Vault-13

BLACKROCK ETF TRUST LCTU

US CARBON TRANS · ETP · CUSIP 09290C509

101 institutional holders +8 vs Q4 2022
30,129,80030.1m shares reported held*
$1.4bnreported value*
19 new 66 added 8 reduced 10 sold out net sold ≈ $45.3m (-989.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $45.24. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 72Q4 22: 93Q1 23: 101101Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202272
Q4 202293
Q1 2023101

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 74 bought or addedQ4 22: 10 cut or sold outQ4 22Q1 23: 85 bought or addedQ1 23: 18 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227410
Q1 20238518

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +563,840+563.8k
CREDIT SUISSE AG/ Added +120,000+120.0k
JPMORGAN CHASE & CO Added +69,471+69.5k
PARK AVENUE SECURITIES LLC Added +50,388+50.4k
CWM, LLC Added +34,002+34.0k
MGO ONE SEVEN LLC New +30,602+30.6k
OSAIC HOLDINGS, INC. Added +30,059+30.1k
Beacon Pointe Advisors, LLC New +22,379+22.4k
DFPG INVESTMENTS, LLC New +20,181+20.2k
MML INVESTORS SERVICES, LLC Added +19,298+19.3k

Biggest sellers

RENAISSANCERE HOLDINGS LTD Sold out -2,133,670-2.1m
Kestra Advisory Services, LLC Sold out -28,246-28.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -11,997-12.0k
IFP Advisors, Inc Sold out -8,183-8.2k
Cambridge Investment Research Advisors, Inc. Reduced -7,766-7.8k
LGT Financial Advisors LLC Sold out -5,210-5.2k
TRANSCEND CAPITAL ADVISORS, LLC Sold out -4,750-4.8k
Farther Finance Advisors, LLC Reduced -4,335-4.3k
AdvisorNet Financial, Inc Reduced -2,207-2.2k
MONEY CONCEPTS CAPITAL CORP Sold out -1,150-1.1k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.97% of their portfolio WEST SACRAMENTO, CA 14,359,59114.4m $649.6m $649.6m 0.97% Unchanged
2 Varma Mutual Pension Insurance Co 2.66% of their portfolio Varma, H9 4,814,0004.8m $217.8m $217.8m 2.66% Unchanged
3 ENVESTNET ASSET MANAGEMENT INC 0.10% of their portfolio Berwyn, PA 4,493,6844.5m $203.3m $203.3m 0.10% Added +563.8k +563,840
4 FACTORY MUTUAL INSURANCE CO 1.50% of their portfolio WALTHAM, MA 2,123,9082.1m $96.1m $96.1m 1.50% Unchanged
5 CREDIT SUISSE AG/ 0.05% of their portfolio ZURICH, V8 1,165,0001.2m $52.7m $52.7m 0.05% Added +120.0k +120,000
6 CWM, LLC 0.15% of their portfolio OMAHA, NE 479,362479.4k $21.7m $21.7m 0.15% Added +34.0k +34,002
7 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 368,155368.2k $16.7m $16.7m 0.00% Added +69.5k +69,471
8 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 320,133320.1k $14.5m $14.5m 0.03% Added +30.1k +30,059
9 PARK AVENUE SECURITIES LLC 0.24% of their portfolio NEW YORK, NY 302,288302.3k $13.7m $13.7m 0.24% Added +50.4k +50,388
10 MML INVESTORS SERVICES, LLC 0.07% of their portfolio SPRINGFIELD, MA 203,730203.7k $9.2m $9.2m 0.07% Added +19.3k +19,298
11 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 119,993120.0k $5.4m $5.4m 0.05% Added +9.9k +9,941
12 One Wealth Advisors, LLC 1.23% of their portfolio SAN FRANCISCO, CA 117,693117.7k $5.3m $5.3m 1.23% Added +6.9k +6,892
13 Advisory Services Network, LLC 0.10% of their portfolio ATLANTA, GA 79,03879.0k $3.6m $3.6m 0.10% Added +14.4k +14,391
14 Atria Wealth Solutions, Inc. 0.05% of their portfolio NEW YORK, NY 72,02572.0k $3.3m $3.3m 0.05% Added +12.5k +12,513
15 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 53,46353.5k $2.4m $2.4m 0.01% Added +11.8k +11,803
16 WEALTHSOURCE PARTNERS, LLC 0.13% of their portfolio SAN LUIS OBISPO, CA 43,56443.6k $2.0m $2.0m 0.13% Added +3.1k +3,097
17 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 41,61941.6k $1.9m $1.9m 0.00% Added +1.6k +1,571
18 Sharkey, Howes & Javer 0.37% of their portfolio DENVER, CO 38,64738.6k $1.7m $1.7m 0.37% Added +4.7k +4,679
19 Horst & Graben Wealth Management LLC 0.43% of their portfolio PORTLAND, OR 38,43638.4k $1.7m $1.7m 0.43% Added +3.3k +3,346
20 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 37,48537.5k $1.7m $1.7m 0.01% Added +9.0k +9,045
21 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 36,25036.2k $1.6m $1.6m 0.00% Added +6.7k +6,665
22 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 34,41634.4k $1.6m $1.6m 0.01% Added +8.1k +8,109
23 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 32,66532.7k $1.5m $1.5m 0.02% Added +4.0k +4,037
24 SigFig Wealth Management, LLC 0.08% of their portfolio SAN FRANCISCO, CA 30,73430.7k $1.4m $1.4m 0.08% Added +4.8k +4,835
25 MGO ONE SEVEN LLC 0.09% of their portfolio Beachwood, OH 30,60230.6k $1.4m $1.4m 0.09% New
26 TCWP LLC 0.26% of their portfolio Beachwood, OH 30,60230.6k $1.4m $1.4m 0.26% Added +4.4k +4,424
27 Integrated Wealth Concepts LLC 0.03% of their portfolio WALTHAM, MA 30,47130.5k $1.4m $1.4m 0.03% Added +4.2k +4,162
28 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 28,92528.9k $1.3m $1.3m 0.01% Added +3.8k +3,838
29 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 28,62728.6k $1.3m $1.3m 0.00% Added +4.7k +4,676
30 WEALTH ALLIANCE, LLC 0.19% of their portfolio MELLVILLE, NY 25,26125.3k $1.1m $1.1m 0.19% Added +8.6k +8,639
31 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 23,85823.9k $1.1m $1.1m 0.02% Added +5.7k +5,671
32 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 23,54723.5k $1.1m $1.1m 0.01% Reduced -7.8k -7,766
33 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 23,43723.4k $1.1m $1.1m 0.00% Added +5.1k +5,075
34 Beacon Pointe Advisors, LLC 0.02% of their portfolio NEWPORT BEACH, CA 22,37922.4k $1.0m $1.0m 0.02% New
35 DFPG INVESTMENTS, LLC 0.10% of their portfolio SANDY, UT 20,18120.2k $913.0k $913.0k 0.10% New
36 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 19,10019.1k $864.1k $864.1k 0.00% Added +3.3k +3,339
37 Austin Private Wealth, LLC 0.12% of their portfolio Austin, TX 16,80616.8k $760.3k $760.3k 0.12% Added +1.1k +1,092
38 Goodwin Investment Advisory 0.49% of their portfolio WOODSTOCK, GA 16,66116.7k $753.7k $753.7k 0.49% Added +1.3k +1,277
39 Snowden Capital Advisors LLC 0.03% of their portfolio New York, NY 15,74615.7k $712.3k $712.3k 0.03% Added +4.9k +4,901
40 Regal Investment Advisors LLC 0.06% of their portfolio KENTWOOD, MI 15,71815.7k $711.1k $711.1k 0.06% Added +2.4k +2,384
41 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 15,49915.5k $701.0k $701.0k 0.00% Added +1.0k +1,012
42 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 15,12715.1k $684.3k $684.3k 0.00% Added +2.0k +1,985
43 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 14,83914.8k $671.3k $671.3k 0.00% Reduced -515 -515
44 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 14,18214.2k $641.6k $641.6k 0.00% Reduced -12.0k -11,997
45 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 13,82313.8k $625.4k $625.4k 0.01% Added +1.0k +1,027
46 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 13,08913.1k $592.1k $592.1k 0.01% New
47 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 13,08913.1k $592.1k $592.1k 0.01% Added +2.1k +2,102
48 ELEVATION POINT WEALTH PARTNERS, LLC 0.07% of their portfolio DENVER, CO 13,05713.1k $590.7k $590.7k 0.07% Added +5.5k +5,452
49 World Investment Advisors 0.12% of their portfolio LINCROFT, NJ 12,46112.5k $563.8k $563.8k 0.12% Added +5.3k +5,332
50 Hoxton Planning & Management, LLC 0.30% of their portfolio SHEPHERDSTOWN, WV 12,15912.2k $550.1k $550.1k 0.30% Added +782 +782
51 CreativeOne Wealth, LLC 0.03% of their portfolio OVERLAND PARK, KS 11,77111.8k $533.0k $533.0k 0.03% Added +420 +420
52 Keystone Financial Services 0.26% of their portfolio LOVELAND, CO 10,92610.9k $494.3k $494.3k 0.26% Added +1.3k +1,269
53 Strategic Blueprint, LLC 0.05% of their portfolio ATLANTA, GA 10,29910.3k $465.9k $465.9k 0.05% Reduced -24 -24
54 Dentgroup LLC 0.37% of their portfolio BATON ROUGE, LA 10,25210.3k $463.8k $463.8k 0.37% Added +1.7k +1,654
55 Stratos Wealth Advisors, LLC 0.04% of their portfolio BEACHWOOD, OH 10,14510.1k $459.0k $459.0k 0.04% Added +3.3k +3,342
56 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 10,12910.1k $458.2k $458.2k 0.01% New
57 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 9,1529.2k $414.0k $414.0k 0.01% Added +2.7k +2,738
58 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 8,8198.8k $399.0k $399.0k 0.00% Added +2.4k +2,371
59 First Horizon Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 8,8088.8k $398.5k $398.5k 0.01% Added +987 +987
60 Robertson Stephens Wealth Management, LLC 0.03% of their portfolio San Francisco, CA 8,4328.4k $381.5k $381.5k 0.03% Reduced -602 -602
61 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 7,7417.7k $350.2k $350.2k 0.01% Added +94 +94
62 West Wealth Group, LLC 0.15% of their portfolio Irvine, CA 7,3967.4k $334.6k $334.6k 0.15% Added +145 +145
63 Aptus Capital Advisors, LLC 0.01% of their portfolio FAIRHOPE, AL 7,1027.1k $321.3k $321.3k 0.01% New
64 Patriot Financial Group Insurance Agency, LLC 0.06% of their portfolio Westborough, MA 7,0817.1k $320.3k $320.3k 0.06% Added +493 +493
65 Venturi Wealth Management, LLC 0.02% of their portfolio AUSTIN, TX 6,5106.5k $294.5k $294.5k 0.02% Added +275 +275
66 Spectrum Planning & Advisory Services Inc. 0.47% of their portfolio SAN DIEGO, CA 6,4316.4k $290.9k $290.9k 0.47% New
67 MA Private Wealth 0.07% of their portfolio SAN CARLOS, CA 6,3816.4k $288.7k $288.7k 0.07% New
68 COMERICA SECURITIES,INC. 0.02% of their portfolio DETROIT, MI 6,2136.2k $281.1k $281.1k 0.02% Added +1.5k +1,495
69 SVB WEALTH LLC 0.00% of their portfolio BOSTON, MA 6,0986.1k $275.9k $275.9k 0.00% New
70 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 5,1355.1k $232.3k $232.3k 0.00% Added +48 +48
71 Buttonwood Financial Group, LLC 0.23% of their portfolio Kansas City, MO 5,0945.1k $230.5k $230.5k 0.23% New
72 Financial Gravity Asset Management, Inc. 0.01% of their portfolio Lakeway, TX 4,9825.0k $226.0k $226.0k 0.01% New
73 Copperleaf Capital, LLC 0.21% of their portfolio CONCORD, NC 4,7024.7k $212.7k $212.7k 0.21% New
74 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 4,4374.4k $201.0k $201.0k 0.01% New
75 Farther Finance Advisors, LLC 0.05% of their portfolio SAN FRANCISCO, CA 4,1484.1k $187.7k $187.7k 0.05% Reduced -4.3k -4,335
76 CREATIVE FINANCIAL DESIGNS INC /ADV 0.02% of their portfolio KOKOMO, IN 3,8713.9k $175.1k $175.1k 0.02% Added +1.9k +1,932
77 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 3,5753.6k $161.8k $161.8k 0.00% New
78 Capital Analysts, LLC 0.01% of their portfolio FORT WASHINGTON, PA 2,9553.0k $134.0k $134.0k 0.01% Added +500 +500
79 Sugarloaf Wealth Management, LLC 0.03% of their portfolio DULUTH, GA 2,9322.9k $132.6k $132.6k 0.03% Added +1.0k +1,011
80 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,8711.9k $84.6k $84.6k 0.00% New
81 EverSource Wealth Advisors, LLC 0.01% of their portfolio BIRMINGHAM, AL 1,7761.8k $80.3k $80.3k 0.01% Added +426 +426
82 AdvisorNet Financial, Inc 0.01% of their portfolio MINNETONKA, MN 1,5111.5k $68.4k $68.4k 0.01% Reduced -2.2k -2,207
83 BlackRock Inc. 0.00% of their portfolio New York, NY 1,4541.5k $65.8k $65.8k 0.00% Added +192 +192
84 OLIVER LAGORE VANVALIN INVESTMENT GROUP 0.03% of their portfolio FLINT, MI 1,2921.3k $58.4k $58.4k 0.03% Reduced -900 -900
85 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 1,1301.1k $51.1k $51.1k 0.00% Added +195 +195
86 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 668668 $30.2k $30.2k 0.00% Added +668 +668
87 Belpointe Asset Management LLC 0.00% of their portfolio RENO, NV 566566 $25.6k $25.6k 0.00% Added +5 +5
88 HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio NEWPORT BEACH, CA 500500 $22.6k $22.6k 0.00% Unchanged
89 BARRETT & COMPANY, INC. 0.01% of their portfolio PROVIDENCE, RI 445445 $20.1k $20.1k 0.01% Unchanged
90 Milestone Investment Advisors LLC 0.00% of their portfolio MIDDLETON, WI 333333 $15.1k $15.1k 0.00% New
91 Kelly Financial Services LLC 0.01% of their portfolio BRAINTREE, MA 312312 $14.1k $14.1k 0.01% Added +125 +125
92 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 299299 $13.5k $13.5k 0.00% Added +182 +182
93 Aspire Private Capital, LLC 0.00% of their portfolio Cornelius, NC 291291 $13.2k $13.2k 0.00% Added +22 +22
94 Clearview Wealth Advisors LLC 0.01% of their portfolio SALEM, OR 253253 $11.5k $11.5k 0.01% Added +1 +1
95 Global Financial Private Client, LLC 0.00% of their portfolio Sarasota, FL 158158 $7.2k $7.2k 0.00% Unchanged
96 GPS Wealth Strategies Group, LLC 0.00% of their portfolio CENTENNIAL, CO 136136 $6.2k $6.2k 0.00% New
97 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 6060 $2.7k $2.7k 0.00% Unchanged
98 Buck Wealth Strategies, LLC 0.00% of their portfolio DENVER, CO 5555 $2.5k $2.5k 0.00% First filing
99 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 2424 $1.1k $1.1k 0.00% New
100 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 2020 $904 $904 0.00% New