Vault-13

BLACKROCK ETF TRUST LCTU

US CARBON TRANS · ETP · CUSIP 09290C509

138 institutional holders +13 vs Q3 2023
30,482,62330.5m shares reported held*
$1.6bnreported value*
18 new 91 added 13 reduced 8 sold out net bought ≈ $14.7m (+282.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $52.27. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 72Q4 22: 93Q1 23: 101Q2 23: 107Q3 23: 125Q4 23: 138138Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202272
Q4 202293
Q1 2023101
Q2 2023107
Q3 2023125
Q4 2023138

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 74 bought or addedQ4 22: 10 cut or sold outQ4 22Q1 23: 85 bought or addedQ1 23: 18 cut or sold outQ1 23Q2 23: 65 bought or addedQ2 23: 26 cut or sold outQ2 23Q3 23: 102 bought or addedQ3 23: 12 cut or sold outQ3 23Q4 23: 109 bought or addedQ4 23: 21 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227410
Q1 20238518
Q2 20236526
Q3 202310212
Q4 202310921

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +1,083,318+1.1m
JPMORGAN CHASE & CO Added +771,561+771.6k
CREDIT SUISSE AG/ Added +420,000+420.0k
Envestnet Portfolio Solutions, Inc. Added +368,286+368.3k
LPL Financial LLC Added +145,433+145.4k
PARK AVENUE SECURITIES LLC Added +98,401+98.4k
UNITED CAPITAL FINANCIAL ADVISORS, LLC New +95,198+95.2k
MML INVESTORS SERVICES, LLC Added +67,651+67.7k
Morningstar Investment Services LLC Added +54,512+54.5k
MGO ONE SEVEN LLC New +48,682+48.7k

Biggest sellers

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM Reduced -3,500,000-3.5m
OSAIC HOLDINGS, INC. Reduced -49,530-49.5k
CITADEL ADVISORS LLC Sold out -18,096-18.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -16,895-16.9k
Dentgroup LLC Sold out -14,046-14.0k
Sowell Financial Services LLC Sold out -11,469-11.5k
Raymond James Financial Services Advisors, Inc. Sold out -10,783-10.8k
Beacon Pointe Advisors, LLC Sold out -5,559-5.6k
B. Riley Wealth Advisors, Inc. Reduced -5,021-5.0k
Goodwin Investment Advisory Reduced -4,959-5.0k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.53% of their portfolio WEST SACRAMENTO, CA 7,359,5917.4m $385.2m $385.2m 0.53% Reduced -3.5m -3,500,000
2 ENVESTNET ASSET MANAGEMENT INC 0.13% of their portfolio Berwyn, PA 5,816,6345.8m $304.4m $304.4m 0.13% Added +1.1m +1,083,318
3 Varma Mutual Pension Insurance Co 2.83% of their portfolio Varma, H9 4,814,0004.8m $252.0m $252.0m 2.83% Unchanged
4 FACTORY MUTUAL INSURANCE CO 1.38% of their portfolio WALTHAM, MA 2,123,9082.1m $111.2m $111.2m 1.38% Unchanged
5 Envestnet Portfolio Solutions, Inc. 0.41% of their portfolio BERWYN, PA 1,866,2491.9m $97.7m $97.7m 0.41% Added +368.3k +368,286
6 CREDIT SUISSE AG/ 0.08% of their portfolio ZURICH, V8 1,585,0001.6m $83.0m $83.0m 0.08% Added +420.0k +420,000
7 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,298,3401.3m $68.0m $68.0m 0.00% Added +771.6k +771,561
8 CWM, LLC 0.21% of their portfolio OMAHA, NE 747,806747.8k $39.1m $39.1m 0.21% Added +41.3k +41,252
9 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 513,609513.6k $26.9m $26.9m 0.05% Reduced -49.5k -49,530
10 PARK AVENUE SECURITIES LLC 0.37% of their portfolio NEW YORK, NY 513,030513.0k $26.9m $26.9m 0.37% Added +98.4k +98,401
11 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 385,905385.9k $20.2m $20.2m 0.01% Added +145.4k +145,433
12 MML INVESTORS SERVICES, LLC 0.09% of their portfolio SPRINGFIELD, MA 355,152355.2k $18.6m $18.6m 0.09% Added +67.7k +67,651
13 One Wealth Advisors, LLC 2.02% of their portfolio SAN FRANCISCO, CA 200,450200.4k $10.5m $10.5m 2.02% Added +39.1k +39,056
14 Cetera Investment Advisers 0.08% of their portfolio SCHAUMBURG, IL 194,506194.5k $10.2m $10.2m 0.08% Added +33.8k +33,801
15 Atria Wealth Solutions, Inc. 0.10% of their portfolio NEW YORK, NY 157,616157.6k $8.2m $8.2m 0.10% Added +37.6k +37,580
16 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.04% of their portfolio IRVING, TX 95,19895.2k $5.0m $5.0m 0.04% New
17 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 91,78191.8k $4.8m $4.8m 0.02% Added +32.3k +32,298
18 ASSETMARK, INC 0.02% of their portfolio CONCORD, CA 90,67990.7k $4.7m $4.7m 0.02% Added +19.7k +19,656
19 Horst & Graben Wealth Management LLC 0.94% of their portfolio PORTLAND, OR 81,93781.9k $4.3m $4.3m 0.94% Added +24.0k +23,994
20 Sharkey, Howes & Javer 0.75% of their portfolio DENVER, CO 80,75880.8k $4.2m $4.2m 0.75% Added +17.8k +17,829
21 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 77,22277.2k $4.0m $4.0m 0.00% Added +32.9k +32,931
22 Advisory Services Network, LLC 0.10% of their portfolio ATLANTA, GA 75,65375.7k $4.0m $4.0m 0.10% Added +2.8k +2,848
23 Financial Gravity Asset Management, Inc. 0.02% of their portfolio Lakeway, TX 73,41873.4k $1.8m $1.8m 0.02% Added +971 +971
24 Morningstar Investment Services LLC 0.02% of their portfolio CHICAGO, IL 71,73571.7k $3.8m $3.8m 0.02% Added +54.5k +54,512
25 Equitable Holdings, Inc. 0.05% of their portfolio NEW YORK, NY 70,65870.7k $3.7m $3.7m 0.05% Added +19.1k +19,074
26 WEALTHSOURCE PARTNERS, LLC 0.24% of their portfolio SAN LUIS OBISPO, CA 69,23269.2k $3.6m $3.6m 0.24% Added +10.5k +10,491
27 Integrated Wealth Concepts LLC 0.06% of their portfolio WALTHAM, MA 66,16266.2k $3.5m $3.5m 0.06% Added +15.2k +15,204
28 Steward Partners Investment Advisory, LLC 0.04% of their portfolio STAMFORD, CT 60,81260.8k $3.2m $3.2m 0.04% Added +14.4k +14,387
29 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 58,47158.5k $3.1m $3.1m 0.02% Added +13.3k +13,307
30 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 55,97856.0k $2.9m $2.9m 0.00% Added +2.5k +2,514
31 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 55,50455.5k $2.9m $2.9m 0.01% Added +13.7k +13,730
32 SigFig Wealth Management, LLC 0.10% of their portfolio SAN FRANCISCO, CA 50,91750.9k $2.7m $2.7m 0.10% Added +9.9k +9,892
33 MGO ONE SEVEN LLC 0.15% of their portfolio Beachwood, OH 48,68248.7k $2.5m $2.5m 0.15% New
34 TCWP LLC 7.20% of their portfolio Beachwood, OH 48,68248.7k $2.5m $2.5m 7.20% Added +5.9k +5,946
35 Aptus Capital Advisors, LLC 0.07% of their portfolio FAIRHOPE, AL 47,64947.6k $2.5m $2.5m 0.07% Added +36.4k +36,375
36 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 47,27347.3k $2.5m $2.5m 0.01% Added +10.7k +10,709
37 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 46,51346.5k $2.4m $2.4m 0.00% Added +9.3k +9,308
38 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 46,02846.0k $2.4m $2.4m 0.01% Added +34.0k +33,969
39 OneDigital Investment Advisors LLC 0.04% of their portfolio OVERLAND PARK, KS 40,89640.9k $2.1m $2.1m 0.04% Added +15.8k +15,815
40 WEALTH ALLIANCE, LLC 0.29% of their portfolio MELLVILLE, NY 39,56439.6k $2.1m $2.1m 0.29% Added +4.7k +4,668
41 DFPG INVESTMENTS, LLC 0.16% of their portfolio SANDY, UT 38,65938.7k $2.0m $2.0m 0.16% Added +239 +239
42 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 33,60133.6k $1.8m $1.8m 0.00% Reduced -16.9k -16,895
43 Austin Private Wealth, LLC 0.22% of their portfolio Austin, TX 33,27233.3k $1.7m $1.7m 0.22% Added +7.9k +7,925
44 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 31,38031.4k $1.6m $1.6m 0.00% Added +5.5k +5,450
45 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 30,24430.2k $1.6m $1.6m 0.02% Added +7.4k +7,390
46 MA Private Wealth 0.34% of their portfolio SAN CARLOS, CA 30,11730.1k $1.6m $1.6m 0.34% Added +23.7k +23,728
47 Snowden Capital Advisors LLC 0.05% of their portfolio New York, NY 26,13026.1k $1.4m $1.4m 0.05% Added +2.9k +2,876
48 Regal Investment Advisors LLC 0.10% of their portfolio KENTWOOD, MI 25,79825.8k $1.4m $1.4m 0.10% Added +3.1k +3,113
49 ELEVATION POINT WEALTH PARTNERS, LLC 0.12% of their portfolio DENVER, CO 24,61324.6k $1.3m $1.3m 0.12% Added +3.3k +3,345
50 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 23,52223.5k $1.3m $1.3m 0.01% Added +3.4k +3,447
51 World Investment Advisors 0.15% of their portfolio LINCROFT, NJ 22,69022.7k $1.2m $1.2m 0.15% Added +5.9k +5,853
52 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 21,82421.8k $1.1m $1.1m 0.01% Added +5.0k +4,992
53 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 21,82421.8k $1.1m $1.1m 0.01% Added +5.0k +4,992
54 Strategic Blueprint, LLC 0.09% of their portfolio ATLANTA, GA 21,44421.4k $1.1m $1.1m 0.09% Added +5.0k +4,957
55 TOWNSQUARE CAPITAL LLC 0.02% of their portfolio Lehi, UT 21,24321.2k $1.1m $1.1m 0.02% Added +3.4k +3,396
56 One Wealth Management Investment & Advisory Services, LLC 0.50% of their portfolio BOCA RATON, FL 21,24321.2k $1.1m $1.1m 0.50% First filing
57 Keystone Financial Services 0.51% of their portfolio LOVELAND, CO 20,66020.7k $1.1m $1.1m 0.51% Added +5.4k +5,437
58 Stratos Wealth Advisors, LLC 0.06% of their portfolio BEACHWOOD, OH 20,63520.6k $1.1m $1.1m 0.06% Added +6.3k +6,340
59 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 18,54118.5k $970.4k $970.4k 0.01% Added +3.2k +3,197
60 Concurrent Investment Advisors, LLC 0.04% of their portfolio Tampa, FL 16,09516.1k $842.4k $842.4k 0.04% First filing
61 Perigon Wealth Management, LLC 0.03% of their portfolio SAN FRANCISCO, CA 15,42415.4k $807.3k $807.3k 0.03% Added +8.4k +8,428
62 West Wealth Group, LLC 0.30% of their portfolio Irvine, CA 14,53314.5k $760.7k $760.7k 0.30% Added +2.0k +2,050
63 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 14,49414.5k $758.6k $758.6k 0.02% Reduced -5.0k -5,021
64 Copperleaf Capital, LLC 0.77% of their portfolio CONCORD, NC 14,37914.4k $752.6k $752.6k 0.77% Added +2.7k +2,729
65 DOHJ, LLC 0.22% of their portfolio SEATTLE, WA 14,25414.3k $746.0k $746.0k 0.22% New
66 First Horizon Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 14,20714.2k $743.6k $743.6k 0.02% Added +1.7k +1,686
67 Venturi Wealth Management, LLC 0.05% of their portfolio AUSTIN, TX 13,74513.7k $719.4k $719.4k 0.05% Added +3.8k +3,800
68 Patriot Financial Group Insurance Agency, LLC 0.13% of their portfolio Westborough, MA 13,35613.4k $699.1k $699.1k 0.13% Added +4.6k +4,584
69 Maia Wealth LLC 0.26% of their portfolio DENVER, CO 12,51312.5k $654.9k $654.9k 0.26% First filing
70 Goodwin Investment Advisory 0.33% of their portfolio WOODSTOCK, GA 12,18212.2k $637.6k $637.6k 0.33% Reduced -5.0k -4,959
71 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.05% of their portfolio BIRMINGHAM, AL 12,16112.2k $636.5k $636.5k 0.05% Added +9.6k +9,590
72 Farther Finance Advisors, LLC 0.04% of their portfolio SAN FRANCISCO, CA 11,66111.7k $610.3k $610.3k 0.04% Added +1.7k +1,702
73 LifePlan Investment Advisors, Inc. 0.53% of their portfolio RALEIGH, NC 11,13411.1k $582.8k $582.8k 0.53% Added +3.1k +3,137
74 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 11,13311.1k $582.7k $582.7k 0.00% New
75 UBS Group AG 0.00% of their portfolio ZURICH, V8 9,9209.9k $519.2k $519.2k 0.00% Added +4.3k +4,265
76 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 9,6919.7k $507.2k $507.2k 0.02% New
77 Ascent Group, LLC 0.05% of their portfolio VIRGINIA BEACH, VA 9,3269.3k $513.6k $513.6k 0.05% Reduced -5 -5
78 WBH ADVISORY INC 0.05% of their portfolio BALTIMORE, MD 9,1889.2k $480.9k $480.9k 0.05% New
79 Buttonwood Financial Group, LLC 0.35% of their portfolio Kansas City, MO 9,0859.1k $475.5k $475.5k 0.35% Unchanged
80 ACORN FINANCIAL ADVISORY SERVICES INC /ADV 0.08% of their portfolio Reston, VA 8,6808.7k $454.3k $454.3k 0.08% New
81 Spectrum Planning & Advisory Services Inc. 0.62% of their portfolio SAN DIEGO, CA 8,3478.3k $436.9k $436.9k 0.62% Added +3.4k +3,432
82 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 8,3468.3k $436.8k $436.8k 0.00% Reduced -54 -54
83 BEACON FINANCIAL GROUP 0.05% of their portfolio DALLAS, TX 8,2678.3k $432.7k $432.7k 0.05% Added +1.9k +1,859
84 Apollon Wealth Management, LLC 0.01% of their portfolio MOUNT PLEASANT, SC 8,1888.2k $428.6k $428.6k 0.01% New
85 CoreCap Advisors, LLC 0.03% of their portfolio SOUTHFIELD, MI 7,7907.8k $407.7k $407.7k 0.03% Reduced -371 -371
86 Centurion Wealth Management LLC 0.17% of their portfolio Mclean, VA 7,7277.7k $404.4k $404.4k 0.17% New
87 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 7,4737.5k $396.7k $396.7k 0.01% Added +3.5k +3,466
88 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 7,4337.4k $389.1k $389.1k 0.02% Added +3.5k +3,493
89 TRANSCEND CAPITAL ADVISORS, LLC 0.03% of their portfolio MADISON, NJ 6,9947.0k $366.1k $366.1k 0.03% Added +773 +773
90 Gateway Wealth Partners, LLC 0.15% of their portfolio APPLETON, WI 6,9547.0k $364.0k $364.0k 0.15% Added +1.5k +1,541
91 U.S. Capital Wealth Advisors, LLC 0.01% of their portfolio AUSTIN, TX 6,8606.9k $359.1k $359.1k 0.01% Added +1.6k +1,614
92 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 6,8546.9k $358.7k $358.7k 0.01% Added +1.3k +1,318
93 Hoxton Planning & Management, LLC 0.19% of their portfolio SHEPHERDSTOWN, WV 6,7236.7k $352.0k $352.0k 0.19% Added +1.4k +1,372
94 JB Capital LLC 0.02% of their portfolio WETHERSFIELD, CT 6,2216.2k $325.6k $325.6k 0.02% Added +1.3k +1,312
95 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 5,8205.8k $305.0k $305.0k 0.01% Reduced -291 -291
96 LINCOLN NATIONAL CORP 0.01% of their portfolio RADNOR, PA 5,6905.7k $297.8k $297.8k 0.01% Reduced -123 -123
97 CREATIVE FINANCIAL DESIGNS INC /ADV 0.03% of their portfolio KOKOMO, IN 5,6635.7k $296.4k $296.4k 0.03% Added +2.7k +2,651
98 RCS Financial Planning, LLC 0.18% of their portfolio ANNAPOLIS, MD 5,2595.3k $275.3k $275.3k 0.18% Added +771 +771
99 High Falls Advisors, Inc 0.07% of their portfolio ROCHESTER, NY 5,1925.2k $271.8k $271.8k 0.07% New
100 Capital Analysts, LLC 0.01% of their portfolio FORT WASHINGTON, PA 5,0995.1k $267.0k $267.0k 0.01% Added +948 +948