Vault-13

BROOKFIELD ASSET MGMT INC

CL A LTD VT SH · CUSIP 112585104

8 institutional holders -11 vs Q4 2022
2,636,1032.6m shares reported held*
$86.2mreported value*
2 new 1 added 0 reduced 11 sold out net sold ≈ $78.7m (-2.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $32.72.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 686Q4 22: 19Q1 23: 88Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022686
Q4 202219
Q1 20238

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1k01kQ4 22: 4 bought or addedQ4 22: 658 cut or sold outQ4 22Q1 23: 3 bought or addedQ1 23: 11 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224658
Q1 2023311

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60m$80mQ3 22 calls: $38.4mQ3 22 puts: $67.5mQ3 22P/C 1.76Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$38.4m$67.5m1.76
Q4 2022$0$0—
Q1 2023$0$0—

Biggest buyers

Greenline Partners, LLC New +41,838+41.8k
Retirement Group, LLC Added +6,515+6.5k
CARDEROCK CAPITAL MANAGEMENT INC New +375+375

Biggest sellers

NATIONAL BANK OF CANADA /FI/ Sold out -1,883,836-1.9m
Itau Unibanco Holding S.A. Sold out -359,069-359.1k
Rheos Capital Works Inc. Sold out -114,074-114.1k
Ervin Investment Management, LLC Sold out -38,716-38.7k
CI INVESTMENTS INC. Sold out -29,100-29.1k
IFP Advisors, Inc Sold out -13,844-13.8k
Lagoda Investment Management, L.P. Sold out -10,315-10.3k
CWS Financial Advisors, LLC Sold out -4,536-4.5k
Blue Trust, Inc. Sold out -1,003-1.0k
TimeScale Financial, Inc. Sold out -351-351

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 NOVO HOLDINGS A/S 5.42% of their portfolio HELLERUP, G7 2,508,8302.5m $82.1m $82.1m 5.42% Unchanged
2 WULFF, HANSEN & CO. 1.82% of their portfolio SAN RAFAEL, CA 48,92248.9k $1.6m $1.6m 1.82% Unchanged
3 Greenline Partners, LLC 0.26% of their portfolio NEW YORK, NY 41,83841.8k $1.4m $1.4m 0.26% New
4 Retirement Group, LLC 0.33% of their portfolio SAN DIEGO, CA 21,78621.8k $713.0k $713.0k 0.33% Added +6.5k +6,515
5 KAYNE ANDERSON CAPITAL ADVISORS LP 0.01% of their portfolio LOS ANGELES, CA 14,35014.3k $469.5k $469.5k 0.01% Unchanged
6 CARDEROCK CAPITAL MANAGEMENT INC 0.00% of their portfolio CHEVY CHASE, MD 375375 $12.3k $12.3k 0.00% New
7 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 22 $86 $86 0.00% Unchanged
8 Ellevest, Inc. 0.00% of their portfolio NEW YORK, NY 00 $0 $0 0.00% Unchanged