BROADWAY FINL CORP DEL
COM · CUSIP 111444105
25
institutional holders
+2 vs Q4 2022
9.9m
shares reported held*
$10.4mreported value*
6 new
6 added
6 reduced
4 sold out
net sold ≈ $1.0m (-955.0k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $1.05. Options: 3 managers hold calls ($8.4k notional), 1 hold puts ($0).
Trends to Q1 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 23 |
| Q4 2022 | 23 |
| Q1 2023 | 25 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 12 | 8 |
| Q1 2023 | 12 | 10 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $21.0k | $0 | 0.00 |
| Q4 2022 | $26.6k | $0 | 0.00 |
| Q1 2023 | $8.4k | $0 | 0.00 |
Biggest buyers
| VANGUARD GROUP INC | Added | +87.4k |
| SALZHAUER MICHAEL | New | +75.0k |
| RENAISSANCE TECHNOLOGIES LLC | Added | +72.3k |
| CITADEL ADVISORS LLC | New | +68.9k |
| WITTENBERG INVESTMENT MANAGEMENT, INC. | New | +60.4k |
| PRUDENTIAL FINANCIAL INC | New | +22.6k |
| Virtu Financial LLC | New | +11.1k |
| NORTHERN TRUST CORP | Added | +7.6k |
| UBS Group AG | New | +6.9k |
| GEODE CAPITAL MANAGEMENT, LLC | Added | +2.8k |
Biggest sellers
| EJF Capital LP | Reduced | -883.8k |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | Sold out | -407.8k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | -30.6k |
| MILLENNIUM MANAGEMENT LLC | Sold out | -29.4k |
| JANE STREET GROUP, LLC | Sold out | -12.0k |
| BlackRock Inc. | Reduced | -2.8k |
| Tower Research Capital LLC (TRC) | Reduced | -2.5k |
| SIMPLEX TRADING, LLC | Sold out | -1.1k |
| BANK OF AMERICA CORP /DE/ | Reduced | -51 |
| MORGAN STANLEY | Reduced | -7 |
Biggest calls
| CITADEL ADVISORS LLC | Reduced | $8.4k8.0k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
| SIMPLEX TRADING, LLC | Reduced | $0100 shares |
Biggest puts
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q1 2023
| Manager | Shares | Change |
|---|---|---|
| VANGUARD GROUP INC 0.00% of their portfolio | 2.5m $2.6m | Added +87.4k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 2.1m $2.2m | Reduced -51 |
| EJF Capital LP 0.69% of their portfolio | 1.8m $1.9m | Reduced -883.8k |
| GRACE & WHITE INC /NY 0.31% of their portfolio | 1.6m $1.6m | Unchanged |
| US BANCORP \DE\ 0.00% of their portfolio | 614.1k $644.8k | Unchanged |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 482.5k $506.7k | Added +2.8k |
| RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio | 307.6k $323.0k | Added +72.3k |
| BlackRock Inc. 0.00% of their portfolio | 106.5k $111.8k | Reduced -2.8k |
| STATE STREET CORP 0.00% of their portfolio | 77.8k $81.7k | Unchanged |
| SALZHAUER MICHAEL 0.07% of their portfolio | 75.0k $78.8k | New |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 68.9k $72.4k | New |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 68.2k $72.0k | Added +44 |
| NORTHERN TRUST CORP 0.00% of their portfolio | 64.4k $67.6k | Added +7.6k |
| WITTENBERG INVESTMENT MANAGEMENT, INC. 0.02% of their portfolio | 60.4k $63.4k | New |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 30.4k $31.9k | Reduced -30.6k |
| PRUDENTIAL FINANCIAL INC 0.00% of their portfolio | 22.6k $23.7k | New |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 20.1k $21.1k | Unchanged |
| Virtu Financial LLC 0.00% of their portfolio | 11.1k $12.0k | New |
| UBS Group AG 0.00% of their portfolio | 6.9k $7.2k | New |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 3.8k $4.0k | Reduced -2.5k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 1.1k $1.2k | Unchanged |
| MORGAN STANLEY 0.00% of their portfolio | 429 $450 | Reduced -7 |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 277 $291 | Added +7 |
| GROUP ONE TRADING LLC 0.00% of their portfolio | 98 $103 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |