BLACKROCK CAP ALLOCATION TER BCAT
COM · Closed-End Fund · CUSIP 09260U109
74
institutional holders
+1 vs Q1 2023
34.8m
shares reported held*
$531.3mreported value*
7 new
24 added
20 reduced
8 sold out
net bought ≈ $15.8m (+1.0m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $15.25.
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 77 |
| Q4 2022 | 85 |
| Q1 2023 | 73 |
| Q2 2023 | 74 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 50 | 30 |
| Q1 2023 | 39 | 34 |
| Q2 2023 | 31 | 28 |
Biggest buyers
| Saba Capital Management, L.P. | Added | +2.8m |
| D. E. Shaw & Co., Inc. | New | +410.7k |
| Woodline Partners LP | Added | +316.2k |
| Alpine Global Management, LLC | New | +118.5k |
| FIRST TRUST ADVISORS LP | Added | +60.4k |
| COHEN & STEERS, INC. | Added | +51.8k |
| Quarry LP | New | +28.6k |
| Virtue Capital Management, LLC | New | +25.0k |
| LPL Financial LLC | Added | +24.9k |
| Penserra Capital Management LLC | Added | +22.4k |
Biggest sellers
| Allspring Global Investments Holdings, LLC | Sold out | -751.2k |
| Relative Value Partners Group, LLC | Reduced | -614.8k |
| MANGROVE PARTNERS IM, LLC | Sold out | -390.7k |
| MORGAN STANLEY | Reduced | -285.4k |
| BANK OF AMERICA CORP /DE/ | Reduced | -258.8k |
| Thomas J. Herzfeld Advisors, Inc. | Reduced | -186.5k |
| Amplius Wealth Advisors, LLC | Reduced | -118.9k |
| JPMORGAN CHASE & CO | Reduced | -110.1k |
| Matisse Capital | Sold out | -65.6k |
| ROYAL BANK OF CANADA | Reduced | -56.1k |
Insider purchases and sales in Q2 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
BuyingSelling
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q3 2021 | 0 | — | 0 | — | — |
| Q4 2021 | 0 | — | 1 | $1.0m | — |
| Q1 2022 | 0 | — | 0 | — | — |
| Q2 2022 | 0 | — | 0 | — | — |
| Q3 2022 | 0 | — | 0 | — | — |
| Q4 2022 | 0 | — | 0 | — | — |
| Q1 2023 | 0 | — | 0 | — | — |
| Q2 2023 | 0 | — | 0 | — | — |
None reported in Q2 2023.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.01% of their portfolio | 9.9m $151.1m | Reduced -285.4k |
| Saba Capital Management, L.P. 4.39% of their portfolio | 8.8m $133.5m | Added +2.8m |
| RIVERNORTH CAPITAL MANAGEMENT, LLC 4.17% of their portfolio | 5.5m $83.5m | Reduced -23.5k |
| UBS Group AG 0.01% of their portfolio | 1.4m $21.8m | Added +4.2k |
| RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio | 1.1m $16.4m | Added +20.7k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 913.9k $13.9m | Reduced -258.8k |
| COHEN & STEERS, INC. 0.03% of their portfolio | 790.6k $12.1m | Added +51.8k |
| Atlas Wealth LLC 1.54% of their portfolio | 548.6k $8.4m | Reduced -1.9k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 528.5k $8.1m | Reduced -10.2k |
| Woodline Partners LP 0.10% of their portfolio | 525.0k $8.0m | Added +316.2k |
| CLOUGH CAPITAL PARTNERS L P 0.76% of their portfolio | 495.5k $7.6m | Added +13.5k |
| Rockefeller Capital Management L.P. 0.03% of their portfolio | 424.8k $6.5m | First filing |
| D. E. Shaw & Co., Inc. 0.01% of their portfolio | 410.7k $6.3m | New |
| Penserra Capital Management LLC 0.11% of their portfolio | 358.8k $5.5m | Added +22.4k |
| STIFEL FINANCIAL CORP 0.01% of their portfolio | 314.4k $4.8m | Reduced -14.9k |
| 1607 Capital Partners, LLC 0.23% of their portfolio | 214.2k $3.3m | Unchanged |
| COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio | 211.6k $3.2m | Reduced -2.4k |
| Relative Value Partners Group, LLC 0.21% of their portfolio | 208.8k $3.2m | Reduced -614.8k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 188.3k $2.9m | Reduced -56.1k |
| Thomas J. Herzfeld Advisors, Inc. 1.02% of their portfolio | 167.4k $2.6m | Reduced -186.5k |
| Advisors Asset Management, Inc. 0.05% of their portfolio | 164.6k $2.5m | Added +8.3k |
| PRIVATE MANAGEMENT GROUP INC 0.10% of their portfolio | 154.5k $2.4m | Added +2.8k |
| LPL Financial LLC 0.00% of their portfolio | 132.3k $2.0m | Added +24.9k |
| Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio | 121.7k $1.9m | Reduced -6.9k |
| Alpine Global Management, LLC 0.26% of their portfolio | 118.5k $1.8m | New |
| Mathes Company, Inc. 0.68% of their portfolio | 101.2k $1.5m | First filing |
| Consolidated Portfolio Review Corp 0.35% of their portfolio | 96.4k $1.5m | Reduced -7.4k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 92.9k $1.4m | Added +3.0k |
| FIRST TRUST ADVISORS LP 0.00% of their portfolio | 71.3k $1.1m | Added +60.4k |
| Invesco Ltd. 0.00% of their portfolio | 51.6k $787.5k | Added +17.7k |
| TRANSCEND CAPITAL ADVISORS, LLC 0.07% of their portfolio | 51.5k $785.1k | Unchanged |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 46.6k $710.2k | Reduced -659 |
| Qube Research & Technologies Ltd 0.00% of their portfolio | 45.4k $692.1k | Added +11.3k |
| Amplius Wealth Advisors, LLC 0.09% of their portfolio | 41.7k $636.5k | Reduced -118.9k |
| Cerity Partners LLC 0.00% of their portfolio | 40.5k $617.6k | Unchanged |
| Baird Financial Group, Inc. 0.00% of their portfolio | 36.5k $556.7k | Added +1.5k |
| Advisory Resource Group 0.14% of their portfolio | 34.7k $529.7k | Unchanged |
| RAYMOND JAMES TRUST N.A. 0.01% of their portfolio | 29.0k $442.0k | Unchanged |
| Quarry LP 0.28% of their portfolio | 28.6k $436.1k | New |
| CALTON & ASSOCIATES, INC. 0.19% of their portfolio | 26.9k $409.8k | Added +140 |
| Camelot Portfolios, LLC 0.25% of their portfolio | 26.5k $404.1k | Unchanged |
| Virtue Capital Management, LLC 0.07% of their portfolio | 25.0k $383.8k | New |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 24.7k $376.9k | Added +82 |
| SIT INVESTMENT ASSOCIATES INC 0.01% of their portfolio | 23.8k $363.0k | Unchanged |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 23.5k $358.1k | Added +1.1k |
| Ironsides Asset Advisors, LLC 0.15% of their portfolio | 23.4k $353.5k | Added +3.7k |
| OPPENHEIMER & CO INC 0.01% of their portfolio | 23.2k $354.4k | Added +11.4k |
| Karpus Management, Inc. 0.01% of their portfolio | 22.4k $342.0k | Unchanged |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 22.4k $342.0k | Added +41 |
| SkyView Investment Advisors, LLC 0.09% of their portfolio | 22.4k $341.0k | Unchanged |
| CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio | 19.7k $300.4k | Unchanged |
| Patriot Financial Group Insurance Agency, LLC 0.05% of their portfolio | 17.0k $258.6k | Reduced -49.7k |
| INSIGNEO ADVISORY SERVICES, LLC 0.05% of their portfolio | 16.8k $283.7k | Added +500 |
| Claro Advisors Inc. 0.06% of their portfolio | 16.6k $253.9k | Reduced -100 |
| Advisory Services Network, LLC 0.01% of their portfolio | 16.6k $253.7k | Reduced -3.7k |
| D.A. DAVIDSON & CO. 0.00% of their portfolio | 16.3k $249.0k | Added +5.2k |
| Walleye Capital LLC 0.00% of their portfolio | 13.0k $197.9k | New |
| Hilltop Holdings Inc. 0.02% of their portfolio | 12.0k $183.0k | Unchanged |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 10.7k $163.1k | Unchanged |
| JOURNEY STRATEGIC WEALTH LLC 0.01% of their portfolio | 10.0k $152.5k | Unchanged |
| CAROLINAS WEALTH CONSULTING LLC 0.02% of their portfolio | 5.9k $89.7k | Unchanged |
| BlackRock Inc. 0.00% of their portfolio | 5.0k $76.2k | Reduced -2.9k |
| Versant Capital Management, Inc 0.02% of their portfolio | 5.0k $76.2k | Unchanged |
| Blue Trust, Inc. 0.00% of their portfolio | 3.0k $46.0k | New |
| Anchor Investment Management, LLC 0.00% of their portfolio | 2.5k $38.1k | Unchanged |
| CHESAPEAKE ASSET MANAGEMENT LLC 0.03% of their portfolio | 2.2k $33.2k | Added +1.7k |
| FIRST MANHATTAN CO. LLC. 0.00% of their portfolio | 1.4k $21.3k | Unchanged |
| Founders Capital Management 0.01% of their portfolio | 900 $13.7k | Unchanged |
| McIlrath & Eck, LLC 0.00% of their portfolio | 280 $4.3k | Unchanged |
| Glassman Wealth Services 0.00% of their portfolio | 255 $3.9k | New |
| EverSource Wealth Advisors, LLC 0.00% of their portfolio | 162 $2.5k | Unchanged |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 95 $1.4k | Reduced -110.1k |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |
| Stonebridge Capital Advisors LLC 0.00% of their portfolio | 0 $0 | Reduced -500 |