Vault-13

BROADWIND INC BWEN

COM NEW · Common Stock · CUSIP 11161T207

57 institutional holders +3 vs Q1 2026
8,069,8798.1m shares reported held*
34.1% of all shares outstanding*
$39.0mreported value*
13 new 19 added 14 reduced 11 sold out net bought ≈ $5.0m (+1.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 23.7m as of 2026-08-04, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $4.83. Options: 3 managers hold calls ($221.2k notional), 4 hold puts ($243.4k).

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 38Q4 22: 42Q1 23: 55Q2 23: 55Q3 23: 52Q4 23: 51Q1 24: 47Q2 24: 53Q3 24: 44Q4 24: 42Q1 25: 38Q2 25: 42Q3 25: 44Q4 25: 49Q1 26: 54Q2 26: 5757Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202238
Q4 202242
Q1 202355
Q2 202355
Q3 202352
Q4 202351
Q1 202447
Q2 202453
Q3 202444
Q4 202442
Q1 202538
Q2 202542
Q3 202544
Q4 202549
Q1 202654
Q2 202657

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 24: 17 bought or addedQ3 24: 24 cut or sold outQ4 24: 13 bought or addedQ4 24: 27 cut or sold outQ4 24Q1 25: 17 bought or addedQ1 25: 15 cut or sold outQ2 25: 22 bought or addedQ2 25: 13 cut or sold outQ2 25Q3 25: 17 bought or addedQ3 25: 18 cut or sold outQ4 25: 27 bought or addedQ4 25: 17 cut or sold outQ4 25Q1 26: 25 bought or addedQ1 26: 22 cut or sold outQ2 26: 32 bought or addedQ2 26: 25 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20241724
Q4 20241327
Q1 20251715
Q2 20252213
Q3 20251718
Q4 20252717
Q1 20262522
Q2 20263225

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ3 25 calls: $56.8kQ3 25 puts: $420Q3 25P/C 0.01Q4 25 calls: $221.1kQ4 25 puts: $849Q4 25P/C 0.00Q1 26 calls: $221.3kQ1 26 puts: $0Q1 26P/C 0.00Q2 26 calls: $221.2kQ2 26 puts: $243.4kQ2 26P/C 1.10
Numbers
QuarterCallsPutsP/C
Q3 2025$56.8k$4200.01
Q4 2025$221.1k$8490.00
Q1 2026$221.3k$00.00
Q2 2026$221.2k$243.4k1.10

Biggest buyers

AIGH Capital Management LLC New +1,156,000+1.2m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +182,097+182.1k
Informed Momentum Co LLC New +176,250+176.2k
RAYMOND JAMES FINANCIAL INC New +140,946+140.9k
SIMPLEX TRADING, LLC Added +109,150+109.2k
SEI INVESTMENTS CO New +104,414+104.4k
JANE STREET GROUP, LLC Added +100,754+100.8k
DIMENSIONAL FUND ADVISORS LP Added +50,654+50.7k
MYDA Advisors LLC New +50,000+50.0k
ALGERT GLOBAL LLC Added +46,776+46.8k

Biggest sellers

Quinn Opportunity Partners LLC Sold out -471,863-471.9k
MARSHALL WACE, LLP Sold out -297,451-297.5k
GRACE & WHITE INC /NY Reduced -215,422-215.4k
BRIDGEWAY CAPITAL MANAGEMENT, LLC Reduced -127,727-127.7k
Empowered Funds, LLC Sold out -127,727-127.7k
GSA CAPITAL PARTNERS LLP Reduced -63,241-63.2k
RENAISSANCE TECHNOLOGIES LLC Reduced -44,672-44.7k
Centiva Capital, LP Sold out -26,638-26.6k
CAPTRUST FINANCIAL ADVISORS Sold out -24,406-24.4k
Virtu Financial LLC Sold out -15,968-16.0k

Biggest calls

GROUP ONE TRADING LLC Reduced $75.3k15.6k shares
CITADEL ADVISORS LLC Reduced $72.9k15.1k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP New $72.9k15.1k shares

Biggest puts

CITADEL ADVISORS LLC New $93.7k19.4k shares
SIMPLEX TRADING, LLC New $80.7k16.7k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP New $51.2k10.6k shares
GROUP ONE TRADING LLC New $17.9k3.7k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
GRACE & WHITE INC /NY 13G · institution -0.2 pts · filed 2026-01-27 8.8% -0.2 pts 2.0m≈ $9.9m 2026-01-27
DELAWARE CHARTER GUARANTEE & TRUST CO 13G · institution new · filed 2025-11-14 7.3% new 1.7m≈ $8.1m 2025-11-14

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q4 24: 0 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25Q2 25: 0 buyingQ2 25: 1 sellingQ3 25: 0 buyingQ3 25: 0 sellingQ3 25Q4 25: 0 buyingQ4 25: 0 sellingQ1 26: 0 buyingQ1 26: 0 sellingQ1 26Q2 26: 0 buyingQ2 26: 0 sellingQ3 26: 0 buyingQ3 26: 0 sellingQ3 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20240—0——
Q1 20250—0——
Q2 20250—1$5.8k—
Q3 20250—0——
Q4 20250—0——
Q1 20260—0——
Q2 20260—0——
Q3 20260—0——

None reported since 1 Apr 2026.

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 GRACE & WHITE INC /NY 1.36% of their portfolio NY, NY 1,782,0731.8m $8.6m $8.6m 1.36% Reduced -215.4k -215,422
2 AIGH Capital Management LLC 0.51% of their portfolio BALTIMORE, MD 1,156,0001.2m $5.6m $5.6m 0.51% New
3 VANGUARD CAPITAL MANAGEMENT LLC 0.00% of their portfolio MALVERN, PA 912,824912.8k $4.4m $4.4m 0.00% Added +35.8k +35,827
4 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.00% of their portfolio BOSTON, MA 475,439475.4k $2.3m $2.3m 0.00% Added +40.6k +40,578
5 BlackRock, Inc. 0.00% of their portfolio New York, NY 389,947389.9k $1.9m $1.9m 0.00% Added +24.1k +24,102
6 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 342,455342.5k $1.7m $1.7m 0.00% Added +50.7k +50,654
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 244,432244.4k $1.2m $1.2m 0.00% Added +182.1k +182,097
8 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 240,136240.1k $1.2m $1.2m 0.00% Reduced -10.9k -10,889
9 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 182,919182.9k $883.5k $883.5k 0.00% Added +100.8k +100,754
10 Informed Momentum Co LLC 0.08% of their portfolio SOLANA BEACH, CA 176,250176.2k $851.3k $851.3k 0.08% New
11 ACADIAN ASSET MANAGEMENT LLC 0.00% of their portfolio Boston, MA 164,477164.5k $794.0k $794.0k 0.00% Added +43.9k +43,888
12 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 160,128160.1k $773.4k $773.4k 0.00% Unchanged
13 Aristides Capital LLC 0.19% of their portfolio LOUISVILLE, KY 156,500156.5k $755.9k $755.9k 0.19% Added +11.6k +11,570
14 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 149,186149.2k $720.6k $720.6k 0.00% Reduced -44.7k -44,672
15 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 140,946140.9k $680.8k $680.8k 0.00% New
16 VANGUARD FIDUCIARY TRUST CO 0.00% of their portfolio MALVERN, PA 126,503126.5k $611.0k $611.0k 0.00% Added +13.0k +12,979
17 SIMPLEX TRADING, LLC 0.01% of their portfolio CHICAGO, IL 113,080113.1k $546.2k $546.2k 0.01% Added +109.2k +109,150
18 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 104,414104.4k $504.3k $504.3k 0.00% New
19 ESSEX INVESTMENT MANAGEMENT CO LLC 0.06% of their portfolio BOSTON, MA 94,67194.7k $457.3k $457.3k 0.06% Reduced -117 -117
20 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 79,21579.2k $382.6k $382.6k 0.00% Reduced -1.1k -1,050
21 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 71,73371.7k $346.5k $346.5k 0.00% Reduced -8.0k -8,002
22 ALGERT GLOBAL LLC 0.00% of their portfolio SAN FRANCISCO, CA 67,41667.4k $325.6k $325.6k 0.00% Added +46.8k +46,776
23 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.01% of their portfolio HOUSTON, TX 58,98859.0k $284.9k $284.9k 0.01% Reduced -127.7k -127,727
24 GROUP ONE TRADING LLC 0.01% of their portfolio CHICAGO, IL 58,16858.2k $281.0k $281.0k 0.01% Added +44.7k +44,700
25 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 52,04552.0k $251.4k $251.4k 0.00% Added +3.8k +3,845
26 MYDA Advisors LLC 0.06% of their portfolio WOODMERE, NY 50,00050.0k $241.5k $241.5k 0.06% New
27 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 45,85745.9k $221.5k $221.5k 0.00% Added +5.3k +5,317
28 XTX Topco Ltd 0.00% of their portfolio LONDON, X0 40,55940.6k $195.9k $195.9k 0.00% Reduced -4.1k -4,102
29 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 35,76235.8k $172.7k $172.7k 0.00% New
30 Mariner, LLC 0.00% of their portfolio Overland Park, KS 35,65335.7k $172.2k $172.2k 0.00% Reduced -200 -200
31 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 34,17134.2k $165.0k $165.0k 0.00% Added +19.6k +19,578
32 GSA CAPITAL PARTNERS LLP 0.01% of their portfolio LONDON, X0 32,14932.1k $155.0k $155.0k 0.01% Reduced -63.2k -63,241
33 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 30,16430.2k $145.7k $145.7k 0.00% New
34 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 27,20027.2k $131.4k $131.4k 0.00% Unchanged
35 Apollon Wealth Management, LLC 0.00% of their portfolio MOUNT PLEASANT, SC 27,11427.1k $131.0k $131.0k 0.00% Reduced -47 -47
36 JAMES INVESTMENT RESEARCH, INC. 0.01% of their portfolio ALPHA, OH 27,10027.1k $130.9k $130.9k 0.01% Unchanged
37 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 26,92326.9k $130.0k $130.0k 0.00% New
38 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 25,54425.5k $123.4k $123.4k 0.00% Added +113 +113
39 Legato Capital Management LLC 0.01% of their portfolio San Francisco, CA 22,28922.3k $107.7k $107.7k 0.01% Unchanged
40 T3 Companies, LLC 0.12% of their portfolio NEW YORK, NY 22,20022.2k $107.2k $107.2k 0.12% New
41 Macco Financial Group, Inc. 0.07% of their portfolio GREEN BAY, WI 21,00021.0k $101.4k $101.4k 0.07% Unchanged
42 ALERUS FINANCIAL NA 0.00% of their portfolio GRAND FORKS, ND 13,23913.2k $63.9k $63.9k 0.00% Unchanged
43 PANAGORA ASSET MANAGEMENT INC 0.00% of their portfolio BOSTON, MA 11,93111.9k $57.6k $57.6k 0.00% New
44 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 10,99411.0k $53.1k $53.1k 0.00% New
45 PFG Investments, LLC 0.00% of their portfolio WOODBURY, NY 10,00010.0k $48.3k $48.3k 0.00% Unchanged
46 Vanguard Global Advisers, LLC 0.00% of their portfolio MALVERN, PA 5,6915.7k $27.5k $27.5k 0.00% Unchanged
47 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 4,2704.3k $20.6k $20.6k 0.00% New
48 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 3,2053.2k $15.5k $15.5k 0.00% Added +825 +825
49 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 2,8902.9k $14.0k $14.0k 0.00% Reduced -680 -680
50 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,8151.8k $8.8k $8.8k 0.00% Reduced -4.0k -4,038
51 HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio NEWPORT BEACH, CA 579579 $2.8k $2.8k 0.00% Added +50 +50
52 FMR LLC 0.00% of their portfolio BOSTON, MA 558558 $2.7k $2.7k 0.00% Added +521 +521
53 COMPASS FINANCIAL MANAGEMENT LLC 0.00% of their portfolio TAMPA, FL 500500 $2.4k $2.4k 0.00% First filing
54 SBI Securities Co., Ltd. 0.00% of their portfolio TOKYO, M0 301301 $1.5k $1.5k 0.00% Reduced -71 -71
55 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 150150 $725 $725 0.00% Unchanged
56 Caitong International Asset Management Co., Ltd 0.00% of their portfolio HONG KONG, K3 116116 $560 $560 0.00% New
57 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1010 $48 $48 0.00% Unchanged