BROOKDALE SR LIVING INC BKD
COM · Common Stock · CUSIP 112463104
- SectorHealth care
- IndustryServices-Nursing & Personal Care Facilities
- HeadquartersBrentwood, TN
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 199.2m as of 2024-11-05, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $6.79. Options: 5 managers hold calls ($323.1k notional), 3 hold puts ($1.5m).
Trends to Q3 2024
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 169 |
| Q4 2022 | 154 |
| Q1 2023 | 159 |
| Q2 2023 | 156 |
| Q3 2023 | 147 |
| Q4 2023 | 165 |
| Q1 2024 | 173 |
| Q2 2024 | 176 |
| Q3 2024 | 197 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 79 | 78 |
| Q1 2023 | 78 | 68 |
| Q2 2023 | 61 | 80 |
| Q3 2023 | 69 | 71 |
| Q4 2023 | 92 | 61 |
| Q1 2024 | 85 | 72 |
| Q2 2024 | 99 | 71 |
| Q3 2024 | 103 | 69 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q4 2023 | $7.5m | $1.9m | 0.25 |
| Q1 2024 | $8.7m | $3.0m | 0.34 |
| Q2 2024 | $1.8m | $2.3m | 1.27 |
| Q3 2024 | $323.1k | $1.5m | 4.58 |
Biggest buyers
| ANTIPODES PARTNERS Ltd | Added | +4.0m |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | Added | +3.0m |
| Balyasny Asset Management L.P. | Added | +1.7m |
| CARRONADE CAPITAL MANAGEMENT, LP | New | +1.5m |
| RUSH ISLAND MANAGEMENT, LP | Added | +1.2m |
| AYAL Capital Advisors Ltd | New | +1.2m |
| Adelante Capital Management LLC | New | +1.1m |
| BANK OF AMERICA CORP /DE/ | Added | +1.0m |
| Qube Research & Technologies Ltd | Added | +1.0m |
| MARSHALL WACE, LLP | Added | +863.1k |
Biggest sellers
| GLENVIEW CAPITAL MANAGEMENT, LLC | Reduced | -4.5m |
| Iron Triangle Partners LP | Reduced | -3.6m |
| Camber Capital Management LP | Reduced | -1.6m |
| CITADEL ADVISORS LLC | Reduced | -1.3m |
| DIMENSIONAL FUND ADVISORS LP | Reduced | -1.2m |
| Nuveen Asset Management, LLC | Reduced | -1.0m |
| INTRINSIC EDGE CAPITAL MANAGEMENT LLC | Sold out | -1.0m |
| MORGAN STANLEY | Reduced | -884.3k |
| AMERICAN CENTURY COMPANIES INC | Reduced | -878.2k |
| PANAGORA ASSET MANAGEMENT INC | Sold out | -863.5k |
Biggest calls
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $184.7k27.2k shares |
| CITADEL ADVISORS LLC | Reduced | $129.7k19.1k shares |
| SIMPLEX TRADING, LLC | Reduced | $8.0k1.3k shares |
| GROUP ONE TRADING LLC | Reduced | $679100 shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| Crawford Fund Management, LLC | Reduced | $1.5m215.5k shares |
| CITADEL ADVISORS LLC | Reduced | $14.9k2.2k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| BlackRock, Inc. 13G · institution -1.9 pts · filed 2025-04-17 | 7.3% |
| WCM INVESTMENT MANAGEMENT, LLC 13G · institution new · filed 2026-04-06 | 5.4% |
| VANGUARD CAPITAL MANAGEMENT LLC 13G · institution new · filed 2026-07-31 | 5.0% |
Fell to 5% or below in the last year: BlackRock Portfolio Management LLC (2.3%, 2026-05-01; now reported by BlackRock, Inc.), VANGUARD GROUP INC (0.0%, 2026-03-26; now reported by VANGUARD CAPITAL MANAGEMENT LLC), Flat Footed LLC (3.6%, 2026-02-17), ANTIPODES PARTNERS Ltd (4.8%, 2026-01-20)
Insider purchases and sales in Q3 2024
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q4 2022 | 1 | $154.5k | 0 | — | — |
| Q1 2023 | 0 | — | 1 | $57.3k | — |
| Q2 2023 | 0 | — | 0 | — | — |
| Q3 2023 | 0 | — | 0 | — | — |
| Q4 2023 | 0 | — | 1 | $133.1k | — |
| Q1 2024 | 2 | $55.6k | 1 | $121.5k | — |
| Q2 2024 | 0 | — | 1 | $23.9k | — |
| Q3 2024 | 0 | — | 0 | — | — |
None reported in Q3 2024.
Holders, Q3 2024
| Manager | Shares | Change |
|---|---|---|
| VANGUARD GROUP INC 0.00% of their portfolio | 19.3m $131.0m | Added +612.8k |
| BlackRock, Inc. 0.00% of their portfolio | 18.1m $122.7m | First filing |
| DEERFIELD MANAGEMENT COMPANY, L.P. 1.58% of their portfolio | 15.6m $106.0m | Unchanged |
| Camber Capital Management LP 3.67% of their portfolio | 13.9m $94.6m | Reduced -1.6m |
| WELLINGTON MANAGEMENT GROUP LLP 0.01% of their portfolio | 7.8m $53.1m | Added +799.7k |
| DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio | 7.0m $47.4m | Reduced -1.2m |
| RENAISSANCE TECHNOLOGIES LLC 0.07% of their portfolio | 6.5m $44.4m | Added +344.9k |
| Flat Footed LLC 19.10% of their portfolio | 6.2m $41.9m | Reduced -76.0k |
| EDMOND DE ROTHSCHILD HOLDING S.A. 0.63% of their portfolio | 5.7m $39.0m | Added +93.7k |
| RUSH ISLAND MANAGEMENT, LP 2.68% of their portfolio | 5.1m $34.7m | Added +1.2m |
| STATE STREET CORP 0.00% of their portfolio | 4.5m $30.9m | Added +9.7k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 4.4m $29.6m | Added +89.3k |
| ANTIPODES PARTNERS Ltd 0.95% of their portfolio | 4.1m $27.5m | Added +4.0m |
| DEUTSCHE BANK AG\ 0.01% of their portfolio | 3.8m $26.0m | Added +237.6k |
| Nuveen Asset Management, LLC 0.01% of their portfolio | 3.8m $25.8m | Reduced -1.0m |
| MORGAN STANLEY 0.00% of their portfolio | 3.7m $25.4m | Reduced -884.3k |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.02% of their portfolio | 3.5m $23.6m | Added +3.0m |
| CITADEL ADVISORS LLC 0.02% of their portfolio | 3.2m $21.7m | Reduced -1.3m |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 3.0m $20.1m | Reduced -54.1k |
| MARSHALL WACE, LLP 0.02% of their portfolio | 2.8m $19.0m | Added +863.1k |
| VICTORY CAPITAL MANAGEMENT INC 0.02% of their portfolio | 2.8m $18.8m | Added +145.3k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 2.8m $18.7m | Added +1.0m |
| MILLENNIUM MANAGEMENT LLC 0.02% of their portfolio | 2.6m $17.7m | Added +371.4k |
| GLENVIEW CAPITAL MANAGEMENT, LLC 0.36% of their portfolio | 2.5m $17.0m | Reduced -4.5m |
| AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio | 2.3m $15.5m | Reduced -878.2k |
| Waterfront Capital Partners, LLC 2.83% of their portfolio | 2.3m $15.4m | Reduced -840.2k |
| BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio | 2.3m $15.3m | Reduced -79.3k |
| RBF Capital, LLC 0.76% of their portfolio | 2.2m $14.9m | Added +99.7k |
| Iron Triangle Partners LP 2.10% of their portfolio | 2.2m $14.9m | Reduced -3.6m |
| Balyasny Asset Management L.P. 0.04% of their portfolio | 2.1m $14.1m | Added +1.7m |
| Invesco Ltd. 0.00% of their portfolio | 2.0m $13.7m | Added +65.9k |
| Qube Research & Technologies Ltd 0.02% of their portfolio | 2.0m $13.3m | Added +1.0m |
| NORTHERN TRUST CORP 0.00% of their portfolio | 1.9m $13.1m | Added +55.0k |
| D. E. Shaw & Co., Inc. 0.02% of their portfolio | 1.9m $12.7m | Reduced -96.3k |
| Vision Capital Corp 3.09% of their portfolio | 1.8m $12.5m | Added +400.0k |
| UBS Group AG 0.00% of their portfolio | 1.7m $11.7m | Reduced -161.5k |
| Penn Capital Management Company, LLC 0.96% of their portfolio | 1.5m $10.4m | Added +697.8k |
| CARRONADE CAPITAL MANAGEMENT, LP 2.79% of their portfolio | 1.5m $10.4m | New |
| Assenagon Asset Management S.A. 0.02% of their portfolio | 1.5m $10.0m | Added +69.2k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 1.5m $10.0m | Added +91.3k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 1.4m $9.6m | Reduced -162.5k |
| HENNESSY ADVISORS INC 0.31% of their portfolio | 1.4m $9.5m | Added +157.5k |
| AYAL Capital Advisors Ltd 4.70% of their portfolio | 1.2m $8.2m | New |
| First Eagle Investment Management, LLC 0.02% of their portfolio | 1.2m $7.9m | Added +95.0k |
| NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio | 1.1m $7.5m | Added +461.5k |
| Adelante Capital Management LLC 0.49% of their portfolio | 1.1m $7.5m | New |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 1.1m $7.3m | Added +170.9k |
| Eversept Partners, LP 0.45% of their portfolio | 861.3k $5.8m | Reduced -685.6k |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.01% of their portfolio | 794.8k $5.4m | Added +209.4k |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.12% of their portfolio | 790.7k $5.4m | Reduced -72.6k |
| Prescott Group Capital Management, L.L.C. 0.71% of their portfolio | 724.9k $4.9m | Unchanged |
| FIRST TRUST ADVISORS LP 0.00% of their portfolio | 700.3k $4.8m | Reduced -20.8k |
| FRANKLIN RESOURCES INC 0.00% of their portfolio | 660.8k $4.0m | Reduced -206.6k |
| Allspring Global Investments Holdings, LLC 0.01% of their portfolio | 601.4k $4.1m | Reduced -455.9k |
| GREAT LAKES ADVISORS, LLC 0.03% of their portfolio | 567.3k $3.9m | New |
| Bank of New York Mellon Corp 0.00% of their portfolio | 537.7k $3.7m | Reduced -145.9k |
| NOMURA HOLDINGS INC 0.03% of their portfolio | 528.7k $3.6m | Reduced -299.5k |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio | 494.5k $3.4m | Reduced -9.4k |
| LEE DANNER & BASS INC 0.23% of their portfolio | 478.0k $3.2m | Unchanged |
| Anson Funds Management LP 0.42% of their portfolio | 452.0k $3.1m | Added +327.0k |
| Squarepoint Ops LLC 0.01% of their portfolio | 430.0k $2.9m | Added +361.6k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 408.9k $2.8m | Added +80.9k |
| Campbell & CO Investment Adviser LLC 0.20% of their portfolio | 400.5k $2.7m | Added +111.5k |
| CONTINENTAL ADVISORS LLC 1.92% of their portfolio | 383.6k $2.6m | Reduced -18.6k |
| TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio | 379.9k $2.6m | Reduced -278.6k |
| Connor, Clark & Lunn Investment Management Ltd. 0.01% of their portfolio | 376.5k $2.6m | Added +110.1k |
| CenterBook Partners LP 0.16% of their portfolio | 372.5k $2.5m | Reduced -225.8k |
| TWO SIGMA ADVISERS, LP 0.01% of their portfolio | 361.9k $2.5m | Reduced -255.5k |
| Swiss National Bank 0.00% of their portfolio | 357.9k $2.4m | Added +6.2k |
| HRT FINANCIAL LP 0.01% of their portfolio | 325.3k $2.2m | Added +221.5k |
| BARCLAYS PLC 0.00% of their portfolio | 322.7k $2.2m | Added +249.3k |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 303.7k $2.1m | Added +104.9k |
| RHUMBLINE ADVISERS 0.00% of their portfolio | 274.7k $1.9m | Reduced -9.8k |
| TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 0.02% of their portfolio | 261.5k $1.8m | New |
| Polar Asset Management Partners Inc. 0.04% of their portfolio | 259.5k $1.8m | New |
| ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio | 249.9k $1.7m | Unchanged |
| BERYLSON CAPITAL PARTNERS, LLC 3.96% of their portfolio | 240.0k $1.6m | Unchanged |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio | 233.3k $1.6m | Reduced -492.3k |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 0.04% of their portfolio | 231.5k $1.6m | Reduced -20.0k |
| CANADA PENSION PLAN INVESTMENT BOARD 0.00% of their portfolio | 220.9k $1.5m | New |
| CAXTON ASSOCIATES LP 0.07% of their portfolio | 214.7k $1.5m | Added +16.5k |
| TUDOR INVESTMENT CORP ET AL 0.02% of their portfolio | 214.0k $1.5m | New |
| Hedges Asset Management LLC 0.93% of their portfolio | 207.0k $1.4m | Added +25.0k |
| Legal & General Group Plc 0.00% of their portfolio | 191.8k $1.3m | Added +2.5k |
| FMR LLC 0.00% of their portfolio | 180.0k $1.2m | Added +36.3k |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio | 174.1k $1.2m | Reduced -2.2k |
| BANTAMAC CAPITAL, LLC 0.56% of their portfolio | 172.5k $1.2m | Added +20.7k |
| Pingora Partners LLC 0.77% of their portfolio | 160.4k $1.1m | Unchanged |
| Nierenberg Investment Management Company, LLC 0.65% of their portfolio | 160.1k $1.1m | Unchanged |
| STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio | 159.7k $1.1m | Added +100 |
| LOS ANGELES CAPITAL MANAGEMENT LLC 0.00% of their portfolio | 153.6k $1.0m | Reduced -27.7k |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 149.4k $984.7k | New |
| CITIGROUP INC 0.00% of their portfolio | 145.0k $984.6k | Added +98.7k |
| SEI INVESTMENTS CO 0.00% of their portfolio | 138.7k $941.8k | Added +126.8k |
| PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio | 136.5k $927.0k | Added +111.7k |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.00% of their portfolio | 131.2k $891.1k | Added +11.5k |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio | 126.3k $858.0k | Added +1.8k |
| JOSH ARNOLD INVESTMENT CONSULTANT, LLC 0.69% of their portfolio | 125.0k $848.8k | Added +35.0k |
| Cinctive Capital Management LP 0.05% of their portfolio | 122.9k $834.4k | New |
| HSBC HOLDINGS PLC 0.00% of their portfolio | 112.8k $765.7k | Added +402 |