Vault-13

SRH TOTAL RETURN FUND INC STEW

COM · Closed-End Fund · CUSIP 101507101

114 institutional holders +7 vs Q1 2024
18,084,07618.1m shares reported held*
$263.0mreported value*
10 new 45 added 30 reduced 3 sold out net sold ≈ $44.7m (-3.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $14.54.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 98Q4 22: 104Q1 23: 100Q2 23: 100Q3 23: 101Q4 23: 114Q1 24: 107Q2 24: 114114Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202298
Q4 2022104
Q1 2023100
Q2 2023100
Q3 2023101
Q4 2023114
Q1 2024107
Q2 2024114

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 47 bought or addedQ4 22: 35 cut or sold outQ4 22Q1 23: 42 bought or addedQ1 23: 40 cut or sold outQ2 23: 39 bought or addedQ2 23: 38 cut or sold outQ2 23Q3 23: 44 bought or addedQ3 23: 31 cut or sold outQ4 23: 44 bought or addedQ4 23: 39 cut or sold outQ4 23Q1 24: 45 bought or addedQ1 24: 38 cut or sold outQ2 24: 55 bought or addedQ2 24: 33 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20224735
Q1 20234240
Q2 20233938
Q3 20234431
Q4 20234439
Q1 20244538
Q2 20245533

Biggest buyers

Atlas Wealth LLC New +3,442,603+3.4m
1607 Capital Partners, LLC Added +210,810+210.8k
Karpus Management, Inc. Added +85,933+85.9k
AQR Arbitrage LLC Added +80,059+80.1k
LPL Financial LLC Added +79,686+79.7k
CSS LLC/IL Added +71,170+71.2k
BANK OF AMERICA CORP /DE/ Added +34,710+34.7k
ROYAL BANK OF CANADA Added +32,552+32.6k
ABSOLUTE INVESTMENT ADVISERS, LLC New +23,500+23.5k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Added +21,224+21.2k

Biggest sellers

MORGAN STANLEY Reduced -6,616,018-6.6m
Allspring Global Investments Holdings, LLC Reduced -174,711-174.7k
B. Riley Wealth Advisors, Inc. Reduced -147,868-147.9k
Thomas J. Herzfeld Advisors, Inc. Reduced -114,571-114.6k
Atria Wealth Solutions, Inc. Reduced -88,400-88.4k
TWIN FOCUS CAPITAL PARTNERS, LLC Sold out -55,019-55.0k
Pathstone Holdings, LLC Reduced -43,320-43.3k
Shaker Financial Services, LLC Reduced -43,177-43.2k
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. Reduced -37,543-37.5k
OSAIC HOLDINGS, INC. Reduced -32,498-32.5k

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
202Q3 22: 1 buyingQ3 22: 0 sellingQ4 22: 1 buyingQ4 22: 0 sellingQ4 22Q1 23: 1 buyingQ1 23: 0 sellingQ2 23: 1 buyingQ2 23: 0 sellingQ2 23Q3 23: 1 buyingQ3 23: 0 sellingQ4 23: 2 buyingQ4 23: 0 sellingQ4 23Q1 24: 1 buyingQ1 24: 0 sellingQ2 24: 2 buyingQ2 24: 0 sellingQ2 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20221$8.6k0——
Q4 20221$8.6k0——
Q1 20231$9.1k0——
Q2 20231$9.2k0——
Q3 20231$9.3k0——
Q4 20232$29.3k0——
Q1 20241$10.4k0——
Q2 20242$31.1k0——
DateInsiderTradeSharesPrice ValueTheir holding
2024-05-07 Moore Thomas Jack Director Bought 1,426 $14.48 $20.6k1.4k shares +93%
2024-04-30 LOONEY JOEL W President, director Bought 727 $14.41 $10.5k727 shares +1%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Atlas Wealth LLC 5.88% of their portfolio CINCINNATI, OH 3,442,6033.4m $50.0m $50.0m 5.88% New
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,015,9833.0m $43.9m $43.9m 0.00% Reduced -6.6m -6,616,018
3 Bulldog Investors, LLP 6.65% of their portfolio SADDLE BROOK, NJ 1,222,1781.2m $17.8m $17.8m 6.65% Reduced -5.3k -5,252
4 Pathstone Holdings, LLC 0.07% of their portfolio ENGLEWOOD, NJ 1,073,9641.1m $15.6m $15.6m 0.07% Reduced -43.3k -43,320
5 Allspring Global Investments Holdings, LLC 0.02% of their portfolio CHARLOTTE, NC 835,663835.7k $12.2m $12.2m 0.02% Reduced -174.7k -174,711
6 CSS LLC/IL 0.72% of their portfolio CHICAGO, IL 669,977670.0k $9.7m $9.7m 0.72% Added +71.2k +71,170
7 1607 Capital Partners, LLC 0.84% of their portfolio Richmond, VA 643,736643.7k $9.4m $9.4m 0.84% Added +210.8k +210,810
8 Shaker Financial Services, LLC 3.74% of their portfolio Arlington, VA 635,982636.0k $9.3m $9.3m 3.74% Reduced -43.2k -43,177
9 COHEN & STEERS, INC. 0.02% of their portfolio NEW YORK, NY 496,158496.2k $7.2m $7.2m 0.02% Added +10.0k +10,000
10 AQR Arbitrage LLC 0.15% of their portfolio Greenwich, CT 402,285402.3k $5.8m $5.8m 0.15% Added +80.1k +80,059
11 B. Riley Wealth Advisors, Inc. 0.15% of their portfolio MEMPHIS, TN 397,270397.3k $5.8m $5.8m 0.15% Reduced -147.9k -147,868
12 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 343,602343.6k $5.0m $5.0m 0.00% Added +13.4k +13,439
13 WOLVERINE ASSET MANAGEMENT LLC 0.08% of their portfolio CHICAGO, IL 308,880308.9k $4.5m $4.5m 0.08% Reduced -19.7k -19,662
14 Almitas Capital LLC 1.33% of their portfolio SANTA MONICA, CA 219,890219.9k $3.2m $3.2m 1.33% Reduced -7.5k -7,500
15 FLAGSHIP HARBOR ADVISORS, LLC 0.18% of their portfolio BOSTON, MA 201,971202.0k $2.9m $2.9m 0.18% Added +1.8k +1,760
16 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 191,651191.7k $2.8m $2.8m 0.00% Added +32.6k +32,552
17 SRH ADVISORS, LLC 0.93% of their portfolio SALINA, KS 190,644190.6k $2.8m $2.8m 0.93% Added +849 +849
18 Matisse Capital 1.30% of their portfolio PORTLAND, OR 180,000180.0k $2.6m $2.6m 1.30% Added +10.0k +10,000
19 Quantedge Capital Pte Ltd 0.93% of their portfolio Singapore, U0 177,703177.7k $2.6m $2.6m 0.93% Added +17.6k +17,600
20 Sanctuary Advisors, LLC 0.02% of their portfolio INDIANAPOLIS, IN 165,930165.9k $2.4m $2.4m 0.02% First filing
21 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 163,468163.5k $2.4m $2.4m 0.00% Reduced -810 -810
22 Karpus Management, Inc. 0.07% of their portfolio Pittsford, NY 162,488162.5k $2.4m $2.4m 0.07% Added +85.9k +85,933
23 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.43% of their portfolio BLUE BELL, PA 144,744144.7k $2.1m $2.1m 0.43% Added +9.0k +9,018
24 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 140,155140.2k $2.0m $2.0m 0.00% Added +79.7k +79,686
25 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 139,236139.2k $2.0m $2.0m 0.00% Added +34.7k +34,710
26 RPO LLC 2.86% of their portfolio Stamford, CT 130,042130.0k $1.9m $1.9m 2.86% Added +17.1k +17,149
27 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 122,032122.0k $1.8m $1.8m 0.02% Reduced -88.4k -88,400
28 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.14% of their portfolio Englewood, NJ 116,580116.6k $1.7m $1.7m 0.14% Added +21.2k +21,224
29 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 105,814105.8k $1.5m $1.5m 0.00% Added +3.8k +3,824
30 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 91,72291.7k $1.3m $1.3m 0.00% Added +8.5k +8,458
31 PARK AVENUE SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 86,18886.2k $1.3m $1.3m 0.02% Reduced -1.4k -1,376
32 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 86,16786.2k $1.3m $1.3m 0.00% Added +1.2k +1,231
33 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 82,00782.0k $1.2m $1.2m 0.01% Added +41 +41
34 UBS Group AG 0.00% of their portfolio ZURICH, V8 78,52178.5k $1.1m $1.1m 0.00% Added +4.1k +4,080
35 PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 0.07% of their portfolio EDINA, MN 75,83975.8k $1.1m $1.1m 0.07% Reduced -37.5k -37,543
36 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 72,28572.3k $1.1m $1.1m 0.00% Added +1.3k +1,339
37 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 71,96772.0k $1.0m $1.0m 0.02% Reduced -1.5k -1,465
38 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 67,87367.9k $987.6k $987.6k 0.01% Added +1.8k +1,795
39 Walleye Capital LLC 0.01% of their portfolio NEW YORK, NY 64,11864.1k $932.9k $932.9k 0.01% Reduced -1.3k -1,278
40 DCF Advisers, LLC 0.45% of their portfolio MOUNT PLEASANT, SC 59,00059.0k $858.5k $858.5k 0.45% Unchanged
41 Flow State Investments, L.P. 0.24% of their portfolio CHICAGO, IL 51,71651.7k $752.5k $752.5k 0.24% Added +715 +715
42 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 51,63551.6k $751.3k $751.3k 0.00% Unchanged
43 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 51,06051.1k $742.9k $742.9k 0.00% Added +10.7k +10,705
44 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 50,40850.4k $733.0k $733.0k 0.00% Added +477 +477
45 Clear Creek Financial Management, LLC 0.09% of their portfolio SILVERDALE, WA 49,80049.8k $724.6k $724.6k 0.09% Added +1.1k +1,100
46 KINGSWOOD WEALTH ADVISORS, LLC 0.06% of their portfolio SAN DIEGO, CA 49,57549.6k $721.3k $721.3k 0.06% Added +350 +350
47 Sugarloaf Wealth Management, LLC 0.13% of their portfolio DULUTH, GA 44,99245.0k $654.6k $654.6k 0.13% Added +29 +29
48 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 44,54044.5k $648.0k $648.0k 0.00% Added +17.8k +17,785
49 WealthTrust Axiom LLC 0.18% of their portfolio WAYNE, PA 36,62036.6k $532.8k $532.8k 0.18% Unchanged
50 GRACE & WHITE INC /NY 0.10% of their portfolio NY, NY 36,56036.6k $531.9k $531.9k 0.10% Unchanged
51 Advisors Asset Management, Inc. 0.01% of their portfolio Monument, CO 32,01732.0k $465.8k $465.8k 0.01% Reduced -2.2k -2,155
52 Heritage Wealth Management, Inc. 0.16% of their portfolio CINCINNATI, OH 31,70931.7k $462.0k $462.0k 0.16% First filing
53 ALTA CAPITAL MANAGEMENT LLC/ 0.03% of their portfolio SALT LAKE CITY, UT 31,21131.2k $454.1k $454.1k 0.03% Unchanged
54 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 29,31429.3k $426.5k $426.5k 0.00% Reduced -4.2k -4,170
55 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 28,67728.7k $417.2k $417.2k 0.00% Reduced -32.5k -32,498
56 Mariner, LLC 0.00% of their portfolio Overland Park, KS 27,83827.8k $405.0k $405.0k 0.00% Reduced -1.9k -1,899
57 ABSOLUTE INVESTMENT ADVISERS, LLC 0.05% of their portfolio ROSEMARY BEACH, FL 23,50023.5k $341.9k $341.9k 0.05% New
58 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 22,19322.2k $322.9k $322.9k 0.01% Reduced -1.5k -1,500
59 Ancora Advisors LLC 0.01% of their portfolio Cleveland, OH 21,14121.1k $307.6k $307.6k 0.01% Unchanged
60 Quarry LP 0.06% of their portfolio NEW YORK, NY 21,00021.0k $305.6k $305.6k 0.06% New
61 Roundview Capital LLC 0.02% of their portfolio PRINCETON, NJ 20,61820.6k $300.0k $300.0k 0.02% Reduced -2.2k -2,154
62 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 18,59618.6k $270.6k $270.6k 0.00% Reduced -259 -259
63 Stolper Co 0.09% of their portfolio TULSA, OK 18,51618.5k $269.0k $269.0k 0.09% Reduced -589 -589
64 NWF Advisory Services Inc. 0.04% of their portfolio Los Angeles, CA 17,80017.8k $259.0k $259.0k 0.04% Unchanged
65 BOOTHBAY FUND MANAGEMENT, LLC 0.01% of their portfolio NEW YORK, NY 17,14917.1k $249.5k $249.5k 0.01% New
66 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 16,88616.9k $245.7k $245.7k 0.00% Added +107 +107
67 WestHill Financial Advisors, Inc. 0.06% of their portfolio San Rafael, CA 16,16816.2k $235.2k $235.2k 0.06% Unchanged
68 Wealthspire Advisors, LLC 0.00% of their portfolio NEW YORK, NY 14,67814.7k $213.6k $213.6k 0.00% Unchanged
69 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 14,66414.7k $213.4k $213.4k 0.00% Added +1.0k +1,000
70 LEVEL FOUR ADVISORY SERVICES, LLC 0.01% of their portfolio DALLAS, TX 14,55114.6k $211.7k $211.7k 0.01% Reduced -3.6k -3,647
71 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.02% of their portfolio CEDAR RAPIDS, IA 14,50014.5k $211.0k $211.0k 0.02% Reduced -1.2k -1,165
72 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 14,32314.3k $208.0k $208.0k 0.00% Unchanged
73 HANOVER ADVISORS INC 0.09% of their portfolio SENECA, SC 13,97614.0k $203.4k $203.4k 0.09% Added +50 +50
74 INTEGRATED CAPITAL MANAGEMENT, INC. 0.16% of their portfolio JESSUP, PA 13,88113.9k $202.0k $202.0k 0.16% Added +1.7k +1,690
75 CHOREO, LLC 0.00% of their portfolio ROCKFORD, IL 12,77512.8k $185.5k $185.5k 0.00% New
76 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 12,75412.8k $185.6k $185.6k 0.00% Added +799 +799
77 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 12,64012.6k $183.9k $183.9k 0.00% Reduced -3.2k -3,200
78 High Falls Advisors, Inc 0.04% of their portfolio ROCHESTER, NY 12,52012.5k $182.2k $182.2k 0.04% Added +119 +119
79 Horizon Wealth Management, LLC 0.04% of their portfolio LA GRANGE, IL 12,39312.4k $180.3k $180.3k 0.04% Added +117 +117
80 Thomas J. Herzfeld Advisors, Inc. 0.06% of their portfolio MIAMI BEACH, FL 12,33412.3k $179.5k $179.5k 0.06% Reduced -114.6k -114,571
81 MONETARY MANAGEMENT GROUP INC 0.05% of their portfolio ST LOUIS, MO 12,00012.0k $174.6k $174.6k 0.05% Unchanged
82 CALDWELL SUTTER CAPITAL, INC. 0.08% of their portfolio SAUSALITO, CA 11,59811.6k $168.8k $168.8k 0.08% Reduced -1.3k -1,334
83 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 11,58311.6k $168.5k $168.5k 0.00% Unchanged
84 Creekmur Asset Management LLC 0.04% of their portfolio MORTON, IL 11,23911.2k $163.5k $163.5k 0.04% Reduced -10.9k -10,906
85 Camelot Portfolios, LLC 0.09% of their portfolio Maumee, OH 10,85110.9k $157.9k $157.9k 0.09% Unchanged
86 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 10,67710.7k $155.3k $155.3k 0.00% New
87 Moloney Securities Asset Management, LLC 0.02% of their portfolio MANCHESTER, MO 10,64010.6k $154.8k $154.8k 0.02% Added +507 +507
88 MATRIX PRIVATE CAPITAL GROUP LLC 0.09% of their portfolio NEW YORK, NY 10,30010.3k $149.9k $149.9k 0.09% Unchanged
89 Connecticut Wealth Management, LLC 0.01% of their portfolio FARMINGTON, CT 10,12810.1k $147.4k $147.4k 0.01% Unchanged
90 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 9,4229.4k $137.0k $137.0k 0.01% Added +37 +37
91 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 8,6868.7k $126.4k $126.4k 0.00% Added +13 +13
92 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 6,2706.3k $91.2k $91.2k 0.00% Added +4.5k +4,506
93 Game Plan Financial Advisors, LLC 0.04% of their portfolio WESTLAKE, OH 6,0006.0k $87.3k $87.3k 0.04% Unchanged
94 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 5,8805.9k $85.6k $85.6k 0.00% Reduced -2.6k -2,585
95 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 5,5675.6k $81.0k $81.0k 0.00% Added +44 +44
96 CWM, LLC 0.00% of their portfolio OMAHA, NE 5,4155.4k $79.0k $79.0k 0.00% Unchanged
97 COMERICA BANK 0.00% of their portfolio DALLAS, TX 5,0805.1k $73.9k $73.9k 0.00% Reduced -716 -716
98 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 3,7003.7k $53.8k $53.8k 0.00% Added +600 +600
99 Nemes Rush Group LLC 0.01% of their portfolio NOVI, MI 3,6093.6k $52.5k $52.5k 0.01% Unchanged
100 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 2,7352.7k $39.8k $39.8k 0.00% New