Vault-13

BLACKROCK INNOVATION AND GRW BTX

SHS BEN INT · Closed-End Fund · CUSIP 09260Q108

112 institutional holders +5 vs Q3 2022
53,613,42553.6m shares reported held*
$365.2mreported value*
19 new 37 added 36 reduced 15 sold out net bought ≈ $90.2m (+13.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($179.8k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $6.81.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 107Q4 22: 112112Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022107
Q4 2022112

Biggest buyers

Saba Capital Management, L.P. Added +4,960,391+5.0m
Weiss Asset Management LP Added +2,556,295+2.6m
CLOUGH CAPITAL PARTNERS L P Added +1,958,961+2.0m
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD Added +1,569,045+1.6m
Logan Stone Capital, LLC Added +1,256,691+1.3m
Quantedge Capital Pte Ltd Added +987,313+987.3k
OTA Financial Group L.P. Added +902,765+902.8k
WOLVERINE ASSET MANAGEMENT LLC Added +471,798+471.8k
Thomas J. Herzfeld Advisors, Inc. Added +372,681+372.7k
1607 Capital Partners, LLC Added +283,844+283.8k

Biggest sellers

RIVERNORTH CAPITAL MANAGEMENT, LLC Reduced -660,562-660.6k
MORGAN STANLEY Reduced -594,804-594.8k
UBS Group AG Reduced -515,150-515.1k
BANK OF AMERICA CORP /DE/ Reduced -515,022-515.0k
RAYMOND JAMES & ASSOCIATES Reduced -329,378-329.4k
COHEN & STEERS, INC. Sold out -108,192-108.2k
J.P. Morgan Private Wealth Advisors LLC Reduced -97,612-97.6k
LPL Financial LLC Reduced -79,491-79.5k
STIFEL FINANCIAL CORP Reduced -72,613-72.6k
WELLS FARGO & COMPANY/MN Reduced -68,647-68.6k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
MORGAN STANLEY 13G · institution new · filed 2026-05-11 5.3% new 6.2m≈ $56.0m 2026-05-11

Insider purchases and sales in Q4 2022

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
202Q1 21: 0 buyingQ1 21: 0 sellingQ2 21: 0 buyingQ2 21: 0 sellingQ2 21Q3 21: 0 buyingQ3 21: 0 sellingQ4 21: 0 buyingQ4 21: 1 sellingQ4 21Q1 22: 2 buyingQ1 22: 0 sellingQ2 22: 0 buyingQ2 22: 0 sellingQ2 22Q3 22: 0 buyingQ3 22: 0 sellingQ4 22: 0 buyingQ4 22: 0 sellingQ4 22
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q1 20210—0——
Q2 20210—0——
Q3 20210—0——
Q4 20210—1$333.0k—
Q1 20222$303.5k0——
Q2 20220—0——
Q3 20220—0——
Q4 20220—0——

None reported in Q4 2022.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 8,755,9228.8m $59.6m $59.6m 0.01% Reduced -594.8k -594,804
2 Saba Capital Management, L.P. 0.73% of their portfolio NEW YORK, NY 6,354,4116.4m $43.3m $43.3m 0.73% Added +5.0m +4,960,391
3 Cornerstone Advisors, LLC 1.42% of their portfolio ASHEVILLE, NC 4,223,7564.2m $28.8m $28.8m 1.42% Reduced -32.0k -31,985
4 Quantedge Capital Pte Ltd 9.43% of their portfolio Singapore, U0 4,128,9354.1m $28.1m $28.1m 9.43% Added +987.3k +987,313
5 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 1.90% of their portfolio London, X0 3,454,0953.5m $23.6m $23.6m 1.90% Added +1.6m +1,569,045
6 Weiss Asset Management LP 0.99% of their portfolio BOSTON, MA 3,040,7833.0m $20.7m $20.7m 0.99% Added +2.6m +2,556,295
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 2,553,6302.6m $17.4m $17.4m 0.00% Reduced -515.0k -515,022
8 CLOUGH CAPITAL PARTNERS L P 1.54% of their portfolio Boston, MA 2,230,3472.2m $15.2m $15.2m 1.54% Added +2.0m +1,958,961
9 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 1,895,2531.9m $12.9m $12.9m 0.01% Reduced -329.4k -329,378
10 LAZARD ASSET MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 1,576,6341.6m $10.7m $10.7m 0.01% Unchanged
11 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,473,6021.5m $10.0m $10.0m 0.00% Reduced -515.1k -515,150
12 Logan Stone Capital, LLC 3.73% of their portfolio CHICAGO, IL 1,464,3921.5m $10.0m $10.0m 3.73% Added +1.3m +1,256,691
13 OTA Financial Group L.P. 8.67% of their portfolio PURCHASE, NY 1,276,7551.3m $8.7m $8.7m 8.67% Added +902.8k +902,765
14 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 978,127978.1k $6.7m $6.7m 0.01% Added +15.2k +15,166
15 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 816,620816.6k $5.6m $5.6m 0.00% Reduced -68.6k -68,647
16 1607 Capital Partners, LLC 0.37% of their portfolio Richmond, VA 797,744797.7k $5.4m $5.4m 0.37% Added +283.8k +283,844
17 WOLVERINE ASSET MANAGEMENT LLC 0.08% of their portfolio CHICAGO, IL 775,137775.1k $5.3m $5.3m 0.08% Added +471.8k +471,798
18 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 747,150747.1k $5.1m $5.1m 0.00% Reduced -79.5k -79,491
19 MANGROVE PARTNERS IM, LLC 0.29% of their portfolio Greenwich, CT 731,181731.2k $5.0m $5.0m 0.29% Unchanged
20 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 570,788570.8k $3.9m $3.9m 0.01% Reduced -72.6k -72,613
21 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 570,542570.5k $3.9m $3.9m 0.00% Added +45.2k +45,154
22 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.15% of their portfolio WEST PALM BEACH, FL 478,122478.1k $3.3m $3.3m 0.15% Reduced -660.6k -660,562
23 Matisse Capital 1.36% of their portfolio PORTLAND, OR 420,000420.0k $2.9m $2.9m 1.36% Added +210.0k +210,000
24 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 386,838386.8k $2.6m $2.6m 0.00% Reduced -29.3k -29,272
25 Thomas J. Herzfeld Advisors, Inc. 1.04% of their portfolio MIAMI BEACH, FL 373,379373.4k $2.5m $2.5m 1.04% Added +372.7k +372,681
26 CORRADO ADVISORS, LLC 1.19% of their portfolio RAMSEY, NJ 249,929249.9k $1.7m $1.7m 1.19% Reduced -66.8k -66,788
27 Atlas Wealth LLC 0.41% of their portfolio CINCINNATI, OH 222,664222.7k $1.5m $1.5m 0.41% First filing
28 OPPENHEIMER & CO INC 0.03% of their portfolio NEW YORK, NY 217,150217.2k $1.5m $1.5m 0.03% Reduced -4.3k -4,330
29 Elequin Capital, LP 0.35% of their portfolio NEW YORK, NY 183,583183.6k $1.3m $1.3m 0.35% New
30 EPIQ PARTNERS, LLC 0.70% of their portfolio MINNEAPOLIS, MN 154,983155.0k $1.1m $1.1m 0.70% Reduced -17.6k -17,564
31 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 152,574152.6k $1.0m $1.0m 0.00% Added +139.3k +139,322
32 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 137,974138.0k $939.6k $939.6k 0.00% Added +96.4k +96,437
33 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 115,955116.0k $789.7k $789.7k 0.00% New
34 Advisors Asset Management, Inc. 0.02% of their portfolio Monument, CO 115,242115.2k $784.8k $784.8k 0.02% Added +35.9k +35,874
35 GUGGENHEIM CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 108,127108.1k $736.3k $736.3k 0.01% Added +37.6k +37,585
36 Virtu Financial LLC 0.09% of their portfolio New York, NY 98,27598.3k $669.0k $669.0k 0.09% New
37 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 92,09992.1k $537.7k $537.7k 0.02% Reduced -3.9k -3,861
38 NewEdge Wealth, LLC 0.03% of their portfolio STAMFORD, CT 85,90285.9k $585.0k $585.0k 0.03% Added +52.5k +52,496
39 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 85,10585.1k $580.0k $580.0k 0.00% Added +4.8k +4,822
40 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 79,24479.2k $540.0k $540.0k 0.00% Added +12.3k +12,312
41 Shaker Financial Services, LLC 0.24% of their portfolio Arlington, VA 74,72274.7k $508.9k $508.9k 0.24% New
42 CHAPIN DAVIS, INC. 0.28% of their portfolio BALTIMORE, MD 71,62571.6k $487.8k $487.8k 0.28% First filing
43 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 65,48365.5k $445.9k $445.9k 0.00% Reduced -10.2k -10,203
44 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 59,22259.2k $403.0k $403.0k 0.02% Reduced -30.2k -30,177
45 Amplius Wealth Advisors, LLC 0.06% of their portfolio BLUE BELL, PA 58,76558.8k $400.2k $400.2k 0.06% Reduced -23.8k -23,786
46 Eudaimonia Partners, LLC 0.09% of their portfolio Winchester, TN 54,51854.5k $371.3k $371.3k 0.09% Added +1.6k +1,606
47 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 54,05154.1k $368.1k $368.1k 0.01% Added +44.6k +44,634
48 SG3 Management, LLC 0.22% of their portfolio DORADO, PR 51,00051.0k $347.3k $347.3k 0.22% Not comparable
49 Almitas Capital LLC 0.16% of their portfolio SANTA MONICA, CA 50,95751.0k $347.0k $347.0k 0.16% New
50 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 50,80050.8k $345.9k $345.9k 0.01% Reduced -1.3k -1,300
51 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 49,23249.2k $335.3k $335.3k 0.00% Reduced -97.6k -97,612
52 VIRTUS ADVISERS, LLC 0.15% of their portfolio HARTFORD, CT 41,92841.9k $285.5k $285.5k 0.15% Added +9.4k +9,450
53 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 40,00140.0k $272.4k $272.4k 0.00% New
54 Ignite Planners, LLC 0.13% of their portfolio SAN CLEMENTE, CA 39,20039.2k $300.3k $300.3k 0.13% Reduced -3.8k -3,750
55 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 36,34236.3k $247.0k $247.0k 0.00% Reduced -3.3k -3,325
56 Hilltop Holdings Inc. 0.03% of their portfolio DALLAS, TX 35,65035.6k $242.8k $242.8k 0.03% Reduced -2.9k -2,850
57 Dorsey & Whitney Trust CO LLC 0.02% of their portfolio SIOUX FALLS, SD 33,90033.9k $230.9k $230.9k 0.02% Reduced -13.2k -13,200
58 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 32,26432.3k $219.7k $219.7k 0.01% Reduced -8.3k -8,290
59 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 28,75728.8k $195.8k $195.8k 0.00% Added +3.7k +3,703
60 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 27,72527.7k $189.0k $189.0k 0.00% New
61 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 26,42126.4k $179.9k $179.9k 0.00% Added +424 +424
62 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 26,26226.3k $179.0k $179.0k 0.01% Reduced -12.4k -12,435
63 IEQ CAPITAL, LLC 0.00% of their portfolio Foster City, CA 23,15223.2k $157.7k $157.7k 0.00% Added +6.5k +6,500
64 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.05% of their portfolio BLUE BELL, PA 22,84922.8k $155.6k $155.6k 0.05% Added +4.1k +4,106
65 Karpus Management, Inc. 0.00% of their portfolio Pittsford, NY 20,00020.0k $136.2k $136.2k 0.00% Reduced -67.4k -67,401
66 Telemetry Investments, L.L.C. 0.32% of their portfolio NEW YORK, NY 19,90019.9k $136.0k $136.0k 0.32% Added +6.9k +6,900
67 David J Yvars Group 0.17% of their portfolio UNIVERSITY PARK, FL 19,60719.6k $133.5k $133.5k 0.17% Added +5.7k +5,715
68 Modera Wealth Management, LLC 0.01% of their portfolio WESTWOOD, NJ 19,58919.6k $133.4k $133.4k 0.01% Reduced -3.6k -3,616
69 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 19,37519.4k $132.0k $132.0k 0.00% Added +2.2k +2,216
70 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 18,64818.6k $126.3k $126.3k 0.00% Reduced -126 -126
71 Hayek Kallen Investment Management 0.05% of their portfolio FAIRHOPE, AL 17,50017.5k $119.0k $119.0k 0.05% Unchanged
72 Sightline Wealth Advisors, LLC 0.12% of their portfolio GROTON, CT 17,00017.0k $115.8k $115.8k 0.12% New
73 Summit Trail Advisors, LLC 0.01% of their portfolio NEW YORK, NY 16,65216.7k $113.4k $113.4k 0.01% New
74 WORLD EQUITY GROUP, INC. 0.03% of their portfolio SCHAUMBURG, IL 16,24616.2k $110.6k $110.6k 0.03% Unchanged
75 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 15,78715.8k $139.2k $139.2k 0.00% First filing
76 BARRETT & COMPANY, INC. 0.07% of their portfolio PROVIDENCE, RI 15,34415.3k $104.5k $104.5k 0.07% Unchanged
77 Carson Advisory Inc. 0.10% of their portfolio ATHENS, GA 14,59014.6k $99.4k $99.4k 0.10% Added +3.4k +3,412
78 Successful Portfolios LLC 0.06% of their portfolio CLEARWATER, FL 13,79013.8k $94.0k $94.0k 0.06% New
79 MELFA WEALTH MANAGEMENT, INC. 0.09% of their portfolio WESTBOROUGH, MA 12,95012.9k $88.2k $88.2k 0.09% First filing
80 Mariner, LLC 0.00% of their portfolio Overland Park, KS 12,57912.6k $86.0k $86.0k 0.00% Added +2.3k +2,269
81 PARK AVENUE SECURITIES LLC 0.00% of their portfolio NEW YORK, NY 11,43411.4k $78.0k $78.0k 0.00% New
82 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 11,26011.3k $76.7k $76.7k 0.00% New
83 Activest Wealth Management 0.04% of their portfolio AVENTURA, FL 11,20211.2k $140.0k $140.0k 0.04% Reduced -1.2k -1,174
84 Patriot Financial Group Insurance Agency, LLC 0.02% of their portfolio Westborough, MA 11,04811.0k $75.2k $75.2k 0.02% Unchanged
85 HB Wealth Management, LLC 0.00% of their portfolio Atlanta, GA 11,00011.0k $74.9k $74.9k 0.00% New
86 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 10,42810.4k $71.0k $71.0k 0.00% New
87 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 10,41710.4k $71.0k $71.0k 0.00% Reduced -2.5k -2,473
88 Sterneck Capital Management, LLC 0.05% of their portfolio KANSAS CITY, MO 10,16110.2k $69.2k $69.2k 0.05% Reduced -5.5k -5,540
89 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 10,00910.0k $68.2k $68.2k 0.00% Reduced -4.8k -4,767
90 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 6,6966.7k $45.6k $45.6k 0.00% Added +4.9k +4,896
91 Princeton Global Asset Management LLC 0.01% of their portfolio PRINCETON, NJ 5,7465.7k $39.0k $39.0k 0.01% Added +163 +163
92 Arlington Partners LLC 0.01% of their portfolio BIRMINGHAM, AL 5,7455.7k $39.1k $39.1k 0.01% New
93 BlackRock Inc. 0.00% of their portfolio New York, NY 5,0005.0k $34.0k $34.0k 0.00% Reduced -1 -1
94 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 3,0723.1k $21.0k $21.0k 0.00% Reduced -7 -7
95 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 2,8862.9k $19.7k $19.7k 0.00% New
96 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 2,6642.7k $18.1k $18.1k 0.00% Unchanged
97 Core Wealth Advisors, Inc. 0.01% of their portfolio LAKELAND, FL 2,6232.6k $17.9k $17.9k 0.01% Added +419 +419
98 FIRST MANHATTAN CO. LLC. 0.00% of their portfolio NEW YORK, NY 2,3372.3k $15.9k $15.9k 0.00% New
99 Investors Research Corp 0.00% of their portfolio ATLANTA, GA 2,0982.1k $14.3k $14.3k 0.00% Unchanged
100 Lindbrook Capital, LLC 0.00% of their portfolio CALABASAS, CA 1,7141.7k $11.7k $11.7k 0.00% Added +33 +33