BNY MELLON HIGH YIELD STRATE DHF
SH BEN INT · Closed-End Fund · CUSIP 09660L105
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $2.18.
Trends to Q1 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 64 |
| Q4 2022 | 59 |
| Q1 2023 | 63 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 22 | 25 |
| Q1 2023 | 22 | 28 |
Biggest buyers
| MORGAN STANLEY | Added | +856.3k |
| WOLVERINE ASSET MANAGEMENT LLC | New | +483.1k |
| Saba Capital Management, L.P. | Added | +363.9k |
| Shaker Financial Services, LLC | Added | +119.0k |
| BANK OF AMERICA CORP /DE/ | Added | +86.6k |
| HighTower Advisors, LLC | New | +86.0k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | Added | +57.9k |
| Sowell Financial Services LLC | New | +51.1k |
| SIT INVESTMENT ASSOCIATES INC | Added | +42.5k |
| Atria Wealth Solutions, Inc. | Added | +40.0k |
Biggest sellers
| ROBINSON CAPITAL MANAGEMENT, LLC | Sold out | -94.7k |
| COMMONWEALTH EQUITY SERVICES, LLC | Reduced | -67.5k |
| INTEGRATED CAPITAL MANAGEMENT, INC. | Reduced | -52.1k |
| ENVESTNET ASSET MANAGEMENT INC | Reduced | -37.4k |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | Reduced | -34.8k |
| Confluence Wealth Services, Inc. | Sold out | -31.2k |
| Quantedge Capital Pte Ltd | Sold out | -27.9k |
| UBS Group AG | Reduced | -27.6k |
| PARK AVENUE SECURITIES LLC | Reduced | -23.2k |
| Beacon Pointe Advisors, LLC | Sold out | -17.5k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| FIRST TRUST PORTFOLIOS LP 13G · institution -2.5 pts · filed 2026-07-14 | 8.7% |
| SIT INVESTMENT ASSOCIATES INC 13G · institution new · filed 2026-04-06 | 6.3% |
Insider purchases and sales in Q1 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q1 2023.
Holders, Q1 2023
| Manager | Shares | Change |
|---|---|---|
| SIT INVESTMENT ASSOCIATES INC 0.10% of their portfolio | 1.8m $3.8m | Added +42.5k |
| MORGAN STANLEY 0.00% of their portfolio | 1.2m $2.7m | Added +856.3k |
| Invesco Ltd. 0.00% of their portfolio | 982.8k $2.1m | Reduced -15.5k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 906.1k $2.0m | Added +86.6k |
| Saba Capital Management, L.P. 0.05% of their portfolio | 874.3k $1.9m | Added +363.9k |
| Shaker Financial Services, LLC 0.56% of their portfolio | 589.6k $1.3m | Added +119.0k |
| WOLVERINE ASSET MANAGEMENT LLC 0.02% of their portfolio | 483.1k $1.0m | New |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 441.8k $958.6k | Reduced -37.4k |
| PARK AVENUE SECURITIES LLC 0.02% of their portfolio | 418.3k $908.0k | Reduced -23.2k |
| 1607 Capital Partners, LLC 0.06% of their portfolio | 386.1k $837.9k | Unchanged |
| Thrivent Financial for Lutherans 0.00% of their portfolio | 379.0k $822.0k | Unchanged |
| Fiera Capital Corp 0.00% of their portfolio | 329.2k $714.4k | Reduced -6.5k |
| LPL Financial LLC 0.00% of their portfolio | 312.8k $678.8k | Reduced -11.1k |
| NewEdge Advisors, LLC 0.01% of their portfolio | 223.4k $487.1k | Reduced -6.7k |
| RIVERNORTH CAPITAL MANAGEMENT, LLC 0.02% of their portfolio | 188.1k $408.3k | Added +3.7k |
| Cetera Advisors LLC 0.01% of their portfolio | 140.9k $305.8k | Reduced -597 |
| Atria Wealth Solutions, Inc. 0.00% of their portfolio | 137.2k $299.2k | Added +40.0k |
| Cetera Investment Advisers 0.00% of their portfolio | 133.5k $289.7k | Added +3.2k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 110.2k $239.0k | Reduced -67.5k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.03% of their portfolio | 95.2k $206.6k | Added +57.9k |
| HighTower Advisors, LLC 0.00% of their portfolio | 86.0k $181.0k | New |
| Qube Research & Technologies Ltd 0.00% of their portfolio | 66.0k $143.2k | Unchanged |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 63.8k $138.4k | Reduced -9.7k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 60.1k $130.3k | Reduced -3.6k |
| UBS Group AG 0.00% of their portfolio | 58.1k $126.1k | Reduced -27.6k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 56.1k $122.0k | Added +16.2k |
| Sowell Financial Services LLC 0.01% of their portfolio | 51.1k $111.0k | New |
| Logan Stone Capital, LLC 0.03% of their portfolio | 38.4k $83.4k | New |
| Baird Financial Group, Inc. 0.00% of their portfolio | 38.2k $82.8k | Unchanged |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 35.5k $77.1k | Added +10.3k |
| Mutual Advisors, LLC 0.00% of their portfolio | 33.4k $72.4k | Unchanged |
| CTC Capital Management, LLC 0.15% of their portfolio | 33.1k $71.8k | Unchanged |
| LEVIN CAPITAL STRATEGIES, L.P. 0.01% of their portfolio | 30.0k $65.1k | Unchanged |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 29.8k $64.0k | New |
| MELFA WEALTH MANAGEMENT, INC. 0.06% of their portfolio | 26.0k $56.4k | Unchanged |
| BRAVE ASSET MANAGEMENT INC 0.02% of their portfolio | 25.1k $54.5k | Unchanged |
| NOMURA HOLDINGS INC 0.00% of their portfolio | 25.0k $54.2k | New |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 19.6k $43.0k | Reduced -1.3k |
| DUMONT & BLAKE INVESTMENT ADVISORS LLC 0.01% of their portfolio | 19.6k $42.0k | Unchanged |
| AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio | 17.5k $38.0k | Added +97 |
| Capstone Financial Advisors, Inc. 0.00% of their portfolio | 17.0k $36.9k | Unchanged |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 16.8k $36.0k | Reduced -702 |
| Fernwood Investment Management, LLC 0.01% of their portfolio | 16.4k $35.6k | Unchanged |
| AE Wealth Management LLC 0.00% of their portfolio | 15.8k $34.3k | Reduced -44 |
| INTEGRATED CAPITAL MANAGEMENT, INC. 0.14% of their portfolio | 14.3k $153.8k | Reduced -52.1k |
| Cypress Wealth Services, LLC 0.01% of their portfolio | 13.9k $30.2k | New |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 13.9k $30.1k | Reduced -35 |
| M Holdings Securities, Inc. 0.00% of their portfolio | 11.1k $24.0k | Reduced -2.0k |
| SIGNATUREFD, LLC 0.00% of their portfolio | 8.4k $18.3k | Unchanged |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 5.3k $11.6k | Reduced -34.8k |
| Belpointe Asset Management LLC 0.00% of their portfolio | 5.3k $11.5k | Unchanged |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 5.3k $11.4k | Reduced -2.1k |
| Larson Financial Group LLC 0.00% of their portfolio | 4.2k $9.2k | Unchanged |
| Independence Bank of Kentucky 0.00% of their portfolio | 3.2k $6.9k | Unchanged |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 2.8k $6.1k | Reduced -8.5k |
| BESSEMER GROUP INC 0.00% of their portfolio | 1.8k $4.0k | New |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 1.5k $3.0k | Reduced -2.7k |
| Stone House Investment Management, LLC 0.00% of their portfolio | 552 $1.2k | Not comparable |
| North Star Investment Management Corp. 0.00% of their portfolio | 500 $1.1k | Unchanged |
| EverSource Wealth Advisors, LLC 0.00% of their portfolio | 32 $69 | New |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 16 $35 | Unchanged |
| Sunbelt Securities, Inc. 0.00% of their portfolio | 1 $2 | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |