Vault-13

AVANTAX INC BCOR

COM · Common Stock · CUSIP 095229100 · ISIN US0952291005

162 institutional holders +14 vs Q2 2023
32,626,49432.6m shares reported held*
$833.5mreported value*
37 new 39 added 64 reduced 23 sold out net sold ≈ $29.6m (-1.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $25.55. Options: 5 managers hold calls ($1.1m notional), 8 hold puts ($10.5m).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 156Q4 22: 157Q1 23: 156Q2 23: 148Q3 23: 162162Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022156
Q4 2022157
Q1 2023156
Q2 2023148
Q3 2023162

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 59 bought or addedQ4 22: 82 cut or sold outQ4 22Q1 23: 64 bought or addedQ1 23: 93 cut or sold outQ1 23Q2 23: 56 bought or addedQ2 23: 94 cut or sold outQ2 23Q3 23: 76 bought or addedQ3 23: 87 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225982
Q1 20236493
Q2 20235694
Q3 20237687

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ4 22 calls: $8.8mQ4 22 puts: $3.4mQ4 22P/C 0.39Q1 23 calls: $7.7mQ1 23 puts: $6.5mQ1 23P/C 0.85Q2 23 calls: $219.3kQ2 23 puts: $2.8mQ2 23P/C 12.64Q3 23 calls: $1.1mQ3 23 puts: $10.5mQ3 23P/C 9.50
Numbers
QuarterCallsPutsP/C
Q4 2022$8.8m$3.4m0.39
Q1 2023$7.7m$6.5m0.85
Q2 2023$219.3k$2.8m12.64
Q3 2023$1.1m$10.5m9.50

Biggest buyers

GOLDMAN SACHS GROUP INC Added +935,983+936.0k
Magnetar Financial LLC New +892,041+892.0k
Woodline Partners LP New +864,304+864.3k
MORGAN STANLEY Added +791,927+791.9k
WATER ISLAND CAPITAL LLC New +787,549+787.5k
GLAZER CAPITAL, LLC New +475,741+475.7k
AQR Arbitrage LLC New +466,478+466.5k
Van Berkom & Associates Inc. Added +413,417+413.4k
P SCHOENFELD ASSET MANAGEMENT LP New +256,200+256.2k
UBS Group AG Added +231,056+231.1k

Biggest sellers

P2 Capital Partners, LLC Sold out -2,300,000-2.3m
Invesco Ltd. Reduced -1,879,552-1.9m
JACOBS LEVY EQUITY MANAGEMENT, INC Sold out -778,517-778.5k
Simcoe Capital Management, LLC Reduced -759,510-759.5k
No Street GP LP Sold out -698,400-698.4k
BlackRock Inc. Reduced -510,729-510.7k
NewEdge Wealth, LLC Reduced -496,052-496.1k
DIMENSIONAL FUND ADVISORS LP Reduced -209,083-209.1k
VANGUARD GROUP INC Reduced -198,677-198.7k
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND Sold out -144,800-144.8k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $813.4k31.8k shares
CITADEL ADVISORS LLC Reduced $168.8k6.6k shares
PEAK6 Investments LLC New $87.0k3.4k shares
GROUP ONE TRADING LLC New $38.4k1.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

PEAK6 Investments LLC New $4.9m192.6k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $3.0m116.4k shares
GROUP ONE TRADING LLC Added $1.0m39.8k shares
Walleye Trading LLC New $821.1k32.1k shares
Parallax Volatility Advisers, L.P. New $511.6k20.0k shares
CITADEL ADVISORS LLC Reduced $232.8k9.1k shares
SIMPLEX TRADING, LLC Added $35.0k1.4k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock Inc. 0.00% of their portfolio New York, NY 5,784,2665.8m $148.0m $148.0m 0.00% Reduced -510.7k -510,729
2 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 4,082,8414.1m $104.4m $104.4m 0.00% Reduced -198.7k -198,677
3 Van Berkom & Associates Inc. 2.17% of their portfolio MONTREAL, A8 2,610,9952.6m $66.8m $66.8m 2.17% Added +413.4k +413,417
4 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 1,559,6151.6m $39.9m $39.9m 0.00% Added +48.6k +48,574
5 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 1,436,8321.4m $36.8m $36.8m 0.01% Reduced -209.1k -209,083
6 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 1,186,3531.2m $30.3m $30.3m 0.01% Added +936.0k +935,983
7 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,091,4501.1m $27.9m $27.9m 0.00% Added +791.9k +791,927
8 Magnetar Financial LLC 0.58% of their portfolio EVANSTON, IL 892,041892.0k $22.8m $22.8m 0.58% New
9 Engine Capital Management, LP 4.98% of their portfolio NEW YORK, NY 874,857874.9k $22.4m $22.4m 4.98% Unchanged
10 RENAISSANCE TECHNOLOGIES LLC 0.04% of their portfolio NEW YORK, NY 867,700867.7k $22.2m $22.2m 0.04% Reduced -48.6k -48,600
11 Woodline Partners LP 0.26% of their portfolio San Francisco, CA 864,304864.3k $22.1m $22.1m 0.26% New
12 WATER ISLAND CAPITAL LLC 1.83% of their portfolio NEW YORK, NY 787,549787.5k $20.1m $20.1m 1.83% New
13 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 780,556780.6k $20.0m $20.0m 0.00% Added +739 +739
14 Simcoe Capital Management, LLC 1.85% of their portfolio NEW YORK, NY 501,063501.1k $12.8m $12.8m 1.85% Reduced -759.5k -759,510
15 GLAZER CAPITAL, LLC 0.79% of their portfolio New York, NY 475,741475.7k $12.2m $12.2m 0.79% New
16 Boston Partners 0.02% of their portfolio BOSTON, MA 469,780469.8k $12.0m $12.0m 0.02% Reduced -10.6k -10,577
17 AQR Arbitrage LLC 0.54% of their portfolio Greenwich, CT 466,478466.5k $11.9m $11.9m 0.54% New
18 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 424,767424.8k $10.9m $10.9m 0.00% Reduced -8.7k -8,692
19 NewEdge Wealth, LLC 0.28% of their portfolio STAMFORD, CT 351,247351.2k $9.0m $9.0m 0.28% Reduced -496.1k -496,052
20 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 318,496318.5k $8.1m $8.1m 0.00% Reduced -24.1k -24,062
21 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 300,410300.4k $7.7m $7.7m 0.00% Added +2.1k +2,074
22 Qube Research & Technologies Ltd 0.02% of their portfolio LONDON, X0 285,562285.6k $7.3m $7.3m 0.02% Added +96.4k +96,386
23 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 265,068265.1k $6.8m $6.8m 0.00% Reduced -41.1k -41,141
24 UBS Group AG 0.00% of their portfolio ZURICH, V8 260,180260.2k $6.7m $6.7m 0.00% Added +231.1k +231,056
25 P SCHOENFELD ASSET MANAGEMENT LP 0.83% of their portfolio NEW YORK, NY 256,200256.2k $6.6m $6.6m 0.83% New
26 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 250,168250.2k $6.4m $6.4m 0.00% Added +2.3k +2,319
27 Versor Investments LP 1.16% of their portfolio New York, NY 223,676223.7k $5.7m $5.7m 1.16% Added +203.3k +203,306
28 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 204,594204.6k $5.2m $5.2m 0.01% Reduced -51.1k -51,089
29 GREAT LAKES ADVISORS, LLC 0.05% of their portfolio CHICAGO, IL 203,999204.0k $5.2m $5.2m 0.05% Added +19.9k +19,922
30 PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio DES MOINES, IA 197,021197.0k $5.0m $5.0m 0.00% Reduced -22.9k -22,878
31 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 189,202189.2k $4.8m $4.8m 0.00% Reduced -1.9m -1,879,552
32 NEXPOINT ASSET MANAGEMENT, L.P. 0.60% of their portfolio Dallas, TX 164,640164.6k $4.2m $4.2m 0.60% New
33 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 156,462156.5k $4.0m $4.0m 0.00% Added +124.6k +124,587
34 NORGES BANK 0.00% of their portfolio OSLO, Q8 144,275144.3k $3.7m $3.7m 0.00% Unchanged
35 SCHRODER INVESTMENT MANAGEMENT GROUP 0.01% of their portfolio London, X0 134,524134.5k $3.4m $3.4m 0.01% Added +64.0k +64,010
36 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 131,420131.4k $3.4m $3.4m 0.00% Added +81.7k +81,746
37 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 123,300123.3k $3.2m $3.2m 0.00% Reduced -4.8k -4,823
38 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 120,225120.2k $3.1m $3.1m 0.00% Reduced -4.2k -4,232
39 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 118,856118.9k $3.0m $3.0m 0.00% Reduced -18.5k -18,488
40 Legal & General Group Plc 0.00% of their portfolio London, X0 108,548108.5k $2.8m $2.8m 0.00% Reduced -7.1k -7,122
41 First Trust Capital Management L.P. 0.15% of their portfolio CHICAGO, IL 105,139105.1k $2.7m $2.7m 0.15% New
42 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 101,666101.7k $2.6m $2.6m 0.00% Added +97.6k +97,590
43 MOORE CAPITAL MANAGEMENT, LP 0.07% of their portfolio NEW YORK, NY 98,15298.2k $2.5m $2.5m 0.07% New
44 FEDERATED HERMES, INC. 0.01% of their portfolio PITTSBURGH, PA 92,04392.0k $2.4m $2.4m 0.01% Reduced -9.1k -9,116
45 Mirae Asset Global Investments Co., Ltd. 0.01% of their portfolio SEOUL, M5 90,24390.2k $2.3m $2.3m 0.01% Reduced -297 -297
46 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 86,71786.7k $2.2m $2.2m 0.00% Added +47.0k +46,989
47 Swiss National Bank 0.00% of their portfolio ZURICH, V8 80,60080.6k $2.1m $2.1m 0.00% Added +3.1k +3,100
48 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio ALBANY, NY 78,21378.2k $2.0m $2.0m 0.00% Reduced -13.8k -13,780
49 Balyasny Asset Management L.P. 0.01% of their portfolio Chicago, IL 73,58273.6k $1.9m $1.9m 0.01% New
50 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 71,19371.2k $1.8m $1.8m 0.00% Reduced -112.0k -112,017
51 Virtu Financial LLC 0.17% of their portfolio New York, NY 67,64367.6k $1.7m $1.7m 0.17% New
52 EJF Capital LP 0.65% of their portfolio Arlington, VA 57,43257.4k $1.5m $1.5m 0.65% Added +23.4k +23,432
53 Carmignac Gestion 0.03% of their portfolio PARIS, I0 56,14456.1k $1.4m $1.4m 0.03% New
54 HRT FINANCIAL LP 0.01% of their portfolio NEW YORK, NY 56,14356.1k $1.4m $1.4m 0.01% Reduced -4.2k -4,236
55 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 55,76155.8k $1.4m $1.4m 0.00% Added +30.3k +30,286
56 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 54,98755.0k $1.4m $1.4m 0.02% Reduced -22.1k -22,058
57 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 53,80053.8k $1.4m $1.4m 0.00% Reduced -75.3k -75,251
58 Centiva Capital, LP 0.07% of their portfolio New York, NY 53,42253.4k $1.4m $1.4m 0.07% New
59 Public Sector Pension Investment Board 0.01% of their portfolio MONTREAL, A8 45,43545.4k $1.2m $1.2m 0.01% Reduced -38.5k -38,470
60 Squarepoint Ops LLC 0.01% of their portfolio NEW YORK, NY 44,86444.9k $1.1m $1.1m 0.01% Added +35.5k +35,540
61 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 43,51143.5k $1.1m $1.1m 0.00% Reduced -4.9k -4,894
62 PenderFund Capital Management Ltd. 0.44% of their portfolio VANCOUVER, A1 42,06442.1k $1.5k $1.5k 0.44% New
63 PRELUDE CAPITAL MANAGEMENT, LLC 0.10% of their portfolio NEW YORK, NY 41,55741.6k $1.1m $1.1m 0.10% New
64 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 41,19641.2k $1.1m $1.1m 0.00% Reduced -74.1k -74,089
65 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 40,86040.9k $1.0m $1.0m 0.00% Reduced -3.5k -3,547
66 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 39,54639.5k $1.0m $1.0m 0.00% Added +1.3k +1,274
67 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 0.00% of their portfolio COLUMBUS, OH 37,68137.7k $964.0k $964.0k 0.00% New
68 Kellner Capital, LLC 1.13% of their portfolio NEW YORK, NY 37,60037.6k $962.0k $962.0k 1.13% New
69 Pacific Ridge Capital Partners, LLC 0.22% of their portfolio LAKE OSWEGO, OR 37,28837.3k $953.8k $953.8k 0.22% Reduced -160 -160
70 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 36,57336.6k $935.5k $935.5k 0.00% Reduced -17.9k -17,931
71 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 34,81134.8k $890.5k $890.5k 0.00% Reduced -10.5k -10,495
72 ADVISORY RESEARCH INC 0.12% of their portfolio CHICAGO, IL 33,69133.7k $861.8k $861.8k 0.12% Reduced -38.9k -38,895
73 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 33,62833.6k $860.0k $860.0k 0.00% Reduced -3.3k -3,286
74 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 33,56933.6k $858.7k $858.7k 0.00% Reduced -17.2k -17,209
75 ProShare Advisors LLC 0.00% of their portfolio BETHESDA, MD 32,81032.8k $839.3k $839.3k 0.00% New
76 Allianz Asset Management GmbH 0.00% of their portfolio MUNICH, 2M 32,30032.3k $826.2k $826.2k 0.00% New
77 CANADA LIFE ASSURANCE Co 0.00% of their portfolio WINNIPEG, A2 31,76631.8k $812.0k $812.0k 0.00% Reduced -2.8k -2,819
78 TEXAS PERMANENT SCHOOL FUND CORP 0.01% of their portfolio AUSTIN, TX 31,22031.2k $798.6k $798.6k 0.01% Reduced -2.8k -2,756
79 Diametric Capital, LP 0.33% of their portfolio BOSTON, MA 30,68530.7k $784.9k $784.9k 0.33% New
80 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 30,52230.5k $780.8k $780.8k 0.00% Added +8.9k +8,928
81 Engineers Gate Manager LP 0.03% of their portfolio NEW YORK, NY 29,85029.9k $763.6k $763.6k 0.03% Added +12.4k +12,389
82 BCK CAPITAL MANAGEMENT LP 0.35% of their portfolio STAMFORD, CT 27,00027.0k $690.7k $690.7k 0.35% New
83 State of Tennessee, Department of Treasury 0.00% of their portfolio NASHVILLE, TN 25,71725.7k $657.8k $657.8k 0.00% Reduced -375 -375
84 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 25,05125.1k $641.0k $641.0k 0.00% Reduced -8.1k -8,125
85 COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 0.01% of their portfolio HARRISBURG, PA 24,57624.6k $628.7k $628.7k 0.01% Reduced -19.0k -19,043
86 Illinois Municipal Retirement Fund 0.01% of their portfolio OAK BROOK, IL 23,27523.3k $595.0k $595.0k 0.01% New
87 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 23,26723.3k $595.2k $595.2k 0.00% Reduced -4.6k -4,638
88 GABELLI FUNDS LLC 0.00% of their portfolio Rye, NY 23,00023.0k $588.3k $588.3k 0.00% New
89 State of Alaska, Department of Revenue 0.01% of their portfolio JUNEAU, AK 22,88822.9k $585.0k $585.0k 0.01% Reduced -2.5k -2,502
90 Verition Fund Management LLC 0.01% of their portfolio GREENWICH, CT 21,93621.9k $561.1k $561.1k 0.01% Added +11.0k +10,954
91 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 21,50721.5k $550.1k $550.1k 0.00% Reduced -2.2k -2,233
92 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 20,99221.0k $537.0k $537.0k 0.00% Reduced -101 -101
93 GABELLI & Co INVESTMENT ADVISERS, INC. 0.09% of their portfolio Rye, NY 20,95020.9k $535.9k $535.9k 0.09% New
94 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 20,77920.8k $531.5k $531.5k 0.00% Unchanged
95 YOUSIF CAPITAL MANAGEMENT, LLC 0.01% of their portfolio BLOOMFIELD HILLS, MI 20,70620.7k $529.7k $529.7k 0.01% Reduced -2.1k -2,110
96 Mint Tower Capital Management B.V. 0.14% of their portfolio AMSTERDAM, P7 20,28020.3k $519.0k $519.0k 0.14% New
97 JANUS HENDERSON GROUP PLC 0.00% of their portfolio LONDON, X0 19,94519.9k $510.1k $510.1k 0.00% Unchanged
98 Louisiana State Employees Retirement System 0.01% of their portfolio BATON ROUGE, LA 18,70018.7k $478.3k $478.3k 0.01% Reduced -1.6k -1,600
99 WOLVERINE ASSET MANAGEMENT LLC 0.01% of their portfolio CHICAGO, IL 18,31418.3k $468.5k $468.5k 0.01% New
100 FMR LLC 0.00% of their portfolio BOSTON, MA 18,03718.0k $461.4k $461.4k 0.00% Reduced -302 -302