Vault-13

BLACKROCK ETF TRUST LCTU

US CARBON TRANS · ETP · CUSIP 09290C509

107 institutional holders +6 vs Q1 2023
30,189,53930.2m shares reported held*
$1.5bnreported value*
9 new 56 added 19 reduced 7 sold out net bought ≈ $2.2m (+45.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $48.84. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 72Q4 22: 93Q1 23: 101Q2 23: 107107Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202272
Q4 202293
Q1 2023101
Q2 2023107

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 74 bought or addedQ4 22: 10 cut or sold outQ4 22Q1 23: 85 bought or addedQ1 23: 18 cut or sold outQ1 23Q2 23: 65 bought or addedQ2 23: 26 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227410
Q1 20238518
Q2 20236526

Biggest buyers

JPMORGAN CHASE & CO Added +8,772+8.8k
Bank of New York Mellon Corp Added +8,075+8.1k
MML INVESTORS SERVICES, LLC Added +7,954+8.0k
PARK AVENUE SECURITIES LLC Added +7,739+7.7k
Ascent Group, LLC New +7,216+7.2k
CreativeOne Wealth, LLC Added +7,124+7.1k
Janney Montgomery Scott LLC Added +6,904+6.9k
ASSETMARK, INC Added +6,596+6.6k
Atria Wealth Solutions, Inc. Added +6,270+6.3k
NorthCrest Asset Manangement, LLC New +6,198+6.2k

Biggest sellers

MGO ONE SEVEN LLC Sold out -30,602-30.6k
Beacon Pointe Advisors, LLC Sold out -22,379-22.4k
Hoxton Planning & Management, LLC Sold out -12,159-12.2k
Robertson Stephens Wealth Management, LLC Sold out -8,432-8.4k
Advisory Services Network, LLC Reduced -6,454-6.5k
OSAIC HOLDINGS, INC. Reduced -5,444-5.4k
GOLDMAN SACHS GROUP INC Reduced -5,113-5.1k
Cerity Partners LLC Reduced -2,363-2.4k
Allworth Financial LP Reduced -2,155-2.2k
Goodwin Investment Advisory Reduced -2,075-2.1k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.99% of their portfolio WEST SACRAMENTO, CA 14,359,59114.4m $701.3m $701.3m 0.99% Unchanged
2 Varma Mutual Pension Insurance Co 2.81% of their portfolio Varma, H9 4,814,0004.8m $235.1m $235.1m 2.81% Unchanged
3 ENVESTNET ASSET MANAGEMENT INC 0.10% of their portfolio Berwyn, PA 4,498,2884.5m $219.7m $219.7m 0.10% Added +4.6k +4,604
4 FACTORY MUTUAL INSURANCE CO 1.53% of their portfolio WALTHAM, MA 2,123,9082.1m $103.7m $103.7m 1.53% Unchanged
5 CREDIT SUISSE AG/ 0.06% of their portfolio ZURICH, V8 1,165,0001.2m $56.9m $56.9m 0.06% Unchanged
6 CWM, LLC 0.15% of their portfolio OMAHA, NE 484,609484.6k $23.7m $23.7m 0.15% Added +5.2k +5,247
7 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 376,927376.9k $18.4m $18.4m 0.00% Added +8.8k +8,772
8 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 314,689314.7k $15.4m $15.4m 0.03% Reduced -5.4k -5,444
9 PARK AVENUE SECURITIES LLC 0.24% of their portfolio NEW YORK, NY 310,027310.0k $15.1m $15.1m 0.24% Added +7.7k +7,739
10 MML INVESTORS SERVICES, LLC 0.06% of their portfolio SPRINGFIELD, MA 211,684211.7k $10.3m $10.3m 0.06% Added +8.0k +7,954
11 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 119,276119.3k $5.8m $5.8m 0.05% Reduced -717 -717
12 One Wealth Advisors, LLC 1.21% of their portfolio SAN FRANCISCO, CA 117,621117.6k $5.7m $5.7m 1.21% Reduced -72 -72
13 Atria Wealth Solutions, Inc. 0.05% of their portfolio NEW YORK, NY 78,29578.3k $3.8m $3.8m 0.05% Added +6.3k +6,270
14 Advisory Services Network, LLC 0.09% of their portfolio ATLANTA, GA 72,58472.6k $3.5m $3.5m 0.09% Reduced -6.5k -6,454
15 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 51,10051.1k $2.5m $2.5m 0.01% Reduced -2.4k -2,363
16 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 44,38944.4k $2.2m $2.2m 0.01% Added +6.9k +6,904
17 WEALTHSOURCE PARTNERS, LLC 0.14% of their portfolio SAN LUIS OBISPO, CA 42,17142.2k $2.1m $2.1m 0.14% Reduced -1.4k -1,393
18 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 41,37941.4k $2.0m $2.0m 0.00% Reduced -240 -240
19 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 41,01241.0k $2.0m $2.0m 0.01% Added +6.6k +6,596
20 Sharkey, Howes & Javer 0.36% of their portfolio DENVER, CO 39,17639.2k $1.9m $1.9m 0.36% Added +529 +529
21 Horst & Graben Wealth Management LLC 0.45% of their portfolio PORTLAND, OR 38,83838.8k $1.9m $1.9m 0.45% Added +402 +402
22 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 37,19637.2k $1.8m $1.8m 0.00% Added +946 +946
23 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 34,51634.5k $1.7m $1.7m 0.02% Added +1.9k +1,851
24 Integrated Wealth Concepts LLC 0.03% of their portfolio WALTHAM, MA 32,91532.9k $1.6m $1.6m 0.03% Added +2.4k +2,444
25 TCWP LLC 0.33% of their portfolio Beachwood, OH 31,85631.9k $1.6m $1.6m 0.33% Added +1.3k +1,254
26 SigFig Wealth Management, LLC 0.06% of their portfolio SAN FRANCISCO, CA 30,94830.9k $1.5m $1.5m 0.06% Added +214 +214
27 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 30,76330.8k $1.5m $1.5m 0.01% Added +1.8k +1,838
28 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 29,02729.0k $1.4m $1.4m 0.02% Added +5.2k +5,169
29 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 28,69528.7k $1.4m $1.4m 0.00% Added +68 +68
30 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 27,17527.2k $1.3m $1.3m 0.00% Added +8.1k +8,075
31 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 25,60825.6k $1.3m $1.3m 0.00% Added +2.2k +2,171
32 WEALTH ALLIANCE, LLC 0.18% of their portfolio MELLVILLE, NY 25,29925.3k $1.2m $1.2m 0.18% Added +38 +38
33 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 25,26125.3k $1.2m $1.2m 0.01% Added +1.7k +1,714
34 DFPG INVESTMENTS, LLC 0.10% of their portfolio SANDY, UT 22,84722.8k $1.1m $1.1m 0.10% Added +2.7k +2,666
35 CreativeOne Wealth, LLC 0.02% of their portfolio OVERLAND PARK, KS 18,89518.9k $921.0k $921.0k 0.02% Added +7.1k +7,124
36 Austin Private Wealth, LLC 0.13% of their portfolio Austin, TX 18,08518.1k $883.3k $883.3k 0.13% Added +1.3k +1,279
37 Regal Investment Advisors LLC 0.07% of their portfolio KENTWOOD, MI 15,97116.0k $780.0k $780.0k 0.07% Added +253 +253
38 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 15,90715.9k $776.9k $776.9k 0.00% Added +1.1k +1,068
39 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 15,79915.8k $772.0k $772.0k 0.00% Added +300 +300
40 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 15,54115.5k $759.0k $759.0k 0.01% Added +1.7k +1,718
41 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 14,88814.9k $727.1k $727.1k 0.01% Added +1.8k +1,799
42 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 14,88814.9k $727.1k $727.1k 0.01% Added +1.8k +1,799
43 ELEVATION POINT WEALTH PARTNERS, LLC 0.08% of their portfolio DENVER, CO 14,61614.6k $713.9k $713.9k 0.08% Added +1.6k +1,559
44 Goodwin Investment Advisory 0.42% of their portfolio WOODSTOCK, GA 14,58614.6k $712.4k $712.4k 0.42% Reduced -2.1k -2,075
45 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 14,46314.5k $706.4k $706.4k 0.00% Added +281 +281
46 Snowden Capital Advisors LLC 0.02% of their portfolio New York, NY 14,28614.3k $697.7k $697.7k 0.02% Reduced -1.5k -1,460
47 World Investment Advisors 0.11% of their portfolio LINCROFT, NJ 11,76511.8k $574.6k $574.6k 0.11% Reduced -696 -696
48 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 11,45411.5k $559.4k $559.4k 0.01% Added +1.3k +1,325
49 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 11,06911.1k $540.6k $540.6k 0.01% Added +1.9k +1,917
50 Keystone Financial Services 0.27% of their portfolio LOVELAND, CO 10,93010.9k $533.8k $533.8k 0.27% Added +4 +4
51 Strategic Blueprint, LLC 0.05% of their portfolio ATLANTA, GA 10,43710.4k $509.7k $509.7k 0.05% Added +138 +138
52 Dentgroup LLC 0.36% of their portfolio BATON ROUGE, LA 10,25210.3k $500.7k $500.7k 0.36% Unchanged
53 Stratos Wealth Advisors, LLC 0.04% of their portfolio BEACHWOOD, OH 10,19010.2k $497.7k $497.7k 0.04% Added +45 +45
54 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 10,01410.0k $489.1k $489.1k 0.00% Reduced -5.1k -5,113
55 First Horizon Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 8,9769.0k $438.4k $438.4k 0.02% Added +168 +168
56 Copperleaf Capital, LLC 0.40% of their portfolio CONCORD, NC 8,6918.7k $424.5k $424.5k 0.40% Added +4.0k +3,989
57 Aptus Capital Advisors, LLC 0.01% of their portfolio FAIRHOPE, AL 8,6568.7k $422.8k $422.8k 0.01% Added +1.6k +1,554
58 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 8,0078.0k $391.1k $391.1k 0.00% Reduced -812 -812
59 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 7,6697.7k $374.5k $374.5k 0.01% Reduced -72 -72
60 CoreCap Advisors, LLC 0.03% of their portfolio SOUTHFIELD, MI 7,5777.6k $370.1k $370.1k 0.03% First filing
61 West Wealth Group, LLC 0.15% of their portfolio Irvine, CA 7,4757.5k $365.1k $365.1k 0.15% Added +79 +79
62 Buttonwood Financial Group, LLC 0.31% of their portfolio Kansas City, MO 7,2207.2k $362.2k $362.2k 0.31% Added +2.1k +2,126
63 Ascent Group, LLC 0.04% of their portfolio VIRGINIA BEACH, VA 7,2167.2k $357.8k $357.8k 0.04% New
64 Patriot Financial Group Insurance Agency, LLC 0.07% of their portfolio Westborough, MA 7,0997.1k $346.7k $346.7k 0.07% Added +18 +18
65 Venturi Wealth Management, LLC 0.03% of their portfolio AUSTIN, TX 6,5106.5k $317.9k $317.9k 0.03% Unchanged
66 Spectrum Planning & Advisory Services Inc. 0.47% of their portfolio SAN DIEGO, CA 6,4316.4k $314.4k $314.4k 0.47% Unchanged
67 MA Private Wealth 0.07% of their portfolio SAN CARLOS, CA 6,3896.4k $312.0k $312.0k 0.07% Added +8 +8
68 COMERICA SECURITIES,INC. 0.02% of their portfolio DETROIT, MI 6,3166.3k $308.4k $308.4k 0.02% Added +103 +103
69 LifePlan Investment Advisors, Inc. 0.34% of their portfolio RALEIGH, NC 6,2096.2k $303.2k $303.2k 0.34% First filing
70 NorthCrest Asset Manangement, LLC 0.01% of their portfolio PLYMOUTH, MN 6,1986.2k $302.7k $302.7k 0.01% New
71 SVB WEALTH LLC 0.01% of their portfolio BOSTON, MA 6,0456.0k $295.2k $295.2k 0.01% Reduced -53 -53
72 Farther Finance Advisors, LLC 0.06% of their portfolio SAN FRANCISCO, CA 5,6675.7k $276.8k $276.8k 0.06% Added +1.5k +1,519
73 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 5,1355.1k $250.8k $250.8k 0.00% Unchanged
74 Financial Gravity Asset Management, Inc. 0.09% of their portfolio Lakeway, TX 5,0385.0k $246.0k $246.0k 0.09% Added +56 +56
75 LINCOLN NATIONAL CORP 0.00% of their portfolio RADNOR, PA 4,5634.6k $222.8k $222.8k 0.00% New
76 Perigon Wealth Management, LLC 0.01% of their portfolio SAN FRANCISCO, CA 4,5124.5k $220.4k $220.4k 0.01% New
77 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 4,4374.4k $217.0k $217.0k 0.01% Unchanged
78 TRANSCEND CAPITAL ADVISORS, LLC 0.02% of their portfolio MADISON, NJ 4,3624.4k $213.0k $213.0k 0.02% New
79 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 3,8423.8k $187.6k $187.6k 0.01% Added +3.5k +3,543
80 CREATIVE FINANCIAL DESIGNS INC /ADV 0.02% of their portfolio KOKOMO, IN 3,3853.4k $165.3k $165.3k 0.02% Reduced -486 -486
81 Capital Analysts, LLC 0.01% of their portfolio FORT WASHINGTON, PA 2,9342.9k $143.0k $143.0k 0.01% Reduced -21 -21
82 Sugarloaf Wealth Management, LLC 0.03% of their portfolio DULUTH, GA 2,9322.9k $143.2k $143.2k 0.03% Unchanged
83 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,0742.1k $101.3k $101.3k 0.00% Added +203 +203
84 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 2,0342.0k $99.3k $99.3k 0.00% Added +2.0k +2,010
85 EverSource Wealth Advisors, LLC 0.01% of their portfolio BIRMINGHAM, AL 1,7761.8k $86.7k $86.7k 0.01% Unchanged
86 AdvisorNet Financial, Inc 0.01% of their portfolio MINNETONKA, MN 1,5701.6k $76.7k $76.7k 0.01% Added +59 +59
87 BlackRock Inc. 0.00% of their portfolio New York, NY 1,4541.5k $71.0k $71.0k 0.00% Unchanged
88 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 1,4201.4k $69.4k $69.4k 0.00% Reduced -2.2k -2,155
89 OLIVER LAGORE VANVALIN INVESTMENT GROUP 0.02% of their portfolio FLINT, MI 1,2651.3k $61.8k $61.8k 0.02% Reduced -27 -27
90 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 1,2161.2k $59.4k $59.4k 0.00% Added +548 +548
91 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 1,0221.0k $49.9k $49.9k 0.00% Reduced -108 -108
92 BOURGEON CAPITAL MANAGEMENT LLC 0.01% of their portfolio Darien, CT 850850 $41.5k $41.5k 0.01% New
93 ORG Partners LLC 0.01% of their portfolio ROANOKE, IN 819819 $40.1k $40.1k 0.01% New
94 WFA of San Diego, LLC 0.04% of their portfolio SAN DIEGO, CA 762762 $37.2k $37.2k 0.04% New
95 HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio NEWPORT BEACH, CA 500500 $24.4k $24.4k 0.00% Unchanged
96 BARRETT & COMPANY, INC. 0.01% of their portfolio PROVIDENCE, RI 445445 $21.7k $21.7k 0.01% Unchanged
97 Milestone Investment Advisors LLC 0.01% of their portfolio MIDDLETON, WI 333333 $16.3k $16.3k 0.01% Unchanged
98 Kelly Financial Services LLC 0.01% of their portfolio BRAINTREE, MA 313313 $15.3k $15.3k 0.01% Added +1 +1
99 Global Financial Private Client, LLC 0.01% of their portfolio Sarasota, FL 293293 $14.3k $14.3k 0.01% Added +135 +135
100 Aspire Private Capital, LLC 0.00% of their portfolio Cornelius, NC 291291 $14.2k $14.2k 0.00% Unchanged