Vault-13

BROADWAY FINL CORP DEL BYFC

CL A NEW · Common Stock · CUSIP 111444709

Bank based in California, USA

20 institutional holders -2 vs Q1 2025
1,461,7831.5m shares reported held*
$10.6mreported value*
1 new 9 added 3 reduced 3 sold out net bought ≈ $647.2k (+89.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $7.27. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0102030Q4 23: 18Q1 24: 20Q2 24: 20Q3 24: 18Q4 24: 19Q1 25: 22Q2 25: 2020Q4 23Q2 24Q4 24Q2 25
Numbers
QuarterHolders
Q4 202318
Q1 202420
Q2 202420
Q3 202418
Q4 202419
Q1 202522
Q2 202520

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q1 24: 12 bought or addedQ1 24: 6 cut or sold outQ1 24Q2 24: 8 bought or addedQ2 24: 9 cut or sold outQ2 24Q3 24: 8 bought or addedQ3 24: 9 cut or sold outQ3 24Q4 24: 6 bought or addedQ4 24: 4 cut or sold outQ4 24Q1 25: 10 bought or addedQ1 25: 3 cut or sold outQ1 25Q2 25: 10 bought or addedQ2 25: 6 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q1 2024126
Q2 202489
Q3 202489
Q4 202464
Q1 2025103
Q2 2025106

Biggest buyers

M3F, Inc. Added +77,015+77.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +13,965+14.0k
UBS Group AG Added +13,085+13.1k
WITTENBERG INVESTMENT MANAGEMENT, INC. Added +1,953+2.0k
DIMENSIONAL FUND ADVISORS LP Added +1,743+1.7k
OSAIC HOLDINGS, INC. Added +500+500
GEODE CAPITAL MANAGEMENT, LLC Added +333+333
RENAISSANCE TECHNOLOGIES LLC Added +200+200
BlackRock, Inc. Added +160+160
Tower Research Capital LLC (TRC) Added +50+50

Biggest sellers

GRACE & WHITE INC /NY Reduced -8,750-8.8k
ROYAL BANK OF CANADA Sold out -8,516-8.5k
MILLENNIUM MANAGEMENT LLC Reduced -2,437-2.4k
JPMORGAN CHASE & CO Sold out -25-25
Cape Investment Advisory, Inc. Sold out -12-12
BANK OF AMERICA CORP /DE/ Reduced -1-1

Biggest calls

Biggest puts

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
M3 PARTNERS LP 13G · passive investor +1.7 pts · filed 2026-08-11 8.9% +1.7 pts 547.5k≈ $5.3m 2026-08-11
VANGUARD CAPITAL MANAGEMENT LLC 13G · institution new · filed 2026-04-29 5.5% new 344.2k≈ $3.3m 2026-04-29

Fell to 5% or below in the last year: VANGUARD GROUP INC (0.0%, 2026-03-26; now reported by VANGUARD CAPITAL MANAGEMENT LLC)

Insider purchases and sales in Q2 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q3 23: 0 buyingQ3 23: 0 sellingQ4 23: 0 buyingQ4 23: 0 sellingQ4 23Q1 24: 0 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24Q3 24: 0 buyingQ3 24: 0 sellingQ4 24: 0 buyingQ4 24: 0 sellingQ4 24Q1 25: 0 buyingQ1 25: 1 sellingQ2 25: 0 buyingQ2 25: 0 sellingQ2 25
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20230—0——
Q4 20230—0——
Q1 20240—0——
Q2 20240—0——
Q3 20240—0——
Q4 20240—0——
Q1 20250—1$3.5k—
Q2 20250—0——

None reported in Q2 2025.

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 345,983346.0k $2.5m $2.5m 0.00% Unchanged
2 M3F, Inc. 0.70% of their portfolio SALT LAKE CITY, UT 344,222344.2k $2.5m $2.5m 0.70% Added +77.0k +77,015
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 266,541266.5k $1.9m $1.9m 0.00% Reduced -1 -1
4 GRACE & WHITE INC /NY 0.25% of their portfolio NY, NY 188,310188.3k $1.4m $1.4m 0.25% Reduced -8.8k -8,750
5 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 79,08579.1k $573.4k $573.4k 0.00% Unchanged
6 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 69,88669.9k $510.3k $510.3k 0.00% Added +333 +333
7 WITTENBERG INVESTMENT MANAGEMENT, INC. 0.18% of their portfolio CARLISLE, MA 55,83555.8k $404.8k $404.8k 0.18% Added +2.0k +1,953
8 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 24,66324.7k $180.0k $180.0k 0.00% Added +1.7k +1,743
9 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 24,01324.0k $175.3k $175.3k 0.00% Reduced -2.4k -2,437
10 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 21,04921.0k $152.6k $152.6k 0.00% Added +200 +200
11 UBS Group AG 0.00% of their portfolio ZURICH, V8 14,53814.5k $105.4k $105.4k 0.00% Added +13.1k +13,085
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 13,96514.0k $101.9k $101.9k 0.00% New
13 BlackRock, Inc. 0.00% of their portfolio New York, NY 10,20010.2k $74.0k $74.0k 0.00% Added +160 +160
14 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,5101.5k $10.9k $10.9k 0.00% Added +500 +500
15 GPS Wealth Strategies Group, LLC 0.00% of their portfolio CENTENNIAL, CO 1,3001.3k $9.4k $9.4k 0.00% Unchanged
16 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 519519 $3.8k $3.8k 0.00% Added +50 +50
17 SBI Securities Co., Ltd. 0.00% of their portfolio TOKYO, M0 120120 $870 $870 0.00% Unchanged
18 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3232 $232 $232 0.00% Unchanged
19 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 1212 $88 $88 0.00% Unchanged
20 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged