SRH TOTAL RETURN FUND INC STEW
COM · Closed-End Fund · CUSIP 101507101
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $13.87.
Trends to Q4 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 98 |
| Q4 2022 | 104 |
| Q1 2023 | 100 |
| Q2 2023 | 100 |
| Q3 2023 | 101 |
| Q4 2023 | 114 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 47 | 35 |
| Q1 2023 | 42 | 40 |
| Q2 2023 | 39 | 38 |
| Q3 2023 | 44 | 31 |
| Q4 2023 | 44 | 39 |
Biggest buyers
| MORGAN STANLEY | Added | +2.6m |
| Allspring Global Investments Holdings, LLC | Added | +259.1k |
| Matisse Capital | New | +155.0k |
| Bulldog Investors, LLP | Added | +154.4k |
| B. Riley Wealth Advisors, Inc. | Added | +116.2k |
| AQR Arbitrage LLC | Added | +58.7k |
| NewEdge Advisors, LLC | New | +50.7k |
| Thrivent Financial for Lutherans | New | +49.4k |
| Karpus Management, Inc. | New | +41.0k |
| 1607 Capital Partners, LLC | Added | +39.1k |
Biggest sellers
| Atlas Wealth LLC | Sold out | -3.4m |
| Eudaimonia Partners, LLC | Sold out | -60.5k |
| Advisory Services Network, LLC | Reduced | -58.2k |
| COMMONWEALTH EQUITY SERVICES, LLC | Reduced | -49.2k |
| Thomas J. Herzfeld Advisors, Inc. | Reduced | -44.5k |
| OSAIC HOLDINGS, INC. | Reduced | -35.4k |
| FLAGSHIP HARBOR ADVISORS, LLC | Reduced | -27.1k |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | Reduced | -27.0k |
| Raymond James Financial Services Advisors, Inc. | Reduced | -16.9k |
| WOLVERINE ASSET MANAGEMENT LLC | Reduced | -16.3k |
Insider purchases and sales in Q4 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q1 2022 | 1 | $8.4k | 0 | — | — |
| Q2 2022 | 1 | $8.5k | 0 | — | — |
| Q3 2022 | 1 | $8.6k | 0 | — | — |
| Q4 2022 | 1 | $8.6k | 0 | — | — |
| Q1 2023 | 1 | $9.1k | 0 | — | — |
| Q2 2023 | 1 | $9.2k | 0 | — | — |
| Q3 2023 | 1 | $9.3k | 0 | — | — |
| Q4 2023 | 2 | $29.3k | 0 | — | — |
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2023-11-08 | Moore Thomas Jack Director | Bought | $20.0k1.5k shares |
| 2023-11-01 | LOONEY JOEL W President, director | Bought | $9.3k739 shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q4 2023
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.00% of their portfolio | 7.5m $103.7m | Added +2.6m |
| Bulldog Investors, LLP 6.16% of their portfolio | 1.4m $18.8m | Added +154.4k |
| Allspring Global Investments Holdings, LLC 0.02% of their portfolio | 1.1m $14.7m | Added +259.1k |
| Pathstone Holdings, LLC 0.08% of their portfolio | 1.0m $14.3m | First filing |
| B. Riley Wealth Advisors, Inc. 0.25% of their portfolio | 661.3k $9.2m | Added +116.2k |
| Shaker Financial Services, LLC 3.52% of their portfolio | 618.8k $8.6m | Added +6.6k |
| CSS LLC/IL 0.64% of their portfolio | 593.1k $8.2m | Added +5.6k |
| COHEN & STEERS, INC. 0.01% of their portfolio | 486.2k $6.7m | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. 2.02% of their portfolio | 396.2k $5.5m | Reduced -44.5k |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. 0.29% of their portfolio | 352.4k $4.9m | Reduced -27.0k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 333.5k $4.6m | Reduced -7.4k |
| AQR Arbitrage LLC 0.13% of their portfolio | 233.8k $3.2m | Added +58.7k |
| WOLVERINE ASSET MANAGEMENT LLC 0.05% of their portfolio | 222.0k $3.1m | Reduced -16.3k |
| Atria Wealth Solutions, Inc. 0.04% of their portfolio | 209.8k $2.9m | Reduced -299 |
| FLAGSHIP HARBOR ADVISORS, LLC 0.20% of their portfolio | 200.4k $2.8m | Reduced -27.1k |
| 1607 Capital Partners, LLC 0.19% of their portfolio | 192.4k $2.7m | Added +39.1k |
| SRH ADVISORS, LLC 0.91% of their portfolio | 188.9k $2.6m | Added +863 |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 169.4k $2.3m | Added +7.7k |
| Almitas Capital LLC 0.78% of their portfolio | 162.3k $2.3m | Added +29.4k |
| Matisse Capital 1.15% of their portfolio | 155.0k $2.1m | New |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 151.0k $2.1m | Reduced -12.6k |
| Quantedge Capital Pte Ltd 0.92% of their portfolio | 135.4k $1.9m | Added +2.3k |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.39% of their portfolio | 116.9k $1.6m | Reduced -1.5k |
| RPO LLC 2.47% of their portfolio | 112.9k $1.6m | Unchanged |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 102.8k $1.4m | Added +23.5k |
| HighTower Advisors, LLC 0.00% of their portfolio | 96.2k $1.3m | Reduced -6.7k |
| PARK AVENUE SECURITIES LLC 0.02% of their portfolio | 89.5k $1.2m | Reduced -5.3k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 87.5k $1.2m | Reduced -3.1k |
| D.A. DAVIDSON & CO. 0.01% of their portfolio | 83.0k $1.2m | Reduced -4.7k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 78.5k $1.1m | Added +1.7k |
| UBS Group AG 0.00% of their portfolio | 77.8k $1.1m | Added +1.1k |
| OPPENHEIMER & CO INC 0.02% of their portfolio | 73.3k $1.0m | Reduced -165 |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 70.5k $978.0k | Added +246 |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 64.8k $898.9k | Reduced -35.4k |
| LPL Financial LLC 0.00% of their portfolio | 61.4k $851.3k | Reduced -571 |
| DCF Advisers, LLC 0.55% of their portfolio | 59.0k $818.3k | Unchanged |
| TWIN FOCUS CAPITAL PARTNERS, LLC 0.16% of their portfolio | 55.0k $763.1k | Unchanged |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 51.1k $708.8k | Reduced -8.3k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 50.7k $703.2k | Reduced -16.9k |
| NewEdge Advisors, LLC 0.01% of their portfolio | 50.7k $699.4k | New |
| SkyView Investment Advisors, LLC 0.17% of their portfolio | 49.6k $688.0k | Reduced -382 |
| Thrivent Financial for Lutherans 0.00% of their portfolio | 49.4k $686.0k | New |
| Clear Creek Financial Management, LLC 0.11% of their portfolio | 48.7k $675.5k | Reduced -2.5k |
| Sugarloaf Wealth Management, LLC 0.16% of their portfolio | 47.3k $655.8k | Added +2.3k |
| Walleye Capital LLC 0.01% of their portfolio | 44.3k $614.6k | Added +11.4k |
| KINGSWOOD WEALTH ADVISORS, LLC 0.07% of their portfolio | 42.5k $590.2k | Unchanged |
| Karpus Management, Inc. 0.02% of their portfolio | 41.0k $568.7k | New |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.05% of their portfolio | 40.9k $566.7k | Added +30.3k |
| Creekmur Asset Management LLC 0.18% of their portfolio | 40.8k $566.4k | First filing |
| AE Wealth Management LLC 0.00% of their portfolio | 36.9k $521.7k | New |
| WealthTrust Axiom LLC 0.17% of their portfolio | 36.6k $507.9k | Reduced -250 |
| GRACE & WHITE INC /NY 0.09% of their portfolio | 36.6k $507.1k | Unchanged |
| CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio | 35.4k $491.3k | Added +3.1k |
| Advisors Asset Management, Inc. 0.01% of their portfolio | 35.2k $488.5k | Reduced -1.5k |
| RAYMOND JAMES TRUST N.A. 0.01% of their portfolio | 32.3k $447.8k | Unchanged |
| ALTA CAPITAL MANAGEMENT LLC/ 0.03% of their portfolio | 31.2k $432.9k | New |
| Roundview Capital LLC 0.04% of their portfolio | 30.4k $421.7k | Reduced -764 |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 29.0k $401.6k | Reduced -762 |
| Oceanside Advisors LLC 0.32% of their portfolio | 25.8k $357.7k | First filing |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 25.4k $352.4k | Added +19.0k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 25.2k $350.0k | Reduced -49.2k |
| Mariner, LLC 0.00% of their portfolio | 21.9k $303.6k | Reduced -2.4k |
| Ancora Advisors LLC 0.01% of their portfolio | 21.1k $293.2k | Reduced -2.0k |
| Highlander Capital Management, LLC 0.10% of their portfolio | 20.9k $290.2k | Reduced -2.3k |
| Stolper Co 0.11% of their portfolio | 19.1k $265.0k | Unchanged |
| LEVEL FOUR ADVISORY SERVICES, LLC 0.01% of their portfolio | 18.2k $252.4k | Added +1.1k |
| NWF Advisory Services Inc. 0.05% of their portfolio | 17.8k $246.9k | Unchanged |
| Stratos Wealth Partners, LTD. 0.00% of their portfolio | 17.0k $235.7k | Reduced -3.8k |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.02% of their portfolio | 16.7k $231.1k | Unchanged |
| GUGGENHEIM CAPITAL LLC 0.00% of their portfolio | 16.3k $225.7k | Added +667 |
| WestHill Financial Advisors, Inc. 0.06% of their portfolio | 16.2k $224.2k | Unchanged |
| Wealthspire Advisors, LLC 0.00% of their portfolio | 14.7k $203.6k | Unchanged |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 14.3k $199.0k | Unchanged |
| NOMURA HOLDINGS INC 0.00% of their portfolio | 14.3k $197.8k | New |
| CALDWELL SUTTER CAPITAL, INC. 0.10% of their portfolio | 14.0k $194.8k | Unchanged |
| HANOVER ADVISORS INC 0.09% of their portfolio | 13.9k $193.2k | First filing |
| Creative Planning 0.00% of their portfolio | 13.7k $189.5k | Unchanged |
| High Falls Advisors, Inc 0.05% of their portfolio | 12.3k $170.3k | Added +125 |
| Horizon Wealth Management, LLC 0.05% of their portfolio | 12.2k $168.6k | Added +121 |
| MONETARY MANAGEMENT GROUP INC 0.05% of their portfolio | 12.0k $166.4k | Unchanged |
| Private Advisor Group, LLC 0.00% of their portfolio | 11.9k $164.5k | Reduced -6.8k |
| INTEGRATED CAPITAL MANAGEMENT, INC. 0.14% of their portfolio | 11.8k $163.9k | Reduced -777 |
| STEPHENS INC /AR/ 0.00% of their portfolio | 11.6k $160.7k | Unchanged |
| Camelot Portfolios, LLC 0.09% of their portfolio | 10.9k $150.5k | Unchanged |
| WEDBUSH SECURITIES INC 0.01% of their portfolio | 10.6k $147.0k | Added +23 |
| Tactive Advisors, LLC 0.09% of their portfolio | 10.4k $144.3k | Unchanged |
| MATRIX PRIVATE CAPITAL GROUP LLC 0.11% of their portfolio | 10.3k $142.9k | Unchanged |
| Moloney Securities Asset Management, LLC 0.02% of their portfolio | 10.1k $140.5k | New |
| Connecticut Wealth Management, LLC 0.01% of their portfolio | 10.1k $140.5k | New |
| PRINCIPAL SECURITIES, INC. 0.00% of their portfolio | 9.6k $133.4k | First filing |
| LANARK FINANCIAL, INC. 0.01% of their portfolio | 9.3k $129.0k | Added +38 |
| Elequin Capital, LP 0.03% of their portfolio | 8.2k $114.1k | Reduced -10.1k |
| Mariner Managed Account Solutions, LLC 0.01% of their portfolio | 7.0k $97.1k | New |
| COMERICA BANK 0.00% of their portfolio | 6.3k $87.4k | Reduced -323 |
| Game Plan Financial Advisors, LLC 0.05% of their portfolio | 6.0k $83.2k | First filing |
| Global Retirement Partners, LLC 0.00% of their portfolio | 5.5k $75.4k | Added +46 |
| CWM, LLC 0.00% of their portfolio | 5.4k $75.0k | Unchanged |
| Nemes Rush Group LLC 0.01% of their portfolio | 3.6k $50.1k | New |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 3.1k $43.0k | Unchanged |
| Advisory Services Network, LLC 0.00% of their portfolio | 2.1k $29.3k | Reduced -58.2k |