Vault-13

BLOOM ENERGY CORP BE 2.5 08.15.25

NOTE 2.500% 8/1 · US DOMESTIC · CUSIP 093712AH0

23 institutional holders +2 vs Q1 2023
183,843183.8k shares reported held*
$295.4mreported value*
7 new 6 added 5 reduced 5 sold out net sold ≈ $12.7m (-621.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($12.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $1675.46.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 24Q4 22: 26Q1 23: 21Q2 23: 2323Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202224
Q4 202226
Q1 202321
Q2 202323

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 7 bought or addedQ4 22: 13 cut or sold outQ4 22Q1 23: 9 bought or addedQ1 23: 15 cut or sold outQ1 23Q2 23: 13 bought or addedQ2 23: 10 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022713
Q1 2023915
Q2 20231310

Biggest buyers

Graham Capital Management, L.P. Added +15,029,000+15.0m
Balyasny Asset Management L.P. New +12,500,000+12.5m
Castle Creek Arbitrage, LLC New +7,500,000+7.5m
CAPSTONE INVESTMENT ADVISORS, LLC Added +4,500,000+4.5m
ADVENT CAPITAL MANAGEMENT /DE/ Added +3,838,000+3.8m
CSS LLC/IL New +3,500,000+3.5m
DeepCurrents Investment Group LLC Added +3,000,000+3.0m
AMERIPRISE FINANCIAL INC Added +2,560,000+2.6m
PALISADE CAPITAL MANAGEMENT, LP New +777,000+777.0k
CITIGROUP INC New +574,000+574.0k

Biggest sellers

LAZARD ASSET MANAGEMENT LLC Reduced -19,500,000-19.5m
Polar Asset Management Partners Inc. Sold out -10,000,000-10.0m
READYSTATE ASSET MANAGEMENT LP Sold out -9,500,000-9.5m
BANK OF AMERICA CORP /DE/ Reduced -9,374,000-9.4m
WHITEBOX ADVISORS LLC Sold out -7,329,000-7.3m
D. E. Shaw & Co., Inc. Reduced -7,000,000-7.0m
AGF MANAGEMENT LTD Sold out -1,050,000-1.1m
BNP PARIBAS FINANCIAL MARKETS Reduced -621,906-621.9k
JPMORGAN CHASE & CO Sold out -254,000-254.0k
Context Capital Management, LLC Reduced -2,000-2.0k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WOLVERINE ASSET MANAGEMENT LLC 0.84% of their portfolio CHICAGO, IL 36,844,00036.8m $44.7m $44.7m 0.84% Unchanged
2 Graham Capital Management, L.P. 1.40% of their portfolio ROWAYTON, CT 33,529,00033.5m $40.8m $40.8m 1.40% Added +15.0m +15,029,000
3 DeepCurrents Investment Group LLC 1.69% of their portfolio NEW YORK, NY 32,297,00032.3m $39.3m $39.3m 1.69% Added +3.0m +3,000,000
4 LAZARD ASSET MANAGEMENT LLC 0.04% of their portfolio NEW YORK, NY 25,000,00025.0m $30.6m $30.6m 0.04% Reduced -19.5m -19,500,000
5 CITADEL ADVISORS LLC 0.03% of their portfolio MIAMI, FL 19,500,00019.5m $23.7m $23.7m 0.03% Unchanged
6 D. E. Shaw & Co., Inc. 0.04% of their portfolio New York, NY 18,800,00018.8m $22.9m $22.9m 0.04% Reduced -7.0m -7,000,000
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 13,126,00013.1m $15.9m $15.9m 0.00% Reduced -9.4m -9,374,000
8 Balyasny Asset Management L.P. 0.04% of their portfolio Chicago, IL 12,500,00012.5m $15.2m $15.2m 0.04% New
9 CAPSTONE INVESTMENT ADVISORS, LLC 0.45% of their portfolio NEW YORK, NY 12,400,00012.4m $15.2m $15.2m 0.45% Added +4.5m +4,500,000
10 ADVENT CAPITAL MANAGEMENT /DE/ 0.30% of their portfolio NEW YORK, NY 12,025,00012.0m $14.7m $14.7m 0.30% Added +3.8m +3,838,000
11 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 8,000,0008.0m $9.7m $9.7m 0.00% Added +2.6m +2,560,000
12 Castle Creek Arbitrage, LLC 1.13% of their portfolio AVON, CO 7,500,0007.5m $9.1m $9.1m 1.13% New
13 CSS LLC/IL 0.33% of their portfolio CHICAGO, IL 3,500,0003.5m $4.3m $4.3m 0.33% New
14 PALISADE CAPITAL MANAGEMENT, LP 0.03% of their portfolio FORT LEE, NJ 777,000777.0k $944.1k $944.1k 0.03% New
15 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 574,000574.0k $694.8k $694.8k 0.00% New
16 SSI INVESTMENT MANAGEMENT LLC 0.03% of their portfolio Los Angeles, CA 379,000379.0k $458.8k $458.8k 0.03% New
17 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 183,843183.8k $3.0m $3.0m 0.01% Reduced -621.9k -621,906
18 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 53,00053.0k $64.5k $64.5k 0.00% Unchanged
19 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 40,00040.0k $48.4k $48.4k 0.00% Unchanged
20 Verition Fund Management LLC 0.20% of their portfolio GREENWICH, CT 10,32610.3k $12.7m $12.7m 0.20% Added +959 +959
21 UBS Group AG 0.00% of their portfolio ZURICH, V8 6,0006.0k $7.3k $7.3k 0.00% New
22 Context Capital Management, LLC 0.36% of their portfolio LAJOLLA, CA 3,2503.2k $4.0m $4.0m 0.36% Reduced -2.0k -2,000
23 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged