Vault-13

BNY MELLON HIGH YIELD STRATE DHF

SH BEN INT · Closed-End Fund · CUSIP 09660L105

63 institutional holders +4 vs Q4 2022
11,116,53911.1m shares reported held*
$24.3mreported value*
10 new 12 added 21 reduced 7 sold out net bought ≈ $4.1m (+1.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $2.18.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 64Q4 22: 59Q1 23: 6363Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202264
Q4 202259
Q1 202363

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 22 bought or addedQ4 22: 25 cut or sold outQ4 22Q1 23: 22 bought or addedQ1 23: 28 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222225
Q1 20232228

Biggest buyers

MORGAN STANLEY Added +856,290+856.3k
WOLVERINE ASSET MANAGEMENT LLC New +483,081+483.1k
Saba Capital Management, L.P. Added +363,883+363.9k
Shaker Financial Services, LLC Added +119,029+119.0k
BANK OF AMERICA CORP /DE/ Added +86,642+86.6k
HighTower Advisors, LLC New +85,965+86.0k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Added +57,922+57.9k
Sowell Financial Services LLC New +51,113+51.1k
SIT INVESTMENT ASSOCIATES INC Added +42,464+42.5k
Atria Wealth Solutions, Inc. Added +40,000+40.0k

Biggest sellers

ROBINSON CAPITAL MANAGEMENT, LLC Sold out -94,686-94.7k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -67,533-67.5k
INTEGRATED CAPITAL MANAGEMENT, INC. Reduced -52,053-52.1k
ENVESTNET ASSET MANAGEMENT INC Reduced -37,363-37.4k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -34,761-34.8k
Confluence Wealth Services, Inc. Sold out -31,190-31.2k
Quantedge Capital Pte Ltd Sold out -27,900-27.9k
UBS Group AG Reduced -27,568-27.6k
PARK AVENUE SECURITIES LLC Reduced -23,219-23.2k
Beacon Pointe Advisors, LLC Sold out -17,498-17.5k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution -2.5 pts · filed 2026-07-14 8.7% -2.5 pts 6.3m≈ $15.2m 2026-07-14
SIT INVESTMENT ASSOCIATES INC 13G · institution new · filed 2026-04-06 6.3% new 4.6m≈ $11.1m 2026-04-06

Insider purchases and sales in Q1 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2023.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 SIT INVESTMENT ASSOCIATES INC 0.10% of their portfolio Minneapolis, MN 1,767,0001.8m $3.8m $3.8m 0.10% Added +42.5k +42,464
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,247,2691.2m $2.7m $2.7m 0.00% Added +856.3k +856,290
3 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 982,847982.8k $2.1m $2.1m 0.00% Reduced -15.5k -15,528
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 906,150906.1k $2.0m $2.0m 0.00% Added +86.6k +86,642
5 Saba Capital Management, L.P. 0.05% of their portfolio NEW YORK, NY 874,302874.3k $1.9m $1.9m 0.05% Added +363.9k +363,883
6 Shaker Financial Services, LLC 0.56% of their portfolio Arlington, VA 589,612589.6k $1.3m $1.3m 0.56% Added +119.0k +119,029
7 WOLVERINE ASSET MANAGEMENT LLC 0.02% of their portfolio CHICAGO, IL 483,081483.1k $1.0m $1.0m 0.02% New
8 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 441,752441.8k $958.6k $958.6k 0.00% Reduced -37.4k -37,363
9 PARK AVENUE SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 418,299418.3k $908.0k $908.0k 0.02% Reduced -23.2k -23,219
10 1607 Capital Partners, LLC 0.06% of their portfolio Richmond, VA 386,142386.1k $837.9k $837.9k 0.06% Unchanged
11 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 378,998379.0k $822.0k $822.0k 0.00% Unchanged
12 Fiera Capital Corp 0.00% of their portfolio MONTREAL, A8 329,219329.2k $714.4k $714.4k 0.00% Reduced -6.5k -6,540
13 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 312,792312.8k $678.8k $678.8k 0.00% Reduced -11.1k -11,101
14 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 223,427223.4k $487.1k $487.1k 0.01% Reduced -6.7k -6,700
15 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.02% of their portfolio WEST PALM BEACH, FL 188,147188.1k $408.3k $408.3k 0.02% Added +3.7k +3,716
16 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 140,919140.9k $305.8k $305.8k 0.01% Reduced -597 -597
17 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 137,200137.2k $299.2k $299.2k 0.00% Added +40.0k +40,000
18 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 133,524133.5k $289.7k $289.7k 0.00% Added +3.2k +3,205
19 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 110,189110.2k $239.0k $239.0k 0.00% Reduced -67.5k -67,533
20 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.03% of their portfolio Englewood, NJ 95,19295.2k $206.6k $206.6k 0.03% Added +57.9k +57,922
21 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 85,96586.0k $181.0k $181.0k 0.00% New
22 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 66,00566.0k $143.2k $143.2k 0.00% Unchanged
23 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 63,78763.8k $138.4k $138.4k 0.00% Reduced -9.7k -9,657
24 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 60,06460.1k $130.3k $130.3k 0.00% Reduced -3.6k -3,570
25 UBS Group AG 0.00% of their portfolio ZURICH, V8 58,10758.1k $126.1k $126.1k 0.00% Reduced -27.6k -27,568
26 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 56,08856.1k $122.0k $122.0k 0.00% Added +16.2k +16,190
27 Sowell Financial Services LLC 0.01% of their portfolio NORTH LITTLE ROCK, AR 51,11351.1k $111.0k $111.0k 0.01% New
28 Logan Stone Capital, LLC 0.03% of their portfolio CHICAGO, IL 38,44138.4k $83.4k $83.4k 0.03% New
29 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 38,16238.2k $82.8k $82.8k 0.00% Unchanged
30 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 35,53835.5k $77.1k $77.1k 0.00% Added +10.3k +10,274
31 Mutual Advisors, LLC 0.00% of their portfolio OMAHA, NE 33,37033.4k $72.4k $72.4k 0.00% Unchanged
32 CTC Capital Management, LLC 0.15% of their portfolio Chicago, IL 33,10733.1k $71.8k $71.8k 0.15% Unchanged
33 LEVIN CAPITAL STRATEGIES, L.P. 0.01% of their portfolio NEW YORK, NY 30,00030.0k $65.1k $65.1k 0.01% Unchanged
34 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 29,79329.8k $64.0k $64.0k 0.00% New
35 MELFA WEALTH MANAGEMENT, INC. 0.06% of their portfolio WESTBOROUGH, MA 26,00326.0k $56.4k $56.4k 0.06% Unchanged
36 BRAVE ASSET MANAGEMENT INC 0.02% of their portfolio Summit, NJ 25,10025.1k $54.5k $54.5k 0.02% Unchanged
37 NOMURA HOLDINGS INC 0.00% of their portfolio TOKYO, M0 25,00025.0k $54.2k $54.2k 0.00% New
38 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 19,64819.6k $43.0k $43.0k 0.00% Reduced -1.3k -1,303
39 DUMONT & BLAKE INVESTMENT ADVISORS LLC 0.01% of their portfolio PRINCETON, NJ 19,58519.6k $42.0k $42.0k 0.01% Unchanged
40 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 17,50017.5k $38.0k $38.0k 0.00% Added +97 +97
41 Capstone Financial Advisors, Inc. 0.00% of their portfolio DOWNERS GROVE, IL 17,00017.0k $36.9k $36.9k 0.00% Unchanged
42 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 16,77416.8k $36.0k $36.0k 0.00% Reduced -702 -702
43 Fernwood Investment Management, LLC 0.01% of their portfolio QUINCY, MA 16,40016.4k $35.6k $35.6k 0.01% Unchanged
44 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 15,82215.8k $34.3k $34.3k 0.00% Reduced -44 -44
45 INTEGRATED CAPITAL MANAGEMENT, INC. 0.14% of their portfolio JESSUP, PA 14,30614.3k $153.8k $153.8k 0.14% Reduced -52.1k -52,053
46 Cypress Wealth Services, LLC 0.01% of their portfolio PALM DESERT, CA 13,92213.9k $30.2k $30.2k 0.01% New
47 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 13,86613.9k $30.1k $30.1k 0.00% Reduced -35 -35
48 M Holdings Securities, Inc. 0.00% of their portfolio PORTLAND, OR 11,06511.1k $24.0k $24.0k 0.00% Reduced -2.0k -1,986
49 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 8,4228.4k $18.3k $18.3k 0.00% Unchanged
50 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 5,3345.3k $11.6k $11.6k 0.00% Reduced -34.8k -34,761
51 Belpointe Asset Management LLC 0.00% of their portfolio RENO, NV 5,3065.3k $11.5k $11.5k 0.00% Unchanged
52 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 5,2545.3k $11.4k $11.4k 0.00% Reduced -2.1k -2,103
53 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 4,2504.2k $9.2k $9.2k 0.00% Unchanged
54 Independence Bank of Kentucky 0.00% of their portfolio OWENSBORO, KY 3,1623.2k $6.9k $6.9k 0.00% Unchanged
55 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 2,8182.8k $6.1k $6.1k 0.00% Reduced -8.5k -8,540
56 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 1,7901.8k $4.0k $4.0k 0.00% New
57 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 1,5101.5k $3.0k $3.0k 0.00% Reduced -2.7k -2,712
58 Stone House Investment Management, LLC 0.00% of their portfolio TUNKHANNOCK, PA 552552 $1.2k $1.2k 0.00% Not comparable
59 North Star Investment Management Corp. 0.00% of their portfolio CHICAGO, IL 500500 $1.1k $1.1k 0.00% Unchanged
60 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 3232 $69 $69 0.00% New
61 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1616 $35 $35 0.00% Unchanged
62 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 11 $2 $2 0.00% New
63 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged