Vault-13

BROOKFIELD ASSET MGMT INC

CL A LTD VT SH · CUSIP 112585104

19 institutional holders -667 vs Q3 2022
5,112,2375.1m shares reported held*
$148.8mreported value*
2 new 2 added 11 reduced 647 sold out net sold ≈ $30.9bn (-1.0bn shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $29.10.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 686Q4 22: 1919Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022686
Q4 202219

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60m$80mQ3 22 calls: $38.4mQ3 22 puts: $67.5mQ3 22P/C 1.76Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$38.4m$67.5m1.76
Q4 2022$0$0—

Biggest buyers

Itau Unibanco Holding S.A. New +359,069+359.1k
WULFF, HANSEN & CO. Added +9,691+9.7k
CWS Financial Advisors, LLC New +4,536+4.5k
Blue Trust, Inc. Added +596+596

Biggest sellers

Brookfield Corp /ON/ Sold out -130,336,513-130.3m
ROYAL BANK OF CANADA Sold out -96,913,539-96.9m
BANK OF MONTREAL /CAN/ Sold out -62,244,391-62.2m
PRINCIPAL FINANCIAL GROUP INC Sold out -46,691,208-46.7m
VANGUARD GROUP INC Sold out -46,380,575-46.4m
FIL Ltd Sold out -32,754,433-32.8m
TD Asset Management Inc Sold out -29,704,355-29.7m
1832 Asset Management L.P. Sold out -23,388,916-23.4m
MACKENZIE FINANCIAL CORP Sold out -22,527,008-22.5m
FMR LLC Sold out -21,804,432-21.8m

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 NOVO HOLDINGS A/S 4.49% of their portfolio HELLERUP, G7 2,508,8302.5m $71.9m $71.9m 4.49% Unchanged
2 NATIONAL BANK OF CANADA /FI/ 0.15% of their portfolio MONTREAL, A8 1,883,8361.9m $54.0m $54.0m 0.15% Reduced -1.6m -1,606,754
3 Itau Unibanco Holding S.A. 0.43% of their portfolio SAO PAULO, D5 359,069359.1k $10.5m $10.5m 0.43% New
4 Rheos Capital Works Inc. 0.20% of their portfolio Tokyo, M0 114,074114.1k $3.3m $3.3m 0.20% Reduced -338.9k -338,926
5 BOENNING & SCATTERGOOD, INC. 0.49% of their portfolio WEST CONSHOHOCKEN, PA 53,61253.6k $3.0m $3.0m 0.49% Reduced -223 -223
6 WULFF, HANSEN & CO. 1.84% of their portfolio SAN RAFAEL, CA 48,92248.9k $1.5m $1.5m 1.84% Added +9.7k +9,691
7 Ervin Investment Management, LLC 1.01% of their portfolio SEATTLE, WA 38,71638.7k $1.1m $1.1m 1.01% Reduced -119.0k -119,025
8 CI INVESTMENTS INC. 0.00% of their portfolio TORONTO, Z4 29,10029.1k $915.0k $915.0k 0.00% Reduced -3.1m -3,091,556
9 Red Cedar Capital, LLC 0.29% of their portfolio OMAHA, NE 16,40616.4k $460.0k $460.0k 0.29% Unchanged
10 Retirement Group, LLC 0.21% of their portfolio SAN DIEGO, CA 15,27115.3k $438.0k $438.0k 0.21% Reduced -30.9k -30,915
11 KAYNE ANDERSON CAPITAL ADVISORS LP 0.01% of their portfolio LOS ANGELES, CA 14,35014.3k $411.4k $411.4k 0.01% Reduced -45.5k -45,550
12 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 13,84413.8k $572.0k $572.0k 0.02% Reduced -223 -223
13 Lagoda Investment Management, L.P. 0.22% of their portfolio NEW YORK, NY 10,31510.3k $324.5k $324.5k 0.22% Reduced -7.8k -7,750
14 CWS Financial Advisors, LLC 0.09% of their portfolio KALAMAZOO, MI 4,5364.5k $202.0k $202.0k 0.09% New
15 Blue Trust, Inc. 0.00% of their portfolio BRENTWOOD, TN 1,0031.0k $41.0k $41.0k 0.00% Added +596 +596
16 TimeScale Financial, Inc. 0.00% of their portfolio DANVERS, MA 351351 $14.4k $14.4k 0.00% Unchanged
17 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 22 $86 $86 0.00% Reduced -3.4k -3,414
18 INTACT INVESTMENT MANAGEMENT INC. 0.00% of their portfolio MONTREAL, A8 00 $0 $0 0.00% Reduced -673.0k -673,000
19 Ellevest, Inc. 0.00% of their portfolio NEW YORK, NY 00 $0 $0 0.00% Unchanged