Vault-13

SRH TOTAL RETURN FUND INC STEW

COM · Closed-End Fund · CUSIP 101507101

114 institutional holders +13 vs Q3 2023
19,037,94019.0m shares reported held*
$264.0mreported value*
15 new 29 added 34 reduced 5 sold out net sold ≈ $379.6k (-27.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $13.87.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 98Q4 22: 104Q1 23: 100Q2 23: 100Q3 23: 101Q4 23: 114114Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202298
Q4 2022104
Q1 2023100
Q2 2023100
Q3 2023101
Q4 2023114

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 47 bought or addedQ4 22: 35 cut or sold outQ4 22Q1 23: 42 bought or addedQ1 23: 40 cut or sold outQ1 23Q2 23: 39 bought or addedQ2 23: 38 cut or sold outQ2 23Q3 23: 44 bought or addedQ3 23: 31 cut or sold outQ3 23Q4 23: 44 bought or addedQ4 23: 39 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224735
Q1 20234240
Q2 20233938
Q3 20234431
Q4 20234439

Biggest buyers

MORGAN STANLEY Added +2,634,483+2.6m
Allspring Global Investments Holdings, LLC Added +259,138+259.1k
Matisse Capital New +155,000+155.0k
Bulldog Investors, LLP Added +154,353+154.4k
B. Riley Wealth Advisors, Inc. Added +116,150+116.2k
AQR Arbitrage LLC Added +58,686+58.7k
NewEdge Advisors, LLC New +50,685+50.7k
Thrivent Financial for Lutherans New +49,448+49.4k
Karpus Management, Inc. New +41,003+41.0k
1607 Capital Partners, LLC Added +39,142+39.1k

Biggest sellers

Atlas Wealth LLC Sold out -3,425,252-3.4m
Eudaimonia Partners, LLC Sold out -60,454-60.5k
Advisory Services Network, LLC Reduced -58,210-58.2k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -49,205-49.2k
Thomas J. Herzfeld Advisors, Inc. Reduced -44,453-44.5k
OSAIC HOLDINGS, INC. Reduced -35,400-35.4k
FLAGSHIP HARBOR ADVISORS, LLC Reduced -27,068-27.1k
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. Reduced -26,951-27.0k
Raymond James Financial Services Advisors, Inc. Reduced -16,901-16.9k
WOLVERINE ASSET MANAGEMENT LLC Reduced -16,255-16.3k

Insider purchases and sales in Q4 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
202Q1 22: 1 buyingQ1 22: 0 sellingQ2 22: 1 buyingQ2 22: 0 sellingQ2 22Q3 22: 1 buyingQ3 22: 0 sellingQ4 22: 1 buyingQ4 22: 0 sellingQ4 22Q1 23: 1 buyingQ1 23: 0 sellingQ2 23: 1 buyingQ2 23: 0 sellingQ2 23Q3 23: 1 buyingQ3 23: 0 sellingQ4 23: 2 buyingQ4 23: 0 sellingQ4 23
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q1 20221$8.4k0——
Q2 20221$8.5k0——
Q3 20221$8.6k0——
Q4 20221$8.6k0——
Q1 20231$9.1k0——
Q2 20231$9.2k0——
Q3 20231$9.3k0——
Q4 20232$29.3k0——
DateInsiderTradeSharesPrice ValueTheir holding
2023-11-08 Moore Thomas Jack Director Bought 1,534 $13.03 $20.0k1.5k shares new
2023-11-01 LOONEY JOEL W President, director Bought 739 $12.64 $9.3k739 shares +1%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 7,477,6067.5m $103.7m $103.7m 0.00% Added +2.6m +2,634,483
2 Bulldog Investors, LLP 6.16% of their portfolio SADDLE BROOK, NJ 1,360,5141.4m $18.8m $18.8m 6.16% Added +154.4k +154,353
3 Allspring Global Investments Holdings, LLC 0.02% of their portfolio CHARLOTTE, NC 1,062,1201.1m $14.7m $14.7m 0.02% Added +259.1k +259,138
4 Pathstone Holdings, LLC 0.08% of their portfolio ENGLEWOOD, NJ 1,029,8041.0m $14.3m $14.3m 0.08% First filing
5 B. Riley Wealth Advisors, Inc. 0.25% of their portfolio MEMPHIS, TN 661,288661.3k $9.2m $9.2m 0.25% Added +116.2k +116,150
6 Shaker Financial Services, LLC 3.52% of their portfolio Arlington, VA 618,768618.8k $8.6m $8.6m 3.52% Added +6.6k +6,643
7 CSS LLC/IL 0.64% of their portfolio CHICAGO, IL 593,055593.1k $8.2m $8.2m 0.64% Added +5.6k +5,562
8 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 486,158486.2k $6.7m $6.7m 0.01% Unchanged
9 Thomas J. Herzfeld Advisors, Inc. 2.02% of their portfolio MIAMI BEACH, FL 396,155396.2k $5.5m $5.5m 2.02% Reduced -44.5k -44,453
10 PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 0.29% of their portfolio EDINA, MN 352,435352.4k $4.9m $4.9m 0.29% Reduced -27.0k -26,951
11 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 333,526333.5k $4.6m $4.6m 0.00% Reduced -7.4k -7,366
12 AQR Arbitrage LLC 0.13% of their portfolio Greenwich, CT 233,788233.8k $3.2m $3.2m 0.13% Added +58.7k +58,686
13 WOLVERINE ASSET MANAGEMENT LLC 0.05% of their portfolio CHICAGO, IL 222,011222.0k $3.1m $3.1m 0.05% Reduced -16.3k -16,255
14 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 209,842209.8k $2.9m $2.9m 0.04% Reduced -299 -299
15 FLAGSHIP HARBOR ADVISORS, LLC 0.20% of their portfolio BOSTON, MA 200,435200.4k $2.8m $2.8m 0.20% Reduced -27.1k -27,068
16 1607 Capital Partners, LLC 0.19% of their portfolio Richmond, VA 192,445192.4k $2.7m $2.7m 0.19% Added +39.1k +39,142
17 SRH ADVISORS, LLC 0.91% of their portfolio SALINA, KS 188,935188.9k $2.6m $2.6m 0.91% Added +863 +863
18 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 169,420169.4k $2.3m $2.3m 0.00% Added +7.7k +7,747
19 Almitas Capital LLC 0.78% of their portfolio SANTA MONICA, CA 162,267162.3k $2.3m $2.3m 0.78% Added +29.4k +29,386
20 Matisse Capital 1.15% of their portfolio PORTLAND, OR 155,000155.0k $2.1m $2.1m 1.15% New
21 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 150,986151.0k $2.1m $2.1m 0.00% Reduced -12.6k -12,621
22 Quantedge Capital Pte Ltd 0.92% of their portfolio Singapore, U0 135,403135.4k $1.9m $1.9m 0.92% Added +2.3k +2,300
23 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.39% of their portfolio BLUE BELL, PA 116,869116.9k $1.6m $1.6m 0.39% Reduced -1.5k -1,538
24 RPO LLC 2.47% of their portfolio Stamford, CT 112,893112.9k $1.6m $1.6m 2.47% Unchanged
25 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 102,815102.8k $1.4m $1.4m 0.00% Added +23.5k +23,531
26 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 96,16996.2k $1.3m $1.3m 0.00% Reduced -6.7k -6,706
27 PARK AVENUE SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 89,50289.5k $1.2m $1.2m 0.02% Reduced -5.3k -5,305
28 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 87,49587.5k $1.2m $1.2m 0.00% Reduced -3.1k -3,139
29 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 83,03083.0k $1.2m $1.2m 0.01% Reduced -4.7k -4,670
30 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 78,53378.5k $1.1m $1.1m 0.00% Added +1.7k +1,660
31 UBS Group AG 0.00% of their portfolio ZURICH, V8 77,77177.8k $1.1m $1.1m 0.00% Added +1.1k +1,136
32 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 73,26773.3k $1.0m $1.0m 0.02% Reduced -165 -165
33 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 70,50170.5k $978.0k $978.0k 0.00% Added +246 +246
34 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 64,80664.8k $898.9k $898.9k 0.00% Reduced -35.4k -35,400
35 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 61,37961.4k $851.3k $851.3k 0.00% Reduced -571 -571
36 DCF Advisers, LLC 0.55% of their portfolio MOUNT PLEASANT, SC 59,00059.0k $818.3k $818.3k 0.55% Unchanged
37 TWIN FOCUS CAPITAL PARTNERS, LLC 0.16% of their portfolio Boston, MA 55,01955.0k $763.1k $763.1k 0.16% Unchanged
38 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 51,10051.1k $708.8k $708.8k 0.00% Reduced -8.3k -8,300
39 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 50,69850.7k $703.2k $703.2k 0.00% Reduced -16.9k -16,901
40 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 50,68550.7k $699.4k $699.4k 0.01% New
41 SkyView Investment Advisors, LLC 0.17% of their portfolio SHREWSBURY, NJ 49,61849.6k $688.0k $688.0k 0.17% Reduced -382 -382
42 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 49,44849.4k $686.0k $686.0k 0.00% New
43 Clear Creek Financial Management, LLC 0.11% of their portfolio SILVERDALE, WA 48,70048.7k $675.5k $675.5k 0.11% Reduced -2.5k -2,500
44 Sugarloaf Wealth Management, LLC 0.16% of their portfolio DULUTH, GA 47,27947.3k $655.8k $655.8k 0.16% Added +2.3k +2,334
45 Walleye Capital LLC 0.01% of their portfolio NEW YORK, NY 44,31144.3k $614.6k $614.6k 0.01% Added +11.4k +11,366
46 KINGSWOOD WEALTH ADVISORS, LLC 0.07% of their portfolio SAN DIEGO, CA 42,55042.5k $590.2k $590.2k 0.07% Unchanged
47 Karpus Management, Inc. 0.02% of their portfolio Pittsford, NY 41,00341.0k $568.7k $568.7k 0.02% New
48 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.05% of their portfolio Englewood, NJ 40,85640.9k $566.7k $566.7k 0.05% Added +30.3k +30,338
49 Creekmur Asset Management LLC 0.18% of their portfolio MORTON, IL 40,83640.8k $566.4k $566.4k 0.18% First filing
50 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 36,94636.9k $521.7k $521.7k 0.00% New
51 WealthTrust Axiom LLC 0.17% of their portfolio WAYNE, PA 36,61936.6k $507.9k $507.9k 0.17% Reduced -250 -250
52 GRACE & WHITE INC /NY 0.09% of their portfolio NY, NY 36,56036.6k $507.1k $507.1k 0.09% Unchanged
53 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 35,42035.4k $491.3k $491.3k 0.00% Added +3.1k +3,058
54 Advisors Asset Management, Inc. 0.01% of their portfolio Monument, CO 35,21935.2k $488.5k $488.5k 0.01% Reduced -1.5k -1,543
55 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 32,28332.3k $447.8k $447.8k 0.01% Unchanged
56 ALTA CAPITAL MANAGEMENT LLC/ 0.03% of their portfolio SALT LAKE CITY, UT 31,21131.2k $432.9k $432.9k 0.03% New
57 Roundview Capital LLC 0.04% of their portfolio PRINCETON, NJ 30,40130.4k $421.7k $421.7k 0.04% Reduced -764 -764
58 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 28,95229.0k $401.6k $401.6k 0.00% Reduced -762 -762
59 Oceanside Advisors LLC 0.32% of their portfolio MOUNT PLEASANT, SC 25,78925.8k $357.7k $357.7k 0.32% First filing
60 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 25,41025.4k $352.4k $352.4k 0.00% Added +19.0k +18,958
61 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 25,22025.2k $350.0k $350.0k 0.00% Reduced -49.2k -49,205
62 Mariner, LLC 0.00% of their portfolio Overland Park, KS 21,88921.9k $303.6k $303.6k 0.00% Reduced -2.4k -2,379
63 Ancora Advisors LLC 0.01% of their portfolio Cleveland, OH 21,14121.1k $293.2k $293.2k 0.01% Reduced -2.0k -2,000
64 Highlander Capital Management, LLC 0.10% of their portfolio SHORT HILLS, NJ 20,92620.9k $290.2k $290.2k 0.10% Reduced -2.3k -2,278
65 Stolper Co 0.11% of their portfolio TULSA, OK 19,10519.1k $265.0k $265.0k 0.11% Unchanged
66 LEVEL FOUR ADVISORY SERVICES, LLC 0.01% of their portfolio DALLAS, TX 18,19818.2k $252.4k $252.4k 0.01% Added +1.1k +1,142
67 NWF Advisory Services Inc. 0.05% of their portfolio Los Angeles, CA 17,80017.8k $246.9k $246.9k 0.05% Unchanged
68 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 16,99417.0k $235.7k $235.7k 0.00% Reduced -3.8k -3,844
69 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.02% of their portfolio CEDAR RAPIDS, IA 16,66516.7k $231.1k $231.1k 0.02% Unchanged
70 GUGGENHEIM CAPITAL LLC 0.00% of their portfolio CHICAGO, IL 16,27416.3k $225.7k $225.7k 0.00% Added +667 +667
71 WestHill Financial Advisors, Inc. 0.06% of their portfolio San Rafael, CA 16,16816.2k $224.2k $224.2k 0.06% Unchanged
72 Wealthspire Advisors, LLC 0.00% of their portfolio NEW YORK, NY 14,67814.7k $203.6k $203.6k 0.00% Unchanged
73 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 14,32314.3k $199.0k $199.0k 0.00% Unchanged
74 NOMURA HOLDINGS INC 0.00% of their portfolio TOKYO, M0 14,26014.3k $197.8k $197.8k 0.00% New
75 CALDWELL SUTTER CAPITAL, INC. 0.10% of their portfolio SAUSALITO, CA 14,04414.0k $194.8k $194.8k 0.10% Unchanged
76 HANOVER ADVISORS INC 0.09% of their portfolio SENECA, SC 13,92613.9k $193.2k $193.2k 0.09% First filing
77 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 13,66413.7k $189.5k $189.5k 0.00% Unchanged
78 High Falls Advisors, Inc 0.05% of their portfolio ROCHESTER, NY 12,28112.3k $170.3k $170.3k 0.05% Added +125 +125
79 Horizon Wealth Management, LLC 0.05% of their portfolio LA GRANGE, IL 12,15812.2k $168.6k $168.6k 0.05% Added +121 +121
80 MONETARY MANAGEMENT GROUP INC 0.05% of their portfolio ST LOUIS, MO 12,00012.0k $166.4k $166.4k 0.05% Unchanged
81 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 11,86311.9k $164.5k $164.5k 0.00% Reduced -6.8k -6,777
82 INTEGRATED CAPITAL MANAGEMENT, INC. 0.14% of their portfolio JESSUP, PA 11,81511.8k $163.9k $163.9k 0.14% Reduced -777 -777
83 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 11,58311.6k $160.7k $160.7k 0.00% Unchanged
84 Camelot Portfolios, LLC 0.09% of their portfolio Maumee, OH 10,85110.9k $150.5k $150.5k 0.09% Unchanged
85 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 10,62610.6k $147.0k $147.0k 0.01% Added +23 +23
86 Tactive Advisors, LLC 0.09% of their portfolio Jacksonville, FL 10,40210.4k $144.3k $144.3k 0.09% Unchanged
87 MATRIX PRIVATE CAPITAL GROUP LLC 0.11% of their portfolio NEW YORK, NY 10,30010.3k $142.9k $142.9k 0.11% Unchanged
88 Moloney Securities Asset Management, LLC 0.02% of their portfolio MANCHESTER, MO 10,13310.1k $140.5k $140.5k 0.02% New
89 Connecticut Wealth Management, LLC 0.01% of their portfolio FARMINGTON, CT 10,12810.1k $140.5k $140.5k 0.01% New
90 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 9,6179.6k $133.4k $133.4k 0.00% First filing
91 LANARK FINANCIAL, INC. 0.01% of their portfolio BIRMINGHAM, AL 9,3489.3k $129.0k $129.0k 0.01% Added +38 +38
92 Elequin Capital, LP 0.03% of their portfolio NEW YORK, NY 8,2278.2k $114.1k $114.1k 0.03% Reduced -10.1k -10,070
93 Mariner Managed Account Solutions, LLC 0.01% of their portfolio Boston, MA 7,0007.0k $97.1k $97.1k 0.01% New
94 COMERICA BANK 0.00% of their portfolio DALLAS, TX 6,3026.3k $87.4k $87.4k 0.00% Reduced -323 -323
95 Game Plan Financial Advisors, LLC 0.05% of their portfolio WESTLAKE, OH 6,0006.0k $83.2k $83.2k 0.05% First filing
96 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 5,4795.5k $75.4k $75.4k 0.00% Added +46 +46
97 CWM, LLC 0.00% of their portfolio OMAHA, NE 5,4155.4k $75.0k $75.0k 0.00% Unchanged
98 Nemes Rush Group LLC 0.01% of their portfolio NOVI, MI 3,6093.6k $50.1k $50.1k 0.01% New
99 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 3,1003.1k $43.0k $43.0k 0.00% Unchanged
100 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 2,1132.1k $29.3k $29.3k 0.00% Reduced -58.2k -58,210