BROAD CAPITAL ACQUISITION CO
UNIT 01/10/2027 · CUSIP 11125B201
5
institutional holders
-4 vs Q4 2022
71.0k
shares reported held*
$768.3kreported value*
1 new
1 added
1 reduced
5 sold out
net sold ≈ $9.3m (-871.5k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $10.83.
Trends to Q1 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 10 |
| Q4 2022 | 9 |
| Q1 2023 | 5 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 3 | 6 |
| Q1 2023 | 2 | 6 |
Biggest buyers
| Spartan Fund Management Inc. | Added | +2.0k |
| Tower Research Capital LLC (TRC) | New | +100 |
Biggest sellers
| Yakira Capital Management, Inc. | Sold out | -500.0k |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | Sold out | -350.0k |
| Schechter Investment Advisors, LLC | Sold out | -11.9k |
| FLOW TRADERS U.S. LLC | Sold out | -10.9k |
| UBS Group AG | Sold out | -550 |
| CLEAR STREET LLC | Reduced | -221 |
Holders, Q1 2023
| Manager | Shares | Change |
|---|---|---|
| Spartan Fund Management Inc. 0.23% of their portfolio | 45.8k $488.6k | Added +2.0k |
| Terrapin Asset Management, LLC 0.37% of their portfolio | 25.0k $278.5k | Unchanged |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 100 $1.0k | New |
| CLEAR STREET LLC 0.00% of their portfolio | 19 $201 | Reduced -221 |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |