Vault-13

BROADWAY FINL CORP DEL BYFC

CL A NEW · Common Stock · CUSIP 111444709

Bank based in California, USA

20 institutional holders +2 vs Q4 2023
1,135,8901.1m shares reported held*
$6.3mreported value*
4 new 8 added 4 reduced 2 sold out net bought ≈ $65.3k (+12.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $5.51. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

01020Q4 23: 18Q1 24: 2020Q4 23Q1 24
Numbers
QuarterHolders
Q4 202318
Q1 202420

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200$400$600$800Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $663Q4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —
Numbers
QuarterCallsPutsP/C
Q2 2023$0$0—
Q3 2023$0$0—
Q4 2023$663$00.00
Q1 2024$0$0—

Biggest buyers

M3F, Inc. New +34,382+34.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +32,933+32.9k
MILLENNIUM MANAGEMENT LLC Added +21,731+21.7k
VANGUARD GROUP INC Added +19,918+19.9k
WITTENBERG INVESTMENT MANAGEMENT, INC. Added +11,409+11.4k
CITIGROUP INC Added +3,251+3.3k
GEODE CAPITAL MANAGEMENT, LLC Added +406+406
MACQUARIE GROUP LTD New +167+167
Tower Research Capital LLC (TRC) Added +79+79
MORGAN STANLEY Added +53+53

Biggest sellers

EJF Capital LP Sold out -81,171-81.2k
683 Capital Management, LLC Sold out -29,497-29.5k
BlackRock Inc. Reduced -1,487-1.5k
RENAISSANCE TECHNOLOGIES LLC Reduced -200-200
ROYAL BANK OF CANADA Reduced -6-6
BANK OF AMERICA CORP /DE/ Reduced -3-3

Biggest calls

Biggest puts

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
M3 PARTNERS LP 13G · passive investor +1.7 pts · filed 2026-08-11 8.9% +1.7 pts 547.5k≈ $5.3m 2026-08-11
VANGUARD CAPITAL MANAGEMENT LLC 13G · institution new · filed 2026-04-29 5.5% new 344.2k≈ $3.3m 2026-04-29

Fell to 5% or below in the last year: VANGUARD GROUP INC (0.0%, 2026-03-26; now reported by VANGUARD CAPITAL MANAGEMENT LLC)

Insider purchases and sales in Q1 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q2 22: 0 buyingQ2 22: 0 sellingQ3 22: 0 buyingQ3 22: 0 sellingQ3 22Q4 22: 0 buyingQ4 22: 0 sellingQ1 23: 1 buyingQ1 23: 0 sellingQ1 23Q2 23: 0 buyingQ2 23: 0 sellingQ3 23: 0 buyingQ3 23: 0 sellingQ3 23Q4 23: 0 buyingQ4 23: 0 sellingQ1 24: 0 buyingQ1 24: 0 sellingQ1 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q2 20220—0——
Q3 20220—0——
Q4 20220—0——
Q1 20231$11.3k0——
Q2 20230—0——
Q3 20230—0——
Q4 20230—0——
Q1 20240—0——

None reported in Q1 2024.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 346,020346.0k $1.9m $1.9m 0.00% Added +19.9k +19,918
2 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 266,501266.5k $1.5m $1.5m 0.00% Reduced -3 -3
3 GRACE & WHITE INC /NY 0.20% of their portfolio NY, NY 197,060197.1k $1.1m $1.1m 0.20% Unchanged
4 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 79,08579.1k $435.8k $435.8k 0.00% Unchanged
5 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 63,16163.2k $348.1k $348.1k 0.00% Added +406 +406
6 WITTENBERG INVESTMENT MANAGEMENT, INC. 0.07% of their portfolio CARLISLE, MA 36,12836.1k $199.1k $199.1k 0.07% Added +11.4k +11,409
7 M3F, Inc. 0.07% of their portfolio SALT LAKE CITY, UT 34,38234.4k $189.0k $189.0k 0.07% New
8 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 34,35534.4k $189.3k $189.3k 0.00% Added +21.7k +21,731
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 32,93332.9k $181.5k $181.5k 0.00% New
10 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 19,29519.3k $106.0k $106.0k 0.00% Reduced -200 -200
11 BlackRock Inc. 0.00% of their portfolio New York, NY 11,07111.1k $61.0k $61.0k 0.00% Reduced -1.5k -1,487
12 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 8,9088.9k $49.0k $49.0k 0.00% Reduced -6 -6
13 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 4,5664.6k $25.2k $25.2k 0.00% Added +3.3k +3,251
14 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 1,9982.0k $11.0k $11.0k 0.00% Added +79 +79
15 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 167167 $1 $1 0.00% New
16 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 159159 $876 $876 0.00% Added +53 +53
17 UBS Group AG 0.00% of their portfolio ZURICH, V8 4848 $264 $264 0.00% New
18 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 4141 $226 $226 0.00% Added +1 +1
19 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 1212 $66 $66 0.00% Unchanged
20 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged