Vault-13

SRH TOTAL RETURN FUND INC STEW

COM · Closed-End Fund · CUSIP 101507101

107 institutional holders -7 vs Q4 2023
21,066,29521.1m shares reported held*
$316.1mreported value*
7 new 38 added 27 reduced 11 sold out net bought ≈ $30.7m (+2.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $15.01.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 98Q4 22: 104Q1 23: 100Q2 23: 100Q3 23: 101Q4 23: 114Q1 24: 107107Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202298
Q4 2022104
Q1 2023100
Q2 2023100
Q3 2023101
Q4 2023114
Q1 2024107

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 47 bought or addedQ4 22: 35 cut or sold outQ4 22Q1 23: 42 bought or addedQ1 23: 40 cut or sold outQ1 23Q2 23: 39 bought or addedQ2 23: 38 cut or sold outQ2 23Q3 23: 44 bought or addedQ3 23: 31 cut or sold outQ3 23Q4 23: 44 bought or addedQ4 23: 39 cut or sold outQ4 23Q1 24: 45 bought or addedQ1 24: 38 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20224735
Q1 20234240
Q2 20233938
Q3 20234431
Q4 20234439
Q1 20244538

Biggest buyers

MORGAN STANLEY Added +2,154,395+2.2m
1607 Capital Partners, LLC Added +240,481+240.5k
WOLVERINE ASSET MANAGEMENT LLC Added +106,531+106.5k
AQR Arbitrage LLC Added +88,438+88.4k
Pathstone Holdings, LLC Added +87,480+87.5k
Almitas Capital LLC Added +65,123+65.1k
Shaker Financial Services, LLC Added +60,391+60.4k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Added +54,500+54.5k
Flow State Investments, L.P. New +51,001+51.0k
Karpus Management, Inc. Added +35,552+35.6k

Biggest sellers

Thomas J. Herzfeld Advisors, Inc. Reduced -269,250-269.2k
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. Reduced -239,053-239.1k
Bulldog Investors, LLP Reduced -133,084-133.1k
B. Riley Wealth Advisors, Inc. Reduced -116,150-116.2k
Allspring Global Investments Holdings, LLC Reduced -51,746-51.7k
SkyView Investment Advisors, LLC Sold out -49,618-49.6k
AE Wealth Management LLC Sold out -36,946-36.9k
CAPTRUST FINANCIAL ADVISORS Sold out -35,420-35.4k
Cetera Advisor Networks LLC Sold out -28,952-29.0k
Oceanside Advisors LLC Sold out -25,789-25.8k

Insider purchases and sales in Q1 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
202Q2 22: 1 buyingQ2 22: 0 sellingQ3 22: 1 buyingQ3 22: 0 sellingQ3 22Q4 22: 1 buyingQ4 22: 0 sellingQ1 23: 1 buyingQ1 23: 0 sellingQ1 23Q2 23: 1 buyingQ2 23: 0 sellingQ3 23: 1 buyingQ3 23: 0 sellingQ3 23Q4 23: 2 buyingQ4 23: 0 sellingQ1 24: 1 buyingQ1 24: 0 sellingQ1 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q2 20221$8.5k0——
Q3 20221$8.6k0——
Q4 20221$8.6k0——
Q1 20231$9.1k0——
Q2 20231$9.2k0——
Q3 20231$9.3k0——
Q4 20232$29.3k0——
Q1 20241$10.4k0——
DateInsiderTradeSharesPrice ValueTheir holding
2024-02-01 LOONEY JOEL W President, director Bought 737 $14.07 $10.4k737 shares +1%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 9,632,0019.6m $145.1m $145.1m 0.00% Added +2.2m +2,154,395
2 Bulldog Investors, LLP 6.11% of their portfolio SADDLE BROOK, NJ 1,227,4301.2m $18.5m $18.5m 6.11% Reduced -133.1k -133,084
3 Pathstone Holdings, LLC 0.08% of their portfolio ENGLEWOOD, NJ 1,117,2841.1m $16.8m $16.8m 0.08% Added +87.5k +87,480
4 Allspring Global Investments Holdings, LLC 0.02% of their portfolio CHARLOTTE, NC 1,010,3741.0m $15.2m $15.2m 0.02% Reduced -51.7k -51,746
5 Shaker Financial Services, LLC 3.96% of their portfolio Arlington, VA 679,159679.2k $10.2m $10.2m 3.96% Added +60.4k +60,391
6 CSS LLC/IL 0.73% of their portfolio CHICAGO, IL 598,807598.8k $9.0m $9.0m 0.73% Added +5.8k +5,752
7 B. Riley Wealth Advisors, Inc. 0.19% of their portfolio MEMPHIS, TN 545,138545.1k $7.1m $7.1m 0.19% Reduced -116.2k -116,150
8 COHEN & STEERS, INC. 0.02% of their portfolio NEW YORK, NY 486,158486.2k $7.3m $7.3m 0.02% Unchanged
9 1607 Capital Partners, LLC 0.53% of their portfolio Richmond, VA 432,926432.9k $6.5m $6.5m 0.53% Added +240.5k +240,481
10 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 330,163330.2k $5.0m $5.0m 0.00% Reduced -3.4k -3,363
11 WOLVERINE ASSET MANAGEMENT LLC 0.09% of their portfolio CHICAGO, IL 328,542328.5k $4.9m $4.9m 0.09% Added +106.5k +106,531
12 AQR Arbitrage LLC 0.17% of their portfolio Greenwich, CT 322,226322.2k $4.9m $4.9m 0.17% Added +88.4k +88,438
13 Almitas Capital LLC 1.41% of their portfolio SANTA MONICA, CA 227,390227.4k $3.4m $3.4m 1.41% Added +65.1k +65,123
14 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 210,432210.4k $3.2m $3.2m 0.04% Added +590 +590
15 FLAGSHIP HARBOR ADVISORS, LLC 0.19% of their portfolio BOSTON, MA 200,211200.2k $3.0m $3.0m 0.19% Reduced -224 -224
16 SRH ADVISORS, LLC 0.91% of their portfolio SALINA, KS 189,795189.8k $2.9m $2.9m 0.91% Added +860 +860
17 Matisse Capital 1.23% of their portfolio PORTLAND, OR 170,000170.0k $2.6m $2.6m 1.23% Added +15.0k +15,000
18 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 164,278164.3k $2.5m $2.5m 0.00% Reduced -5.1k -5,142
19 Quantedge Capital Pte Ltd 1.01% of their portfolio Singapore, U0 160,103160.1k $2.4m $2.4m 1.01% Added +24.7k +24,700
20 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 159,099159.1k $2.4m $2.4m 0.00% Added +8.1k +8,113
21 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.44% of their portfolio BLUE BELL, PA 135,726135.7k $2.0m $2.0m 0.44% Added +18.9k +18,857
22 Thomas J. Herzfeld Advisors, Inc. 0.68% of their portfolio MIAMI BEACH, FL 126,905126.9k $1.9m $1.9m 0.68% Reduced -269.2k -269,250
23 PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 0.10% of their portfolio EDINA, MN 113,382113.4k $1.7m $1.7m 0.10% Reduced -239.1k -239,053
24 RPO LLC 2.50% of their portfolio Stamford, CT 112,893112.9k $1.7m $1.7m 2.50% Unchanged
25 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 104,526104.5k $1.6m $1.6m 0.00% Added +1.7k +1,711
26 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 101,990102.0k $1.5m $1.5m 0.00% Added +5.8k +5,821
27 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.13% of their portfolio Englewood, NJ 95,35695.4k $1.4m $1.4m 0.13% Added +54.5k +54,500
28 PARK AVENUE SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 87,56487.6k $1.3m $1.3m 0.02% Reduced -1.9k -1,938
29 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 84,93684.9k $1.3m $1.3m 0.00% Reduced -2.6k -2,559
30 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 83,26483.3k $1.3m $1.3m 0.00% Added +4.7k +4,731
31 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 81,96682.0k $1.2m $1.2m 0.01% Reduced -1.1k -1,064
32 Karpus Management, Inc. 0.03% of their portfolio Pittsford, NY 76,55576.6k $1.2m $1.2m 0.03% Added +35.6k +35,552
33 UBS Group AG 0.00% of their portfolio ZURICH, V8 74,44174.4k $1.1m $1.1m 0.00% Reduced -3.3k -3,330
34 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 73,43273.4k $1.1m $1.1m 0.02% Added +165 +165
35 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 70,94670.9k $1.1m $1.1m 0.00% Added +445 +445
36 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 66,07866.1k $995.1k $995.1k 0.01% Added +15.4k +15,393
37 Walleye Capital LLC 0.01% of their portfolio NEW YORK, NY 65,39665.4k $984.9k $984.9k 0.01% Added +21.1k +21,085
38 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 61,17561.2k $921.3k $921.3k 0.00% Reduced -3.6k -3,631
39 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 60,46960.5k $910.7k $910.7k 0.00% Reduced -910 -910
40 DCF Advisers, LLC 0.54% of their portfolio MOUNT PLEASANT, SC 59,00059.0k $888.5k $888.5k 0.54% Unchanged
41 TWIN FOCUS CAPITAL PARTNERS, LLC 0.16% of their portfolio Boston, MA 55,01955.0k $828.6k $828.6k 0.16% Unchanged
42 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 51,63551.6k $777.6k $777.6k 0.00% Added +535 +535
43 Flow State Investments, L.P. 0.22% of their portfolio CHICAGO, IL 51,00151.0k $768.1k $768.1k 0.22% New
44 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 49,93149.9k $752.0k $752.0k 0.00% Added +483 +483
45 KINGSWOOD WEALTH ADVISORS, LLC 0.09% of their portfolio SAN DIEGO, CA 49,22549.2k $741.3k $741.3k 0.09% Added +6.7k +6,675
46 Clear Creek Financial Management, LLC 0.09% of their portfolio SILVERDALE, WA 48,70048.7k $733.4k $733.4k 0.09% Unchanged
47 Sugarloaf Wealth Management, LLC 0.14% of their portfolio DULUTH, GA 44,96345.0k $677.1k $677.1k 0.14% Reduced -2.3k -2,316
48 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 40,35540.4k $607.8k $607.8k 0.00% Reduced -10.3k -10,343
49 WealthTrust Axiom LLC 0.18% of their portfolio WAYNE, PA 36,62036.6k $551.5k $551.5k 0.18% Added +1 +1
50 GRACE & WHITE INC /NY 0.10% of their portfolio NY, NY 36,56036.6k $550.6k $550.6k 0.10% Unchanged
51 Advisors Asset Management, Inc. 0.01% of their portfolio Monument, CO 34,17234.2k $514.6k $514.6k 0.01% Reduced -1.0k -1,047
52 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 33,48433.5k $504.3k $504.3k 0.00% New
53 ALTA CAPITAL MANAGEMENT LLC/ 0.03% of their portfolio SALT LAKE CITY, UT 31,21131.2k $470.0k $470.0k 0.03% Unchanged
54 Mariner, LLC 0.00% of their portfolio Overland Park, KS 29,73729.7k $447.8k $447.8k 0.00% Added +7.8k +7,848
55 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 26,75526.8k $403.0k $403.0k 0.00% Added +1.5k +1,535
56 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 23,69323.7k $356.8k $356.8k 0.01% Reduced -8.6k -8,590
57 Roundview Capital LLC 0.03% of their portfolio PRINCETON, NJ 22,77222.8k $342.9k $342.9k 0.03% Reduced -7.6k -7,629
58 Creekmur Asset Management LLC 0.11% of their portfolio MORTON, IL 22,14522.1k $333.5k $333.5k 0.11% Reduced -18.7k -18,691
59 Ancora Advisors LLC 0.01% of their portfolio Cleveland, OH 21,14121.1k $318.4k $318.4k 0.01% Unchanged
60 Highlander Capital Management, LLC 0.11% of their portfolio SHORT HILLS, NJ 20,99021.0k $316.1k $316.1k 0.11% Added +64 +64
61 Stolper Co 0.10% of their portfolio TULSA, OK 19,10519.1k $288.0k $288.0k 0.10% Unchanged
62 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 18,85518.9k $283.9k $283.9k 0.00% Added +7.0k +6,992
63 LEVEL FOUR ADVISORY SERVICES, LLC 0.01% of their portfolio DALLAS, TX 18,19818.2k $252.4k $252.4k 0.01% Unchanged
64 NWF Advisory Services Inc. 0.04% of their portfolio Los Angeles, CA 17,80017.8k $268.1k $268.1k 0.04% Unchanged
65 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 16,77916.8k $252.7k $252.7k 0.00% Reduced -215 -215
66 WestHill Financial Advisors, Inc. 0.06% of their portfolio San Rafael, CA 16,16816.2k $243.5k $243.5k 0.06% Unchanged
67 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 15,84015.8k $238.6k $238.6k 0.00% Reduced -9.6k -9,570
68 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.02% of their portfolio CEDAR RAPIDS, IA 15,66515.7k $235.9k $235.9k 0.02% Reduced -1.0k -1,000
69 Wealthspire Advisors, LLC 0.00% of their portfolio NEW YORK, NY 14,67814.7k $221.1k $221.1k 0.00% Unchanged
70 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 14,32314.3k $216.0k $216.0k 0.00% Unchanged
71 HANOVER ADVISORS INC 0.09% of their portfolio SENECA, SC 13,92613.9k $209.7k $209.7k 0.09% Unchanged
72 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 13,66413.7k $205.8k $205.8k 0.00% Unchanged
73 CALDWELL SUTTER CAPITAL, INC. 0.09% of their portfolio SAUSALITO, CA 12,93212.9k $194.8k $194.8k 0.09% Reduced -1.1k -1,112
74 High Falls Advisors, Inc 0.05% of their portfolio ROCHESTER, NY 12,40112.4k $186.8k $186.8k 0.05% Added +120 +120
75 Horizon Wealth Management, LLC 0.05% of their portfolio LA GRANGE, IL 12,27612.3k $184.9k $184.9k 0.05% Added +118 +118
76 INTEGRATED CAPITAL MANAGEMENT, INC. 0.15% of their portfolio JESSUP, PA 12,19112.2k $183.6k $183.6k 0.15% Added +376 +376
77 MONETARY MANAGEMENT GROUP INC 0.05% of their portfolio ST LOUIS, MO 12,00012.0k $180.7k $180.7k 0.05% Unchanged
78 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 11,95512.0k $180.0k $180.0k 0.00% New
79 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 11,58311.6k $174.4k $174.4k 0.00% Unchanged
80 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 11,20811.2k $169.0k $169.0k 0.01% Added +582 +582
81 Camelot Portfolios, LLC 0.16% of their portfolio Maumee, OH 10,85110.9k $163.4k $163.4k 0.16% Unchanged
82 Tactive Advisors, LLC 0.08% of their portfolio Jacksonville, FL 10,40210.4k $156.7k $156.7k 0.08% Unchanged
83 MATRIX PRIVATE CAPITAL GROUP LLC 0.11% of their portfolio NEW YORK, NY 10,30010.3k $155.1k $155.1k 0.11% Unchanged
84 Moloney Securities Asset Management, LLC 0.02% of their portfolio MANCHESTER, MO 10,13310.1k $152.6k $152.6k 0.02% Unchanged
85 Connecticut Wealth Management, LLC 0.01% of their portfolio FARMINGTON, CT 10,12810.1k $152.5k $152.5k 0.01% Unchanged
86 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 9,3859.4k $141.0k $141.0k 0.01% Added +37 +37
87 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 8,6738.7k $130.6k $130.6k 0.00% Reduced -944 -944
88 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 8,4658.5k $127.5k $127.5k 0.00% New
89 Game Plan Financial Advisors, LLC 0.05% of their portfolio WESTLAKE, OH 6,0006.0k $90.4k $90.4k 0.05% Unchanged
90 COMERICA BANK 0.00% of their portfolio DALLAS, TX 5,7965.8k $87.3k $87.3k 0.00% Reduced -506 -506
91 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 5,5235.5k $83.2k $83.2k 0.00% Added +44 +44
92 CWM, LLC 0.00% of their portfolio OMAHA, NE 5,4155.4k $82.0k $82.0k 0.00% Unchanged
93 Nemes Rush Group LLC 0.01% of their portfolio NOVI, MI 3,6093.6k $54.4k $54.4k 0.01% Unchanged
94 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 3,1003.1k $46.7k $46.7k 0.00% Unchanged
95 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 1,7641.8k $26.6k $26.6k 0.00% New
96 Householder Group Estate & Retirement Specialist, LLC 0.01% of their portfolio SCOTTSDALE, AZ 1,6081.6k $24.2k $24.2k 0.01% Unchanged
97 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 1,5591.6k $23.0k $23.0k 0.00% Added +276 +276
98 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 1,5001.5k $22.6k $22.6k 0.00% Unchanged
99 MCF Advisors LLC 0.00% of their portfolio LEXINGTON, KY 1,0601.1k $16.0k $16.0k 0.00% Unchanged
100 BENJAMIN EDWARDS INC 0.00% of their portfolio Clayton, MO 1,0001.0k $15.0k $15.0k 0.00% New