Vault-13

BROADWIND INC BWEN

COM NEW · Common Stock · CUSIP 11161T207

42 institutional holders +4 vs Q1 2025
6,113,1296.1m shares reported held*
26.5% of all shares outstanding*
$11.1mreported value*
7 new 15 added 10 reduced 3 sold out net bought ≈ $850.0k (+469.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($176.0k this quarter). Holder counts are more reliable. Shares outstanding: 23.0m as of 2025-08-07, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $1.81. Options: 1 managers hold calls ($0 notional), 2 hold puts ($0).

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 38Q4 22: 42Q1 23: 55Q2 23: 55Q3 23: 52Q4 23: 51Q1 24: 47Q2 24: 53Q3 24: 44Q4 24: 42Q1 25: 38Q2 25: 4242Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202238
Q4 202242
Q1 202355
Q2 202355
Q3 202352
Q4 202351
Q1 202447
Q2 202453
Q3 202444
Q4 202442
Q1 202538
Q2 202542

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 23: 21 bought or addedQ3 23: 25 cut or sold outQ4 23: 24 bought or addedQ4 23: 29 cut or sold outQ4 23Q1 24: 19 bought or addedQ1 24: 20 cut or sold outQ2 24: 27 bought or addedQ2 24: 18 cut or sold outQ2 24Q3 24: 17 bought or addedQ3 24: 24 cut or sold outQ4 24: 13 bought or addedQ4 24: 27 cut or sold outQ4 24Q1 25: 17 bought or addedQ1 25: 15 cut or sold outQ2 25: 22 bought or addedQ2 25: 13 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 20232125
Q4 20232429
Q1 20241920
Q2 20242718
Q3 20241724
Q4 20241327
Q1 20251715
Q2 20252213

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20k$40k$60k$80kQ3 24 calls: $72.0kQ3 24 puts: $2.6kQ3 24P/C 0.04Q4 24 calls: $32.7kQ4 24 puts: $2.0kQ4 24P/C 0.06Q1 25 calls: $39.0kQ1 25 puts: $290Q1 25P/C 0.01Q2 25 calls: $0Q2 25 puts: $0Q2 25P/C —
Numbers
QuarterCallsPutsP/C
Q3 2024$72.0k$2.6k0.04
Q4 2024$32.7k$2.0k0.06
Q1 2025$39.0k$2900.01
Q2 2025$0$0—

Biggest buyers

AMH Equity Ltd Added +179,382+179.4k
VANGUARD GROUP INC Added +112,994+113.0k
ROYAL BANK OF CANADA Added +45,400+45.4k
GOLDMAN SACHS GROUP INC Added +43,587+43.6k
UBS Group AG Added +43,148+43.1k
ESSEX INVESTMENT MANAGEMENT CO LLC Added +34,006+34.0k
CITADEL ADVISORS LLC New +22,782+22.8k
Advisory Services Network, LLC New +20,416+20.4k
MILLENNIUM MANAGEMENT LLC New +16,715+16.7k
CORSAIR CAPITAL MANAGEMENT, L.P. New +16,308+16.3k

Biggest sellers

Squarepoint Ops LLC Sold out -52,990-53.0k
Perritt Capital Management Inc Reduced -30,000-30.0k
GSA CAPITAL PARTNERS LLP Reduced -21,872-21.9k
LPL Financial LLC Reduced -7,393-7.4k
GEODE CAPITAL MANAGEMENT, LLC Reduced -4,993-5.0k
O'SHAUGHNESSY ASSET MANAGEMENT, LLC Reduced -3,821-3.8k
OSAIC HOLDINGS, INC. Reduced -1,790-1.8k
SBI Securities Co., Ltd. Reduced -898-898
WELLS FARGO & COMPANY/MN Sold out -865-865
BANK OF AMERICA CORP /DE/ Reduced -365-365

Biggest calls

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
SIMPLEX TRADING, LLC Unchanged $0200 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
GRACE & WHITE INC /NY 13G · institution -0.2 pts · filed 2026-01-27 8.8% -0.2 pts 2.0m≈ $9.9m 2026-01-27
DELAWARE CHARTER GUARANTEE & TRUST CO 13G · institution new · filed 2025-11-14 7.3% new 1.7m≈ $8.1m 2025-11-14

Insider purchases and sales in Q2 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
10010Q3 23: 6 buyingQ3 23: 1 sellingQ4 23: 1 buyingQ4 23: 0 sellingQ4 23Q1 24: 0 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 1 sellingQ2 24Q3 24: 1 buyingQ3 24: 0 sellingQ4 24: 0 buyingQ4 24: 0 sellingQ4 24Q1 25: 0 buyingQ1 25: 0 sellingQ2 25: 0 buyingQ2 25: 1 sellingQ2 25
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20236$147.6k1$39.9k—
Q4 20231$21.8k0——
Q1 20240—0——
Q2 20240—1$26.3k—
Q3 20241$11.3k0——
Q4 20240—0——
Q1 20250—0——
Q2 20250—1$5.8k—
DateInsiderTradeSharesPrice ValueTheir holding
2025-06-09 Schueller Daniel E. Pres., Broadwind Heavy Fab. Sold 3,000 $1.94 $5.8k3.0k shares -2%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 GRACE & WHITE INC /NY 0.70% of their portfolio NY, NY 2,125,5872.1m $3.8m $3.8m 0.70% Unchanged
2 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 1,081,4591.1m $2.0m $2.0m 0.00% Added +113.0k +112,994
3 Quinn Opportunity Partners LLC 0.08% of their portfolio CHARLOTTESVILLE, VA 502,008502.0k $908.6k $908.6k 0.08% Added +4.0k +4,000
4 BlackRock, Inc. 0.00% of their portfolio New York, NY 363,639363.6k $658.2k $658.2k 0.00% Reduced -171 -171
5 AMH Equity Ltd 0.86% of their portfolio Great Neck, NY 323,382323.4k $585.3k $585.3k 0.86% Added +179.4k +179,382
6 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 235,487235.5k $426.3k $426.3k 0.00% Reduced -5.0k -4,993
7 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 215,869215.9k $390.7k $390.7k 0.00% Unchanged
8 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 160,128160.1k $289.8k $289.8k 0.00% Unchanged
9 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.00% of their portfolio HOUSTON, TX 102,221102.2k $185.0k $185.0k 0.00% Added +4.9k +4,903
10 Empowered Funds, LLC 0.00% of their portfolio NEWTOWN SQUARE, PA 97,22197.2k $176.0k $176.0k 0.00% Added +4.9k +4,903
11 ESSEX INVESTMENT MANAGEMENT CO LLC 0.03% of their portfolio BOSTON, MA 94,78894.8k $171.6k $171.6k 0.03% Added +34.0k +34,006
12 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 90,80090.8k $164.0k $164.0k 0.00% Added +45.4k +45,400
13 Perritt Capital Management Inc 0.08% of their portfolio Chicago, IL 90,00090.0k $162.9k $162.9k 0.08% Reduced -30.0k -30,000
14 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 74,46574.5k $134.8k $134.8k 0.00% Unchanged
15 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 65,40065.4k $118.4k $118.4k 0.00% Added +4.2k +4,200
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 61,01961.0k $110.4k $110.4k 0.00% Added +3.1k +3,051
17 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 60,71860.7k $109.9k $109.9k 0.00% Added +43.6k +43,587
18 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 56,01856.0k $101.4k $101.4k 0.00% Reduced -3.8k -3,821
19 GSA CAPITAL PARTNERS LLP 0.01% of their portfolio LONDON, X0 46,98447.0k $85.0k $85.0k 0.01% Reduced -21.9k -21,872
20 UBS Group AG 0.00% of their portfolio ZURICH, V8 43,14943.1k $78.1k $78.1k 0.00% Added +43.1k +43,148
21 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 36,72936.7k $66.5k $66.5k 0.00% Unchanged
22 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 31,03531.0k $56.2k $56.2k 0.00% Reduced -7.4k -7,393
23 Mariner, LLC 0.00% of their portfolio Overland Park, KS 30,85230.9k $55.8k $55.8k 0.00% Added +852 +852
24 RITHOLTZ WEALTH MANAGEMENT 0.00% of their portfolio NEW YORK, NY 29,74329.7k $53.8k $53.8k 0.00% Added +2.5k +2,539
25 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 22,78222.8k $41.2k $41.2k 0.00% New
26 Legato Capital Management LLC 0.00% of their portfolio San Francisco, CA 22,28922.3k $40.3k $40.3k 0.00% Added +7.5k +7,483
27 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 20,41620.4k $52.9k $52.9k 0.00% New
28 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 16,71516.7k $30.3k $30.3k 0.00% New
29 CORSAIR CAPITAL MANAGEMENT, L.P. 0.01% of their portfolio NEW YORK, NY 16,30816.3k $29.5k $29.5k 0.01% New
30 XTX Topco Ltd 0.00% of their portfolio LONDON, X0 13,70213.7k $24.8k $24.8k 0.00% New
31 ALERUS FINANCIAL NA 0.00% of their portfolio GRAND FORKS, ND 13,23913.2k $24.0k $24.0k 0.00% Unchanged
32 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 12,20012.2k $22.1k $22.1k 0.00% Unchanged
33 JAMES INVESTMENT RESEARCH, INC. 0.00% of their portfolio ALPHA, OH 12,10012.1k $21.9k $21.9k 0.00% Unchanged
34 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 10,60010.6k $19.2k $19.2k 0.00% Reduced -1.8k -1,790
35 PFG Investments, LLC 0.00% of their portfolio WOODBURY, NY 10,00010.0k $18.1k $18.1k 0.00% Unchanged
36 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 8,4988.5k $15.0k $15.0k 0.00% Added +3.7k +3,692
37 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 8,4008.4k $15.2k $15.2k 0.00% New
38 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 2,4992.5k $4.5k $4.5k 0.00% New
39 SBI Securities Co., Ltd. 0.00% of their portfolio TOKYO, M0 1,2571.3k $2.3k $2.3k 0.00% Reduced -898 -898
40 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 331331 $599 $599 0.00% Reduced -120 -120
41 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 313313 $566 $566 0.00% Reduced -365 -365
42 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged