Vault-13

BROADWAY FINL CORP DEL BYFC

CL A NEW · Common Stock · CUSIP 111444709

Bank based in California, USA

20 institutional holders +0 vs Q1 2024
1,207,8811.2m shares reported held*
$6.2mreported value*
3 new 5 added 6 reduced 3 sold out net bought ≈ $370.9k (+72.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $5.14. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

01020Q4 23: 18Q1 24: 20Q2 24: 2020Q4 23Q1 24Q2 24
Numbers
QuarterHolders
Q4 202318
Q1 202420
Q2 202420

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q1 24: 12 bought or addedQ1 24: 6 cut or sold outQ1 24Q2 24: 8 bought or addedQ2 24: 9 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q1 2024126
Q2 202489

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200$400$600$800Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $663Q4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —
Numbers
QuarterCallsPutsP/C
Q3 2023$0$0—
Q4 2023$663$00.00
Q1 2024$0$0—
Q2 2024$0$0—

Biggest buyers

M3F, Inc. Added +55,577+55.6k
GOLDMAN SACHS GROUP INC New +12,159+12.2k
WITTENBERG INVESTMENT MANAGEMENT, INC. Added +9,423+9.4k
GEODE CAPITAL MANAGEMENT, LLC Added +3,180+3.2k
MILLENNIUM MANAGEMENT LLC Added +1,076+1.1k
BlackRock Inc. Added +710+710
Qube Research & Technologies Ltd New +217+217
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO New +10+10

Biggest sellers

RENAISSANCE TECHNOLOGIES LLC Reduced -5,246-5.2k
CITIGROUP INC Reduced -2,444-2.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -1,858-1.9k
ROYAL BANK OF CANADA Reduced -296-296
MACQUARIE GROUP LTD Sold out -167-167
Tower Research Capital LLC (TRC) Reduced -155-155
MORGAN STANLEY Reduced -106-106
UBS Group AG Sold out -48-48
WELLS FARGO & COMPANY/MN Sold out -41-41

Biggest calls

Biggest puts

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
M3 PARTNERS LP 13G · passive investor +1.7 pts · filed 2026-08-11 8.9% +1.7 pts 547.5k≈ $5.3m 2026-08-11
VANGUARD CAPITAL MANAGEMENT LLC 13G · institution new · filed 2026-04-29 5.5% new 344.2k≈ $3.3m 2026-04-29

Fell to 5% or below in the last year: VANGUARD GROUP INC (0.0%, 2026-03-26; now reported by VANGUARD CAPITAL MANAGEMENT LLC)

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q3 22: 0 buyingQ3 22: 0 sellingQ4 22: 0 buyingQ4 22: 0 sellingQ4 22Q1 23: 1 buyingQ1 23: 0 sellingQ2 23: 0 buyingQ2 23: 0 sellingQ2 23Q3 23: 0 buyingQ3 23: 0 sellingQ4 23: 0 buyingQ4 23: 0 sellingQ4 23Q1 24: 0 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20220—0——
Q4 20220—0——
Q1 20231$11.3k0——
Q2 20230—0——
Q3 20230—0——
Q4 20230—0——
Q1 20240—0——
Q2 20240—0——

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 346,020346.0k $1.8m $1.8m 0.00% Unchanged
2 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 266,501266.5k $1.4m $1.4m 0.00% Unchanged
3 GRACE & WHITE INC /NY 0.19% of their portfolio NY, NY 197,060197.1k $1.0m $1.0m 0.19% Unchanged
4 M3F, Inc. 0.17% of their portfolio SALT LAKE CITY, UT 89,95990.0k $462.0k $462.0k 0.17% Added +55.6k +55,577
5 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 79,08579.1k $406.5k $406.5k 0.00% Unchanged
6 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 66,34166.3k $341.1k $341.1k 0.00% Added +3.2k +3,180
7 WITTENBERG INVESTMENT MANAGEMENT, INC. 0.08% of their portfolio CARLISLE, MA 45,55145.6k $234.1k $234.1k 0.08% Added +9.4k +9,423
8 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 35,43135.4k $182.1k $182.1k 0.00% Added +1.1k +1,076
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 31,07531.1k $159.7k $159.7k 0.00% Reduced -1.9k -1,858
10 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 14,04914.0k $72.2k $72.2k 0.00% Reduced -5.2k -5,246
11 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 12,15912.2k $62.5k $62.5k 0.00% New
12 BlackRock Inc. 0.00% of their portfolio New York, NY 11,78111.8k $60.6k $60.6k 0.00% Added +710 +710
13 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 8,6128.6k $44.0k $44.0k 0.00% Reduced -296 -296
14 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 2,1222.1k $10.9k $10.9k 0.00% Reduced -2.4k -2,444
15 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 1,8431.8k $9.5k $9.5k 0.00% Reduced -155 -155
16 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 217217 $1.1k $1.1k 0.00% New
17 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 5353 $272 $272 0.00% Reduced -106 -106
18 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 1212 $62 $62 0.00% Unchanged
19 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 1010 $51 $51 0.00% New
20 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged