Vault-13

BLACKROCK INNOVATION AND GRW BTX

SHS BEN INT · Closed-End Fund · CUSIP 09260Q108

116 institutional holders +2 vs Q4 2024
104,171,669104.2m shares reported held*
$652.2mreported value*
23 new 42 added 34 reduced 22 sold out net bought ≈ $20.4m (+3.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $6.26.

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 107Q4 22: 112Q1 23: 106Q2 23: 108Q3 23: 115Q4 23: 118Q1 24: 111Q2 24: 122Q3 24: 114Q4 24: 114Q1 25: 116116Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 2022107
Q4 2022112
Q1 2023106
Q2 2023108
Q3 2023115
Q4 2023118
Q1 2024111
Q2 2024122
Q3 2024114
Q4 2024114
Q1 2025116

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q2 23: 49 bought or addedQ2 23: 48 cut or sold outQ3 23: 59 bought or addedQ3 23: 44 cut or sold outQ3 23Q4 23: 53 bought or addedQ4 23: 60 cut or sold outQ1 24: 43 bought or addedQ1 24: 71 cut or sold outQ1 24Q2 24: 61 bought or addedQ2 24: 56 cut or sold outQ3 24: 44 bought or addedQ3 24: 76 cut or sold outQ3 24Q4 24: 48 bought or addedQ4 24: 61 cut or sold outQ1 25: 65 bought or addedQ1 25: 56 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 20234948
Q3 20235944
Q4 20235360
Q1 20244371
Q2 20246156
Q3 20244476
Q4 20244861
Q1 20256556

Biggest buyers

RIVERNORTH CAPITAL MANAGEMENT, LLC Added +830,046+830.0k
ABSOLUTE INVESTMENT ADVISERS, LLC Added +732,401+732.4k
SIT INVESTMENT ASSOCIATES INC Added +648,343+648.3k
North Ground Capital Added +576,858+576.9k
CSS LLC/IL Added +562,486+562.5k
Saba Capital Management, L.P. Added +519,269+519.3k
Invesco Ltd. Added +405,439+405.4k
Shaker Financial Services, LLC Added +354,579+354.6k
Quarry LP Added +255,290+255.3k
Advisor Resource Council New +251,855+251.9k

Biggest sellers

RAYMOND JAMES FINANCIAL INC Reduced -397,949-397.9k
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD Reduced -377,488-377.5k
Alpine Global Management, LLC Sold out -375,000-375.0k
BANK OF AMERICA CORP /DE/ Reduced -312,427-312.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -292,614-292.6k
CORRADO ADVISORS, LLC Sold out -177,777-177.8k
Sanctuary Advisors, LLC Reduced -153,640-153.6k
Matisse Capital Sold out -139,734-139.7k
Quantedge Capital Pte Ltd Reduced -131,300-131.3k
WOLVERINE ASSET MANAGEMENT LLC Sold out -127,614-127.6k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
MORGAN STANLEY 13G · institution new · filed 2026-05-11 5.3% new 6.2m≈ $56.0m 2026-05-11

Insider purchases and sales in Q1 2025

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

DateInsiderTradeSharesPrice ValueTheir holding
2025-01-07 Saba Capital Management, L.P. +1 10% owner Bought 59,630 $7.69 $458.6k59.6k shares +<1%
2025-01-06 Saba Capital Management, L.P. +1 10% owner Bought 282,123 $7.72 $2.2m282.1k shares +0%
2025-01-03 Saba Capital Management, L.P. +1 10% owner Bought 70,899 $7.57 $536.7k70.9k shares +<1%
2025-01-02 Saba Capital Management, L.P. +1 10% owner Bought 106,617 $7.46 $795.4k106.6k shares +<1%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Saba Capital Management, L.P. 10.42% of their portfolio NEW YORK, NY 60,675,39560.7m $379.8m $379.8m 10.42% Added +519.3k +519,269
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 5,738,1625.7m $35.9m $35.9m 0.00% Added +41.7k +41,728
3 SIT INVESTMENT ASSOCIATES INC 0.74% of their portfolio Minneapolis, MN 5,025,1305.0m $31.5m $31.5m 0.74% Added +648.3k +648,343
4 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 3,672,8053.7m $23.0m $23.0m 0.00% Added +405.4k +405,439
5 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 2,501,3892.5m $15.7m $15.7m 0.01% Reduced -397.9k -397,949
6 LAZARD ASSET MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 2,465,4322.5m $15.4m $15.4m 0.02% Unchanged
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 2,451,0902.5m $15.3m $15.3m 0.00% Added +85.8k +85,809
8 Penserra Capital Management LLC 0.24% of their portfolio ORINDA, CA 2,183,7592.2m $13.7m $13.7m 0.24% Added +42.7k +42,676
9 Sessa Capital IM, L.P. 0.52% of their portfolio NEW YORK, NY 2,015,0962.0m $12.6m $12.6m 0.52% Unchanged
10 ABSOLUTE INVESTMENT ADVISERS, LLC 1.83% of their portfolio ROSEMARY BEACH, FL 2,000,5672.0m $12.5m $12.5m 1.83% Added +732.4k +732,401
11 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.60% of their portfolio WEST PALM BEACH, FL 1,803,4351.8m $11.3m $11.3m 0.60% Added +830.0k +830,046
12 Karpus Management, Inc. 0.30% of their portfolio Pittsford, NY 1,487,9021.5m $9.3m $9.3m 0.30% Reduced -27.9k -27,854
13 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,259,8441.3m $7.9m $7.9m 0.00% Reduced -312.4k -312,427
14 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,045,4051.0m $6.5m $6.5m 0.00% Reduced -40.6k -40,579
15 North Ground Capital 6.37% of their portfolio Cohasset, MA 990,000990.0k $6.3m $6.3m 6.37% Added +576.9k +576,858
16 Quarry LP 1.21% of their portfolio NEW YORK, NY 767,370767.4k $4.8m $4.8m 1.21% Added +255.3k +255,290
17 CSS LLC/IL 0.31% of their portfolio CHICAGO, IL 717,835717.8k $4.5m $4.5m 0.31% Added +562.5k +562,486
18 BLUEFIN CAPITAL MANAGEMENT, LLC 2.97% of their portfolio NEW YORK, NY 591,494591.5k $3.7m $3.7m 2.97% First filing
19 Bulldog Investors, LLP 0.83% of their portfolio SADDLE BROOK, NJ 492,332492.3k $3.1m $3.1m 0.83% Added +199.6k +199,553
20 Shaker Financial Services, LLC 1.06% of their portfolio Arlington, VA 434,069434.1k $2.7m $2.7m 1.06% Added +354.6k +354,579
21 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.46% of their portfolio BLUE BELL, PA 384,526384.5k $2.4m $2.4m 0.46% Reduced -5.1k -5,078
22 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 362,187362.2k $2.3m $2.3m 0.00% Added +4.7k +4,734
23 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 356,708356.7k $2.2m $2.2m 0.01% Added +4.4k +4,380
24 1607 Capital Partners, LLC 0.14% of their portfolio Richmond, VA 270,040270.0k $1.7m $1.7m 0.14% Added +4.1k +4,100
25 CAPSTONE INVESTMENT ADVISORS, LLC 0.01% of their portfolio NEW YORK, NY 258,502258.5k $1.6m $1.6m 0.01% Unchanged
26 Advisor Resource Council 0.13% of their portfolio DALLAS, TX 251,855251.9k $1.6m $1.6m 0.13% New
27 Allspring Global Investments Holdings, LLC 0.00% of their portfolio CHARLOTTE, NC 248,150248.2k $1.6m $1.6m 0.00% Added +168.2k +168,187
28 PREVAIL INNOVATIVE WEALTH ADVISORS, LLC 0.40% of their portfolio LEAWOOD, KS 240,248240.2k $1.5m $1.5m 0.40% Reduced -18.2k -18,220
29 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 225,305225.3k $1.4m $1.4m 0.02% Reduced -11.4k -11,435
30 HBK INVESTMENTS L P 0.02% of their portfolio DALLAS, TX 212,380212.4k $1.3m $1.3m 0.02% Reduced -108.4k -108,420
31 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 200,778200.8k $1.3m $1.3m 0.00% Reduced -14.1k -14,100
32 Almitas Capital LLC 0.40% of their portfolio SANTA MONICA, CA 193,389193.4k $1.2m $1.2m 0.40% Added +236 +236
33 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.11% of their portfolio London, X0 171,124171.1k $1.1m $1.1m 0.11% Reduced -377.5k -377,488
34 Virtus Investment Advisers, LLC 0.25% of their portfolio HARTFORD, CT 146,324146.3k $916.0k $916.0k 0.25% New
35 Yakira Capital Management, Inc. 0.36% of their portfolio Westport, CT 141,018141.0k $882.8k $882.8k 0.36% Added +125.0k +125,018
36 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 115,898115.9k $725.5k $725.5k 0.00% Added +10.6k +10,642
37 Advisors Asset Management, Inc. 0.01% of their portfolio Monument, CO 101,224101.2k $633.7k $633.7k 0.01% New
38 CITY HOLDING CO 0.08% of their portfolio CHARLESTON, WV 95,46495.5k $597.6k $597.6k 0.08% New
39 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 94,24494.2k $590.0k $590.0k 0.02% Reduced -15.9k -15,894
40 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 87,87787.9k $550.1k $550.1k 0.00% Added +2.2k +2,191
41 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 76,10976.1k $476.4k $476.4k 0.00% Reduced -45.2k -45,241
42 Quantedge Capital Pte Ltd 0.15% of their portfolio Singapore, U0 74,42974.4k $465.9k $465.9k 0.15% Reduced -131.3k -131,300
43 READYSTATE ASSET MANAGEMENT LP 0.02% of their portfolio CHICAGO, IL 73,81673.8k $462.1k $462.1k 0.02% Reduced -57.8k -57,781
44 CHAPIN DAVIS, INC. 0.15% of their portfolio BALTIMORE, MD 71,45571.5k $447.3k $447.3k 0.15% Reduced -12.0k -12,030
45 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 68,37668.4k $428.0k $428.0k 0.00% Added +1.0k +1,033
46 OBSIDIAN CIO, LLC 0.07% of their portfolio NEW YORK, NY 67,23567.2k $420.9k $420.9k 0.07% Reduced -40.7k -40,743
47 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 58,93458.9k $368.9k $368.9k 0.00% Reduced -17.8k -17,800
48 UHLMANN PRICE SECURITIES, LLC 0.27% of their portfolio SKOKIE, IL 58,00858.0k $363.1k $363.1k 0.27% Added +2.1k +2,076
49 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 57,37657.4k $359.2k $359.2k 0.00% New
50 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 54,28754.3k $339.9k $339.9k 0.00% Added +19.1k +19,061
51 SeaCrest Wealth Management, LLC 0.04% of their portfolio PURCHASE, NY 51,15651.2k $320.2k $320.2k 0.04% Added +36.4k +36,385
52 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 50,28050.3k $314.8k $314.8k 0.00% Added +8.5k +8,478
53 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 46,38646.4k $290.4k $290.4k 0.00% Reduced -292.6k -292,614
54 THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. 0.04% of their portfolio INDIANAPOLIS, IN 40,00040.0k $250.4k $250.4k 0.04% New
55 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 39,68239.7k $248.4k $248.4k 0.00% Reduced -250 -250
56 Concurrent Investment Advisors, LLC 0.01% of their portfolio Tampa, FL 37,60637.6k $235.4k $235.4k 0.01% Added +11.1k +11,139
57 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 35,13935.1k $220.0k $220.0k 0.00% Unchanged
58 K2 PRINCIPAL FUND, L.P. 0.03% of their portfolio TORONTO, A6 35,00035.0k $219.1k $219.1k 0.03% New
59 Noble Wealth Management PBC 0.14% of their portfolio GREENWOOD VILLAGE, CO 33,40033.4k $209.1k $209.1k 0.14% New
60 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 32,09332.1k $200.9k $200.9k 0.00% Reduced -2.4k -2,429
61 RFG Advisory, LLC 0.00% of their portfolio BIRMINGHAM, AL 24,70024.7k $154.6k $154.6k 0.00% New
62 Mutual Advisors, LLC 0.00% of their portfolio OMAHA, NE 24,40024.4k $153.2k $153.2k 0.00% New
63 Dakota Wealth Management 0.00% of their portfolio PALM BEACH GARDENS, FL 23,21123.2k $145.3k $145.3k 0.00% Added +7.6k +7,587
64 Samalin Investment Counsel, LLC 0.06% of their portfolio CHAPPAQUA, NY 23,05623.1k $144.3k $144.3k 0.06% Reduced -1.8k -1,765
65 CreativeOne Wealth, LLC 0.00% of their portfolio OVERLAND PARK, KS 22,67222.7k $141.9k $141.9k 0.00% Reduced -3.5k -3,540
66 Modera Wealth Management, LLC 0.00% of their portfolio WESTWOOD, NJ 22,30822.3k $139.6k $139.6k 0.00% Added +385 +385
67 National Philanthropic Trust 0.00% of their portfolio Jenkintown, PA 21,19021.2k $132.6k $132.6k 0.00% Unchanged
68 Mariner, LLC 0.00% of their portfolio Overland Park, KS 20,72220.7k $129.7k $129.7k 0.00% Added +2.4k +2,405
69 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 20,60020.6k $129.0k $129.0k 0.00% Reduced -8.4k -8,400
70 PFG Investments, LLC 0.01% of their portfolio WOODBURY, NY 18,54918.5k $116.1k $116.1k 0.01% Added +1.2k +1,232
71 Clearstead Advisors, LLC 0.00% of their portfolio CLEVELAND, OH 18,08118.1k $113.2k $113.2k 0.00% Added +12.5k +12,481
72 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 16,81916.8k $105.0k $105.0k 0.00% Reduced -589 -589
73 TWO SIGMA SECURITIES, LLC 0.02% of their portfolio NEW YORK, NY 16,57916.6k $103.8k $103.8k 0.02% New
74 B. Riley Wealth Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 16,25216.3k $101.7k $101.7k 0.00% Added +1.1k +1,104
75 LEVEL FOUR ADVISORY SERVICES, LLC 0.00% of their portfolio DALLAS, TX 16,19416.2k $101.4k $101.4k 0.00% Reduced -4.3k -4,259
76 Ignite Planners, LLC 0.02% of their portfolio SAN CLEMENTE, CA 15,82915.8k $101.3k $101.3k 0.02% Reduced -4.5k -4,550
77 &PARTNERS 0.00% of their portfolio NASHVILLE, TN 15,60115.6k $98.8k $98.8k 0.00% Reduced -1.1k -1,067
78 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 15,48515.5k $97.0k $97.0k 0.00% Added +705 +705
79 INSIGNEO ADVISORY SERVICES, LLC 0.01% of their portfolio MIAMI, FL 15,10015.1k $94.5k $94.5k 0.01% Unchanged
80 INTEGRITY ALLIANCE, LLC. 0.00% of their portfolio Urbandale, IA 14,12014.1k $88.4k $88.4k 0.00% New
81 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 13,80313.8k $86.4k $86.4k 0.00% Reduced -10.9k -10,878
82 Successful Portfolios LLC 0.06% of their portfolio CLEARWATER, FL 13,59013.6k $85.1k $85.1k 0.06% Reduced -1.0k -1,000
83 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 13,13213.1k $82.2k $82.2k 0.00% Reduced -694 -694
84 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.01% of their portfolio CONCORD, MA 12,95012.9k $82.0k $82.0k 0.01% New
85 City State Bank 0.03% of their portfolio NORWALK, IA 12,91312.9k $80.8k $80.8k 0.03% New
86 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 12,78112.8k $80.0k $80.0k 0.00% Reduced -153.6k -153,640
87 J.W. COLE ADVISORS, INC. 0.00% of their portfolio TAMPA, FL 12,77712.8k $80.0k $80.0k 0.00% Added +2.0k +2,050
88 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 12,72812.7k $79.7k $79.7k 0.00% Added +1.7k +1,681
89 World Investment Advisors 0.00% of their portfolio LINCROFT, NJ 12,51912.5k $78.4k $78.4k 0.00% New
90 David J Yvars Group 0.06% of their portfolio UNIVERSITY PARK, FL 12,36412.4k $77.4k $77.4k 0.06% Added +1.7k +1,663
91 Pine Valley Investments Ltd Liability Co 0.00% of their portfolio MARLTON, NJ 12,22112.2k $76.5k $76.5k 0.00% Reduced -11.0k -10,961
92 BARRETT & COMPANY, INC. 0.03% of their portfolio PROVIDENCE, RI 11,49311.5k $71.9k $71.9k 0.03% Unchanged
93 4WEALTH ADVISORS, INC. 0.08% of their portfolio Burr Ridge, IL 11,02111.0k $69.0k $69.0k 0.08% Unchanged
94 NewEdge Wealth, LLC 0.00% of their portfolio STAMFORD, CT 10,76710.8k $67.4k $67.4k 0.00% Unchanged
95 SUSQUEHANNA ADVISORS GROUP, INC. 0.00% of their portfolio BALA CYNWYD, PA 10,60010.6k $66.4k $66.4k 0.00% Unchanged
96 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 10,00410.0k $62.6k $62.6k 0.00% New
97 Plancorp, LLC 0.00% of their portfolio SAINT LOUIS, MO 10,00010.0k $62.6k $62.6k 0.00% New
98 CWM, LLC 0.00% of their portfolio OMAHA, NE 9,0689.1k $57.0k $57.0k 0.00% Added +212 +212
99 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 8,8408.8k $91.9k $91.9k 0.00% New
100 COMERICA BANK 0.00% of their portfolio DALLAS, TX 7,0667.1k $44.2k $44.2k 0.00% Reduced -1.2k -1,186