BROAD CAPITAL ACQUISITION CO
UNIT 01/10/2027 · CUSIP 11125B201
9
institutional holders
-1 vs Q3 2022
942.5k
shares reported held*
$9.6mreported value*
2 new
1 added
2 reduced
4 sold out
net sold ≈ $3.8m (-371.3k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $10.22.
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 10 |
| Q4 2022 | 9 |
Biggest buyers
| Spartan Fund Management Inc. | New | +43.8k |
| FLOW TRADERS U.S. LLC | New | +10.9k |
| UBS Group AG | Added | +100 |
Biggest sellers
| HGC Investment Management Inc. | Sold out | -325.0k |
| Wealthspring Capital LLC | Sold out | -84.9k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Sold out | -10.9k |
| CLEAR STREET LLC | Reduced | -2.3k |
| CONDOR CAPITAL MANAGEMENT | Sold out | -2.0k |
| Schechter Investment Advisors, LLC | Reduced | -1.0k |
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| Yakira Capital Management, Inc. 1.04% of their portfolio | 500.0k $5.1m | Unchanged |
| RIVERNORTH CAPITAL MANAGEMENT, LLC 0.16% of their portfolio | 350.0k $3.6m | Unchanged |
| Spartan Fund Management Inc. 0.16% of their portfolio | 43.8k $448.0k | New |
| Terrapin Asset Management, LLC 0.26% of their portfolio | 25.0k $255.5k | First filing |
| Schechter Investment Advisors, LLC 0.01% of their portfolio | 11.9k $121.8k | Reduced -1.0k |
| FLOW TRADERS U.S. LLC 0.01% of their portfolio | 10.9k $112.0k | New |
| UBS Group AG 0.00% of their portfolio | 550 $5.6k | Added +100 |
| CLEAR STREET LLC 0.00% of their portfolio | 240 $2.0k | Reduced -2.3k |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |