Vault-13

BLACKROCK TCP CAPITAL CORP TCPC

COM · Common Stock · CUSIP 09259E108

115 institutional holders -4 vs Q1 2026
21,821,67921.8m shares reported held*
26.0% of all shares outstanding*
$73.3mreported value*
25 new 37 added 23 reduced 28 sold out net bought ≈ $2.3m (+691.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 83.9m as of 2026-08-06, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $3.36. Options: 1 managers hold calls ($40.0k notional), 4 hold puts ($253.0k).

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 125Q4 22: 126Q1 23: 117Q2 23: 112Q3 23: 118Q4 23: 124Q1 24: 146Q2 24: 142Q3 24: 147Q4 24: 151Q1 25: 144Q2 25: 133Q3 25: 140Q4 25: 128Q1 26: 119Q2 26: 115115Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 2022125
Q4 2022126
Q1 2023117
Q2 2023112
Q3 2023118
Q4 2023124
Q1 2024146
Q2 2024142
Q3 2024147
Q4 2024151
Q1 2025144
Q2 2025133
Q3 2025140
Q4 2025128
Q1 2026119
Q2 2026115

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 24: 64 bought or addedQ3 24: 69 cut or sold outQ4 24: 57 bought or addedQ4 24: 66 cut or sold outQ4 24Q1 25: 68 bought or addedQ1 25: 65 cut or sold outQ2 25: 53 bought or addedQ2 25: 69 cut or sold outQ2 25Q3 25: 60 bought or addedQ3 25: 52 cut or sold outQ4 25: 50 bought or addedQ4 25: 80 cut or sold outQ4 25Q1 26: 52 bought or addedQ1 26: 63 cut or sold outQ2 26: 62 bought or addedQ2 26: 51 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20246469
Q4 20245766
Q1 20256865
Q2 20255369
Q3 20256052
Q4 20255080
Q1 20265263
Q2 20266251

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ3 25 calls: $417.8kQ3 25 puts: $277.7kQ3 25P/C 0.66Q4 25 calls: $114.3kQ4 25 puts: $91.9kQ4 25P/C 0.80Q1 26 calls: $15.2kQ1 26 puts: $335.4kQ1 26P/C 22.12Q2 26 calls: $40.0kQ2 26 puts: $253.0kQ2 26P/C 6.33
Numbers
QuarterCallsPutsP/C
Q3 2025$417.8k$277.7k0.66
Q4 2025$114.3k$91.9k0.80
Q1 2026$15.2k$335.4k22.12
Q2 2026$40.0k$253.0k6.33

Biggest buyers

VAN ECK ASSOCIATES CORP Added +829,757+829.8k
VICTORY CAPITAL MANAGEMENT INC Added +511,920+511.9k
ARES MANAGEMENT LLC Added +509,802+509.8k
UBS Group AG Added +408,718+408.7k
Callodine Capital Management, LP Added +324,508+324.5k
BANK OF AMERICA CORP /DE/ Added +277,993+278.0k
Alpine Global Management, LLC New +263,710+263.7k
ROYAL BANK OF CANADA Added +156,355+156.4k
Next Capital Management LLC Added +80,738+80.7k
Cetera Investment Advisers Added +57,462+57.5k

Biggest sellers

North Ground Capital Sold out -850,000-850.0k
TRANSCEND CAPITAL ADVISORS, LLC Reduced -397,464-397.5k
TWO SIGMA INVESTMENTS, LP Reduced -358,553-358.6k
FRANKLIN RESOURCES INC Sold out -357,886-357.9k
BI Asset Management Fondsmaeglerselskab A/S Reduced -330,914-330.9k
Engineers Gate Manager LP Sold out -85,367-85.4k
Curi Capital, LLC Sold out -85,000-85.0k
AQR CAPITAL MANAGEMENT LLC Sold out -66,631-66.6k
Squarepoint Ops LLC Reduced -55,586-55.6k
Jump Financial, LLC Sold out -53,100-53.1k

Biggest calls

SIMPLEX TRADING, LLC Added $40.0k11.9k shares

Biggest puts

Greenland Capital Management LP New $168.0k50.0k shares
CITADEL ADVISORS LLC Reduced $46.0k13.7k shares
JANE STREET GROUP, LLC New $36.3k10.8k shares
SIMPLEX TRADING, LLC Reduced $2.7k800 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
404Q4 24: 2 buyingQ4 24: 0 sellingQ1 25: 4 buyingQ1 25: 0 sellingQ1 25Q2 25: 1 buyingQ2 25: 0 sellingQ3 25: 0 buyingQ3 25: 0 sellingQ3 25Q4 25: 0 buyingQ4 25: 0 sellingQ1 26: 4 buyingQ1 26: 0 sellingQ1 26Q2 26: 0 buyingQ2 26: 0 sellingQ3 26: 0 buyingQ3 26: 0 sellingQ3 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20242$178.3k0——
Q1 20254$227.0k0——
Q2 20251$24.9k0——
Q3 20250—0——
Q4 20250—0——
Q1 20264$370.0k0——
Q2 20260—0——
Q3 20260—0——

None reported since 1 Apr 2026.

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Next Capital Management LLC 2.84% of their portfolio NEW YORK, NY 3,130,2853.1m $10.5m $10.5m 2.84% Added +80.7k +80,738
2 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,617,4452.6m $8.8m $8.8m 0.00% Added +408.7k +408,718
3 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 2,375,5492.4m $8.0m $8.0m 0.00% Unchanged
4 VAN ECK ASSOCIATES CORP 0.00% of their portfolio NEW YORK, NY 2,096,6042.1m $7.0m $7.0m 0.00% Added +829.8k +829,757
5 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 1,350,3431.4m $4.5m $4.5m 0.00% Added +511.9k +511,920
6 ARES MANAGEMENT LLC 0.15% of their portfolio LOS ANGELES, CA 1,054,7711.1m $3.5m $3.5m 0.15% Added +509.8k +509,802
7 TRANSCEND CAPITAL ADVISORS, LLC 0.20% of their portfolio MADISON, NJ 899,089899.1k $3.0m $3.0m 0.20% Reduced -397.5k -397,464
8 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 807,365807.4k $2.7m $2.7m 0.00% Added +47.6k +47,643
9 Callodine Capital Management, LP 0.16% of their portfolio BOSTON, MA 702,234702.2k $2.4m $2.4m 0.16% Added +324.5k +324,508
10 Legal & General Group Plc 0.00% of their portfolio London, X0 669,081669.1k $2.2m $2.2m 0.00% Added +3.4k +3,417
11 BARINGS LLC 0.04% of their portfolio CHARLOTTE, NC 591,808591.8k $2.0m $2.0m 0.04% Added +26.8k +26,817
12 BlackRock, Inc. 0.00% of their portfolio New York, NY 458,399458.4k $1.5m $1.5m 0.00% Added +5.0k +5,000
13 LSV ASSET MANAGEMENT 0.00% of their portfolio CHICAGO, IL 410,100410.1k $1.4m $1.4m 0.00% Unchanged
14 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 398,785398.8k $1.3m $1.3m 0.00% Added +278.0k +277,993
15 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 332,397332.4k $1.1m $1.1m 0.00% Reduced -358.6k -358,553
16 GatePass Capital, LLC 0.36% of their portfolio INDEPENDENCE, OH 283,070283.1k $951.1k $951.1k 0.36% Added +5.8k +5,850
17 Sumitomo Mitsui Trust Group, Inc. 0.00% of their portfolio CHIYODA-KU, TOKYO, M0 279,505279.5k $939.1k $939.1k 0.00% Unchanged
18 Muzinich & Co., Inc. 0.32% of their portfolio NEW YORK, NY 279,505279.5k $939.1k $939.1k 0.32% Unchanged
19 Alpine Global Management, LLC 0.15% of their portfolio NEW YORK, NY 263,710263.7k $886.1k $886.1k 0.15% New
20 Virtus Investment Advisers, LLC 0.20% of their portfolio HARTFORD, CT 258,829258.8k $869.7k $869.7k 0.20% Added +11.5k +11,514
21 LOOMIS SAYLES & CO L P 0.00% of their portfolio BOSTON, MA 245,000245.0k $823.2k $823.2k 0.00% Unchanged
22 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 163,199163.2k $548.0k $548.0k 0.00% Added +156.4k +156,355
23 BI Asset Management Fondsmaeglerselskab A/S 0.00% of their portfolio KOBENHAVN, G7 121,960122.0k $410.0k $410.0k 0.00% Reduced -330.9k -330,914
24 ROMANO BROTHERS AND COMPANY 0.03% of their portfolio EVANSTON, IL 100,645100.6k $338.2k $338.2k 0.03% Added +20.0k +20,000
25 CANADA LIFE ASSURANCE Co 0.00% of their portfolio WINNIPEG, A2 99,975100.0k $334.0k $334.0k 0.00% Added +7.5k +7,460
26 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 89,86189.9k $301.9k $301.9k 0.00% Reduced -24.1k -24,111
27 United Advisor Group, LLC 0.03% of their portfolio CINCINNATI, OH 89,73889.7k $301.5k $301.5k 0.03% Added +211 +211
28 Ethos Financial Group, LLC 0.02% of their portfolio KING OF PRUSSIA, PA 89,64489.6k $301.2k $301.2k 0.02% Reduced -877 -877
29 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 88,99489.0k $299.0k $299.0k 0.00% Reduced -55.6k -55,586
30 Almitas Capital LLC 0.07% of their portfolio SANTA MONICA, CA 85,00085.0k $285.6k $285.6k 0.07% Unchanged
31 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 84,90784.9k $285.3k $285.3k 0.00% Added +57.5k +57,462
32 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 74,39974.4k $250.0k $250.0k 0.00% Reduced -2.0k -2,030
33 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 69,30969.3k $232.9k $232.9k 0.00% Added +3.5k +3,454
34 Closed-End Fund Advisors, Inc. 0.19% of their portfolio RICHMOND, VA 58,51358.5k $196.6k $196.6k 0.19% Added +4.0k +3,985
35 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 52,71952.7k $177.1k $177.1k 0.00% Reduced -13.2k -13,158
36 Universal- Beteiligungs- und Servicegesellschaft mbH 0.00% of their portfolio FRANKFURT AM MAIN, 2M 51,90051.9k $174.4k $174.4k 0.00% Unchanged
37 INDEPENDENT FINANCIAL GROUP, LLC 0.00% of their portfolio SAN DIEGO, CA 50,61050.6k $170.1k $170.1k 0.00% Added +3.0k +2,952
38 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 50,22250.2k $168.8k $168.8k 0.00% Reduced -8.3k -8,283
39 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 47,82947.8k $160.7k $160.7k 0.00% Reduced -13.8k -13,825
40 Van Hulzen Asset Management, LLC 0.01% of their portfolio EL DORADO HILLS, CA 47,50047.5k $159.6k $159.6k 0.01% New
41 TWO SIGMA SECURITIES, LLC 0.01% of their portfolio NEW YORK, NY 43,22743.2k $145.2k $145.2k 0.01% Reduced -4.1k -4,080
42 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 43,20043.2k $145.2k $145.2k 0.00% New
43 Arkadios Wealth Advisors 0.00% of their portfolio ATLANTA, GA 40,87240.9k $137.3k $137.3k 0.00% Reduced -13.1k -13,075
44 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 40,74340.7k $136.9k $136.9k 0.00% New
45 Curated Wealth Partners LLC 0.02% of their portfolio EL SEGUNDO, CA 38,58738.6k $129.7k $129.7k 0.02% Unchanged
46 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 33,42333.4k $112.3k $112.3k 0.00% Reduced -6.4k -6,387
47 Compound Planning, Inc. 0.00% of their portfolio NEW YORK, NY 28,52228.5k $95.8k $95.8k 0.00% Added +255 +255
48 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 25,63225.6k $86.1k $86.1k 0.00% Added +191 +191
49 Mallini Complete Financial Planning LLC 0.06% of their portfolio GAINESVILLE, FL 25,37125.4k $85.2k $85.2k 0.06% Added +724 +724
50 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 25,20625.2k $84.7k $84.7k 0.00% New
51 SMH CAPITAL ADVISORS INC 0.33% of their portfolio FORT WORTH, TX 24,71724.7k $83.0k $83.0k 0.33% New
52 Catalyst Capital Advisors LLC 0.00% of their portfolio San Juan, PR 24,71724.7k $83.0k $83.0k 0.00% New
53 M&T Bank Corp 0.00% of their portfolio BUFFALO, NY 24,12224.1k $81.0k $81.0k 0.00% Unchanged
54 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 23,99824.0k $80.6k $80.6k 0.00% Added +9.3k +9,283
55 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 23,15223.2k $78.0k $78.0k 0.00% Added +3.2k +3,157
56 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 21,08921.1k $70.9k $70.9k 0.00% Added +576 +576
57 EIGHT 31 FINANCIAL, LLC 0.04% of their portfolio MIDLAND, TX 20,82920.8k $70.0k $70.0k 0.04% Added +1.0k +1,022
58 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 18,86418.9k $63.4k $63.4k 0.00% Reduced -47.9k -47,932
59 Jain Global LLC 0.00% of their portfolio NEW YORK, NY 15,90015.9k $53.4k $53.4k 0.00% New
60 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 14,70514.7k $49.0k $49.0k 0.00% New
61 Significant Wealth Partners LLC 0.05% of their portfolio CARY, IL 14,41714.4k $48.4k $48.4k 0.05% Added +3.3k +3,319
62 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 14,30014.3k $48.0k $48.0k 0.00% Reduced -2.0k -2,000
63 Prospera Financial Services Inc 0.00% of their portfolio Dallas, TX 14,20014.2k $47.7k $47.7k 0.00% Reduced -279 -279
64 Ignite Planners, LLC 0.01% of their portfolio SAN CLEMENTE, CA 14,13614.1k $47.5k $47.5k 0.01% Reduced -857 -857
65 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 14,11414.1k $47.4k $47.4k 0.00% Added +2.5k +2,468
66 IMC-Chicago, LLC 0.00% of their portfolio CHICAGO, IL 13,30113.3k $44.7k $44.7k 0.00% Reduced -7.8k -7,778
67 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 13,00013.0k $43.7k $43.7k 0.00% Added +154 +154
68 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 12,58012.6k $42.3k $42.3k 0.00% New
69 WealthTrust Axiom LLC 0.01% of their portfolio WAYNE, PA 12,50012.5k $42.0k $42.0k 0.01% Unchanged
70 Integras Partners LLC 0.02% of their portfolio Alpharetta, GA 12,50012.5k $42.0k $42.0k 0.02% New
71 Schonfeld Strategic Advisors LLC 0.00% of their portfolio NEW YORK, NY 12,40012.4k $41.7k $41.7k 0.00% New
72 Accel Wealth Management 0.01% of their portfolio WAVERLY, IA 12,00012.0k $40.3k $40.3k 0.01% Unchanged
73 Bogart Wealth, LLC 0.00% of their portfolio MCLEAN, VA 11,81211.8k $39.7k $39.7k 0.00% Unchanged
74 BRIGHTON JONES LLC 0.00% of their portfolio SEATTLE, WA 10,00010.0k $33.6k $33.6k 0.00% New
75 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 9,5899.6k $32.2k $32.2k 0.00% Reduced -641 -641
76 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 8,8498.8k $29.7k $29.7k 0.00% Added +3.8k +3,777
77 VSM Wealth Advisory, LLC 0.01% of their portfolio HUNT VALLEY, MD 7,3507.3k $24.7k $24.7k 0.01% Added +354 +354
78 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 5,1655.2k $17.4k $17.4k 0.00% Added +211 +211
79 State of Alaska, Department of Revenue 0.00% of their portfolio JUNEAU, AK 4,0704.1k $13.0k $13.0k 0.00% Unchanged
80 COMPASS FINANCIAL MANAGEMENT LLC 0.00% of their portfolio TAMPA, FL 3,8693.9k $13.0k $13.0k 0.00% First filing
81 Triumph Capital Management 0.00% of their portfolio DENVER, CO 2,5172.5k $8.5k $8.5k 0.00% Unchanged
82 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 2,0002.0k $6.7k $6.7k 0.00% Reduced -2.2k -2,200
83 Wilmington Savings Fund Society, FSB 0.00% of their portfolio WILMINGTON, DE 2,0002.0k $6.7k $6.7k 0.00% Reduced -12.0k -12,000
84 Burk Holdings LLC 0.00% of their portfolio TULSA, OK 1,8441.8k $6.2k $6.2k 0.00% Unchanged
85 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 1,8151.8k $5.9k $5.9k 0.00% Reduced -170 -170
86 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 1,6971.7k $5.7k $5.7k 0.00% Unchanged
87 Caitong International Asset Management Co., Ltd 0.00% of their portfolio HONG KONG, K3 1,6091.6k $5.4k $5.4k 0.00% New
88 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 1,3341.3k $4.5k $4.5k 0.00% Unchanged
89 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 1,2051.2k $4.0k $4.0k 0.00% New
90 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,1481.1k $3.9k $3.9k 0.00% Added +56 +56
91 Axiom Investment Management LLC 0.00% of their portfolio NEW YORK, NY 770770 $2.6k $2.6k 0.00% Unchanged
92 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 750750 $2.5k $2.5k 0.00% Unchanged
93 Institute for Wealth Management, LLC. 0.00% of their portfolio DENVER, CO 667667 $2.2k $2.2k 0.00% New
94 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 623623 $2.1k $2.1k 0.00% Added +267 +267
95 ESL Trust Services, LLC 0.00% of their portfolio ROCHESTER, NY 600600 $2.0k $2.0k 0.00% Unchanged
96 Cassaday & Co Wealth Management LLC 0.00% of their portfolio MCLEAN, VA 600600 $2.0k $2.0k 0.00% Unchanged
97 Quarry LP 0.00% of their portfolio NEW YORK, NY 538538 $1.8k $1.8k 0.00% New
98 Johnson Financial Group, Inc. 0.00% of their portfolio RACINE, WI 417417 $1.4k $1.4k 0.00% New
99 HORIZON FINANCIAL SERVICES, LLC 0.00% of their portfolio WINSTON SALEM, NC 417417 $1.4k $1.4k 0.00% New
100 Community Financial Services Group, LLC 0.00% of their portfolio NEWPORT, VT 292292 $1.0k $1.0k 0.00% Unchanged