BROADWAY FINL CORP DEL
COM · CUSIP 111444105
22
institutional holders
-3 vs Q1 2023
9.4m
shares reported held*
$9.1mreported value*
0 new
8 added
6 reduced
3 sold out
net sold ≈ $529.5k (-545.9k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.97. Options: 3 managers hold calls ($3.5k notional), 1 hold puts ($0).
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 23 |
| Q4 2022 | 23 |
| Q1 2023 | 25 |
| Q2 2023 | 22 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 12 | 8 |
| Q1 2023 | 12 | 10 |
| Q2 2023 | 8 | 9 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $21.0k | $0 | 0.00 |
| Q4 2022 | $26.6k | $0 | 0.00 |
| Q1 2023 | $8.4k | $0 | 0.00 |
| Q2 2023 | $3.5k | $0 | 0.00 |
Biggest buyers
| WITTENBERG INVESTMENT MANAGEMENT, INC. | Added | +95.3k |
| CITADEL ADVISORS LLC | Added | +14.1k |
| PRUDENTIAL FINANCIAL INC | Added | +9.0k |
| BlackRock Inc. | Added | +6.2k |
| GEODE CAPITAL MANAGEMENT, LLC | Added | +1.2k |
| VANGUARD GROUP INC | Added | +954 |
| ROYAL BANK OF CANADA | Added | +202 |
| WELLS FARGO & COMPANY/MN | Added | +14 |
Biggest sellers
| EJF Capital LP | Reduced | -500.5k |
| SALZHAUER MICHAEL | Sold out | -75.0k |
| RENAISSANCE TECHNOLOGIES LLC | Reduced | -58.5k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | -18.9k |
| Virtu Financial LLC | Sold out | -11.1k |
| UBS Group AG | Sold out | -6.9k |
| OSAIC HOLDINGS, INC. | Reduced | -903 |
| Tower Research Capital LLC (TRC) | Reduced | -654 |
| NORTHERN TRUST CORP | Reduced | -384 |
Biggest calls
| CITADEL ADVISORS LLC | Reduced | $3.5k3.6k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
| SIMPLEX TRADING, LLC | Unchanged | $0100 shares |
Biggest puts
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| VANGUARD GROUP INC 0.00% of their portfolio | 2.5m $2.4m | Added +954 |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 2.1m $2.1m | Unchanged |
| GRACE & WHITE INC /NY 0.28% of their portfolio | 1.6m $1.5m | Unchanged |
| EJF Capital LP 0.57% of their portfolio | 1.3m $1.2m | Reduced -500.5k |
| US BANCORP \DE\ 0.00% of their portfolio | 614.1k $595.7k | Unchanged |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 483.7k $469.2k | Added +1.2k |
| RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio | 249.1k $242.0k | Reduced -58.5k |
| WITTENBERG INVESTMENT MANAGEMENT, INC. 0.05% of their portfolio | 155.7k $151.0k | Added +95.3k |
| BlackRock Inc. 0.00% of their portfolio | 112.7k $109.3k | Added +6.2k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 83.0k $80.5k | Added +14.1k |
| STATE STREET CORP 0.00% of their portfolio | 77.8k $75.5k | Unchanged |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 68.4k $66.0k | Added +202 |
| NORTHERN TRUST CORP 0.00% of their portfolio | 64.0k $62.1k | Reduced -384 |
| PRUDENTIAL FINANCIAL INC 0.00% of their portfolio | 31.6k $30.7k | Added +9.0k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 20.1k $19.5k | Unchanged |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 11.5k $11.2k | Reduced -18.9k |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 3.2k $3.1k | Reduced -654 |
| MORGAN STANLEY 0.00% of their portfolio | 429 $416 | Unchanged |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 291 $282 | Added +14 |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 200 $194 | Reduced -903 |
| GROUP ONE TRADING LLC 0.00% of their portfolio | 98 $95 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |