Vault-13

BROADWIND INC BWEN

COM NEW · Common Stock · CUSIP 11161T207

54 institutional holders +5 vs Q4 2025
6,914,9246.9m shares reported held*
29.7% of all shares outstanding*
$14.4mreported value*
9 new 16 added 16 reduced 6 sold out net bought ≈ $273.9k (+131.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($265.7k this quarter). Holder counts are more reliable. Shares outstanding: 23.3m as of 2026-03-04, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $2.08. Options: 4 managers hold calls ($221.3k notional), 0 hold puts (—).

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 38Q4 22: 42Q1 23: 55Q2 23: 55Q3 23: 52Q4 23: 51Q1 24: 47Q2 24: 53Q3 24: 44Q4 24: 42Q1 25: 38Q2 25: 42Q3 25: 44Q4 25: 49Q1 26: 5454Q3 22Q3 23Q3 24Q3 25Q1 26
Numbers
QuarterHolders
Q3 202238
Q4 202242
Q1 202355
Q2 202355
Q3 202352
Q4 202351
Q1 202447
Q2 202453
Q3 202444
Q4 202442
Q1 202538
Q2 202542
Q3 202544
Q4 202549
Q1 202654

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q2 24: 27 bought or addedQ2 24: 18 cut or sold outQ3 24: 17 bought or addedQ3 24: 24 cut or sold outQ3 24Q4 24: 13 bought or addedQ4 24: 27 cut or sold outQ1 25: 17 bought or addedQ1 25: 15 cut or sold outQ1 25Q2 25: 22 bought or addedQ2 25: 13 cut or sold outQ3 25: 17 bought or addedQ3 25: 18 cut or sold outQ3 25Q4 25: 27 bought or addedQ4 25: 17 cut or sold outQ1 26: 25 bought or addedQ1 26: 22 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 20242718
Q3 20241724
Q4 20241327
Q1 20251715
Q2 20252213
Q3 20251718
Q4 20252717
Q1 20262522

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ2 25 calls: $0Q2 25 puts: $0Q2 25P/C —Q3 25 calls: $56.8kQ3 25 puts: $420Q3 25P/C 0.01Q4 25 calls: $221.1kQ4 25 puts: $849Q4 25P/C 0.00Q1 26 calls: $221.3kQ1 26 puts: $0Q1 26P/C 0.00
Numbers
QuarterCallsPutsP/C
Q2 2025$0$0—
Q3 2025$56.8k$4200.01
Q4 2025$221.1k$8490.00
Q1 2026$221.3k$00.00

Biggest buyers

ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Added +263,825+263.8k
ACADIAN ASSET MANAGEMENT LLC Added +108,796+108.8k
BRIDGEWAY CAPITAL MANAGEMENT, LLC Added +63,549+63.5k
GSA CAPITAL PARTNERS LLP Added +61,570+61.6k
Apollon Wealth Management, LLC New +27,161+27.2k
DIMENSIONAL FUND ADVISORS LP Added +26,546+26.5k
Aristides Capital LLC Added +16,797+16.8k
MARSHALL WACE, LLP Added +16,114+16.1k
Virtu Financial LLC New +15,968+16.0k
JAMES INVESTMENT RESEARCH, INC. Added +15,000+15.0k

Biggest sellers

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -95,764-95.8k
Pekin Hardy Strauss, Inc. Sold out -75,000-75.0k
CAPTRUST FINANCIAL ADVISORS Reduced -72,594-72.6k
Quadrature Capital Ltd Sold out -60,154-60.2k
CITADEL ADVISORS LLC Reduced -55,122-55.1k
CORSAIR CAPITAL MANAGEMENT, L.P. Sold out -50,000-50.0k
JANE STREET GROUP, LLC Reduced -41,494-41.5k
GRACE & WHITE INC /NY Reduced -33,059-33.1k
Quinn Opportunity Partners LLC Reduced -30,145-30.1k
Centiva Capital, LP Reduced -11,087-11.1k

Biggest calls

CITADEL ADVISORS LLC Added $150.2k72.2k shares
GROUP ONE TRADING LLC Reduced $55.3k26.6k shares
SIMPLEX TRADING, LLC Reduced $14.1k6.8k shares
Cetera Investment Advisers Added $1.7k25.0k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
GRACE & WHITE INC /NY 13G · institution -0.2 pts · filed 2026-01-27 8.8% -0.2 pts 2.0m≈ $9.9m 2026-01-27
DELAWARE CHARTER GUARANTEE & TRUST CO 13G · institution new · filed 2025-11-14 7.3% new 1.7m≈ $8.1m 2025-11-14

Insider purchases and sales in Q1 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q2 24: 0 buyingQ2 24: 1 sellingQ3 24: 1 buyingQ3 24: 0 sellingQ3 24Q4 24: 0 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25Q2 25: 0 buyingQ2 25: 1 sellingQ3 25: 0 buyingQ3 25: 0 sellingQ3 25Q4 25: 0 buyingQ4 25: 0 sellingQ1 26: 0 buyingQ1 26: 0 sellingQ1 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q2 20240—1$26.3k—
Q3 20241$11.3k0——
Q4 20240—0——
Q1 20250—0——
Q2 20250—1$5.8k—
Q3 20250—0——
Q4 20250—0——
Q1 20260—0——

None reported in Q1 2026.

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 GRACE & WHITE INC /NY 0.73% of their portfolio NY, NY 1,997,4952.0m $4.2m $4.2m 0.73% Reduced -33.1k -33,059
2 VANGUARD CAPITAL MANAGEMENT LLC 0.00% of their portfolio MALVERN, PA 876,997877.0k $1.8m $1.8m 0.00% First filing
3 Quinn Opportunity Partners LLC 0.05% of their portfolio CHARLOTTESVILLE, VA 471,863471.9k $981.5k $981.5k 0.05% Reduced -30.1k -30,145
4 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.00% of their portfolio BOSTON, MA 434,861434.9k $904.5k $904.5k 0.00% Added +263.8k +263,825
5 BlackRock, Inc. 0.00% of their portfolio New York, NY 365,845365.8k $761.0k $761.0k 0.00% Reduced -2.5k -2,485
6 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 297,451297.5k $618.7k $618.7k 0.00% Added +16.1k +16,114
7 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 291,801291.8k $606.9k $606.9k 0.00% Added +26.5k +26,546
8 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 251,025251.0k $522.2k $522.2k 0.00% Added +11.1k +11,079
9 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 193,858193.9k $403.2k $403.2k 0.00% Reduced -10.1k -10,074
10 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.01% of their portfolio HOUSTON, TX 186,715186.7k $388.4k $388.4k 0.01% Added +63.5k +63,549
11 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 160,128160.1k $333.1k $333.1k 0.00% Unchanged
12 Aristides Capital LLC 0.10% of their portfolio LOUISVILLE, KY 144,930144.9k $301.5k $301.5k 0.10% Added +16.8k +16,797
13 Empowered Funds, LLC 0.00% of their portfolio NEWTOWN SQUARE, PA 127,727127.7k $265.7k $265.7k 0.00% Added +9.6k +9,561
14 ACADIAN ASSET MANAGEMENT LLC 0.00% of their portfolio Boston, MA 120,589120.6k $249.0k $249.0k 0.00% Added +108.8k +108,796
15 VANGUARD FIDUCIARY TRUST CO 0.00% of their portfolio MALVERN, PA 113,524113.5k $236.1k $236.1k 0.00% First filing
16 GSA CAPITAL PARTNERS LLP 0.01% of their portfolio LONDON, X0 95,39095.4k $198.0k $198.0k 0.01% Added +61.6k +61,570
17 ESSEX INVESTMENT MANAGEMENT CO LLC 0.03% of their portfolio BOSTON, MA 94,78894.8k $197.2k $197.2k 0.03% Unchanged
18 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 82,16582.2k $170.9k $170.9k 0.00% Reduced -41.5k -41,494
19 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 80,26580.3k $167.0k $167.0k 0.00% Unchanged
20 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 79,73579.7k $165.8k $165.8k 0.00% Reduced -4.8k -4,838
21 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 62,33562.3k $129.7k $129.7k 0.00% Reduced -95.8k -95,764
22 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 48,20048.2k $100.3k $100.3k 0.00% Reduced -55.1k -55,122
23 XTX Topco Ltd 0.00% of their portfolio LONDON, X0 44,66144.7k $92.9k $92.9k 0.00% Reduced -7.9k -7,916
24 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 40,54040.5k $84.3k $84.3k 0.00% Added +11.5k +11,454
25 Mariner, LLC 0.00% of their portfolio Overland Park, KS 35,85335.9k $74.6k $74.6k 0.00% Reduced -267 -267
26 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 27,20027.2k $56.6k $56.6k 0.00% Added +15.0k +15,000
27 Apollon Wealth Management, LLC 0.00% of their portfolio MOUNT PLEASANT, SC 27,16127.2k $56.5k $56.5k 0.00% New
28 JAMES INVESTMENT RESEARCH, INC. 0.01% of their portfolio ALPHA, OH 27,10027.1k $56.4k $56.4k 0.01% Added +15.0k +15,000
29 Centiva Capital, LP 0.00% of their portfolio New York, NY 26,63826.6k $55.4k $55.4k 0.00% Reduced -11.1k -11,087
30 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 25,43125.4k $52.9k $52.9k 0.00% Reduced -6.2k -6,206
31 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 24,40624.4k $50.8k $50.8k 0.00% Reduced -72.6k -72,594
32 Legato Capital Management LLC 0.00% of their portfolio San Francisco, CA 22,28922.3k $46.4k $46.4k 0.00% Unchanged
33 Macco Financial Group, Inc. 0.03% of their portfolio GREEN BAY, WI 21,00021.0k $43.7k $43.7k 0.03% Unchanged
34 ALGERT GLOBAL LLC 0.00% of their portfolio SAN FRANCISCO, CA 20,64020.6k $42.9k $42.9k 0.00% Unchanged
35 Virtu Financial LLC 0.00% of their portfolio New York, NY 15,96816.0k $33.0k $33.0k 0.00% New
36 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 14,59314.6k $30.0k $30.0k 0.00% New
37 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 13,84313.8k $28.8k $28.8k 0.00% Reduced -2.2k -2,185
38 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 13,46813.5k $28.0k $28.0k 0.00% New
39 ALERUS FINANCIAL NA 0.00% of their portfolio GRAND FORKS, ND 13,23913.2k $27.5k $27.5k 0.00% Unchanged
40 RITHOLTZ WEALTH MANAGEMENT 0.00% of their portfolio NEW YORK, NY 10,64810.6k $22.1k $22.1k 0.00% Reduced -2.2k -2,213
41 PFG Investments, LLC 0.00% of their portfolio WOODBURY, NY 10,00010.0k $20.8k $20.8k 0.00% Unchanged
42 Hillsdale Investment Management Inc. 0.00% of their portfolio Toronto, A6 6,8786.9k $14.3k $14.3k 0.00% New
43 UBS Group AG 0.00% of their portfolio ZURICH, V8 5,8535.9k $12.2k $12.2k 0.00% Reduced -5.6k -5,574
44 Vanguard Global Advisers, LLC 0.00% of their portfolio MALVERN, PA 5,6915.7k $11.8k $11.8k 0.00% First filing
45 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 3,9303.9k $8.2k $8.2k 0.00% Added +3.8k +3,773
46 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 3,5703.6k $7.4k $7.4k 0.00% Added +380 +380
47 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 2,3802.4k $5.0k $5.0k 0.00% Added +775 +775
48 HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio NEWPORT BEACH, CA 529529 $1.1k $1.1k 0.00% New
49 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 470470 $926 $926 0.00% New
50 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 416416 $865 $865 0.00% New
51 SBI Securities Co., Ltd. 0.00% of their portfolio TOKYO, M0 372372 $774 $774 0.00% Added +40 +40
52 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 150150 $312 $312 0.00% New
53 FMR LLC 0.00% of their portfolio BOSTON, MA 3737 $77 $77 0.00% Unchanged
54 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1010 $21 $21 0.00% Unchanged