BROADWIND INC BWEN
COM NEW · Common Stock · CUSIP 11161T207
- SectorMaterials
- IndustryNonferrous Foundries (Castings)
- HeadquartersCicero, IL
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($265.7k this quarter). Holder counts are more reliable. Shares outstanding: 23.3m as of 2026-03-04, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $2.08. Options: 4 managers hold calls ($221.3k notional), 0 hold puts (—).
Trends to Q1 2026
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 38 |
| Q4 2022 | 42 |
| Q1 2023 | 55 |
| Q2 2023 | 55 |
| Q3 2023 | 52 |
| Q4 2023 | 51 |
| Q1 2024 | 47 |
| Q2 2024 | 53 |
| Q3 2024 | 44 |
| Q4 2024 | 42 |
| Q1 2025 | 38 |
| Q2 2025 | 42 |
| Q3 2025 | 44 |
| Q4 2025 | 49 |
| Q1 2026 | 54 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q2 2024 | 27 | 18 |
| Q3 2024 | 17 | 24 |
| Q4 2024 | 13 | 27 |
| Q1 2025 | 17 | 15 |
| Q2 2025 | 22 | 13 |
| Q3 2025 | 17 | 18 |
| Q4 2025 | 27 | 17 |
| Q1 2026 | 25 | 22 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q2 2025 | $0 | $0 | — |
| Q3 2025 | $56.8k | $420 | 0.01 |
| Q4 2025 | $221.1k | $849 | 0.00 |
| Q1 2026 | $221.3k | $0 | 0.00 |
Biggest buyers
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | Added | +263.8k |
| ACADIAN ASSET MANAGEMENT LLC | Added | +108.8k |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | Added | +63.5k |
| GSA CAPITAL PARTNERS LLP | Added | +61.6k |
| Apollon Wealth Management, LLC | New | +27.2k |
| DIMENSIONAL FUND ADVISORS LP | Added | +26.5k |
| Aristides Capital LLC | Added | +16.8k |
| MARSHALL WACE, LLP | Added | +16.1k |
| Virtu Financial LLC | New | +16.0k |
| JAMES INVESTMENT RESEARCH, INC. | Added | +15.0k |
Biggest sellers
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | -95.8k |
| Pekin Hardy Strauss, Inc. | Sold out | -75.0k |
| CAPTRUST FINANCIAL ADVISORS | Reduced | -72.6k |
| Quadrature Capital Ltd | Sold out | -60.2k |
| CITADEL ADVISORS LLC | Reduced | -55.1k |
| CORSAIR CAPITAL MANAGEMENT, L.P. | Sold out | -50.0k |
| JANE STREET GROUP, LLC | Reduced | -41.5k |
| GRACE & WHITE INC /NY | Reduced | -33.1k |
| Quinn Opportunity Partners LLC | Reduced | -30.1k |
| Centiva Capital, LP | Reduced | -11.1k |
Biggest calls
| CITADEL ADVISORS LLC | Added | $150.2k72.2k shares |
| GROUP ONE TRADING LLC | Reduced | $55.3k26.6k shares |
| SIMPLEX TRADING, LLC | Reduced | $14.1k6.8k shares |
| Cetera Investment Advisers | Added | $1.7k25.0k shares |
Biggest puts
| None |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| GRACE & WHITE INC /NY 13G · institution -0.2 pts · filed 2026-01-27 | 8.8% |
| DELAWARE CHARTER GUARANTEE & TRUST CO 13G · institution new · filed 2025-11-14 | 7.3% |
Insider purchases and sales in Q1 2026
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q2 2024 | 0 | — | 1 | $26.3k | — |
| Q3 2024 | 1 | $11.3k | 0 | — | — |
| Q4 2024 | 0 | — | 0 | — | — |
| Q1 2025 | 0 | — | 0 | — | — |
| Q2 2025 | 0 | — | 1 | $5.8k | — |
| Q3 2025 | 0 | — | 0 | — | — |
| Q4 2025 | 0 | — | 0 | — | — |
| Q1 2026 | 0 | — | 0 | — | — |
None reported in Q1 2026.
Holders, Q1 2026
| Manager | Shares | Change |
|---|---|---|
| GRACE & WHITE INC /NY 0.73% of their portfolio | 2.0m $4.2m | Reduced -33.1k |
| VANGUARD CAPITAL MANAGEMENT LLC 0.00% of their portfolio | 877.0k $1.8m | First filing |
| Quinn Opportunity Partners LLC 0.05% of their portfolio | 471.9k $981.5k | Reduced -30.1k |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.00% of their portfolio | 434.9k $904.5k | Added +263.8k |
| BlackRock, Inc. 0.00% of their portfolio | 365.8k $761.0k | Reduced -2.5k |
| MARSHALL WACE, LLP 0.00% of their portfolio | 297.5k $618.7k | Added +16.1k |
| DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio | 291.8k $606.9k | Added +26.5k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 251.0k $522.2k | Added +11.1k |
| RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio | 193.9k $403.2k | Reduced -10.1k |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.01% of their portfolio | 186.7k $388.4k | Added +63.5k |
| US BANCORP \DE\ 0.00% of their portfolio | 160.1k $333.1k | Unchanged |
| Aristides Capital LLC 0.10% of their portfolio | 144.9k $301.5k | Added +16.8k |
| Empowered Funds, LLC 0.00% of their portfolio | 127.7k $265.7k | Added +9.6k |
| ACADIAN ASSET MANAGEMENT LLC 0.00% of their portfolio | 120.6k $249.0k | Added +108.8k |
| VANGUARD FIDUCIARY TRUST CO 0.00% of their portfolio | 113.5k $236.1k | First filing |
| GSA CAPITAL PARTNERS LLP 0.01% of their portfolio | 95.4k $198.0k | Added +61.6k |
| ESSEX INVESTMENT MANAGEMENT CO LLC 0.03% of their portfolio | 94.8k $197.2k | Unchanged |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 82.2k $170.9k | Reduced -41.5k |
| STATE STREET CORP 0.00% of their portfolio | 80.3k $167.0k | Unchanged |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 79.7k $165.8k | Reduced -4.8k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 62.3k $129.7k | Reduced -95.8k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 48.2k $100.3k | Reduced -55.1k |
| XTX Topco Ltd 0.00% of their portfolio | 44.7k $92.9k | Reduced -7.9k |
| NORTHERN TRUST CORP 0.00% of their portfolio | 40.5k $84.3k | Added +11.5k |
| Mariner, LLC 0.00% of their portfolio | 35.9k $74.6k | Reduced -267 |
| NewEdge Advisors, LLC 0.00% of their portfolio | 27.2k $56.6k | Added +15.0k |
| Apollon Wealth Management, LLC 0.00% of their portfolio | 27.2k $56.5k | New |
| JAMES INVESTMENT RESEARCH, INC. 0.01% of their portfolio | 27.1k $56.4k | Added +15.0k |
| Centiva Capital, LP 0.00% of their portfolio | 26.6k $55.4k | Reduced -11.1k |
| LPL Financial LLC 0.00% of their portfolio | 25.4k $52.9k | Reduced -6.2k |
| CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio | 24.4k $50.8k | Reduced -72.6k |
| Legato Capital Management LLC 0.00% of their portfolio | 22.3k $46.4k | Unchanged |
| Macco Financial Group, Inc. 0.03% of their portfolio | 21.0k $43.7k | Unchanged |
| ALGERT GLOBAL LLC 0.00% of their portfolio | 20.6k $42.9k | Unchanged |
| Virtu Financial LLC 0.00% of their portfolio | 16.0k $33.0k | New |
| HRT FINANCIAL LP 0.00% of their portfolio | 14.6k $30.0k | New |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio | 13.8k $28.8k | Reduced -2.2k |
| GROUP ONE TRADING LLC 0.00% of their portfolio | 13.5k $28.0k | New |
| ALERUS FINANCIAL NA 0.00% of their portfolio | 13.2k $27.5k | Unchanged |
| RITHOLTZ WEALTH MANAGEMENT 0.00% of their portfolio | 10.6k $22.1k | Reduced -2.2k |
| PFG Investments, LLC 0.00% of their portfolio | 10.0k $20.8k | Unchanged |
| Hillsdale Investment Management Inc. 0.00% of their portfolio | 6.9k $14.3k | New |
| UBS Group AG 0.00% of their portfolio | 5.9k $12.2k | Reduced -5.6k |
| Vanguard Global Advisers, LLC 0.00% of their portfolio | 5.7k $11.8k | First filing |
| SIMPLEX TRADING, LLC 0.00% of their portfolio | 3.9k $8.2k | Added +3.8k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 3.6k $7.4k | Added +380 |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 2.4k $5.0k | Added +775 |
| HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio | 529 $1.1k | New |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 470 $926 | New |
| Advisory Services Network, LLC 0.00% of their portfolio | 416 $865 | New |
| SBI Securities Co., Ltd. 0.00% of their portfolio | 372 $774 | Added +40 |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 150 $312 | New |
| FMR LLC 0.00% of their portfolio | 37 $77 | Unchanged |
| MORGAN STANLEY 0.00% of their portfolio | 10 $21 | Unchanged |