BROADWIND INC BWEN
COM NEW · Common Stock · CUSIP 11161T207
- SectorMaterials
- IndustryNonferrous Foundries (Castings)
- HeadquartersCicero, IL
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 23.7m as of 2026-08-04, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $4.83. Options: 3 managers hold calls ($221.2k notional), 4 hold puts ($243.4k).
Trends to Q2 2026
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 38 |
| Q4 2022 | 42 |
| Q1 2023 | 55 |
| Q2 2023 | 55 |
| Q3 2023 | 52 |
| Q4 2023 | 51 |
| Q1 2024 | 47 |
| Q2 2024 | 53 |
| Q3 2024 | 44 |
| Q4 2024 | 42 |
| Q1 2025 | 38 |
| Q2 2025 | 42 |
| Q3 2025 | 44 |
| Q4 2025 | 49 |
| Q1 2026 | 54 |
| Q2 2026 | 57 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q3 2024 | 17 | 24 |
| Q4 2024 | 13 | 27 |
| Q1 2025 | 17 | 15 |
| Q2 2025 | 22 | 13 |
| Q3 2025 | 17 | 18 |
| Q4 2025 | 27 | 17 |
| Q1 2026 | 25 | 22 |
| Q2 2026 | 32 | 25 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2025 | $56.8k | $420 | 0.01 |
| Q4 2025 | $221.1k | $849 | 0.00 |
| Q1 2026 | $221.3k | $0 | 0.00 |
| Q2 2026 | $221.2k | $243.4k | 1.10 |
Biggest buyers
| AIGH Capital Management LLC | New | +1.2m |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | +182.1k |
| Informed Momentum Co LLC | New | +176.2k |
| RAYMOND JAMES FINANCIAL INC | New | +140.9k |
| SIMPLEX TRADING, LLC | Added | +109.2k |
| SEI INVESTMENTS CO | New | +104.4k |
| JANE STREET GROUP, LLC | Added | +100.8k |
| DIMENSIONAL FUND ADVISORS LP | Added | +50.7k |
| MYDA Advisors LLC | New | +50.0k |
| ALGERT GLOBAL LLC | Added | +46.8k |
Biggest sellers
| Quinn Opportunity Partners LLC | Sold out | -471.9k |
| MARSHALL WACE, LLP | Sold out | -297.5k |
| GRACE & WHITE INC /NY | Reduced | -215.4k |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | Reduced | -127.7k |
| Empowered Funds, LLC | Sold out | -127.7k |
| GSA CAPITAL PARTNERS LLP | Reduced | -63.2k |
| RENAISSANCE TECHNOLOGIES LLC | Reduced | -44.7k |
| Centiva Capital, LP | Sold out | -26.6k |
| CAPTRUST FINANCIAL ADVISORS | Sold out | -24.4k |
| Virtu Financial LLC | Sold out | -16.0k |
Biggest calls
| GROUP ONE TRADING LLC | Reduced | $75.3k15.6k shares |
| CITADEL ADVISORS LLC | Reduced | $72.9k15.1k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | New | $72.9k15.1k shares |
Biggest puts
| CITADEL ADVISORS LLC | New | $93.7k19.4k shares |
| SIMPLEX TRADING, LLC | New | $80.7k16.7k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | New | $51.2k10.6k shares |
| GROUP ONE TRADING LLC | New | $17.9k3.7k shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| GRACE & WHITE INC /NY 13G · institution -0.2 pts · filed 2026-01-27 | 8.8% |
| DELAWARE CHARTER GUARANTEE & TRUST CO 13G · institution new · filed 2025-11-14 | 7.3% |
Insider purchases and sales since 1 Apr 2026
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q4 2024 | 0 | — | 0 | — | — |
| Q1 2025 | 0 | — | 0 | — | — |
| Q2 2025 | 0 | — | 1 | $5.8k | — |
| Q3 2025 | 0 | — | 0 | — | — |
| Q4 2025 | 0 | — | 0 | — | — |
| Q1 2026 | 0 | — | 0 | — | — |
| Q2 2026 | 0 | — | 0 | — | — |
| Q3 2026 | 0 | — | 0 | — | — |
None reported since 1 Apr 2026.
Holders, Q2 2026
| Manager | Shares | Change |
|---|---|---|
| GRACE & WHITE INC /NY 1.36% of their portfolio | 1.8m $8.6m | Reduced -215.4k |
| AIGH Capital Management LLC 0.51% of their portfolio | 1.2m $5.6m | New |
| VANGUARD CAPITAL MANAGEMENT LLC 0.00% of their portfolio | 912.8k $4.4m | Added +35.8k |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.00% of their portfolio | 475.4k $2.3m | Added +40.6k |
| BlackRock, Inc. 0.00% of their portfolio | 389.9k $1.9m | Added +24.1k |
| DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio | 342.5k $1.7m | Added +50.7k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 244.4k $1.2m | Added +182.1k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 240.1k $1.2m | Reduced -10.9k |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 182.9k $883.5k | Added +100.8k |
| Informed Momentum Co LLC 0.08% of their portfolio | 176.2k $851.3k | New |
| ACADIAN ASSET MANAGEMENT LLC 0.00% of their portfolio | 164.5k $794.0k | Added +43.9k |
| US BANCORP \DE\ 0.00% of their portfolio | 160.1k $773.4k | Unchanged |
| Aristides Capital LLC 0.19% of their portfolio | 156.5k $755.9k | Added +11.6k |
| RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio | 149.2k $720.6k | Reduced -44.7k |
| RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio | 140.9k $680.8k | New |
| VANGUARD FIDUCIARY TRUST CO 0.00% of their portfolio | 126.5k $611.0k | Added +13.0k |
| SIMPLEX TRADING, LLC 0.01% of their portfolio | 113.1k $546.2k | Added +109.2k |
| SEI INVESTMENTS CO 0.00% of their portfolio | 104.4k $504.3k | New |
| ESSEX INVESTMENT MANAGEMENT CO LLC 0.06% of their portfolio | 94.7k $457.3k | Reduced -117 |
| STATE STREET CORP 0.00% of their portfolio | 79.2k $382.6k | Reduced -1.1k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 71.7k $346.5k | Reduced -8.0k |
| ALGERT GLOBAL LLC 0.00% of their portfolio | 67.4k $325.6k | Added +46.8k |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.01% of their portfolio | 59.0k $284.9k | Reduced -127.7k |
| GROUP ONE TRADING LLC 0.01% of their portfolio | 58.2k $281.0k | Added +44.7k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 52.0k $251.4k | Added +3.8k |
| MYDA Advisors LLC 0.06% of their portfolio | 50.0k $241.5k | New |
| NORTHERN TRUST CORP 0.00% of their portfolio | 45.9k $221.5k | Added +5.3k |
| XTX Topco Ltd 0.00% of their portfolio | 40.6k $195.9k | Reduced -4.1k |
| Squarepoint Ops LLC 0.00% of their portfolio | 35.8k $172.7k | New |
| Mariner, LLC 0.00% of their portfolio | 35.7k $172.2k | Reduced -200 |
| HRT FINANCIAL LP 0.00% of their portfolio | 34.2k $165.0k | Added +19.6k |
| GSA CAPITAL PARTNERS LLP 0.01% of their portfolio | 32.1k $155.0k | Reduced -63.2k |
| TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio | 30.2k $145.7k | New |
| NewEdge Advisors, LLC 0.00% of their portfolio | 27.2k $131.4k | Unchanged |
| Apollon Wealth Management, LLC 0.00% of their portfolio | 27.1k $131.0k | Reduced -47 |
| JAMES INVESTMENT RESEARCH, INC. 0.01% of their portfolio | 27.1k $130.9k | Unchanged |
| AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio | 26.9k $130.0k | New |
| LPL Financial LLC 0.00% of their portfolio | 25.5k $123.4k | Added +113 |
| Legato Capital Management LLC 0.01% of their portfolio | 22.3k $107.7k | Unchanged |
| T3 Companies, LLC 0.12% of their portfolio | 22.2k $107.2k | New |
| Macco Financial Group, Inc. 0.07% of their portfolio | 21.0k $101.4k | Unchanged |
| ALERUS FINANCIAL NA 0.00% of their portfolio | 13.2k $63.9k | Unchanged |
| PANAGORA ASSET MANAGEMENT INC 0.00% of their portfolio | 11.9k $57.6k | New |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 11.0k $53.1k | New |
| PFG Investments, LLC 0.00% of their portfolio | 10.0k $48.3k | Unchanged |
| Vanguard Global Advisers, LLC 0.00% of their portfolio | 5.7k $27.5k | Unchanged |
| CITIGROUP INC 0.00% of their portfolio | 4.3k $20.6k | New |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 3.2k $15.5k | Added +825 |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 2.9k $14.0k | Reduced -680 |
| UBS Group AG 0.00% of their portfolio | 1.8k $8.8k | Reduced -4.0k |
| HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio | 579 $2.8k | Added +50 |
| FMR LLC 0.00% of their portfolio | 558 $2.7k | Added +521 |
| COMPASS FINANCIAL MANAGEMENT LLC 0.00% of their portfolio | 500 $2.4k | First filing |
| SBI Securities Co., Ltd. 0.00% of their portfolio | 301 $1.5k | Reduced -71 |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 150 $725 | Unchanged |
| Caitong International Asset Management Co., Ltd 0.00% of their portfolio | 116 $560 | New |
| MORGAN STANLEY 0.00% of their portfolio | 10 $48 | Unchanged |