $217.2m 0.06% New
31 COOKE & BIELER LP 2.00% of their portfolio PHILADELPHIA, PA 6,486,9236.5m $204.1m $204.1m 2.00% New
32 Fiera Capital Corp 0.60% of their portfolio MONTREAL, A8 6,127,9656.1m $192.9m $192.9m 0.60% New
33 SCOTIA CAPITAL INC. 1.46% of their portfolio TORONTO, A6 6,058,3766.1m $189.9m $189.9m 1.46% New
34 FRANKLIN RESOURCES INC 0.09% of their portfolio San Mateo, CA 5,437,8315.4m $171.0m $171.0m 0.09% New
35 JPMORGAN CHASE & CO 0.02% of their portfolio NEW YORK, NY 5,332,9345.3m $167.8m $167.8m 0.02% New
36 Alberta Investment Management Corp 1.36% of their portfolio EDMONTON, A0 4,909,9004.9m $154.3m $154.3m 1.36% New
37 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 0.05% of their portfolio Boston, MA 4,654,7024.7m $146.4m $146.4m 0.05% New
38 GEODE CAPITAL MANAGEMENT, LLC 0.02% of their portfolio BOSTON, MA 4,533,1324.5m $143.4m $143.4m 0.02% New
39 GOLDMAN SACHS GROUP INC 0.04% of their portfolio NEW YORK, NY 4,170,5974.2m $131.2m $131.2m 0.04% New
40 Federation des caisses Desjardins du Quebec 1.54% of their portfolio LEVIS, A8 4,038,1534.0m $129.7m $129.7m 1.54% New
41 Caisse de depot et placement du Quebec 0.39% of their portfolio Montreal, A8 3,989,0004.0m $125.4m $125.4m 0.39% New
42 TD Waterhouse Canada Inc. 1.83% of their portfolio TORONTO, A6 3,904,1153.9m $167.0m $167.0m 1.83% New
43 AGF MANAGEMENT LTD 0.84% of their portfolio TORONTO, A6 3,698,3103.7m $116.3m $116.3m 0.84% First filing
44 Sumitomo Mitsui Trust Group, Inc. 0.09% of their portfolio CHIYODA-KU, TOKYO, M0 3,551,2973.6m $111.8m $111.8m 0.09% New
45 BAMCO INC /NY/ 0.33% of their portfolio NEW YORK, NY 3,125,5103.1m $98.3m $98.3m 0.33% New
46 BRITISH COLUMBIA INVESTMENT MANAGEMENT Corp 1.06% of their portfolio VICTORIA, A1 3,071,5033.1m $96.6m $96.6m 1.06% New
47 Fenimore Asset Management Inc 2.42% of their portfolio Cobleskill, NY 2,862,9922.9m $90.1m $90.1m 2.42% New
48 APG Asset Management N.V. 0.22% of their portfolio Amsterdam, P7 2,758,9172.8m $117.5m $117.5m 0.22% New
49 CHECK CAPITAL MANAGEMENT INC/CA 8.62% of their portfolio COSTA MESA, CA 2,700,1162.7m $84.9m $84.9m 8.62% New
50 Marathon Asset Management Ltd 2.23% of their portfolio London, X0 2,629,1612.6m $82.6m $82.6m 2.23% New
51 TIMUCUAN ASSET MANAGEMENT INC/FL 3.58% of their portfolio JACKSONVILLE, FL 2,624,1112.6m $82.6m $82.6m 3.58% New
52 AMERIPRISE FINANCIAL INC 0.03% of their portfolio MINNEAPOLIS, MN 2,571,9922.6m $81.8m $81.8m 0.03% New
53 RENAISSANCE TECHNOLOGIES LLC 0.11% of their portfolio NEW YORK, NY 2,502,1632.5m $78.7m $78.7m 0.11% New
54 CIBC Private Wealth Group LLC 0.06% of their portfolio ATLANTA, GA 2,489,2762.5m $18.0m $18.0m 0.06% New
55 Burgundy Asset Management Ltd. 0.96% of their portfolio Toronto, A6 2,372,5472.4m $74.6m $74.6m 0.96% New
56 Madison Asset Management, LLC 1.12% of their portfolio MADISON, WI 2,266,9302.3m $71.3m $71.3m 1.12% New
57 CREDIT SUISSE AG/ 0.07% of their portfolio ZURICH, V8 2,206,7982.2m $69.4m $69.4m 0.07% New
58 HORIZON KINETICS ASSET MANAGEMENT LLC 1.14% of their portfolio NEW YORK, NY 2,187,1162.2m $68.8m $68.8m 1.14% Not comparable
59 Select Equity Group, L.P. 0.27% of their portfolio NEW YORK, NY 2,185,3282.2m $68.8m $68.8m 0.27% New
60 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 2,176,9252.2m $68.5m $68.5m 0.02% New
61 CANADA PENSION PLAN INVESTMENT BOARD 0.12% of their portfolio TORONTO ONTARIO, A6 2,170,7802.2m $68.2m $68.2m 0.12% New
62 Broad Run Investment Management, LLC 7.97% of their portfolio ARLINGTON, VA 2,104,0392.1m $66.2m $66.2m 7.97% New
63 Aristotle Capital Management, LLC 0.14% of their portfolio LOS ANGELES, CA 2,073,1732.1m $65.2m $65.2m 0.14% New
64 MCDONALD CAPITAL INVESTORS INC/CA 5.32% of their portfolio ORINDA, CA 2,036,3072.0m $64.1m $64.1m 5.32% New
65 BESSEMER GROUP INC 0.15% of their portfolio WOODBRIDGE, NJ 1,995,3352.0m $62.8m $62.8m 0.15% New
66 GUARDIAN CAPITAL LP 2.06% of their portfolio TORONTO, A6 1,991,1952.0m $62.6m $62.6m 2.06% New
67 Addenda Capital Inc. 3.56% of their portfolio MONTREAL, A8 1,928,5421.9m $82.1m $82.1m 3.56% New
68 WESTFIELD CAPITAL MANAGEMENT CO LP 0.46% of their portfolio BOSTON, MA 1,905,8491.9m $60.0m $60.0m 0.46% New
69 OMERS ADMINISTRATION Corp 0.93% of their portfolio TORONTO, A6 1,853,6891.9m $58.3m $58.3m 0.93% New
70 Jefferies Financial Group Inc. 0.99% of their portfolio NEW YORK, NY 1,848,3591.8m $58.1m $58.1m 0.99% New
71 CIDEL ASSET MANAGEMENT INC 2.72% of their portfolio TORONTO, A6 1,848,3481.8m $58.1m $58.1m 2.72% New
72 CITADEL ADVISORS LLC 0.06% of their portfolio MIAMI, FL 1,687,3431.7m $53.1m $53.1m 0.06% New
73 Cannell & Co. 1.90% of their portfolio New York, NY 1,680,8291.7m $52.9m $52.9m 1.90% New
74 MILLENNIUM MANAGEMENT LLC 0.06% of their portfolio NEW YORK, NY 1,656,2001.7m $52.1m $52.1m 0.06% New
75 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 1,655,8271.7m $52.1m $52.1m 0.01% New
76 Onex Canada Asset Management Inc. 2.61% of their portfolio TORONTO, A6 1,476,3441.5m $46.4m $46.4m 2.61% New
77 BRUNI J V & CO /CO 6.43% of their portfolio COLORADO SPRINGS, CO 1,457,6281.5m $45.9m $45.9m 6.43% New
78 Dixon Mitchell Investment Counsel Inc. 2.98% of their portfolio VANCOUVER, A1 1,414,8661.4m $44.5m $44.5m 2.98% New
79 DEUTSCHE BANK AG\ 0.02% of their portfolio FRANKFURT AM MAIN, 2M 1,339,8151.3m $42.2m $42.2m 0.02% New
80 Scheer, Rowlett & Associates Investment Management Ltd. 3.37% of their portfolio TORONTO, A6 1,285,3841.3m $40.4m $40.4m 3.37% New
81 MONTRUSCO BOLTON INVESTMENTS INC. 0.92% of their portfolio MONTREAL, A8 1,263,2411.3m $39.7m $39.7m 0.92% New
82 WELLINGTON MANAGEMENT GROUP LLP 0.01% of their portfolio Boston, MA 1,261,0881.3m $39.7m $39.7m 0.01% New
83 Manitou Investment Management Ltd. 6.96% of their portfolio TORONTO, A6 1,249,4921.2m $39.3m $39.3m 6.96% New
84 M&G INVESTMENT MANAGEMENT LTD 0.29% of their portfolio London, X0 1,245,5621.2m $38.6m $38.6m 0.29% New
85 Sather Financial Group Inc 3.21% of their portfolio Victoria, TX 1,241,2771.2m $39.1m $39.1m 3.21% New
86 Triasima Portfolio Management inc. 2.88% of their portfolio MONTREAL, A8 1,198,3001.2m $37.7m $37.7m 2.88% New
87 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.56% of their portfolio ST. LOUIS, MO 1,192,7391.2m $37.5m $37.5m 0.56% New
88 SCHWARTZ INVESTMENT COUNSEL INC 1.68% of their portfolio PLYMOUTH, MI 1,178,9991.2m $37.1m $37.1m 1.68% New
89 Credential Qtrade Securities Inc. 2.60% of their portfolio VANCOUVER, A1 1,151,6511.2m $36.2m $36.2m 2.60% New
90 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 1,134,9751.1m $35.7m $35.7m 0.03% New
91 STIFEL FINANCIAL CORP 0.05% of their portfolio ST. LOUIS, MO 1,107,8751.1m $34.9m $34.9m 0.05% New
92 Korea Investment CORP 0.11% of their portfolio SEOUL, M5 1,081,4101.1m $34.0m $34.0m 0.11% New
93 Amundi 0.02% of their portfolio Paris, I0 1,044,2741.0m $36.1m $36.1m 0.02% New
94 HughesLittle Investment Management Ltd. 10.49% of their portfolio Vancouver, A1 1,043,6101.0m $32.8m $32.8m 10.49% New
95 PRICE T ROWE ASSOCIATES INC /MD/ 0.01% of their portfolio BALTIMORE, MD 1,032,6691.0m $32.5m $32.5m 0.01% New
96 NEW SOUTH CAPITAL MANAGEMENT INC 1.48% of their portfolio MEMPHIS, TN 1,023,6381.0m $32.2m $32.2m 1.48% New
97 UBS Group AG 0.01% of their portfolio ZURICH, V8 976,636976.6k $30.7m $30.7m 0.01% New
98 Avalon Investment & Advisory 0.87% of their portfolio HOUSTON, TX 976,045976.0k $30.7m $30.7m 0.87% New
99 GREENLEA LANE CAPITAL MANAGEMENT, LLC 14.13% of their portfolio WESTON, CT 943,600943.6k $29.7m $29.7m 14.13% New
100 Northwest & Ethical Investments L.P. 1.01% of their portfolio TORONTO, A6 932,819932.8k $29.3m $29.3m 1.01% New